gno.law

In re L.R. CA4/1

California Court of Appeal · D082004 · 2023-10-16 · Unpublished

Proceeding
appeal from a judgment
Trial court
Superior Court of San Diego County · No. J520517
Trial judge
Marissa A. Bejarano
Outcome
reversed — Conditionally reversed and remanded with directions.
Area
dependency
Panel
Buchanan (author), Richard D. Huffman, Sr., Michele M. Castillo

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T04:28Z · confidence high

The trial court terminated the parents' rights to their child, finding that the sibling-relationship exception did not apply and that ICWA did not apply. The Court of Appeal conditionally reversed the termination order solely because the Agency conceded it failed to comply with ICWA inquiry duties regarding three specific relatives, while rejecting the mother's sibling visitation arguments on grounds of forfeiture and lack of standing.

Ruling reviewedStandardThe courtThe model
Termination of parental rights based on ICWA non-compliance
“We accept the Agency’s partial concession as to its duty of inquiry, and we therefore conclude the juvenile court’s ICWA findings were inadequately supported by the evidence.”
de novoerroragree with court
The court applied de novo review to the statutory compliance question, which is the correct standard for determining whether ICWA requirements were satisfied. The court correctly identified that the Agency's concession of failure to inquire of specific extended family members rendered the trial court's findings inadequately supported, necessitating a conditional reversal to allow for proper inquiry.
Mother's argument regarding specificity of post-adoption sibling visitation order
“Mother has forfeited this claim by failing to present it to the court below. (See In re Anthony P. (1995) 39 Cal.App.4th 635, 640–642 [appellant forfeited arguments regarding sibling visitation made under section 16002, subdivision (b) by failing to object in the court below].)”
unclearnot reachedagree with court
The court declined to reach the merits of the sibling visitation argument, holding instead that the mother forfeited the issue by failing to raise it in the trial court. This is a procedural bar that precludes substantive review of the trial court's order.
Mother's standing to challenge sibling visitation order
“Mother does not have standing to assert these arguments. A parent only has standing to appeal matters affecting her own rights. (See, e.g., In re K.C. (2011) 52 Cal.4th 231, 238 [“A parent’s appeal from a judgment terminating parental rights confers standing to appeal an order concerning the dependent child’s placement only if the placement order’s reversal advances the parent’s argument against terminating parental rights.”])”
de novonot reachedagree with court
The court applied the established principle that a parent lacks standing to appeal orders that do not affect their own parental rights. Since the mother did not challenge the denial of the sibling exception (which would have affected her rights) and the visitation order did not reinstate her rights, she lacked standing to challenge the visitation order itself.

Authorities

  • relied: In re K.C. (2011) 52 Cal.4th 231 — A parent’s appeal from a judgment terminating parental rights confers standing to appeal an order concerning the dependent child’s placement only if the placement order’s reversal advances the parent’s argument against terminating parental rights.
  • relied: In re Anthony P. (1995) 39 Cal.App.4th 635 — Appellant forfeited arguments regarding sibling visitation made under section 16002, subdivision (b) by failing to object in the court below.
  • relied: In re D.S. (2020) 46 Cal.App.5th 1041 — Where the facts are undisputed, we independently determine whether ICWA’s requirements have been satisfied.
  • relied: Brennon B. v. Superior Court (2022) 13 Cal.5th 662 — Courts seek to avoid interpretations that render any language surplusage.
  • relied: In re A.C. (2022) 86 Cal.App.5th 130 — Agency had a duty to interview the child’s “caregiver and prospective adoptive parent” as having “an interest in the child” under section 224.2.
  • relied: In re Dominick D. (2022) 82 Cal.App.5th 560 — A great-grandfather who was not an “extended family member” had “an interest in the child” because he had been the child’s “primary caregiver”.

The appellate opinion: sound — The opinion is sound because it correctly applies the forfeiture doctrine to the sibling visitation claim and accurately interprets the standing requirements for parents appealing termination orders. It also correctly handles the ICWA issue by accepting the agency's concession of error and applying the appropriate de novo standard of review to determine that the trial court's findings were inadequately supported.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:30Z · confidence medium

The juvenile court terminated the parental rights of P.R. and A.Z. to their child L.R. at a section 366.26 hearing, found the sibling-relationship exception inapplicable, ordered that sibling visitation "shall occur," and found ICWA did not apply. The Court of Appeal held Mother forfeited and lacked standing to challenge the specificity of the post-adoption sibling visitation order, rejected Father's argument that the Agency had to inquire of non-"extended family member" relatives, but accepted the Agency's concession that it failed to inquire of the paternal aunt, half-sister, and maternal grandmother, and conditionally reversed and remanded for ICWA compliance.

