gno.law

People v. Leewis CA4/1

California Court of Appeal · D082014 · 2024-06-18 · Unpublished

Proceeding
appeal from a judgment
Trial court
Superior Court of San Diego County · No. SCE412068
Trial judge
Sherry M. Thompson-Taylor
Outcome
reversed in part — Reversed in part, otherwise affirmed, and remanded for retrial and/or resentencing.
Area
criminal
Panel
Michele M. Castillo (author), Joan K. Irion, William S. Dato

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T04:11Z · confidence high

The trial court imposed a five-year sentence enhancement under Penal Code section 667(a) based on a prior Texas conviction for aggravated assault, finding the record of conviction sufficient to prove the underlying conduct constituted assault with a deadly weapon under California law. The Court of Appeal reversed the enhancement, holding that the Texas offense’s elements do not match California’s and that the admitted facts (specifically the mental state of recklessness) were insufficient to prove the willfulness required for California assault with a deadly weapon, and remanded for potential retrial of the enhancement allegation and resentencing.

Ruling reviewedStandardThe courtThe model
Imposition of five-year sentence enhancement under Penal Code section 667(a) based on prior Texas conviction for aggravated assault.
“We thus conclude there is insufficient evidence to support the trial court’s finding that Leewis’ prior Texas conviction constitutes a serious felony under the enhancement statute.”
substantial evidenceerroragree with court
The appellate court correctly applied the categorical approach, noting that Texas aggravated assault includes conduct (e.g., unloaded firearm, recklessness) that does not constitute assault with a deadly weapon in California. It further correctly applied the substantial evidence standard to the record of conviction, finding that the admitted mental state of 'recklessly' does not satisfy the 'willfulness' element required by California law. The reliance on People v. Perez for the definition of willfulness and People v. Gallardo for the scope of the record of conviction is legally sound.

Authorities

  • relied: Descamps v. United States (2013) 570 U.S. 254 — A sentencing court can impose an enhancement if the elements of the out-of-state offense are the same or narrower than the comparable in-state offense.
  • relied: People v. Gallardo (2017) 4 Cal.5th 120 — A sentencing court may use the prior conviction record to determine whether the underlying conduct qualifies as a serious or violent felony, limited to facts established by the conviction itself.
  • relied: People v. Perez (2018) 4 Cal.5th 1055 — Assault with a deadly weapon requires willfulness, defined as actual knowledge that an intentional act will probably and directly result in physical force against another.
  • relied: People v. Barragan (2004) 32 Cal.4th 236 — The People should be afforded the opportunity to augment the record of conviction and retry the enhancement allegation if the initial record is insufficient.
  • relied: People v. Rodriguez (2004) 122 Cal.App.4th 121 — The standard of review for the sufficiency of evidence supporting a trial court's finding on an enhancement is whether substantial evidence supports the finding.
  • relied: People v. Orr (1974) 43 Cal.App.3d 666 — Pointing an unloaded firearm at another person is not assault with a deadly weapon because there is no present ability to commit injury.
  • relied: People v. Garcia (2002) 97 Cal.App.4th 847 — General authority for resolving matters by memorandum opinion.

The appellate opinion: sound — The opinion is sound because it correctly applies the categorical approach to determine that the Texas offense is not a categorical match for the California serious felony, and it correctly applies the substantial evidence standard to the specific facts admitted in the record of conviction. The court properly identifies that the mental state of 'recklessness' admitted by the defendant fails to meet the 'willfulness' requirement for California assault with a deadly weapon, citing the correct authority (People v. Perez).

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:29Z · confidence medium

After a bench trial on a prior-conviction allegation, the trial court found that Leewis's Texas aggravated assault conviction qualified as a serious felony (assault with a deadly weapon) and imposed a five-year enhancement under Penal Code section 667(a), contributing to a 21-year sentence. The Court of Appeal accepted the People's concession, held the Texas offense's elements do not match section 245(a)(1) and that the record of conviction (an indictment alleging reckless conduct) was insufficient to prove willfulness, reversed the enhancement, and remanded for possible retrial of the allegation and resentencing while otherwise affirming.

