People v. Carrillo CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCN400895
- Trial judge
- Sim Von Kalinowski
- Outcome
- modified — Affirmed as modified; remanded with directions.
- Area
- criminal
- Panel
- Michele M. Castillo (author), Joan K. Irion, Truc T. Do
Analysis
The trial court convicted Carrillo of two assault offenses based on the same course of conduct and sentenced him to five years in prison. The Court of Appeal vacated the conviction for assault with force likely to cause great bodily injury, finding it was a different statement of the same offense as the assault with a deadly weapon conviction, and affirmed the judgment as modified.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Conviction for assault with force likely to cause great bodily injury (Count 3) based on the same act as the assault with a deadly weapon conviction (Count 2).“Ultimately, “there is a reasonable probability that the jury would have convicted defendant of only one, and not both, aggravated assault offenses,” and “we cannot affirm based on our own view of what the evidence would support.”” | de novo | error | agree with court The appellate court correctly applied the rule from People v. Aguayo that multiple convictions for different statements of the same offense are prohibited under Section 954 unless separate acts support each. The court properly analyzed the record and found it unclear whether the jury based the convictions on separate acts, leading to the conclusion that the convictions could not stand. The reasoning is supported by the cited authorities and the facts presented in the opinion. |
Authorities
- relied: People v. Aguayo (2022) 13 Cal.5th 974 — Assault with a deadly weapon and assault with force likely to cause great bodily harm are different statements of the same offense under Section 954, and a defendant cannot be convicted of both unless separate acts support each offense.
- relied: People v. Vidana (2016) 1 Cal.5th 632 — Section 954 does not permit multiple convictions for a different statement of the same offense when it is based on the same act or course of conduct.
- relied: People v. Garcia (2002) 97 Cal.App.4th 847 — Memorandum opinions are appropriate for resolving certain types of appeals.
The appellate opinion: sound — The opinion is sound because it correctly applies the legal standard from People v. Aguayo to the facts of the case, analyzing the jury instructions, charging document, and prosecutor's argument to determine whether separate acts supported the two assault convictions. The court's conclusion that the record is unclear as to whether the jury based the convictions on separate acts is well-supported by the cited authorities and the facts presented.
How this analysis was made · dispute it
unusual dispositionA San Diego jury convicted Carrillo of assault with a deadly weapon (Pen. Code, § 245, subd. (a)(1), count 2) and assault with force likely to cause great bodily injury (§ 245, subd. (a)(4), count 3), and the trial court imposed a five-year term (upper term of four years on count 2 plus a consecutive one year on count 3). The Court of Appeal held under People v. Aguayo that the two counts are different statements of the same offense and the record did not show the jury based them on separate acts, so it vacated the count 3 conviction, struck the one-year term, did not reach the section 654 claim, and affirmed as modified with directions to amend the abstract.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Entry of judgment of conviction on both count 2 (assault with a deadly weapon) and count 3 (assault with force likely to produce great bodily injury) under Penal Code section 954“The People concede the information, jury instructions, and verdict forms did not specify the acts upon which each assault charge was based.” | unclear | error (statutory interpretation) | agree with court The opinion does not state a standard of review, though whether section 954 permits dual convictions is a legal question governed by Aguayo. Aguayo holds that section 245(a)(1) and (a)(4) are different statements of the same offense and that both convictions can stand only if the record shows the jury relied on separate acts, assessed through the charging document, instructions, verdict forms and closing argument. Here the People conceded none of those sources tied the counts to distinct acts and the prosecutor barely addressed the assaults; the CALCRIM instruction for (a)(4) would permit reliance on the knife stabbing, which also supports (a)(1). The court correctly refused to affirm on its own view of what the evidence would support, exactly as Aguayo directs, and vacating the lesser-sentenced count was a proper remedy. |
Imposition of a consecutive one-year term on count 3 without staying it under Penal Code section 654“we agree with Carrillo as to his first argument and do not reach the second.” | unclear | not reached | agree with court Because the count 3 conviction was vacated and its sentence stricken, the section 654 stay question became moot; the court properly declined to reach it. |
Authorities
- relied: People v. Aguayo (2022) 13 Cal.5th 974 — Assault with a deadly weapon and assault by force likely to produce great bodily injury are different statements of the same offense under section 954; a defendant may not be convicted of both unless the record (charging document, instructions, verdict forms, closing argument) shows the jury relied on separate acts, and a reviewing court cannot affirm based on its own view of what the evidence would support.
- relied: People v. Vidana (2016) 1 Cal.5th 632 — Section 954 permits multiple convictions for different offenses but not multiple convictions for different statements of the same offense based on the same act or course of conduct.
- relied: People v. Garcia (2002) 97 Cal.App.4th 847 — Courts of Appeal may resolve appeals presenting no novel or complex issues by memorandum opinion.
The appellate opinion: sound — The court applied the controlling Supreme Court decision in Aguayo to a record in which the People conceded that the information, instructions, verdict forms and closing argument did not distinguish the acts underlying the two assault counts, and it correctly rejected the People's argument that the differing elements of the two instructions themselves ensured separate acts. The result follows directly from Aguayo, the remedy of vacating count 3 and striking its sentence is appropriate, and declining to reach the mooted section 654 issue was proper.
