gno.law

Steffan v. Steffan CA4/1

California Court of Appeal · D060895 · 2013-06-19 · Unpublished

Proceeding
appeal from a judgment
Trial court
Superior Court of San Diego County · No. 37-2008-00079136-CU-PO-CTL
Trial judge
Ronald S. Prager
Outcome
affirmed — Affirmed.
Area
civil
Panel
Alex C. McDonald (author), O'Rourke, Gilbert Nares

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T06:53Z · confidence high

The trial court entered a judgment awarding compensatory and punitive damages and attorney fees against the defendant for assault, battery, and intentional infliction of emotional distress. The Court of Appeal affirmed the judgment, concluding that the self-represented appellant waived his contentions by failing to provide coherent arguments, legal authority, and adequate citations to the record on appeal.

Ruling reviewedStandardThe courtThe model
Affirmance of judgment based on waiver of appellate contentions due to deficient briefing
“We conclude Kerry has waived his appellate contentions because he has not presented any coherent, substantive arguments or analyses, supported by citations to the record and legal authorities, showing the trial court erred by finding some or all of the causes of action were filed within the applicable limitations period.”
unclearerroragree with court
The appellate court correctly applied the well-established principle that an appellant bears the burden of affirmatively demonstrating error and must support arguments with reasoned analysis and citations to authority. The court's reliance on *Denham* and *Benach* to find waiver due to incoherent and unsupported briefing is consistent with California appellate procedure, particularly for pro se litigants who are held to the same standards as attorneys.

Authorities

  • relied: Denham v. Superior Court (1970) 2 Cal.3d 557 — A judgment or order of the lower court is presumed correct, and error must be affirmatively shown by the appellant.
  • relied: Benach v. County of Los Angeles (2007) 149 Cal.App.4th 836 — Issues are waived if not raised or supported by argument or citation to authority; the court is not required to construct theories to undermine the judgment.
  • relied: Rappleyea v. Campbell (1994) 8 Cal.4th 975 — A pro se litigant is held to the same restrictive rules of procedure as an attorney.
  • relied: Nwosu v. Uba (2004) 122 Cal.App.4th 1229 — Briefs devoid of citations to the record are in dramatic noncompliance with appellate procedures, potentially leading to waiver of arguments.

The appellate opinion: sound — The opinion is sound because it correctly applies the presumption of correctness and the requirement for substantive argument and record citations to find waiver. It appropriately notes that pro se status does not excuse procedural deficiencies, citing binding authority to support the conclusion that the appellant failed to carry his burden.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:31Z · confidence low

After a bench trial, the San Diego Superior Court entered judgment against Kerry Steffan and in favor of his former wife and stepchildren for assault, battery, intentional infliction of emotional distress and violation of a restraining order, awarding compensatory and punitive damages and attorney fees. The Court of Appeal affirmed without reaching the merits, holding that the self-represented appellant forfeited his statute-of-limitations and sufficiency-of-the-evidence contentions by filing an incoherent brief lacking record citations and legal authority and by failing to provide a reporter's transcript.

Ruling reviewedStandardThe courtThe model
Trial court's implied finding that plaintiffs' causes of action were timely under the applicable statutes of limitations
“We conclude Kerry has waived his appellate contentions because he has not presented any coherent, substantive arguments or analyses, supported by citations to the record and legal authorities, showing the trial court erred by finding some or all of the”
unclearnot reachedagree with court
The court properly applied the presumption of correctness (Denham) and the settled rule that points not supported by reasoned argument and authority are forfeited (Benach, Landry, Ochoa). Nothing in the opinion suggests the appellant presented a cognizable limitations argument, so declining to reach the merits was consistent with established appellate practice.
Judgment awarding compensatory and punitive damages and attorney fees, challenged as unsupported by the evidence
“However, that claim is waived because Kerry has not provided this court with a reporter's transcript.”
substantial evidencenot reachedagree with court
A substantial-evidence challenge cannot be evaluated without a record of the trial testimony; the appellant bears the burden of furnishing an adequate record, and failure to do so requires the issue to be resolved against him. The court cited only Witkin rather than Supreme Court authority such as Maria P. v. Riles, but the rule it applied is correct.
Judgment as a whole, affirmed under the presumption of correctness and appellant's failure to demonstrate prejudicial error
“In any event, assuming arguendo Kerry has not waived his appellate contentions, we conclude his appellate arguments are so incoherent, incomprehensible, vague and conclusory that he has not carried his burden on appeal”
unclearcorrectagree with court
The court correctly placed the burden of affirmatively showing error on the appellant and held him, though self-represented, to the same procedural rules as counsel (Rappleyea, Burnete, Glair). On the record described, affirmance was the only available disposition.

