Marriage of Bergman CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of Riverside County · No. RID1402325
- Trial judge
- John W. Vineyard
- Outcome
- affirmed — Affirmed.
- Area
- family
- Panel
- Michele M. Castillo (author), Judith D. McConnell, Buchanan
Analysis
The trial court granted a modification of spousal support and applied a retroactive increase to January 1, 2017, based on a stipulated condition in the 2016 judgment that allowed retroactivity for failure to notify of income changes. The Court of Appeal affirmed, holding that although the retroactivity condition exceeded the trial court's jurisdiction under Family Code sections 3651 and 3653, the appellant could not collaterally attack the unchallenged stipulated judgment absent compelling public policy concerns.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Retroactive modification of spousal support to a date prior to the filing of the motion to modify“The trial court therefore acted in excess of its jurisdiction by imposing that condition as part of the 2016 judgment.” | de novo | error | agree with court The appellate court correctly identified that Family Code sections 3651 and 3653 impose strict statutory limits on the retroactivity of spousal support modifications, prohibiting them from applying to periods before the filing of the motion. By allowing a stipulated condition to override these statutory limits, the trial court acted in excess of its jurisdiction, a conclusion supported by the cited authorities (Stover v. Bruntz, In re Marriage of Murray). |
Collateral attack on the retroactivity condition in the unchallenged stipulated judgment of dissolution“we conclude the principles of res judicata bar Robert from challenging the retroactivity condition in the judgment of dissolution.” | de novo | not reached | agree with court The court applied the rule from In re Marriage of Jackson that orders in excess of jurisdiction cannot be collaterally attacked absent unusual circumstances or compelling policy considerations. By distinguishing the present case from Jackson and Goodarzirad (which involved public policy violations regarding parental rights and child welfare) and aligning it with Murray (where a similar jurisdictional defect was barred by res judicata), the court correctly applied the law to the facts that the appellant failed to challenge the condition when it was entered. |
Authorities
- relied: In re Marriage of Gruen (2011) 191 Cal.App.4th 627 — The filing date of a motion to modify spousal support establishes the outermost limit of retroactivity.
- relied: In re Marriage of Murray (2002) 101 Cal.App.4th 581 — A stipulated judgment in excess of jurisdiction may not be collaterally attacked if the party failed to challenge it at the time it was entered and no compelling public policy concerns exist.
- relied: In re Marriage of Jackson (2006) 136 Cal.App.4th 980 — Collateral attack on an order in excess of jurisdiction is permitted when the act violated a comprehensive statutory scheme or offended public policy.
- relied: In re Marriage of Goodarzirad (1986) 185 Cal.App.3d 1020 — Collateral attack is permitted on stipulations that divest the court of jurisdiction over child custody because they violate public policy focusing on the welfare of the children.
- relied: Stover v. Bruntz (2017) 12 Cal.App.5th 19 — A court order modifying support to a date prior to the filing date of a motion to modify is an act in excess of the court's jurisdiction.
- relied: People v. Garcia (2002) 97 Cal.App.4th 847 — Standard for resolving cases by memorandum opinion.
- relied: In re C.J.W. (2007) 157 Cal.App.4th 1075 — Courts may recommend the revision of court forms that contain internal inconsistencies or legal errors.
The appellate opinion: sound — The opinion is sound because it correctly identifies the jurisdictional defect in the retroactivity condition under Family Code sections 3651 and 3653. It then correctly applies the collateral attack doctrine from Jackson and Murray to bar the challenge based on res judicata and the absence of compelling public policy concerns.