Opinion
Filed 3/28/24 P. v. Carrillo CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D081946
Plaintiff and Respondent, v. (Super. Ct. No. SCN400895)
ALVARO ANTONIO CARRILLO,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Sim von Kalinowski, Judge. Affirmed as modified; remanded with directions. Reed Webb, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Arlene A. Sevidal and James M. Toohey, Deputy Attorneys General, for Plaintiff and Respondent. MEMORANDUM OPINION A jury convicted Alvaro Antonio Carrillo of assault with a deadly weapon (Pen. Code, § 245, subd. (a)(1); count 2) and assault with force likely to cause great bodily injury (§ 245, subd. (a)(4); count 3). The court sentenced Carrillo to prison for a term of five years, consisting of four years on the upper term for count 2 and a consecutive one-year term on count 3. Carrillo appeals, contending: (1) he could not be convicted under counts 2 and 3 because both counts were based on the same conduct and (2) the trial court erred by failing to stay his sentence under count 3 pursuant to section 654. Resolving this matter by memorandum opinion (see generally People v. Garcia (2002) 97 Cal.App.4th 847, 851-854), we agree with Carrillo as to his first argument and do not reach the second. Thus, we vacate his conviction under count 3, strike the corresponding one-year sentence, and affirm the judgment as modified. Section 954 authorizes multiple convictions for different or distinct offenses, “‘but does not permit multiple convictions for a different statement of the same offense when it is based on the same act or course of conduct.’” (People v. Vidana (2016) 1 Cal.5th 632, 650.) Assault with a deadly weapon and assault with force likely to cause great bodily harm are “‘different statements of the same offense.’” (People v. Aguayo (2022) 13 Cal.5th 974, 979 (Aguayo), quoting § 954.) Therefore, a defendant cannot be convicted of both offenses unless separate acts support each offense. (Id. at pp. 993-995.) In evaluating whether these two offenses are based on different acts, we look to the jury’s findings of fact, the charging document, the jury verdict forms, jury instructions, and the prosecutor’s closing argument. (Id. at pp. 993-994.) Here, Carrillo chased the victim through a parking lot. Upon catching up to the victim, Carrillo hit him over the head with the butt of a knife. Then, after the victim fell to the ground, Carrillo continued to strike the victim, ultimately stabbing him in the chest and killing him. The People claim the jury based count 2 (assault with a deadly weapon) on Carrillo’s use 2 of the knife and count 3 (assault with force likely to cause great bodily injury) on Carrillo repeatedly striking the victim after he had fallen to the ground. While the jury could have made those findings, on the record before us, it is unclear “whether there is a reasonable probability that the jury failed to do so.” (Aguayo, supra, 13 Cal.5th at p. 995.) The People concede the information, jury instructions, and verdict forms did not specify the acts upon which each assault charge was based. Nonetheless, they claim the jury instructions for the two assault offenses required a distinction between deadly weapon use and great bodily injury, which supports their argument that the jury based the verdicts for counts 2 and 3 on separate acts. We disagree. Among other jury instructions, the trial court provided the jury with instructions on assault with a deadly weapon and assault with force likely to produce great bodily injury. Although the former requires the use of a deadly weapon, the latter merely requires that the defendant perform “an act that by its nature would directly and probably result in the application of force to a person” and “the force used was likely to produce great bodily injury.” As such, the instruction for assault with force likely to produce great bodily injury does not prohibit the jury from relying on Carrillo’s use of the knife to stab the victim, as such an act “would directly and probably result in the application of force” to the victim and would be “likely to produce great bodily injury.” Thus, the jury instructions are of no help to the People here. In addition, the People concede the prosecutor did not address the assault allegations in detail during closing argument but rather focused “primarily on the murder offense.” Indeed, the prosecutor merely asserted to the jury that “Carrillo was a direct perpetrator of an assault with force likely to produce great bodily injury against” the victim. The prosecutor did not 3 specifically and distinctly discuss what acts supported the offense for count 2 and what acts supported the offense for count 3. The People emphasize that the prosecutor discussed the timeline of events but that presentation does not explain on which act or acts the jury was relying to convict Carrillo under counts 2 and 3. Accordingly, it is unclear from the record on what evidence the jury relied to convict Carrillo of assault with a deadly weapon (count 2) and assault with force likely to produce great bodily injury (count 3), and the use of the knife to stab the victim would support a conviction under both counts 2 and 3. Ultimately, “there is a reasonable probability that the jury would have convicted defendant of only one, and not both, aggravated assault offenses,” and “we cannot affirm based on our own view of what the evidence would support.” (Aguayo, supra, 13 Cal.5th at p. 995.) Consequently, we vacate Carrillo’s conviction in count 3 for assault with force likely to produce great bodily injury (§ 245, subd. (a)(4)) and strike the one-year sentence associated with that count. Carrillo remains convicted of count 2 (assault with a deadly weapon; § 245, subd. (a)(1)), and his four- year sentence for that conviction stays unchanged.
4 DISPOSITION The judgment is modified to vacate Carrillo’s conviction on count 3, assault with force likely to produce great bodily injury. In addition, the one- year prison sentence associated with that offense is hereby stricken. The judgment is affirmed as amended. The trial court is directed to amend the abstract of judgment consistent with this opinion and forward a certified copy to all appropriate entities.
CASTILLO, J.
WE CONCUR:
IRION, Acting P. J.
DO, J.
Cites, in this corpus
- People v. Aguayo S254554 · 2022-08-25
- People v. Vidana S224546 · 2016-08-18
- People v. Garcia F034831 · 2002-04-17