Allele Biotechnology and Pharmaceuticals, Inc. v. Pfizer, Inc.
- Proceeding
- district
- Area
- civil
- Panel
- Marilyn L. Huff (author)
Analysis
The court reviewed six joint filings from the defendants seeking to compel discovery from the plaintiff in a patent infringement case. The court denied all six motions to compel, finding the requests overbroad, premature, or protected by privilege, while ordering the parties to meet and confer on specific document production.
| What the court decided | The model |
|---|---|
Denial of Defendants' first motion to compel regarding supplementation of Interrogatory No. 14 responses.“Defendants have failed to show that supplementation is required at this time. As such, the Court denies Defendants’ first motion to compel.” | agree with court The court applied the general standard that a party must show a need for supplementation. The order states the defendants failed to meet this burden. This is a standard procedural ruling in discovery disputes. |
Denial of Defendants' second motion to compel regarding requests for information on alternative fluorescent proteins.“The Court agrees with Plaintiff that Defendants’ requests are overbroad. As such, the Court denies Defendants’ second motion to compel.” | agree with court The court found the requests overbroad, a common basis for denying discovery under Federal Rule of Civil Procedure 26(b)(1). The court also noted the plaintiff's offer to provide some documents and ordered meet and confer, which is a reasonable procedural step. |
Denial of Defendants' third motion to compel regarding production of documents from a different case (Allele v. Regeneron).“The fact that Plaintiff produced certain documents in a different case “does not necessarily make them discoverable in this case.” ... As such, the Court denies Defendants’ third motion to compel.” | agree with court The court correctly applied the principle that prior production in another case does not automatically waive privilege or make documents discoverable in a new case. The citation to Chen v. Ampco Sys. Parking supports this proposition. |
Denial of Defendants' fourth motion to compel regarding requests for information on the validity of the '221 patent.“The Court agrees with Plaintiff that Defendants’ requests are premature at this stage in the proceedings. As such, the Court denies Defendants’ fourth motion to compel without prejudice.” | agree with court The court found the requests premature. Denying without prejudice allows the defendants to refile if the stage of proceedings changes, which is a standard and appropriate remedy for premature discovery requests. |
Denial of Defendants' fifth motion to compel regarding requests for information on litigation funding.“Defendants are not entitled to these documents. See MLC Intell. Prop., LLC v. Micron Tech., Inc., No. 14-CV-03657-SI, 2019 WL 118595, at *2 (N.D. Cal. Jan. 7, 2019). As such, the Court denies Defendants’ fifth motion to compel.” | agree with court The court cited MLC Intell. Prop., LLC v. Micron Tech., Inc. to support the denial. While the specific holding of MLC is not detailed in the order, the citation implies that litigation funding information is not generally discoverable or that the defendants failed to meet a specific burden. This is a defensible application of discovery law, though the reasoning is brief. |
Denial of Defendants' sixth motion to compel regarding production of nonprivileged documents from internal prosecution files.““[P]atent prosecution files often are protected by attorney-client privilege.” ... As such, the Court denies Defendants’ sixth motion to compel.” | agree with court The court relied on the principle that patent prosecution files are often protected by attorney-client privilege, citing Orthopaedic Hosp. v. DJO Glob., Inc. and In re Spalding Sports Worldwide, Inc. This is a well-established legal principle. The denial is appropriate given the privilege protection. |
The order itself: sound — The order is a standard discovery ruling. It addresses each of the six motions separately, provides a brief reason for each denial, and cites relevant case law where appropriate. The reasoning is sufficient for a district court order on discovery disputes. It does not skip major arguments or authorities, and the results follow from the law cited.
