gno.law

Smith v. Sgt. Hampton

District Court, S.D. California · 3:23-cv-01978 · 2023-11-13 · Unknown

Proceeding
district
Area
civil
Panel
Cynthia Ann Bashant (author)

Analysis

A model's reading — qwen3.8-27b, prompt own-v1, 2026-10-13T21:46Z · confidence high

The court reviewed a pro se prisoner's motion to proceed in forma pauperis and found that the plaintiff had accumulated three prior dismissals constituting 'strikes' under the Prison Litigation Reform Act. The court denied the motion and dismissed the action without prejudice for failure to pay the filing fee.

What the court decidedThe model
Denial of Motion to Proceed In Forma Pauperis
“DENIES Smith’s Motion to Proceed IFP (ECF No. 5) as barred by 28 U.S.C. § 1915(g);”
agree with court
The court correctly applied the three-strikes provision of the PLRA. It identified three prior dismissals for failure to state a claim, which satisfy the statutory definition of a strike. The court also correctly determined that the plaintiff's allegation of a past attack did not meet the 'imminent danger' exception, as the harm was not 'ready to take place' at the time of filing.
Dismissal of Civil Action Without Prejudice
“DISMISSES this civil action without prejudice based on Smith’s failure to pay the full statutory and administrative $402 civil filing fee required by 28 U.S.C. § 1914(a);”
agree with court
Because the plaintiff was denied IFP status and did not prepay the filing fee, the court was required to dismiss the action. Dismissing without prejudice is the standard procedural outcome in this context, allowing the plaintiff to refile if they can pay the fee or qualify for IFP status in the future.

The order itself: sound — The order is procedurally and substantively sound. It correctly identifies the legal standard for the three-strikes rule, applies it to the specific facts of the plaintiff's prior litigation history, and correctly analyzes the 'imminent danger' exception. The court properly took judicial notice of its own and other federal courts' dockets to establish the strikes.

How this analysis was made · dispute it

Opinion

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 MICHAEL LENIOR SMITH, Case No. 3:23-cv-01978-BAS-JLB CDCR #P-64019, 12 ORDER: (1) DENYING MOTION Plaintiff, 13 TO PROCEED IN FORMA vs. PAUPERIS AS BARRED BY 28 14 U.S.C. § 1915(g); (2) DISMISSING 15 CIVIL ACTION WITHOUT SERGEANT HAMPTON; PREJUDICE FOR FAILURE TO 16 C/O FLORES; C/O COLON, PAY FILING FEE REQUIRED BY 28 17 Defendants. U.S.C. § 1914(a)