Ruling reviewedStandardThe courtThe model
Finding that the Texas record of conviction proved Leewis's prior conduct constituted assault with a deadly weapon under section 245(a)(1), supporting the section 667(a) five-year enhancement
“Nonetheless, we find the trial court erred in concluding that the facts admitted by Leewis satisfied the elements of assault with a deadly weapon in California under section 245(a)(1).”
substantial evidenceerror (fact finding unsupported)agree with court
The indictment, which supplied the only admitted facts, alleged Leewis acted 'intentionally, knowingly, or recklessly' in the disjunctive; a guilty plea to that charge establishes only the least culpable alternative, recklessness. Under Perez (and the Williams line it rests on), California assault requires willfulness—actual knowledge of facts that would lead a reasonable person to realize a battery would directly, naturally and probably result—so recklessness alone does not satisfy the mental element. Under Gallardo, the court could not go beyond facts established by the conviction itself to infer a greater mental state, so the finding lacks substantial evidence.
Conclusion that the elements of Texas aggravated assault (Tex. Pen. Code § 22.02) do not match the elements of California assault with a deadly weapon (§ 245(a)(1)), so the enhancement could not rest on an elements comparison alone
“As the trial court concluded, and both parties agree, the elements of aggravated assault under Texas Penal Code section 22.02 do not match the elements of the California counterpart of assault with a deadly weapon under section 245(a)(1)”
unclearcorrectagree with court
The elements comparison is a question of law and the opinion's analysis is sound: Texas aggravated assault reaches pointing an unloaded firearm (Tidwell) and serious-bodily-injury assaults without a deadly weapon, whereas California requires present ability to inflict violent injury (§ 240; Orr). Because the Texas offense is broader, it does not 'include all of the elements' of the California serious felony as section 667(a)(1) requires, consistent with the Descamps categorical framework.
Reliance on the Texas indictment as the factual basis for Leewis's guilty plea, as part of the record of conviction
“the trial court properly relied on the indictment as providing the factual basis for the Texas prior.”
unclearcorrectagree with court
Gallardo permits a sentencing court to rely on facts the defendant admitted as the factual basis for a guilty plea. Leewis's plea form admitted guilt to aggravated assault 'as alleged in the charging instrument,' so the indictment's allegations were facts established by the conviction itself and could properly be consulted. The court correctly rejected the People's contrary position while still finding the admitted facts insufficient.

Authorities

  • relied: People v. Gallardo (2017) 4 Cal.5th 120 — A sentencing court determining whether a prior conviction qualifies as a serious felony is limited by the Sixth Amendment to facts established by the conviction itself, including facts the defendant admitted as the factual basis for a guilty plea.
  • relied: People v. Perez (2018) 4 Cal.5th 1055 — Assault requires willfulness—actual knowledge that an intentional act will probably and directly result in the application of physical force against another; recklessness is insufficient.
  • relied: People v. Barragan (2004) 32 Cal.4th 236 — Retrial of a prior conviction allegation is permissible after an appellate finding that the evidence was insufficient to support the allegation.
  • relied: People v. Rodriguez (2004) 122 Cal.App.4th 121 — A finding that an out-of-state prior qualifies as a serious felony is reviewed for substantial evidence, viewing the record in the light most favorable to the finding.
  • relied: Descamps v. United States (2013) 570 U.S. 254 — An out-of-jurisdiction conviction qualifies under a categorical comparison only if its elements are the same as or narrower than the comparable offense.
  • relied: People v. Orr (1974) 43 Cal.App.3d 666 — Pointing an unloaded firearm at another is not assault with a deadly weapon because the defendant lacks the present ability to inflict injury.
  • relied: People v. Garcia (2002) 97 Cal.App.4th 847 — Appellate courts may resolve straightforward appeals, such as those involving a concession, by memorandum opinion.

The appellate opinion: sound with gaps — The opinion correctly applies Gallardo to confine the inquiry to the indictment facts admitted by the plea, correctly reads the disjunctive 'recklessly' allegation as establishing only recklessness, and correctly holds under Perez that recklessness does not satisfy California's willfulness requirement for assault; its remand for retrial rather than striking the enhancement is supported by Barragan. It does not expressly explain why a disjunctively pleaded mental state admits only the least culpable alternative, and it does not cite People v. Williams, the foundational assault mens rea case, but neither omission affects the defensible result.

How this analysis was made · dispute it

Opinion

Filed 6/18/24 P. v. Leewis CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

THE PEOPLE, D082014

Plaintiff and Respondent, v. (Super. Ct. No. SCE412068)

AARON LEEWIS,

Defendant and Appellant.

