People v. Blount
The PEOPLE, Plaintiff and Respondent, v. TREVESIA MICHELLE BLOUNT, Defendant and Appellant
- Area
- criminal
- Panel
- Joan K. Irion (author)
Analysis
The trial court denied Blount's motion to recall her sentence under Penal Code section 1170, ruling that it lacked the authority to impose a sentence lower than the 12-year term stipulated in her plea agreement. The Court of Appeal affirmed, holding that a negotiated plea agreement binds the court to the stipulated sentence and that section 1170 does not grant broader sentencing discretion than the court possessed at the initial sentencing.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion to recall sentence under Penal Code section 1170 to impose a sentence lower than the stipulated 12 years.“As we conclude that the trial court was correct that it could not impose a sentence other than the 12-year stipulated term agreed to by the parties, we reject this contention and affirm.” | de novo | correct | agree with court The court correctly applied the principle that a plea agreement is a contract binding on the court once accepted. The opinion accurately cites People v. Segura and Penal Code section 1192.5 to establish that the court lacks jurisdiction to alter the terms of a plea bargain to make them more favorable to the defendant. The court also correctly interprets section 1170 as providing no broader discretion than the initial sentencing, relying on People v. Dix and People v. Johnson. The reasoning is legally sound and supported by binding authority. |
Authorities
- relied: People v. Segura (2008) 44 Cal.4th 921 — A negotiated plea agreement is a contract that binds the court and parties; once accepted, the court lacks jurisdiction to alter terms to make them more favorable to the defendant.
- relied: People v. Shelton (2006) 37 Cal.4th 759 — Plea agreements are interpreted according to general contract principles; if contractual language is clear and explicit, it governs.
- relied: Dix v. Superior Court (1991) 53 Cal.3d 442 — Section 1170 provides an exception to the loss of resentencing jurisdiction, but the sentencing power is as broad as that possessed when the original sentence was pronounced.
- relied: People v. Johnson (2004) 32 Cal.4th 260 — The 'as if' language in section 1170 indicates that resentencing authority is as broad as the court's authority at the original sentencing.
- relied: People v. Nelms (2008) 165 Cal.App.4th 1465 — Once a sentence is recalled under section 1170, the court's authority is limited to resentencing the defendant in the same manner as if they had not previously been sentenced.
- relied: People v. Jones (2007) 157 Cal.App.4th 1373 — A defendant is entitled to a sentencing decision made in the exercise of the court's informed discretion.
The appellate opinion: sound — The opinion is sound because it correctly identifies the legal framework governing plea agreements and section 1170 motions. It effectively distinguishes between the court's inherent sentencing discretion and the contractual limitations imposed by an accepted plea bargain, citing binding Supreme Court authority to support its conclusion that the trial court was bound by the stipulated sentence.
After Blount pleaded guilty to felony child neglect with a great-bodily-injury enhancement in exchange for dismissal of a murder charge and a stipulated 12-year term, the trial court imposed the stipulated sentence and later denied her Penal Code section 1170, subdivision (d) motion to recall and reduce the sentence (prompted by her codefendant's lighter sentence after trial), concluding it lacked authority to depart from the plea bargain. The Court of Appeal affirmed, holding that an accepted plea agreement with a stipulated term binds the court, that section 1170 confers no broader sentencing power than existed at the original sentencing, and that Blount's separation-of-powers and due process arguments lacked merit.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Trial court's determination at the original sentencing that it was bound to impose the stipulated 12-year term of the accepted plea agreement“Thus, it is clear that at the original sentencing hearing, the trial court was required to sentence Blount to the stipulated term of 12 years.” | de novo | correct | agree with court The opinion does not expressly state a standard but independently construes the plea agreement under contract principles and applies section 1192.5, which is a legal question. Segura and Shelton squarely hold that a court that accepts a plea bargain must sentence within its terms and lacks jurisdiction to make the bargain more favorable to the defendant absent the parties' agreement; the court's remedy is to reject the plea, which it offered Blount and she declined. Blount did not dispute this point on appeal. |
Denial of motion to recall sentence under section 1170, subdivision (d) on the ground the court could not impose less than the stipulated 12 years“Thus, the fact that Blount invoked the trial court’s authority to resentence her under section 1170 had no effect on the court’s discretion to diverge from the stipulated sentence.” | de novo | correct | agree with court The statutory text directs resentencing 'in the same manner as if he or she had not previously been sentenced,' and Dix, Johnson, and Nelms confirm that recall authority is coextensive with, not broader than, original sentencing authority. Because the court was bound by the stipulated term at the original sentencing, it remained bound on recall. The reasoning follows directly from the statute and binding Supreme Court authority; Blount cited no contrary authority. |
