People v. O'Neal CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. SCD299501
- Trial judge
- David L. Berry
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Buchanan (author), Judith D. McConnell, Laurence D. Rubin
Analysis
The trial court convicted the defendant of misdemeanor assault and felony possession of a dirk or dagger, sentencing him to two years in state prison with execution suspended for formal probation, and imposed a condition prohibiting alcohol use. The Court of Appeal affirmed the judgment after conducting an independent review of the record under Wende/Anders, finding no arguable issues regarding the denial of self-defense instructions or the probation condition.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of request for jury instructions on self-defense“A self-defense jury instruction is only required when there is substantial evidence that the defendant reasonably believed he was in imminent danger of suffering bodily injury and immediate use of force was necessary to defend against that danger.” | de novo | not reached | agree with court The court found no arguable merit because the record lacked substantial evidence that the defendant reasonably perceived imminent danger or a need for force, as he was the aggressor who initiated the confrontation and brandished the weapon. |
Imposition of probation condition prohibiting alcohol use“Given O’Neal’s history with drugs and alcohol as detailed in the probation report, his behavior during the incident, and the court’s statement that the condition was intended to allow O’Neal to remain law-abiding, the imposition of the condition that O’Neal not knowingly use or possess alcohol was reasonably related to his future criminality and within the sound discretion of the trial court.” | abuse of discretion | not reached | agree with court The court held the condition was valid under Penal Code section 1203.1 because it was reasonably related to the defendant's future criminality, supported by his history of substance abuse and erratic behavior during the incident. |
Authorities
- relied: People v. Wende (1979) 25 Cal.3d 436 — Requires appellate counsel to file a brief identifying potential issues and the court to independently review the record for error when no arguable issues are raised.
- relied: Anders v. California (1967) 386 U.S. 738 — Establishes the procedure for appointed counsel to withdraw from an appeal by filing a brief identifying potential issues and requesting court review.
- relied: People v. Humphrey (1996) 13 Cal.4th 1073 — A self-defense jury instruction is required only when there is substantial evidence that the defendant reasonably believed he was in imminent danger of suffering bodily injury and immediate use of force was necessary.
- relied: People v. Carbajal (1995) 10 Cal.4th 1114 — Courts have broad discretion to impose probation conditions to foster rehabilitation and protect public safety, provided they are reasonably related to the crime or future criminality.
- relied: People v. Balestra (1999) 76 Cal.App.4th 57 — Probation conditions regulating conduct not itself criminal must be reasonably related to the crime of conviction or to future criminality.
The appellate opinion: sound — The opinion correctly applies the Wende/Anders framework to review the record independently. It accurately cites controlling authority for both the self-defense instruction standard and the probation condition discretion, finding no arguable errors in the trial court's rulings.
How this analysis was made · dispute it
unusual dispositionA San Diego jury convicted Sam O'Neal of misdemeanor assault (Pen. Code, § 240) and felony possession of a dirk or dagger (§ 21310), and the trial court imposed a two-year prison term with execution suspended and formal probation, including an alcohol-abstention condition over his objection, after having refused his requested self-defense instruction. On a Wende/Anders appeal in which appointed counsel identified only those two possible issues and O'Neal filed no supplemental brief, the Court of Appeal independently reviewed the record, found neither issue arguable, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of O'Neal's request for jury instructions on self-defense“O’Neal did not present substantial, if any, evidence that a reasonable person under the same circumstances would have perceived imminent danger from Roderick and a need to use force in self-defense.” | unclear | correct | agree with court The court correctly stated the Humphrey/CALCRIM 3470 threshold that a self-defense instruction is required only when substantial evidence shows a reasonable belief in imminent bodily injury and a need for immediate force. The record as recited—O'Neal initiated the hostility by yelling an obscenity, Roderick merely turned, swore back, and 'postured up' from several feet away, and O'Neal then drew a knife and continued advancing verbally while Roderick retreated—does not reasonably support a perceived imminent threat. The opinion does not expressly state the standard of review (which is de novo for failure to instruct), and it does not directly discuss the 'postured up' testimony as potential provocation evidence, but that evidence falls short of the substantial-evidence threshold, and the jury's acquittal on the ADW count further diminishes any prejudice. |
Overruling O'Neal's objection to the alcohol-abstention probation condition“the imposition of the condition that O’Neal not knowingly use or possess alcohol was reasonably related to his future criminality and within the sound discretion of the trial court.” | abuse of discretion | correct | agree with court The court applied the Carbajal restatement of the Lent test: a condition regulating non-criminal conduct must be reasonably related to the offense or to future criminality. It pointed to the probation report's documentation of O'Neal's drug and alcohol history, the victim's testimony that O'Neal was zigzagging and acting strangely during the incident, and the trial court's stated purpose of keeping him law-abiding. That is a sufficient nexus under Lent and the proportionality gloss of In re Ricardo P., even though the opinion cites neither case directly; an alcohol ban for a probationer with a documented substance-abuse history is a modest burden that is routinely upheld. |
Judgment of conviction and sentence generally (independent Wende/Anders record review)“We have independently reviewed the record and find no arguable issue that would result in a modification or reversal of the judgment.” | unclear | correct | agree with court The court followed the Wende/Anders procedure: counsel filed a no-issue brief identifying possible issues, the defendant was invited to file a supplemental brief and did not, and the court independently reviewed the record and described the issues it considered. Nothing in the recited facts suggests an unaddressed arguable issue; the knife was concealed in a jacket pocket, supporting the § 21310 count, and the jury acquitted on the greater assault charge. The sentence (two years, execution suspended, probation) is not facially irregular. |
Authorities
- relied: People v. Wende (1979) 25 Cal.3d 436 — When appointed appellate counsel files a brief raising no arguable issues, the Court of Appeal must independently review the entire record for arguable error.