Authorities

  • relied: Denham v. Superior Court (1970) 2 Cal.3d 557 — A judgment is presumed correct; all intendments and presumptions are indulged to support it and the appellant must affirmatively show error.
  • relied: Benach v. County of Los Angeles (2007) 149 Cal.App.4th 836 — Points not supported by reasoned argument and citation to authority are treated as waived; the appellate court will not construct arguments for the appellant.
  • relied: Nwosu v. Uba (2004) 122 Cal.App.4th 1229 — A brief devoid of record citations is in dramatic noncompliance with appellate rules and the unsupported contentions may be deemed waived.
  • relied: Duarte v. Chino Community Hospital (1999) 72 Cal.App.4th 849 — Failure to support an argument with necessary record citations permits the court to strike that portion of the brief and deem the argument waived.
  • relied: Rappleyea v. Campbell (1994) 8 Cal.4th 975 — A self-represented litigant is held to the same rules of procedure as an attorney.
  • relied: Burnete v. La Casa Dana Apartments (2007) 148 Cal.App.4th 1262 — Pro per status does not excuse noncompliance with appellate procedural rules.
  • missed: Maria P. v. Riles (1987) 43 Cal.3d 1281 — Where the appellant fails to furnish an adequate record (such as a reporter's transcript) on an issue, the issue must be resolved against the appellant; the court cited only Witkin for this rule.

The appellate opinion: sound — The opinion correctly applies the presumption of correctness, the forfeiture rules for unsupported and incoherent briefing, and the rule that a sufficiency challenge fails without a reporter's transcript, citing ample Court of Appeal and Supreme Court authority. Its only gap is reliance on a treatise rather than controlling Supreme Court precedent for the inadequate-record rule, which does not affect the result.

How this analysis was made · dispute it

record incomplete

Opinion

Filed 6/19/13 Steffan v. Steffan CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

TINA STEFFAN et al., D060895 Plaintiffs and Respondents, v. (Super. Ct. No. 37-2008-00079136-CU-PO-CTL) KERRY STEFFAN, Defendant and Appellant.

APPEAL from a judgment of the Superior Court of San Diego County, Ronald S.

Prager, Judge. Affirmed.

Kerry Steffan, in Pro. Per., for Defendant and Appellant.

Law Offices of Kenneth H. Stone, Kenneth H. Stone and Rebecca Reed for Plaintiffs and Respondents.

The court, after hearing the evidence, entered a judgment awarding compensatory and punitive damages and attorney fees against defendant Kerry Steffan (Kerry) and in favor of plaintiffs Tina Steffan, Jessica Steffan and Joshua Steffan (collectively plaintiffs). Kerry appeals. I

FACTUAL AND PROCEDURAL BACKGROUND

Plaintiffs filed an action alleging Kerry, who was married to Tina and was stepfather to Jessica and Joshua, committed numerous acts of assault and battery on them over many years, and also intentionally inflicted emotional distress on them. They also alleged that, after they obtained a restraining order to stop the abuse, Kerry violated the order and continued stalking them.

The matter was tried to the court. After hearing the testimony of plaintiffs and Kerry, the court found against Kerry and in favor of plaintiffs, and entered a judgment awarding compensatory and punitive damages and attorney fees against Kerry and in favor of plaintiffs. Kerry timely appealed.

II

ANALYSIS

Kerry appears to contend the trial court erred by awarding damages because the judgment was not supported by the evidence and the statute of limitations had expired on plaintiffs' causes of action. However, because Kerry has not complied with established rules for appellate briefing, we conclude he has waived or forfeited his contentions.