Rejection of Blount's contention that a plea agreement limiting the court's section 1170 recall power violates separation of powers“As we have explained, however, the plea agreement did not infringe on any power possessed by the trial court under section 1170.” | de novo | correct | agree with court The court correctly observed that section 1192.5 expressly authorizes a plea to specify the punishment and binds the court once it approves the plea, so the parameters set by the agreement are a product of statute and the court's own consent, not an encroachment by the prosecutor on judicial power. The court retained the power to reject the plea. Blount sought to retain the favorable terms while discarding the stipulated sentence, which Segura forbids. |
Rejection of Blount's claim that the trial court's statements at the recall hearing created a Fourteenth Amendment liberty interest in a reduced sentence“Clearly these statements by the trial court did not create any constitutional liberty interest.” | mixed | correct | agree with court The court resolved this on the record: the trial judge expressly disclaimed any intent to reduce the sentence and said it was only hearing argument on whether it had authority to do so, so the factual premise of the claim failed. The court also reasonably rejected, as a matter of law, the notion that a tentative judicial statement favoring a defendant creates an inviolable liberty interest. Both grounds are adequately supported by the quoted record and common sense; Blount's cited authority was found not to support the claim. |
Authorities
- relied: People v. Segura (2008) 44 Cal.4th 921 — A negotiated plea agreement is a contract interpreted under general contract principles; acceptance binds the court, which must sentence within the bargain's limits and lacks jurisdiction to alter the bargain to make it more favorable to the defendant absent the parties' agreement; the court's remedy for an unacceptable bargain is to reject it.
- relied: People v. Shelton (2006) 37 Cal.4th 759 — Plea agreements are interpreted according to contract principles; clear and explicit contractual language governs.
- relied: Dix v. Superior Court (1991) 53 Cal.3d 442 — Section 1170, subdivision (d) is an exception to the rule that a court loses resentencing jurisdiction once execution of sentence begins, and the resentencing power on recall is as broad as that possessed at the original sentencing.
- relied: People v. Johnson (2004) 32 Cal.4th 260 — The 'as if' language of section 1170, subdivision (d) means the resentencing authority conferred is as broad as that possessed when the original sentence was pronounced.
- relied: People v. Nelms (2008) 165 Cal.App.4th 1465 — Once a sentence is recalled, the court's authority remains limited to resentencing the defendant in the same manner as if he or she had not previously been sentenced.
- relied: People v. Jones (2007) 157 Cal.App.4th 1373 — A defendant is entitled to a sentencing decision made in the exercise of the informed discretion of the court (cited for appellant's framing of the issue).
- relied: People v. Marlow (2004) 34 Cal.4th 131 — An appellate court may take judicial notice of the proceedings and its own decision in a related case.
- relied: Mangini v. R. J. Reynolds Tobacco Co. (1994) 7 Cal.4th 1057 — Only relevant material may be judicially noticed.
The appellate opinion: sound — The opinion answers each of Blount's arguments with controlling Supreme Court authority (Segura, Shelton, Dix, Johnson) and the plain text of sections 1170 and 1192.5, reaching the only result those authorities permit. It does not pause on whether a defendant may even initiate a section 1170, subdivision (d) recall (Dix notes the court acts on its own motion), but that omission does not affect the outcome since the court assumed the recall was proper and still found no authority to depart from the stipulated term.
Opinion — Irion
Opinion
IRION, J.Trevesia Michelle Blount pleaded guilty to one count of felony child neglect (Pen. Code, § 273a, subd. (a)) 1 and admitted an allegation that she personally inflicted great bodily injury on a child under the age of five years in the commission of a felony or attempted felony (§ 12022.7, subd. (d)). As part of the plea, the district attorney dismissed a number of charges, including a first degree murder charge, and agreed to a stipulated sentence of 12 years in prison. The trial court imposed the stipulated sentence.
After Blount’s boyfriend and codefendant, Rodney Jeffcoat, was acquitted of the more serious charges against him at trial and was sentenced to less than six years in prison, Blount moved to recall her sentence. (See People v. *995 Jeffcoat (Jan. 14, 2009, D052250) [nonpub. opn.] (Jeffcoat) 2 ; § 1170.) The trial court held a hearing on the motion. At the conclusion of the hearing, the court concluded that it did not have the authority to alter the terms of the parties’ plea bargain and impose something less than the stipulated 12-year sentence. Consequently, the court left Blount’s sentence unchanged.