Ruling reviewedStandardThe courtThe model
Post-termination sibling visitation order (Mother's claim that the order lacked specificity under section 16002, subdivision (e))
“We conclude that Mother forfeited these arguments by failing to present them to the juvenile court and, in any case, she lacks standing to raise them.”
unclearnot reachedagree with court
The court did not reach the merits; it held the claim forfeited under In re Anthony P. because Mother made no objection or section 16002 argument below, and alternatively held she lacked standing under In re K.C., Frank L., and Nachelle S. because a more specific sibling-visitation order could not advance any argument against termination, and section 16002(e) by its terms applies only after parental rights are terminated. Both grounds are well supported by the cited authority and the opinion notes Mother did not dispute the absence of an objection below.
Finding that ICWA does not apply (adequacy of Agency's initial inquiry under section 224.2 as to paternal aunt, half-sister, and maternal grandmother)
“We accept the Agency’s partial concession as to its duty of inquiry, and we therefore conclude the juvenile court’s ICWA findings were inadequately supported by the evidence.”
de novoerror (fact finding unsupported)agree with court
Applying independent review on undisputed facts (In re D.S.), the court accepted the Agency's concession that it did not ask three readily contactable extended family members about Indian ancestry, which is a straightforward failure of the section 224.2(b) duty. Conditional reversal with a limited remand is the standard remedy for such errors, and the court reasonably declined to decide the prejudice standard (Dezi C., review granted) given the Agency's concession of prejudice. It also appropriately assumed without deciding that the expanded duty applies notwithstanding the Robert F./Delila D. split pending in the Supreme Court.
Rejection of Father's argument that more remote relatives (great-aunts, first cousins once removed, and non-relatives) are "others who have an interest in the child" requiring inquiry under section 224.2, subdivision (b)
“But if any family relationship were sufficient to give rise to “an interest in the child,” there would be no need to specifically define “extended family member” to include only particular relatives.”
de novocorrectagree with court
The court construed the statute to avoid surplusage (Brennon B.; Berkeley Hillside), distinguishing cases such as In re A.C. and In re Dominick D., where non-extended-family relatives had an "interest" because they were caregivers or prospective adoptive parents. Father identified no such circumstance for the additional individuals, so the statutory reading is defensible and consistent with the cited authority.

Authorities

  • relied: In re Anthony P. (1995) 39 Cal.App.4th 635 — A parent forfeits sibling-visitation arguments under section 16002 by failing to object in the juvenile court.
  • relied: In re K.C. (2011) 52 Cal.4th 231 — A parent appealing termination of parental rights has standing to challenge a placement-related order only if its reversal would advance the parent's argument against termination.
  • relied: In re Frank L. (2000) 81 Cal.App.4th 700 — A parent lacks standing to contest a child's placement where the arguments rest on the child's interests rather than the parent's.
  • relied: In re Nachelle S. (1996) 41 Cal.App.4th 1557 — A parent lacks standing to challenge a sibling-visitation order after her parental rights have been terminated.
  • relied: In re T.H. (2010) 190 Cal.App.4th 1119 — Exit orders are entered when the juvenile court terminates its jurisdiction over a dependent child.
  • relied: In re D.S. (2020) 46 Cal.App.5th 1041 — Where facts are undisputed, the appellate court independently determines whether ICWA's requirements have been satisfied.
  • relied: In re A.C. (2022) 86 Cal.App.5th 130 — An agency has a duty to interview a child's caregiver and prospective adoptive parent as a person with an interest in the child.
  • relied: In re Dominick D. (2022) 82 Cal.App.5th 560 — A great-grandfather who was the child's primary caregiver had an interest in the child for purposes of section 224.2 inquiry even though not an extended family member.
  • relied: Brennon B. v. Superior Court (2022) 13 Cal.5th 662 — Courts avoid statutory interpretations that render any language surplusage.
  • relied: Berkeley Hillside Preservation v. City of Berkeley (2015) 60 Cal.4th 1086 — Statutory language should not be interpreted so as to render any part surplusage.