Opinion
1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 ALLELE BIOTECHNOLOGY AND Case No.: 20-cv-01958-H-AGS PHARMACEUTICALS, INC., a 12 California corporation, ORDER DENYING DEFENDANTS’ 13 MOTIONS TO COMPEL Plaintiff, 14 v. [Doc. Nos. 75, 76, 77, 78, 81, 82.] 15 PFIZER, INC., a Delaware corporation; 16 BIONTECH SE, a German company; BIONTECH US, INC., a Delaware 17 corporation; and DOES 1-30, 18 Defendants. 19 20 On September 1 and 2, 2021, the parties filed six joint filings for the determination 21 of various discovery disputes. (Doc. Nos. 75, 76, 77, 78, 81, 82.) The Court held a hearing 22 on the matter on September 13, 2021. Ben L. Wagner, Robert Schaffer, and Sushmitha 23 Rajeevan appeared for Plaintiff Allele Biotechnology and Pharmaceuticals, Inc. Charles 24 L. McCloud, Thomas H.L. Selby, Julie L. Tavares, and David J. Noonan appeared for 25 Defendant Pfizer, Inc. Bruce M. Wexler, Elizabeth L. Brann, Merri C. Moken, and Karthik 26 R. Kasaraneni appeared for Defendants BioNTech SE and BioNTech US, Inc. The Court 27 addresses each of these discovery disputes in turn below. 28 /// 1 In the first discovery dispute, Defendants request that Plaintiff be compelled to 2 supplement its response to Defendants’ Interrogatory No. 14 to describe how the 3 documents currently cited in its response show Plaintiff’s compliance with the marking 4 statute, 35 U.S.C. § 287. (Doc. No. 75 at 2.) Defendants have failed to show that 5 supplementation is required at this time. As such, the Court denies Defendants’ first 6 motion to compel. 7 In the second discovery dispute, Defendants request that Plaintiff be compelled to 8 respond to Defendants’ Document Requests Nos. 17, 20-26, 37, 70-76, 83, 89, 96-97, 99, 9 138, 140-41, 145-46 and Defendants’ Interrogatories Nos. 2, 3, and 8 seeking Plaintiff’s 10 information about alternative fluorescent proteins. (Doc. No. 76 at 2.) The Court agrees 11 with Plaintiff that Defendants’ requests are overbroad. As such, the Court denies 12 Defendants’ second motion to compel. The Court notes that in the filing, Plaintiff states 13 that it has offered to provide licenses for the last three years and documents sufficient to 14 show how its other fluorescent proteins work. (Doc. No. 76 at 2.) The Court orders the 15 parties to meet and confer on the production of relevant licenses and documents. 16 In the third discovery dispute, Defendants request that Plaintiff be compelled to 17 produce copies of the pleadings, claim construction materials, expert reports, and 18 deposition transcripts from a different case involving the patent-in-suit, the ’221 patent: 19 Allele Biotechnology and Pharmaceuticals, Inc. v. Regeneron Pharmaceuticals, Inc., No. 20 7:20-cv-8255 (S.D.N.Y.). (Doc. No. 77 at 2.) The fact that Plaintiff produced certain 21 documents in a different case “does not necessarily make them discoverable in this case.” 22 Chen v. Ampco Sys. Parking, No. 08-CV-0422-BEN (JMA), 2009 WL 2496729, at *3 23 (S.D. Cal. Aug. 14, 2009). As such, the Court denies Defendants’ third motion to compel. 24 In the fourth discovery dispute, Defendants request that Plaintiff be compelled to 25 respond to Defendants’ Document Requests Nos. 10-14 and Defendants’ Interrogatories 26 Nos. 6 and 7 seeking information related to Plaintiff’s contention that the ’221 patent is 27 valid. (Doc. No. 78 at 2.) The Court agrees with Plaintiff that Defendants’ requests are 28 1 || premature at this stage in the proceedings. As such, the Court denies Defendants’ fourth 2 motion to compel without prejudice. 3 In the fifth discovery dispute, Defendants request that Plaintiff be compelled to 4 ||respond to Defendants’ Document Requests Nos. 59, 61, and 111 and produce documents 5 || identifying the source and terms of any litigation funding Plaintiff may be receiving in this 6 ||matter and related communications. (Doc. No. 81 at 2.) Defendants are not entitled to 7 these documents. See MLC Intell. Prop., LLC v. Micron Tech., Inc., No. 14-CV-03657- 8 || SI, 2019 WL 118595, at *2 (N.D. Cal. Jan. 7, 2019). As such, the Court denies Defendants’ 9 || fifth motion to compel. 10 In the sixth discovery dispute, Defendants request that Plaintiff be compelled to 11 |/respond to Defendants’ Document Requests Nos. 6, 47, and 48 and produce nonprivileged 12 ||documents from Plaintiffs internal prosecution files for the ’221 patent and a pending 13 |}continuation application that has the same written description of the alleged invention. 14 ||}(Doc. No. 82 at 2.) “[P]atent prosecution files often are protected by attorney-client 15 || privilege.” Orthopaedic Hosp. v. DJO Glob., Inc., No. 319CV00970JLSAHG, 2020 WL 16 |} 7625123, at *3 (S.D. Cal. Dec. 22, 2020); see In re Spalding Sports Worldwide, Inc., 203 17 || F.3d 800, 805-06 (Fed. Cir. 2000). As such, the Court denies Defendants’ sixth motion to 18 || compel. 19 IT IS SO ORDERED. 20 || DATED: September 13, 2021 | | ual | | | 7! MARILYN HUFF, Distri ge 22 UNITED STATES DISTRICT COURT 23 24 25 26 27 28