Blount appeals. She contends that the trial court had the discretion to impose a sentence lower than 12 years and asks that we remand the case for the trial court to exercise that discretion. As we conclude that the trial court was correct that it could not impose a sentence other than the 12-year stipulated term agreed to by the parties, we reject this contention and affirm.
FACTS AND PROCEDURAL HISTORY
On July 23, 2006, Blount and Jeffcoat drove Blount’s two-year-old daughter Kenvesia to Kaiser hospital in San Diego. Hospital staff determined that Kenvesia was dead. After an autopsy revealed that Kenvesia had suffered from bums and severe physical beatings, Blount and Jeffcoat were charged with a series of felony offenses, including first degree murder (§ 187) and assault on a child with force likely to produce great bodily injury resulting in death (§ 273a, subd. (b)). (See Jeffcoat, supra, D052250.)
On September 10, 2007, Blount entered a negotiated guilty plea. At a hearing on the plea, the trial court recited the terms of the parties’ agreement as follows: “In exchange for your guilty plea, the D.A.’s office will dismiss the balance of the charges against you. You and the D.A.’s office agree that you’re going to get 12 years in state prison, 6 years on the [section ]273a[, subdivision ](a), plus 6 years consecutive on the [section ]12022.7[, subdivision ](d). And you also agree to testify truthfully if you’re called as a prosecution witness.” The trial court asked Blount if that was her “understanding of your agreement”; Blount responded, “Yes.” A plea form signed by Blount states these same terms of the agreement. The court accepted the plea and set a date for sentencing.
*996 After Blount entered her plea, but before her sentencing, Jeffcoat was tried on charges of murder, assault on a child by means of force likely to produce great bodily injury resulting in death and conspiracy to obstruct justice. (Jeffcoat, supra, D052250.) At the conclusion of the trial, the jury acquitted on the first two counts, finding Jeffcoat guilty only of certain lesser included offenses. The trial court sentenced Jeffcoat to five years eight months in prison. (Jeffcoat, supra, D052250.)
At Blount’s sentencing hearing, the trial court noted that Jeffcoat received an “appreciably lesser” sentence than the sentence stipulated in Blount’s plea agreement. 3 The court then asked if Blount desired to withdraw her plea. Blount’s counsel stated that she did not. The court, stating, “I don’t think I have the authority ... to do anything but follow this plea agreement,” then sentenced Blount to 12 years in prison. The court also issued a certificate of probable cause allowing Blount to appeal. (§ 1237.5.)
Prior to her appeal, Blount’s appellate counsel moved to recall the sentence under section 1170, arguing that the court did have the legal authority to sentence Blount to a reduced sentence. The trial court held a hearing on the motion. During the hearing, Blount’s counsel again emphasized, “She’s not asking to withdraw any plea,” but rather Blount was requesting to be sentenced under the existing plea agreement to a lesser term. The deputy district attorney argued that the trial court was bound by the terms of the plea.
After hearing the arguments, the trial court agreed with the prosecution that it was bound by the terms of the plea and could not impose a sentence lower than 12 years. The court explained that “the conditions of the plea bargain” include “a stipulated sentence” and, consequently, the court “can’t change that, even though Mr. Jeffcoat got less time.”
DISCUSSION
On appeal, Blount raises the same contention she urged unsuccessfully upon the trial court. She contends that remand is required because the trial court’s stated belief that it had no discretion to impose a sentence lower than the stipulated 12 years in prison was erroneous. (See, e.g., People v. Jones (2007) 157 Cal.App.4th 1373, 1383 [69 Cal.Rptr.3d 262] [a defendant is “entitled to a sentencing decision made in the exercise of the ‘informed discretion’ of the court”].) As we conclude that the trial court’s discretion to *997 impose a sentence both at the initial sentencing hearing and upon a recall of the sentence under section 1170 was defined by the terms of the plea, we disagree.
A “ ‘negotiated plea agreement is a form of contract’ ” and is consequently “interpreted according to general contract principles.” (People v. Segura (2008) 44 Cal.4th 921, 930 [80 Cal.Rptr.3d 715, 188 P.3d 649] (Segura); see People v. Shelton (2006) 37 Cal.4th 759, 767 [37 Cal.Rptr.3d 354, 125 P.3d 290] (Shelton).) “Acceptance of the agreement binds the court and the parties to the agreement.” (Segura, at p. 930.) “Although a plea agreement does not divest the court of its inherent sentencing discretion, ‘a judge who has accepted a plea bargain is bound to impose a sentence within the Unfits of that bargain. [Citation.] “A plea agreement is, in essence, a contract between the defendant and the prosecutor to which the court consents to be bound.” [Citation.] Should the court consider the plea bargain to be unacceptable, its remedy is to reject it, not to violate it, directly or indirectly. [Citation.] Once the court has accepted the terms of the negotiated plea, “[it] lacks jurisdiction to alter the terms of a plea bargain so that it becomes more favorable to a defendant unless, of course, the parties agree.” [Citation.]’ ” (Segura, at p. 931; see also § 1192.5 [“Where the plea is accepted by the prosecuting attorney in open court and is approved by the court, the defendant, except as otherwise provided in this section, cannot be sentenced on the plea to a punishment more severe than that specified in the plea and the court may not proceed as to the plea other than as specified in the plea.”].)