- relied: Anders v. California (1967) 386 U.S. 738 — Appointed counsel who finds an appeal wholly frivolous must so advise the court and identify anything in the record that might arguably support the appeal.
- relied: People v. Humphrey (1996) 13 Cal.4th 1073 — Self-defense requires an actual and reasonable belief in the need to defend against imminent danger of bodily injury, judged from the perspective of a reasonable person in the defendant's circumstances.
- relied: People v. Carbajal (1995) 10 Cal.4th 1114 — Trial courts have broad discretion under Penal Code section 1203.1 to impose probation conditions that are reasonably related to the offense or to future criminality.
- relied: People v. Balestra (1999) 76 Cal.App.4th 57 — Alcohol-related probation conditions are reasonably related to future criminality where the record reflects a history of substance abuse.
- missed: People v. Lent (1975) 15 Cal.3d 481 — A probation condition is invalid only if it (1) has no relationship to the crime, (2) relates to conduct not itself criminal, and (3) requires or forbids conduct not reasonably related to future criminality—the governing test the court applied via Carbajal without citing Lent itself.
- missed: In re Ricardo P. (2019) 7 Cal.5th 1113 — Lent's third prong requires that the burden imposed by a probation condition be proportionate to its legitimate interest in preventing future criminality; the court did not address this refinement, though an alcohol ban for a defendant with a substance-abuse history would satisfy it.
The appellate opinion: sound with gaps — The opinion follows the Wende/Anders procedure, states the correct legal thresholds for a self-defense instruction and for probation conditions, and ties its conclusions to specific record facts (the victim's testimony and the probation report). It omits direct citation to Lent and the proportionality analysis of In re Ricardo P., does not state the standard of review for the instructional claim, and does not expressly grapple with the victim's 'postured up' testimony, but none of these gaps affects the defensible result.
Opinion
Filed 6/14/24 P. v. O’Neal CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D083180
Plaintiff and Respondent, v. (Super. Ct. No. SCD299501)
SAM O’NEAL III,
Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, David L. Berry, Judge. Affirmed. Reed Webb, under appointment by the Court of Appeal, for Defendant and Appellant. No appearance for Plaintiff and Respondent.
A jury convicted Sam O’Neal of misdemeanor assault (Pen. Code,1 § 240) and felony possession of a dirk or dagger (§ 21310). The trial court sentenced him to two years in state prison for the felony conviction and ordered execution of the sentence suspended for a period of two years with formal probation.