How this analysis was made · dispute it
unusual dispositionThe Riverside County Superior Court granted Cynthia Bergman's request to increase spousal support by $1,000 per month and, relying on a reporting-and-retroactivity condition in the parties' 2016 stipulated judgment, made the increase retroactive to January 1, 2017, a date years before either party's modification request. The Court of Appeal held that the retroactivity condition exceeded the trial court's jurisdiction under Family Code sections 3651 and 3653 but that Robert Bergman could not collaterally attack the unappealed stipulated judgment, so res judicata barred his challenge and the order was affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Inclusion in the 2016 stipulated judgment of a condition reserving jurisdiction to modify support retroactively to the date notice of an income change should have been given“The trial court therefore acted in excess of its jurisdiction by imposing that condition as part of the 2016 judgment.” | de novo | error (statutory interpretation) | agree with court Family Code section 3651(c)(1) and section 3653(a) make the filing date of a modification motion the outermost limit of retroactivity, and section 3651(e) applies that limit even to support based on the parties' agreement. Gruen, Murray and Stover squarely hold that an order reaching back before the filing date is in excess of jurisdiction, so the appellate court correctly characterized the 2016 condition as an act in excess of jurisdiction, even though it ultimately held the error unreviewable. |
Postjudgment order making the spousal support increase retroactive to January 1, 2017 pursuant to the stipulated judgment's retroactivity condition“Accordingly, under the circumstances of this case, we conclude the principles of res judicata bar Robert from challenging the retroactivity condition in the judgment of dissolution.” | de novo | correct | agree with court An act in excess of jurisdiction, as distinct from a lack of fundamental jurisdiction, is voidable rather than void and may not be collaterally attacked absent unusual circumstances or compelling policy considerations (Jackson). Murray is directly on point: a retroactivity reservation in an unappealed support order was held res judicata seven years later. Robert stipulated to the condition, did not appeal, offered no reason he could not have, and the condition was narrowly tied to a party's own breach of a reporting duty, so no Jackson/Goodarzirad-type public policy concern justified voiding it. The court's application of Murray is faithful to that authority. |
Finding that Cynthia proved a material change of circumstances and order increasing spousal support by $1,000 per month (and denial of Robert's request for reduction)“Robert does not dispute the sufficiency of the evidence supporting the trial court’s modification order.” | unclear | not reached | agree with court Robert did not challenge the sufficiency of the evidence or the amount of the modification, so the appellate court properly treated the substantive modification as unchallenged and confined its review to the retroactivity issue. |
Authorities
- relied: In re Marriage of Murray (2002) 101 Cal.App.4th 581 — A retroactivity reservation in a support order that permits modification before the filing date of a motion is in excess of jurisdiction, but when the order was not directly challenged it is res judicata and beyond the reach of a later appeal.
- relied: In re Marriage of Gruen (2011) 191 Cal.App.4th 627 — The filing date of a motion to modify support establishes the outermost limit of retroactivity; jurisdictional claims of legal error are reviewed de novo.
- relied: Stover v. Bruntz (2017) 12 Cal.App.5th 19 — An order modifying support retroactive to a date before the filing of the modification motion is an act in excess of the court's jurisdiction.
- relied: In re Marriage of Jackson (2006) 136 Cal.App.4th 980 — A stipulated judgment or order in excess of jurisdiction may not be collaterally attacked absent unusual circumstances or compelling policy considerations; collateral attack allowed where stipulated termination of parental rights offended public policy.
- relied: In re Marriage of Goodarzirad (1986) 185 Cal.App.3d 1020 — A stipulation divesting the court of jurisdiction over child custody is void and subject to collateral attack because it violates public policy protecting children's welfare.
- relied: People v. Garcia (2002) 97 Cal.App.4th 847 — Appellate courts may resolve appeals by memorandum opinion under the Standards of Judicial Administration.
The appellate opinion: sound — The opinion correctly identifies the statutory retroactivity limits in sections 3651 and 3653, candidly acknowledges the 2016 condition exceeded jurisdiction, and then applies Murray, a factually parallel published decision, to hold the unappealed stipulated condition res judicata while distinguishing the public-policy exceptions in Jackson and Goodarzirad. It does not separately discuss the void/voidable distinction for acts in excess of jurisdiction, but Jackson and Murray supply that framework and the result follows directly from them.