In the instant case, the 12-year stipulated term of the plea agreement is a clear and unequivocal expression of the parties’ intent in entering the agreement. (Shelton, supra, 37 Cal.4th at p. 767 [“ ‘If contractual language is clear and explicit, it governs.’ ”].) The court accepted the terms of the plea agreement and was, therefore, bound to honor the terms of the agreement, including the stipulated sentence. (§ 1192.5 [stating that “the plea may specify the punishment . . .”].) As a consequence, while the trial court could have rejected the plea agreement entirely, it “ ‘ “lack[ed] jurisdiction to alter the terms of a plea bargain” ’ ” to make it “ ‘ “more favorable” ’ ” to Blount. (Segura, supra, 44 Cal.4th at p. 931.)
Thus, it is clear that at the original sentencing hearing, the trial court was required to sentence Blount to the stipulated term of 12 years. 4 Blount does not dispute this point, but raises the novel contention that the statutory procedure for recalling a sentence under section 1170 provides trial courts with the authority to override the terms of the negotiated plea bargain and *998 impose a different sentence than that agreed to by the parties. There is no authority for this proposition and we believe it is without merit.
Section 1170, subdivision (d) provides “an exception to the common law rule that the court loses resentencing jurisdiction once execution of sentence has begun.” (Dix v. Superior Court (1991) 53 Cal.3d 442, 455 [279 Cal.Rptr. 834, 807 P.2d 1063] (Dix).) The statute allows the court “within 120 days of the date of commitment” to “recall the sentence and commitment previously ordered and resentence the defendant in the same manner as if he or she had not previously been sentenced, provided the new sentence, if any, is no greater than the initial sentence.” (§ 1170, subd. (d).)
As the statutory text makes clear, section 1170 does not provide the trial court with any broader discretion to impose sentence than the court originally possessed at the initial sentencing. “[0]nce the sentence is recalled, for whatever lawful reason, the court’s authority remains limited to ‘resentencfing] the defendant in the same manner as if he or she had not previously been sentenced.’ ” (People v. Nelms (2008) 165 Cal.App.4th 1465, 1473 [82 Cal.Rptr.3d 32]; see Dix, supra, 53 Cal.3d at p. 456 [explaining that the sentencing power provided to the trial court under § 1170 “is as broad as that possessed by the court when the original sentence was pronounced”]; People v. Johnson (2004) 32 Cal.4th 260, 266 [8 Cal.Rptr.3d 761, 82 P.3d 1244] [recognizing that the “ ‘ “as if’ language indicates that the resentencing authority conferred by section 1170[, subdivision] (d) is as broad as that possessed by the court when the original sentence was pronounced’ ”].)
Thus, the fact that Blount invoked the trial court’s authority to resentence her under section 1170 had no effect on the court’s discretion to diverge from the stipulated sentence. Section 1170 merely provides the trial court with an opportunity to resentence a defendant as if the defendant had not previously been sentenced (although the sentence cannot be increased). It does not provide the trial court with any additional sentencing authority and certainly does not allow the court to alter the terms of a plea agreement agreed to by the parties and the trial court.
In a supplemental brief, Blount further clouds this straightforward analysis by contending that any plea agreement that limits the trial court’s authority to recall a sentence under section 1170 violates the doctrine of separation of powers. As we have explained, however, the plea agreement did not infringe on any power possessed by the trial court under section 1170. Rather, under well-established legal principles, the parties’ agreement (with the court’s consent) established the parameters of a permissible sentence on the plea. (See § 1192.5 [“the plea may specify the punishment to the same extent. . . , and may specify the exercise by the court thereafter of other powers legally *999 available to it”; “[w]here the plea is accepted by the prosecuting attorney in open court and is approved by the court, ... the court may not proceed as to the plea other than as specified in the plea”].) These parameters remained in place both at the original sentencing hearing and, per section 1170 itself, on the motion to recall the sentence. The trial court (or the parties) could avoid those parameters only by rejecting the plea. (Segura, supra, 44 Cal.4th at p. 931.) As noted above, Blount repeatedly emphasized that she did not wish to reject the plea; instead, she wanted the court to enforce the terms of the plea she found favorable (e.g., the dismissal of the first degree murder charge) while disregarding the term she found unfavorable (the stipulated term). This is not permitted. (Ibid, [trial court “ 1 “lacks jurisdiction to alter the terms of a plea bargain so that it becomes more favorable to a defendant” ’ ”].)