APPEAL from a judgment of the Superior Court of San Diego County, Sherry M. Thompson-Taylor, Judge. Reversed in part, otherwise affirmed, and remanded for retrial and/or resentencing. Mark D. Johnson, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Robin Urbanski and Brandon Marshall, Deputy Attorneys General, for Plaintiff and Respondent. MEMORANDUM OPINION Aaron Leewis appeals a judgment imposing a five-year sentence enhancement under Penal Code section 667, subdivision (a), for a prior out-of- state conviction. The People concede both that (1) Leewis’ prior Texas conviction for aggravated assault does not necessarily constitute a serious or violent felony under California law for the purposes of the enhancement statute, and (2) the Texas record of conviction relied on by the trial court provides insufficient evidence to support a finding that it does. Resolving this matter by memorandum opinion (see generally People v. Garcia (2002) 97 Cal.App.4th 847), we accept the People’s concession, without fully adopting their reasoning, reverse in part the judgment, otherwise affirm, and remand solely for a retrial of the prior serious felony allegation and resentencing. A jury found Leewis guilty of robbery and brandishing a weapon. The People had alleged Leewis suffered two prior serious felony convictions, warranting enhancements under section 667(a). Leewis admitted that one of his prior convictions qualified but disputed that his second conviction for aggravated assault from Texas did. After a bench trial, the court found the Texas record of conviction provided sufficient evidence that Leewis’ underlying conduct amounted to a serious felony of assault with a deadly weapon under section 245(a)(1). The trial court sentenced Leewis to 21 years, including two five-year enhancements. Section 667(a)(1) provides for a sentence enhancement for “any offense committed in another jurisdiction that includes all of the elements of any serious felony” under California law. A sentencing court can impose an enhancement if the elements of the out-of-state offense are the same or 2 narrower than the comparable in-state offense. (Descamps v. United States (2013) 570 U.S. 254, 257.) As the trial court concluded, and both parties agree, the elements of aggravated assault under Texas Penal Code section 22.02 do not match the elements of the California counterpart of assault with a deadly weapon under section 245(a)(1)—a qualifying felony under the enhancement statute. (§ 1192.7(c)(31).) California law defines assault more narrowly because it requires an “attempt” to inflict “violent injury” with a “present ability” to commit the injury. (§ 240.) For example, pointing an unloaded firearm at another person is not assault with a deadly weapon because there is no present ability to commit injury. (People v. Orr (1974) 43 Cal.App.3d 666, 672.) It would be aggravated assault under Texas law, however, even when a firearm is not loaded or capable of causing injury. (Tidwell v. State (Tex.Ct.App. 2006) 187 S.W.3d 771, 775-776.) Moreover, there can be aggravated assault without a deadly weapon under Texas law so long as there is serious bodily injury. (Tex. Pen. Code, § 22.02, subd. (a)(1).) As the People concede, “it is possible to commit an assault with a deadly weapon in Texas that would not constitute an assault with a deadly weapon in California.” For these reasons, the enhancement cannot be imposed based on matching the elements of the Texas and comparable California offenses. Turning to the sufficiency of the evidence, we must determine whether substantial evidence supports the trial court’s finding that the prosecution proved all the elements of the enhancement. (People v. Rodriguez (2004) 122.Cal.App.4th 121, 129.) We review the record in the light most favorable to the trial court’s findings. (Ibid.) A sentencing court may use the prior conviction record to determine whether the underlying conduct qualifies as a serious or violent felony under 3 the enhancement statute. (People v. Gallardo (2017) 4 Cal.5th 120, 137.) The Sixth Amendment limits the court’s inquiry to facts that were established by virtue of the conviction itself. (Id. at p. 136.) This includes facts the defendant admitted as the factual basis for a guilty plea. (Ibid.) Here, contrary to the People’s claim that the record of conviction did not contain a factual basis for the plea , the trial court properly relied on the indictment as providing the factual basis for the Texas prior. In the change of plea form, Leewis admitted to the facts contained in the indictment by pleading guilty to aggravated assault “as alleged in the charging instrument.” (Cf. Gallardo, supra, 4 Cal.5th at p. 137.) Nonetheless, we find the trial court erred in concluding that the facts admitted by Leewis satisfied the elements of assault with a deadly weapon in California under section 245(a)(1). The indictment alleged Leewis “intentionally, knowingly, or recklessly cause[d] bodily injury to [the victim] by stabbing [the victim] with a knife.” (Italics added.) Recklessness does not satisfy the mental element of assault with a deadly weapon, which requires willfulness—i.e., actual knowledge that an intentional act will probably and directly result in physical force against another. (People v. Perez (2018) 4 Cal.5th 1055, 1066.) We thus conclude there is insufficient evidence to support the trial court’s finding that Leewis’ prior Texas conviction constitutes a serious felony under the enhancement statute. Leewis requests that we reverse the trial court’s finding on the Texas prior and remand with directions for resentencing without imposing the five- year enhancement. We conclude, however, that the People should be afforded, at their discretion, the opportunity to augment the record of conviction and retry the enhancement allegation. (See People v. Barragan (2004) 32 Cal.4th 236, 239.)

4 DISPOSITION We reverse the five-year enhancement, and remand the matter for (1) retrial of the Texas prior serious felony allegation, if the People elect to do so, and (2) resentencing. In all other respects the judgment is affirmed. Following resentencing, the trial court shall prepare a new abstract of judgment and forward a certified copy of the abstract to the Department of Corrections and Rehabilitation.

CASTILLO, J.

WE CONCUR:

IRION, Acting P. J.

DATO, J.

Cites, in this corpus