A trial court's judgment or order is presumed to be correct. In Denham v. Superior Court (1970) 2 Cal.3d 557, the court stated:

"[I]t is settled that: 'A judgment or order of the lower court is presumed correct. All intendments and presumptions are indulged to support it on matters as to which the record is silent, and error must be affirmatively shown [by the appellant]. This is not only a 2 general principle of appellate practice but an ingredient of the constitutional doctrine of reversible error.' " (Id. at p. 564.)

"The burden of affirmatively demonstrating error is on the appellant."

(Fundamental Investment etc. Realty Fund v. Gradow (1994) 28 Cal.App.4th 966, 971.)

"An appellant must provide an argument and legal authority to support his contentions.

This burden requires more than a mere assertion that the judgment is wrong. 'Issues do not have a life of their own: If they are not raised or supported by argument or citation to authority, [they are] . . . waived.' [Citation.] It is not our place to construct theories or arguments to undermine the judgment and defeat the presumption of correctness. When an appellant fails to raise a point, or asserts it but fails to support it with reasoned argument and citations to authority, we treat the point as waived." (Benach v. County of Los Angeles (2007) 149 Cal.App.4th 836, 852.)

"Where a point is merely asserted by [appellant] without any [substantive]

argument of or authority for its proposition, it is deemed to be without foundation and requires no discussion." (People v. Ham (1970) 7 Cal.App.3d 768, 783, disapproved on another ground in People v. Compton (1971) 6 Cal.3d 55, 60, fn. 3; see also Landry v. Berryessa Union School Dist. (1995) 39 Cal.App.4th 691, 699-700 ["[w]hen an issue is unsupported by pertinent or cognizable legal argument it may be deemed abandoned and discussion by the reviewing court is unnecessary"]; Ochoa v. Pacific Gas & Electric Co.

(1998) 61 Cal.App.4th 1480, 1488, fn. 3 [contention was deemed waived because "[a]ppellant did not formulate a coherent legal argument nor did she cite any supporting authority"]; Colores v. Board of Trustees (2003) 105 Cal.App.4th 1293, 1301, fn. 2 3 ["[t]he dearth of true legal analysis in her appellate briefs amounts to a waiver of the [contention] and we treat it as such"]; Bayside Auto & Truck Sales, Inc. v. Department of Transportation (1993) 21 Cal.App.4th 561, 571.) An appellant acting in propria persona is held to the same standards as those represented by counsel. (See, e.g., City of Los Angeles v. Glair (2007) 153 Cal.App.4th 813, 819.)

We conclude Kerry has waived his appellate contentions because he has not presented any coherent, substantive arguments or analyses, supported by citations to the record and legal authorities, showing the trial court erred by finding some or all of the causes of action were filed within the applicable limitations period. To the extent Kerry attempts to make other contentions on appeal, his briefing is incoherent and incomprehensible and we cannot discern their substance. The only other appellate claim that approaches coherence is an apparent claim that there was no evidence to support the judgment. However, that claim is waived because Kerry has not provided this court with a reporter's transcript. (9 Witkin, Cal. Procedure (5th ed. 2008) Appeal, § 668, p. 739.)

Accordingly, we need not discuss the merits of each contention and conclude Kerry has waived his appellate contentions. (Benach v. County of Los Angeles, supra, 149 Cal.App.4th at p. 852; Jones v. Superior Court (1994) 26 Cal.App.4th 92, 99; Landry v. Berryessa Union School Dist., supra, 39 Cal.App.4th at pp. 699-700; Ochoa v. Pacific Gas & Electric Co., supra, 61 Cal.App.4th at p. 1488, fn. 3; Colores v. Board of Trustees, supra, 105 Cal.App.4th at p. 1301, fn. 2 ; Bayside Auto & Truck Sales, Inc. v. Department of Transportation, supra, 21 Cal.App.4th at p. 571; cf. In re Marriage of 4 Green (1989) 213 Cal.App.3d 14, 29 ["[f]rom the point of view of grammar and syntax as well as logic, [appellant's] briefs are almost impenetrable"].).)