Blount also contends that “once the trial [judge] recalled the sentence under section 1170, subdivision (d) and declared his intent to reduce appellant’s sentence in view of the disparity between her sentence and that of the codefendant,” a Fourteenth Amendment liberty interest was created, which could not be eliminated by “arbitrary deprivation by the prosecutor’s veto.” This argument suffers from numerous flaws, both legal and factual. For our purposes, it is sufficient to point out that the record does not reflect that the trial judge “declared his intent to reduce appellant’s sentence.” The trial court explicitly stated that the reason it held the hearing was not “because I was seriously entertaining changing her sentence.” 5 Rather, the court explained, it was interested in hearing appellate counsel’s argument that it had the authority to change the sentence. The court noted that if it concluded that it did have the authority claimed by Blount’s counsel, “I’m going to listen to everybody and hear what everybody has to say about why I should change your sentence.” Clearly these statements by the trial court did not create any constitutional liberty interest.
Further, even if the trial court had indicated a desire to reduce Blount’s sentence, the suggestion that any subsequent reconsideration of that position would violate Blount’s due process rights borders on the frivolous. One can imagine countless scenarios where trial courts take tentative positions favoring defendants only to determine (after hearing argument) that the position is erroneous. Blount’s suggestion that every such statement by a trial court creates an inviolable constitutional liberty interest is unsupported by the authority Blount cites and is without merit.
*1000 DISPOSITION
Affirmed.
Benke, Acting P. J., and Huffman, J., concurred.
Appellant’s petition for review by the Supreme Court was denied October 28, 2009, S175772.
All further statutory references are to the Penal Code unless otherwise indicated.
Blount requests that we take judicial notice of the proceedings in Jeffcoat’s trial and the unpublished appellate opinion in that case. The Attorney General does not oppose the request and, indeed, the Attorney General’s brief cites the opinion. We take judicial notice of our own opinion in Jeffcoat’s case (Jeffcoat, supra, D052250), which contains a statement of the facts of that case and the sentence Jeffcoat received. (See People v. Marlow (2004) 34 Cal.4th 131, 149 [17 Cal.Rptr.3d 825, 96 P.3d 126] [taking “judicial notice of the proceedings and our decision in” a related case].) We need not, and do not, take judicial notice of any other portions of the proceedings in Jeffcoat’s prosecution as they are irrelevant to the issue in this appeal. (Mangini v. R. J. Reynolds Tobacco Co. (1994) 7 Cal.4th 1057, 1063 [31 Cal.Rptr.2d 358, 875 P.2d 73] [“Although a court may judicially notice a variety of matters (Evid. Code, § 450 et seq.), only relevant material may be noticed.”].)
Blount emphasizes that Jeffcoat’s “trial took place after the stipulated plea,” but fails to acknowledge that Jeffcoat’s trial occurred before Blount was sentenced on her plea. Citing the result in Jeffcoat’s trial, the sentencing court gave Blount an opportunity to withdraw her plea, which would have permitted her to renegotiate the plea in light of the verdict in Jeffcoat’s trial. (It would also have exposed Blount to the risk of a higher sentence.) Blount declined.
As noted above, the trial court also provided Blount the option of withdrawing her plea, which she declined.
The trial court disputed Blount’s portrayal of the Jeffcoat jury’s verdict as a positive commentary on Blount’s culpability. The trial court stated to Blount’s counsel: “[Ojbviously, you’re an advocate and you’re saying that she was less culpable than Mr. Jeffcoat, and I don’t think the jurors saw it that way at all .... I think the way they voted was Mr. Jeffcoat was negligent and he should have interceded more, but that he was not the one that abused Kenvesia.”
Cites, in this corpus
- People v. Nelms C055100 · 2008-08-18
- People v. Segura S148536 · 2008-08-04
- People v. Jones No. B193759 · 2007-12-17
- People v. Shelton S124503 · 2006-01-05
- People v. Marlow S026614 · 2004-08-19
- People v. Johnson S113803 · 2004-01-29
- Mangini v. R. J. Reynolds Tobacco Co. S034603 · 1994-06-30
- Dix v. Superior Court S012342 · 1991-04-18
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