The appellate opinion: sound — The opinion answers each argument with pertinent, binding or persuasive authority: forfeiture and standing doctrine dispose of Mother's sibling-visitation claim, independent review and the Agency's concession support the limited ICWA remand, and a surplusage-based reading of section 224.2(b) properly cabins the "interest in the child" category to the caregiver-type circumstances recognized in A.C. and Dominick D. The court candidly flagged, and reasonably sidestepped, the unresolved Supreme Court questions on the scope of the expanded inquiry duty and the prejudice standard, which the Agency's concession made unnecessary to decide.

How this analysis was made · dispute it

Opinion

Filed 10/16/23 In re L.R. CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

In re L.R., a Person Coming Under the Juvenile Court Law. D082004 SAN DIEGO COUNTY HEALTH AND HUMAN SERVICES AGENCY, (Super. Ct. No. J520517) Plaintiff and Respondent, v. P.R. et al., Defendants and Appellants.

APPEAL from a judgment of the Superior Court of San Diego County, Marissa A. Bejarano, Judge. Conditionally reversed and remanded with directions. Michelle D. Pena, under appointment by the Court of Appeal, for Defendant and Appellant, P.R. Richard Pfeiffer, under appointment by the Court of Appeal, for Defendant and Appellant, A.Z. Claudia G. Silva, County Counsel, Lisa M. Maldonado, Chief Deputy County Counsel, and Kristen M. Ojeil, Deputy County Counsel, for Plaintiff and Respondent.

MEMORANDUM OPINION1 P.R. (Father) and A.Z (Mother) (together, Parents) appeal from an order terminating parental rights to their child, L.R. (Child), at the Welfare and Institutions Code2 section 366.26 hearing. Neither parent challenges the trial court’s decision not to apply the sibling-relationship exception to termination of parental rights. However, Mother contends that the juvenile court erred by failing to adhere to the requirements of section 16002, subdivision (e) governing post-termination sibling contact and failing to enter a more specific order concerning post-adoption sibling visitation. We conclude that Mother forfeited these arguments by failing to present them to the juvenile court and, in any case, she lacks standing to raise them. Separately, both Mother and Father contend that the San Diego County Health and Human Services Agency (Agency) did not comply with its inquiry duties under the federal Indian Child Welfare Act (25 U.S.C. § 1901 et seq.) (ICWA) and section 224.2. The Agency concedes it did not fully comply with aspects of its inquiry duties, and therefore agrees that a limited remand is appropriate. We accept the Agency’s concession as to its duties of inquiry, conditionally reverse the order terminating parental rights, and 1 We resolve this appeal by memorandum opinion because it “raise[s] no substantial issues of law or fact” and is partially conceded by the respondent. (Cal. Stds. Jud. Admin., § 8.1(2).)

2 Undesignated statutory references are to the Welfare and Institutions Code.

2 remand for the limited purpose of compliance with ICWA and its related statutory provisions. 1. Sibling Visitation At the section 366.26 hearing, both Parents argued their parental rights should not be terminated because it would be detrimental to Child due to his bond with his half-sibling. (See § 366.26, subd. (c)(1)(B)(v) [exception applies if terminating parental rights would give rise to such “substantial interference with a child’s sibling relationship” “that termination would be detrimental to the child”].) The court found “that sibling interaction would not be contrary to the safety or well-being of either child and sibling visitation shall occur.” However, the court found the bond did not warrant applying an exception to terminating parental rights. Neither Mother nor Father challenges that determination on appeal. Rather, Mother contends the court erred by failing to “adequately address[ ] post adoption sibling visitation.” Mother appears to argue that the court’s order was not sufficiently specific because, although it provides that “sibling visitation shall occur,” it does not specify the frequency or duration of visits. She argues that this contravenes section 16002, subdivision (e), which requires the Agency to take certain steps to facilitate ongoing sibling contact after the court has terminated parental rights.3 We reject this argument. As an initial matter, Mother has forfeited this claim by failing to present it to the court below. (See In re Anthony P.

