People v. Ludwig CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. SCD287753
- Trial judge
- Kenneth K. So
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Buchanan (author), Judith D. McConnell, Truc T. Do
Analysis
The trial court accepted Ludwig's guilty plea and sentenced him to 22 years in prison, denying probation and refusing to award custody credits for time spent on electronic monitoring. The Court of Appeal affirmed the judgment, finding no arguable issues on independent review under Wende/Anders, primarily because Ludwig lacked a certificate of probable cause to challenge the validity of his plea or sentence.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of probation“These findings are supported by the record and establish that the court properly exercised its discretion in denying probation.” | abuse of discretion | correct | agree with court agree with court |
Refusal to award custody credits for electronic monitoring“We therefore conclude he was not “in custody” during the period he wore the electronic monitor and is not eligible for custody credits.” | de novo | correct | agree with court agree with court |
Sentence validity and constitutional challenges (Eighth Amendment/Section 1170(a))“Ludwig did not obtain a certificate of probable cause, so he cannot contest the validity of his plea.” | de novo | correct | agree with court agree with court |
Ineffective assistance of counsel claim“Again, this claim cannot be raised on direct appeal absent a certificate of probable cause.” | de novo | correct | agree with court agree with court |
Authorities
- relied: People v. Wende (1979) 25 Cal.3d 436 — Requires independent review of the record by appellate counsel when no arguable issues are raised.
- relied: Anders v. California (1967) 386 U.S. 738 — Requires independent review of the record by appellate counsel when no arguable issues are raised.
- relied: People v. Young (2000) 77 Cal.App.4th 827 — A defendant who pleads guilty cannot attack the validity of the plea or sentence on direct appeal without a certificate of probable cause.
- relied: People v. Shelton (2006) 37 Cal.4th 759 — A defendant who pleads guilty cannot attack the validity of the plea or sentence on direct appeal without a certificate of probable cause.
- relied: People v. Edwards (1976) 18 Cal.3d 796 — Denial of probation is reviewed for abuse of discretion.
- relied: People v. Kingston (2019) 41 Cal.App.5th 272 — Appellate courts should only interfere with probation denials in very extreme cases.
- relied: People v. Johnson (2010) 183 Cal.App.4th 253 — Defendants are entitled to credit for days spent in custody.
- relied: People v. Yanez (2019) 42 Cal.App.5th 91 — Home detention participants may be entitled to custody credits if conditions are met.
- relied: People v. Gerson (2022) 80 Cal.App.5th 1067 — Home detention participants may be entitled to custody credits if conditions are met.
- relied: People v. Anaya (2007) 158 Cal.App.4th 608 — Electronic monitoring that does not restrict movements does not constitute custody for credit purposes.
- relied: Strickland v. Washington (1984) 466 U.S. 668 — Standard for ineffective assistance of counsel claims.
The appellate opinion: sound — The opinion correctly applies the certificate of probable cause requirement to bar direct appeal challenges to the plea's validity and sentence. It properly applies the abuse of discretion standard to the probation denial and the custody credit rules to the electronic monitoring issue.