Opinion
Filed 3/25/24 Marriage of Bergman CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115. COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISIN ONE
STATE OF CALIFORNIA
In re the Marriage of ROBERT and CYNTHIA BERGMAN. D083079 ROBERT W. BERGMAN, Appellant, v. (Super. Ct. No. RID1402325) CYNTHIA C. BERGMAN, Respondent.
APPEAL from an order of the Superior Court of Riverside County, John W. Vineyard, Judge. Affirmed. The Appellate Law Firm, Aaron Myers, and Mark Kuntze for Appellant. Law Offices of Brian C. Unitt, Brian C. Unitt, and Thomas D. Allert, for Respondent. MEMORANDUM OPINION Robert W. Bergman appeals a postjudgment order granting Cynthia C. Bergman’s request to modify spousal support. Robert contends the trial court erred in retroactively ordering an increase in spousal support to a date prior to Cynthia’s request for modification. We resolve this case by memorandum opinion and affirm. (Cal. Stds. Jud. Admin., § 8.1; People v. Garcia (2002) 97 Cal.App.4th 847, 851-854.) I. Robert and Cynthia were married for over 20 years before their separation in 2014. A stipulated judgment of dissolution was entered in 2016 that required Robert to pay $1,000 a month in spousal support. The judgment incorporated an addendum requiring each of them “to notify the other within 10 calendar days of any change in employment or income.” (Boldface omitted.) Should either fail to provide notice, “the court reserve[d] jurisdiction to modify any support obligation retroactively to the date the notice should have been given.” In 2021, Robert requested an order seeking a reduction in spousal support, and Cynthia requested an increase in spousal support. Following an evidentiary hearing, the trial court denied Robert’s request, finding he did not meet his burden of proving a material change of circumstances justifying a reduction. But the court found Cynthia did meet her burden and ordered Robert to pay an additional $1,000 per month in support. The court also found Robert failed to notify Cynthia of changes to his employment, including “several significant [pay] raises.” Consequently, the court ordered the modification of spousal support retroactive to January 1, 2017, the date Robert’s reporting obligation began. II. Robert does not dispute the sufficiency of the evidence supporting the trial court’s modification order. Although Robert acknowledges he did not appeal the stipulated judgment of dissolution, he contends he should be permitted to collaterally attack the retroactivity condition by challenging the 2 current order of modification. Cynthia disagrees that the court’s modification order was in error, but regardless she contends the retroactivity condition in the judgment of dissolution is res judicata and beyond the reach of this appeal. Reviewing Robert’s claim of legal error de novo, we conclude he may not collaterally attack the retroactivity condition in the unchallenged judgment of dissolution. (In re Marriage of Gruen (2011) 191 Cal.App.4th 627, 637 (Gruen).) Family Code section 3651 prohibits an order for spousal support from being “modified or terminated as to an amount that accrued before the date of the filing of the notice of motion or order to show cause to modify or terminate.” (§ 3651, subd. (c)(1).) Similarly, section 3653 provides that “[a]n order modifying or terminating a support order may be made retroactive to the date of the filing of the notice of motion . . . or to any subsequent date.” (§ 3653, subd. (a), italics added.) Thus, “[i]t is well established” the filing date of a motion to modify spousal support “establishes the outermost limit of retroactivity.” (Gruen, supra, 191 Cal.App.4th at p. 638; In re Marriage of Murray (2002) 101 Cal.App.4th 581, 595 (Murray).) Due to these express statutory limitations on retroactivity, a court order modifying support to a date prior to the filing date of a motion to modify is an act “in excess of the court’s jurisdiction.” (Stover v. Bruntz (2017) 12 Cal.App.5th 19, 26.) This is so even where the “support order is based upon an agreement between the parties.” (§ 3651, subd. (e).) Here, the retroactivity condition in the judgment of dissolution permitted the trial court to modify spousal support to a date prior to the parties’ requests for modification. It thus conferred jurisdiction to the court in a manner inconsistent