3 Perhaps mistakenly, Mother also asks for “an order for the court to . . . modify [its] exit orders.” This case comes to us on appeal from a permanent plan selection hearing, before the plan has been made final. “Exit orders” may be entered “[w]hen a juvenile court terminates its jurisdiction over a dependent child.” (In re T.H. (2010) 190 Cal.App.4th 1119, 1122.) That has not yet happened here.

3 (1995) 39 Cal.App.4th 635, 640–642 [appellant forfeited arguments regarding sibling visitation made under section 16002, subdivision (b) by failing to object in the court below].) Mother contends that her general testimony at the section 366.26 hearing concerning Child’s relationship with his sibling preserved her argument regarding post-termination sibling visitation. However, she does not dispute that she failed to make any objections or arguments about sibling visitation or section 16002 to the court below. She has thus forfeited such arguments for purposes of this appeal. (See ibid.) In any case, Mother does not have standing to assert these arguments. A parent only has standing to appeal matters affecting her own rights. (See, e.g., In re K.C. (2011) 52 Cal.4th 231, 238 [“A parent’s appeal from a judgment terminating parental rights confers standing to appeal an order concerning the dependent child’s placement only if the placement order’s reversal advances the parent’s argument against terminating parental rights.”]; In re Frank L. (2000) 81 Cal.App.4th 700, 703 [parent lacked standing to contest placement of a child where arguments were premised on child’s interests, not parent’s]; In re Nachelle S. (1996) 41 Cal.App.4th 1557, 1560–1562 [parent lacked standing to challenge sibling-visitation order after her parental rights had been terminated].) Mother does not challenge the court’s determination that the sibling-bond exception did not apply, or otherwise argue that a more specific order concerning sibling visitation could affect her parental rights. Indeed, the only legal basis for Mother’s position is section 16002, subdivision (e), which applies “[i]f parental rights are terminated and the court orders a dependent child or ward to be placed for adoption.” There is no circumstance in which mandating compliance with section 16002, subdivision (e) would reinstate Mother’s parental rights.

4 Mother thus lacks standing to assert the arguments she makes in this appeal.4 2. ICWA and Section 224.2 Parents contend the Agency failed to comply with its duties of initial inquiry pursuant to ICWA and section 224.2. Although the juvenile court held that ICWA did not apply, the Agency concedes that it did not fulfill its inquiry duties with respect to three of Child’s relatives. We accept the Agency’s partial concession as to its duty of inquiry, and we therefore conclude the juvenile court’s ICWA findings were inadequately supported by the evidence. (See In re D.S. (2020) 46 Cal.App.5th 1041, 1051 [“[W]here the facts are undisputed, we independently determine whether ICWA’s requirements have been satisfied.”].) Section 224.2 imposes an “affirmative and continuing duty” upon the Agency and the juvenile court to inquire whether a child subject to juvenile dependency may be an Indian child. (§ 224.2, subd. (a).) Subdivision (b) of section 224.2 creates an expanded duty of initial inquiry that requires the Agency to ask “extended family member[s]” and “others who have an interest in the child” whether the child may be an Indian child. ICWA defines “ ‘extended family member’ ” by “the law or custom of the Indian child’s tribe” or, absent such law or custom, as “a person who has reached the age of eighteen and who is the Indian child’s grandparent, aunt or uncle, brother or sister, brother-in-law or sister-in-law, niece or nephew, first or second cousin, or stepparent.” (25 U.S.C. § 1903(2); Welf. & Inst. Code, § 224.1, subd. (c)

4 We do not address whether Mother would have standing to assert arguments concerning sibling visitation if the termination of her parental rights were set aside following further ICWA inquiry.

5 [“ ‘extended family member’ . . . defined as provided in [§] 1903” of ICWA].)5 Father lists 10 individuals he claims the Agency was able to contact and should have asked about possible Indian heritage: • Child’s paternal aunt; • Child’s maternal grandmother;