18 [ECF No. 5] 19 20 21 Michael Lenior Smith (“Plaintiff” or “Smith”), a state prisoner currently 22 incarcerated at the Richard J. Donovan Correctional Facility (“RJD”), is proceeding pro se 23 and has filed a civil rights Complaint (“Compl.”) pursuant to 42 U.S.C. § 1983. See 24 Compl., ECF No. 1. Smith did not prepay the civil filing fee required to commence a civil 25 action at the time he filed his Complaint; instead, he later filed a Motion to Proceed In 26 Forma Pauperis (“IFP”) pursuant to 28 U.S.C. § 1915(a). See ECF No. 5. 27 / / / 28 / / / 1 I. Discussion 2 “All persons, not just prisoners, may seek IFP status.” Moore v. Maricopa County 3 Sheriff’s Office, 657 F.3d 890, 892 (9th Cir. 2011). Prisoners like Smith, however, “face 4 an additional hurdle.” Id. 5 In order to further “the congressional goal of reducing frivolous prisoner litigation 6 in federal court,” the Prison Litigation Reform Act (“PLRA”) § 804(g), 28 U.S.C. 7 § 1915(g) (1996) provides that prisoners with “three strikes” or more cannot proceed IFP. 8 Tierney v. Kupers, 128 F.3d 1310, 1312 (9th Cir. 1997). A prisoner has three strikes if 9 on 3 or more prior occasions, while incarcerated or detained in any facility, [the prisoner] brought an action or appeal in a court 10 of the United States that was dismissed on the grounds that it is 11 frivolous, malicious, or fails to state a claim upon which relief can be granted . . . . 12 13 28 U.S.C. § 1915(g). 14 When courts “review a dismissal to determine whether it counts as a strike, the style 15 of the dismissal or the procedural posture is immaterial. Instead, the central question is 16 whether the dismissal ‘rang the PLRA bells of frivolous, malicious, or failure to state a 17 claim.’” El-Shaddai v. Zamora, 833 F.3d 1036, 1042 (9th Cir. 2016) (quoting Blakely v. 18 Wards, 738 F.3d 607, 615 (4th Cir. 2013)). Thus, prior cases or appeals are considered 19 strikes “even if the district court styles such dismissal as a denial of the prisoner’s 20 application to file the action without prepayment of the full filing fee.” O’Neal v. Price, 21 531 F.3d 1146, 1153 (9th Cir. 2008). Once a prisoner has accumulated three strikes, he is 22 prohibited by Section 1915(g) from proceeding IFP in federal court unless he can show he 23 is facing “imminent danger of serious physical injury.” See 28 U.S.C. § 1915(g); Andrews 24 v. Cervantes, 493 F.3d at 1051–52 (9th Cir. 2007) (“Cervantes”). 25 Defendants typically carry the initial burden to produce evidence demonstrating a 26 prisoner is not entitled to proceed IFP, Andrews, 398 F.3d at 1119, but “in some instances, 27 the district court docket may be sufficient to show that a prior dismissal satisfies at least 28 one on the criteria under § 1915(g) and therefore counts as a strike.” Id. at 1120. Upon 1 reviewing its docket, and the docket of the Eastern District of California, the Court finds 2 that Smith, while incarcerated, has had three prior prisoner civil actions or appeals 3 dismissed on the grounds that they were frivolous, malicious, or failed to state a claim upon 4 which relief may be granted which renders him ineligible to proceed IFP. Fed. R. Evid. 5 201(b)(2); United States v. Smith, 631 F.2d 118, 119 (9th Cir. 1980) (stating that a court 6 may take judicial notice of its own records in other cases, as well as other courts’ records). 7 They are: 8 (1) Smith v. Blanas, et al., Civil Case No. 2:01-cv-01645-FCD-JFM (E.D. Cal. Aug. 27, 2001) (Order Adopting Findings and Recommendation 9 Dismissing Action for Failing to State a Claim) (ECF No. 16) (strike 10 one); 11 (2) Smith v. Yates, et al., Civil Case No. 1:09-00808-OWW-SMS (E.D. 12 Cal. Mar. 8, 2010) (Order Adopting Findings and Recommendation Dismissing Complaint For Failing to State a Claim) (ECF No. 17) 13 (strike two)1; 14 (3) Smith v. Munoz, et al., Civil Case No. 1:13-cv-00387-BAM (E.D. Cal. 15 Mar. 18, 2013) (Order Dismissing First Amended Complaint For Failing to State a Claim) (ECF No. 12) (strike three). 16 17 Accordingly, because Smith has, while incarcerated, accumulated more than three 18 “strikes” pursuant to § 1915(g), he cannot proceed IFP unless he meets the “imminent 19 danger” exception to the three strikes provision of the PLRA. In order to do so, his 20 pleadings must contain a “plausible allegation that the prisoner faced ‘imminent danger of 21 serious physical injury’ at the time of filing.” Cervantes, 493 F.3d at 1055; see also 28 22 U.S.C. § 1915(g). “Imminent danger” requires an allegation that a harm is “ready to take 23 place,” or “hanging threateningly over one’s head,” Cervantes, 493 F.3d at 1056, and 24 “cannot be triggered solely by complaints of past injury or generalized fears of possible 25 future harm.” Hernandez v. Williams, No. 21cv347-MMA-KSC, 2021 WL 1317376, at *2 26 27 1 See Harris v. Mangum, 863 F.3d 1133, 1143 (9th Cir. 2017) (“A prisoner may not avoid incurring 28 1 (S.D. Cal. Apr. 8, 2021) (citing Cervantes, 493 F.3d at 1053). 2 In his Complaint, Smith alleges Defendants, all RJD correctional officers, violated 3 his constitutional rights by failing to protect him from an attack by another inmate on 4 August 2, 2021. See generally Compl. However, this attack is alleged to have occurred 5 over two years ago and he does not sufficiently allege that he is in imminent threat of harm 6 at the time he filed this action on October 19, 2023. Because Plaintiff is not facing a harm 7 that is “ready to take place,” or “hanging threateningly over [his] head,” Smith does not 8 meet the “imminent danger” exception to the three strikes rule. Cervantes, 493 F.3d at 1055 9 (quoting 28 U.S.C. § 1915(g)). 10 II. Conclusion and Order 11 For the reasons set forth above, the Court: 12 (1) DENIES Smith’s Motion to Proceed IFP (ECF No. 5) as barred by 28 U.S.C. 13 § 1915(g); 14 (2) DISMISSES this civil action without prejudice based on Smith’s failure to 15 pay the full statutory and administrative $402 civil filing fee required by 28 U.S.C. 16 § 1914(a); and 17 (3) DIRECTS the Clerk of Court to close the case. 18 IT IS SO ORDERED. 19 Dated: 20 Hon. Cynthia Bashant United States District Judge 21 22 23 24 25 26 27 28