with the statutory limitations identified above. (See §§ 3651, subd. (c)(1), 3653, subd. (a).) The trial court therefore acted in 3 excess of its jurisdiction by imposing that condition as part of the 2016 judgment. (See Murray, supra, 101 Cal.App.4th at p. 598.) However, a “stipulated judgment or other order in excess of the court’s jurisdiction may not be collaterally attacked absent unusual circumstances or compelling policy considerations.” (In re Marriage of Jackson (2006) 136 Cal.App.4th 980, 989 (Jackson).) Appellate courts generally have voided acts in excess of jurisdiction “when the irregularity was too great or when the act violated a comprehensive statutory scheme or offended public policy.” (Ibid.) For example, in Jackson, the court of appeal permitted collateral attack on an order stipulating to the termination of parental rights in a marriage dissolution case. (Ibid.) The Jackson court did so because the order “exceeded the trial court’s jurisdiction” and contravened public policy generally favoring two parents over one. (Ibid.) Similarly, In re Marriage of Goodarzirad allowed collateral attack on a stipulation that divested the trial court of jurisdiction over the custody of minor children because the condition violated public policy focusing on the welfare of the children. (In re Marriage of Goodarzirad (1986) 185 Cal.App.3rd 1020, 1026-1027 (Goodarzirad).) By contrast, in Murray, the court of appeal declined to consider a collateral challenge to a support order in a marriage dissolution case. (Murray, supra, 101 Cal.App.4th at p. 600.) There, a trial court suspended spousal support due to the husband’s health and financial issues but reserved jurisdiction to retroactively reinstate the order. (Id. at p. 590.) Neither party challenged the condition when entered, and seven years later the court retroactively imposed spousal support upon finding the husband had the ability to pay during the suspended period. (Id. at p. 592.) On appeal, the Murray court concluded the trial court acted in excess of its jurisdiction by retroactively modifying spousal support in a manner 4 prohibited by statute. (Id. at p. 598.) Nonetheless, the court concluded the retroactivity condition was res judicata and therefore “beyond the reach” of the appeal. (Id. at p. 600.) The court noted that the husband failed to directly challenge the retroactivity condition at the time it was imposed, and nothing in the record suggested he could not have done so. (Id. at pp. 599- 600.) Here, similar to Murray, the trial court’s order modifying spousal support was issued nearly seven years after the stipulated judgment of dissolution was entered. The record does not reflect Robert objected to the retroactivity condition at the time judgment was entered, nor is there any evidence that he could not have otherwise challenged the condition. The circumstances of this case do not present the compelling public policy concerns supporting appellate review of the collateral challenges raised in Jackson and Goodarzirad. To the contrary, here, the scope of the stipulated retroactivity condition was limited; the trial court reserved jurisdiction only to the extent either party violated his or her reporting obligations under the judgment. Accordingly, under the circumstances of this case, we conclude the principles of res judicata bar Robert from challenging the retroactivity condition in the judgment of dissolution.1 1 The challenged retroactivity condition is included in an addendum to the judgment that appears to be a form completed by the parties. To the extent that the superior court’s forms include a retroactivity condition such as the one at issue in this case, we recommend the forms be revised in a manner consistent with Family Code section 3651, subdivision (c)(1). (See In re C.J.W. (2007) 157 Cal.App.4th 1075, 1082 [recommending revision of a court form containing internal inconsistencies].) 5 III. Judgment affirmed. Robert and Cynthia to bear their own costs on appeal.
CASTILLO, J.
WE CONCUR:
McCONNELL, P. J.
BUCHANAN, J.
Cites, in this corpus
- Gruen v. Gruen No. D055950 · 2011-01-04
- San Bernardino County Department of Children's Services v. Theresa W. No. E043005 · 2007-12-11
- In Re Marriage of Jackson B180135 · 2006-02-15
- In Re the Marriage of Murray F038685 · 2002-08-26
- People v. Garcia F034831 · 2002-04-17