• Child’s half-sister;6 • two of Father’s first cousins (Child’s first cousins once removed); • three of Father’s aunts (Child’s great-aunts); • the maternal grandmother of Father’s other children; and • the half-sibling of Child’s half-sibling (with whom Child shares no parent). The Agency concedes that it did not adequately comply with its inquiry duties with respect to Child’s paternal aunt, half-sister, and maternal grandmother. However, the Agency disputes that the other individuals identified by Father fall within its statutory duty of extended inquiry because 5 There is currently a split in authority as to whether this duty only applies to a child who has been taken into temporary custody without a warrant pursuant to sections 306 or 307, and the Supreme Court has granted review to decide the question. (See In re Ja.O. (2023) 91 Cal.App.5th 672, 678, review granted July 26, 2023, S280572; In re Robert F. (2023) 90 Cal.App.5th 492, 500–504, review granted July 26, 2023, S279743; In re Delila D. (2023) 93 Cal.App.5th 953, 962, review granted Sept. 27, 2023, S281447.) Although it is undisputed that Child was not taken into temporary custody under sections 306 or 307, the Agency “note[s] its concerns with adopting” a different approach “for children removed pursuant to section 306 compared to those removed by other court ordered means.” In light of the Agency’s concession and its stated concerns, we will assume without deciding that the expanded duty of inquiry applies.

6 Father lists two purported half-sisters, A.C. and S.E. The record, and Father’s own brief, reflect that A.C. is actually Child’s paternal aunt.

6 they are not “extended family member[s]” for purposes of section 224.2. In reply, Father contends that they all qualify as “ ‘others who have an interest in the child’ ” (§ 224.2, subd. (b)) because they are relatives or relatives of relatives. We agree with the Agency. Father does not argue that these other individuals—who undisputedly do not qualify as “extended family member[s]” under the statute—have any “interest in” Child other than their (in some instances attenuated) familial connections. Courts have held that an “interest” may exist when a relative who is not an “extended family member” acts as a caregiver or prospective adoptive parent. (See, e.g., In re A.C. (2022) 86 Cal.App.5th 130, 131–132 [agency had a duty to interview the child’s “caregiver and prospective adoptive parent” “ ‘an interest in the child’ ”]; In re Dominick D. (2022) 82 Cal.App.5th 560, 564, fn. 2 [great- grandfather was not an “extended family member,” but because he had been the child’s “primary caregiver” he had “ ‘an interest in the child’ ”].) But if any family relationship were sufficient to give rise to “an interest in the child,” there would be no need to specifically define “extended family member” to include only particular relatives. We “seek to avoid ‘interpretations that render any language surplusage.’ ” (Brennon B. v. Superior Court (2022) 13 Cal.5th 662, 691, quoting Berkeley Hillside Preservation v. City of Berkeley (2015) 60 Cal.4th 1086, 1097.) Father does not identify circumstances that would permit us to conclude that any of these other relatives has “an interest in the” Child for purposes of section 224.2. We do, however, accept the Agency’s partial concession that it failed to adequately comply with its statutory duties of inquiry with respect to Child’s paternal aunt (A.C.), half-sister (S.E.), and maternal grandmother and that 7 reversal is the appropriate remedy in these circumstances.7 We therefore conditionally reverse the court’s order terminating parental rights and remand the matter to the juvenile court so the Agency may comply with ICWA and section 224.2. Given the importance of expediency and need for finality, we encourage the parties to stipulate to immediate issuance of the remittitur. (Cal. Rules of Court, rule 8.272(c)(1).) DISPOSITION The juvenile court’s April 20, 2023 order terminating parental rights is conditionally reversed and the matter is remanded to the juvenile court with directions that, within 30 days of the remittitur, the Agency must file a report demonstrating its compliance with the inquiry provisions of section 224.2, including, at minimum, inquiring of Child’s paternal aunt (A.C.), half- sister (S.E.), and maternal grandmother. Within 45 days of the remittitur, the juvenile court must conduct a hearing to determine whether the Agency’s investigation satisfied its duties of inquiry. The juvenile court has the discretion to adjust these time periods on a showing of good cause.

7 In light of the Agency’s concession of error and prejudice, we do not address the standard of prejudice applicable to ICWA inquiry errors. (See, e.g., In re Dezi C. (2022) 79 Cal.App.5th 769, review granted Sept. 21, 2022, S275578.)

8 If neither the Agency nor the juvenile court has reason to believe that the Child is an Indian child after appropriate completion of initial inquiry, the juvenile court shall reinstate the April 20, 2023 order terminating parental rights. Alternatively, if after completing further inquiry the Agency or the juvenile court has reason to believe that the child is an Indian child, the court shall proceed accordingly.

BUCHANAN, J. WE CONCUR:

HUFFMAN, Acting P. J.

CASTILLO, J.

Cites, in this corpus