1 Further undesignated statutory references are to the Penal Code. O’Neal appeals. His appointed appellate counsel filed a brief raising no arguable issues and requesting that we exercise our discretion to review the record for potential issues under People v. Wende (1979) 25 Cal.3d 436 (Wende) and Anders v. California (1967) 386 U.S. 738 (Anders). We have independently reviewed the record and find no arguable issue that would result in a modification or reversal of the judgment. Accordingly, we affirm the judgment. FACTUAL AND PROCEDURAL BACKGROUND In June 2023, Roderick C. was walking his small dog in downtown San Diego when he noticed O’Neal on the other side of the intersection walking in his direction. O’Neal politely asked Roderick to move his dog to his side because O’Neal is allergic to dogs. Roderick responded, “Sure,” and pulled his dog from his right to his left side as he began crossing the intersection. As the two men passed each other, O’Neal yelled, “Fuck you” to Roderick. Roderick turned to face O’Neal and asked, “What the fuck?” When Roderick turned to face O’Neal about two and a half to three feet away from him, O’Neal pulled out a knife from the sleeve of his jacket and swung it in a diagonal motion in both directions, making an “X” in the air. The knife “[k]ind of looked like a steak knife” that was about eight inches long and had a curved tip. Roderick started backing up and said, “Fuck you to you, too.” O’Neal said, “Come on,” had a “mean look, like he -- wanted to go at it with [Roderick],” and he was staring Roderick down. Roderick testified at the preliminary hearing that he had “postured up” to communicate to O’Neal, “Don’t mess with me.” Roderick then backed up to the far side of the street because he was afraid of being stabbed. O’Neal continued to wave the knife in a circular motion while facing Roderick and saying, “Come on.” Roderick 2 yelled from across the street, “If you didn’t have that knife, I would have kicked your ass.” Roderick then called 911 and reported the incident. O’Neal put the knife back in his sleeve and walked away. Roderick followed O’Neal at a distance until police officers arrived. San Diego Police Officer Noah McLemore was dispatched to a nearby location where he found O’Neal. O’Neal had a plastic rod or dowel in his hand that was about 10 inches long and had silver duct tape around it. He complied with McLemore’s order to drop it and put his hands up. During a pat-down search, O’Neal told the officer he had a knife in his pocket. McLemore retrieved a knife that had been concealed in the outer left pocket of O’Neal’s jacket. He did not find any weapons in O’Neal’s jacket sleeve. The People charged O’Neal with felony assault with a deadly weapon in violation of section 245, subdivision (a)(1), and felony possession of a dirk or dagger in violation of section 21310. At trial, O’Neal did not testify or offer evidence in his defense. He entered an admission to the court that he had five felony convictions on his record. The jury found O’Neal not guilty of felony assault with a deadly weapon. The jury found him guilty of the lesser-included crime of misdemeanor assault in violation of section 240 and felony possession of a dirk or dagger in violation of section 21310. The court sentenced O’Neal to two years in state prison for the felony and ordered execution of the sentence suspended for a period of two years with formal probation. DISCUSSION Appointed appellate counsel filed a brief summarizing the facts and proceedings below, arguing no specific contentions as grounds for relief, and asking this court to review the entire record for error as mandated by Wende, supra, 25 Cal.3d. 436. To assist the court in its review, and in compliance 3 with Anders, supra, 386 U.S. 738, counsel identified the following possible but not arguable issues: (1) the trial court’s denial of O’Neal’s request for jury instructions on self-defense; and (2) the court’s overruling of O’Neal’s objection to the restriction of his alcohol use as a condition of his probation. We invited O’Neal to file a supplemental brief raising any additional contentions, but he did not do so. Neither of the issues identified by appellate counsel has arguable merit. A self-defense jury instruction is only required when there is substantial evidence that the defendant reasonably believed he was in imminent danger of suffering bodily injury and immediate use of force was necessary to defend against that danger. (People v. Humphrey (1996) 13 Cal.4th 1073, 1082; id. at p. 1093 (conc. opn. of Brown, J.); CALCRIM No. 3470.) O’Neal did not present substantial, if any, evidence that a reasonable person under the same circumstances would have perceived imminent danger from Roderick and a need to use force in self-defense. We also conclude the trial court did not err in requiring O’Neal to abstain from alcohol use as a condition of probation. “In granting probation, courts have broad discretion to impose conditions to foster rehabilitation and to protect public safety pursuant to Penal Code section 1203.1.” (People v. Carbajal (1995) 10 Cal.4th 1114, 1120.) The Supreme Court has interpreted “section 1203.1 to require that probation conditions which regulate conduct ‘not itself criminal’ be ‘reasonably related to the crime of which the defendant was convicted or to future criminality.’ ” (Id. at pp. 1120–1121; see also People v. Balestra (1999) 76 Cal.App.4th 57, 83–84.) Given O’Neal’s history with drugs and alcohol as detailed in the probation report, his behavior 4 during the incident,2 and the court’s statement that the condition was intended to allow O’Neal to remain law-abiding, the imposition of the condition that O’Neal not knowingly use or possess alcohol was reasonably related to his future criminality and within the sound discretion of the trial court. (See ibid.) We have reviewed the entire record, as required by Anders, supra, 386 U.S. 738, and Wende, supra, 25 Cal.3d 436, and determined that there are no arguable grounds for reversal. We have also determined that O’Neal received competent representation in his appeal. DISPOSITION The judgment is affirmed.
BUCHANAN, J.
WE CONCUR:
McCONNELL, P. J.
RUBIN, J.
2 Roderick testified that as O’Neal approached him, “[his] demeanor was kind of strange,” “[h]e wasn’t walking upright, and he was kind of zigzagging” in the crosswalk. This evidence supported the court’s “concern[] that alcohol might have been an issue in this case.”
Cites, in this corpus
- People v. Balestra D031953 · 1999-11-04
- People v. Humphrey S045985 · 1996-08-29
- People v. Carbajal S036146 · 1995-08-14
- People v. Wende Crim. 20851 · 1979-10-12