We further note Kerry's opening brief contains a rambling statement of facts supported by almost no citations to the record on appeal, violating California Rules of Court, rule 8.204(a)(2)(C). Statements of fact not part of, nor supported by citations to, the record on appeal are improper and cannot be considered on appeal (ibid.; Pulver v. Avco Financial Services (1986) 182 Cal.App.3d 622, 632; Kendall v. Barker (1988) 197 Cal.App.3d 619, 625), and we disregard any statements of fact set forth in Kerry's brief that are outside of the record on appeal. (Pulver, at p. 632; Kendall, at p. 625; Gotschall v. Daley (2002) 96 Cal.App.4th 479, 481, fn. 1.) Furthermore, to the extent his assertions of fact and procedure ostensibly refer to matters within the record on appeal, his brief does not contain adequate citations to the appellate record in violation of California Rules of Court, rule 8.204(a)(1)(C).

As in Nwosu v. Uba (2004) 122 Cal.App.4th 1229, at page 1246, Kerry's brief is, in large part, "devoid of citations to the [record on appeal] and [is] thus in dramatic noncompliance with appellate procedures." "It is the duty of a party to support the arguments in its briefs by appropriate reference to the record, which includes providing exact page citations." (Bernard v. Hartford Fire Ins. Co. (1991) 226 Cal.App.3d 1203, 1205.) "If a party fails to support an argument with the necessary citations to the record, that portion of the brief may be stricken and the argument deemed to have been waived."

(Duarte v. Chino Community Hospital (1999) 72 Cal.App.4th 849, 856; see also City of Lincoln v. Barringer (2002) 102 Cal.App.4th 1211, 1239; Guthrey v. State of California 5 (1998) 63 Cal.App.4th 1108, 1115.) To the extent Kerry's contentions do not contain adequate supporting citations to the record on appeal, we consider those contentions to have been waived. (Nwosu, at p. 1247; City of Lincoln, at p. 1239; Duarte, at p. 856;

Guthrey, at p. 1115.)

In any event, assuming arguendo Kerry has not waived his appellate contentions, we conclude his appellate arguments are so incoherent, incomprehensible, vague and conclusory that he has not carried his burden on appeal to present persuasive substantive argument and analysis showing the trial court prejudicially erred. (Denham v. Superior Court, supra, 2 Cal.3d at p. 564; Paterno v. State of California (1999) 74 Cal.App.4th 68, 105 [conclusory claims did not persuade appellate court].) Kerry's obligations to present legal analysis and relevant supporting authority for each point asserted with appropriate citations to the record on appeal, and to support references to the record with a citation to the volume and page number in the record where the matter appears, are not merely technical requirements. Instead, these are important rules of appellate procedure designed to alleviate the burden on the court by requiring litigants to present their cause systematically, so that the court "may be advised, as they read, of the exact question under consideration, instead of being compelled to extricate it from the mass." (Landa v. Steinberg (1932) 126 Cal.App. 324, 325.)

The incomprehensible nature of Kerry's brief makes it impossible for this court to discern what precise errors he is claiming were made by the trial judge, and how any errors were prejudicial, and we are not required to search the record on our own seeking error. (Del Real v. City of Riverside (2002) 95 Cal.App.4th 761, 768.) Indeed, as another 6 court observed in describing a similarly incomprehensible brief, the brief filed by Kerry "is strongly reminiscent of those magazine puzzles of yesteryear where the reader was challenged to 'guess what is wrong with this picture.' " (People v. Dougherty (1982) 138 Cal.App.3d 278, 280.) Kerry's in propria persona status may explain the deficiencies in his briefs but does not excuse them. (Burnete v. La Casa Dana Apartments (2007) 148 Cal.App.4th 1262, 1267 [" ' "the in propria persona litigant is held to the same restrictive rules of procedure as an attorney" ' "]; Rappleyea v. Campbell (1994) 8 Cal.4th 975, 984- 985.)

DISPOSITION

The judgment is affirmed. Plaintiffs are entitled to costs on appeal.

McDONALD, J.

WE CONCUR:

NARES, Acting P. J.

O'ROURKE, J.

Cites, in this corpus