How this analysis was made · dispute it
unusual dispositionThe San Diego Superior Court accepted Ludwig's negotiated guilty plea to one count of continuous sexual abuse of a child and eight counts of lewd acts on a child, denied probation, declined to award custody credits for a period of electronic monitoring, and sentenced him to 22 years within the agreed 0-to-28-year range. On a Wende/Anders appeal with a pro. per. supplemental brief, the Court of Appeal held the Eighth Amendment and ineffective-assistance claims were barred by the absence of a certificate of probable cause, found no abuse of discretion in denying probation or imposing 22 years, found no entitlement to electronic-monitoring credits, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Imposition of a 22-year sentence challenged as cruel and unusual punishment under the Eighth Amendment“Ludwig did not obtain a certificate of probable cause, so he cannot contest the validity of his plea.” | de novo | not reached | unsure The court treated the constitutional attack on a sentence within the bargained range as an attack on the plea's validity requiring a certificate under section 1237.5, citing Young and Shelton. That is defensible under Shelton's reasoning that agreeing to a lid implies the court may lawfully impose it, but Young and Panizzon involved stipulated sentences, and Buttram holds that challenges to the court's exercise of discretion within an agreed range do not need a certificate; the court did not explain why a constitutional challenge to a within-range sentence falls on the Shelton rather than Buttram side of the line. |
Denial of probation“As to the second issue, we conclude that the trial court did not err in declining to grant probation.” | abuse of discretion | correct | agree with court The court applied the correct deferential standard from Edwards and Kingston and identified record-supported aggravating factors under rules 4.414 and 4.421 (emotional injury, position of trust, victim vulnerability) for nine counts of molesting young sisters over years. Nothing suggests an arbitrary or capricious exercise of discretion. |
Denial of custody credits for time on electronic monitoring before sentencing“However, there is no evidence that Ludwig was actually home-detained or that the electronic monitor restricted his movements in any way.” | mixed | correct | agree with court The court correctly stated that home detention program participants earn credit (Yanez, Gerson) but that electronic monitoring without movement restriction is not custody (Anaya). The result turns on the absence of record evidence of home detention, which the court found after independent review; on this record the conclusion is supported. |
Imposition of 22 years as an exercise of sentencing discretion within the plea range“His sentence of 22 years was within the parties’ agreed-upon range of 0 to 28 years and thus properly imposed in accordance with the terms of the plea agreement.” | abuse of discretion | correct | agree with court Consistent with Buttram, the court reviewed the discretionary choice within the range on the merits without a certificate and found no arbitrary or capricious exercise, relying on the same aggravating findings that supported the probation denial. The reasoning is thin but the result is supported. |
Rejection of ineffective-assistance claims concerning the plea (statute of limitations, appealability advice, section 1170(b)(4), Harvey waiver)“Finally, Ludwig’s claim that trial counsel provided ineffective assistance of counsel regarding his plea ultimately attacks the validity of that plea.” | de novo | not reached | agree with court Ineffective-assistance claims going to the decision to plead do attack the plea's validity and require a certificate; the court also alternatively found no Strickland showing. The gap is that Ludwig's underlying statute-of-limitations contention was not analyzed on its own terms; under Williams a facially time-barred charge may be challenged even late, though sections 801.1 and 799 make a time bar unlikely for these offenses. |
Authorities
- relied: People v. Wende (1979) 25 Cal.3d 436 — Appellate court must independently review the record when appointed counsel files a no-issue brief.
- relied: Anders v. California (1967) 386 U.S. 738 — Counsel filing a no-merit brief should identify anything in the record that might arguably support the appeal.
- relied: People v. Young (2000) 77 Cal.App.4th 827 — A claim that a negotiated sentence is cruel and unusual attacks the validity of the plea and requires a certificate of probable cause.
- relied: People v. Shelton (2006) 37 Cal.4th 759 — A challenge to the trial court's authority to impose a sentence within an agreed lid is an attack on the plea's validity requiring a certificate of probable cause.
- relied: People v. Edwards (1976) 18 Cal.3d 796 — Denial of probation rests in the trial court's broad discretion and is disturbed only if arbitrary or capricious.
- relied: People v. Kingston (2019) 41 Cal.App.5th 272 — Appellate interference with a probation denial is reserved for a very extreme case.
- relied: People v. Johnson (2010) 183 Cal.App.4th 253 — Defendants are entitled to credit for days spent in custody.
- relied: People v. Yanez (2019) 42 Cal.App.5th 91 — Participants in home detention programs are in custody for credit purposes.
- relied: People v. Gerson (2022) 80 Cal.App.5th 1067 — Home detention time counts as custody for credit purposes.
- relied: People v. Anaya (2007) 158 Cal.App.4th 608 — Electronic monitoring that does not restrict the defendant's movements is not custody earning credits.
- relied: Strickland v. Washington (1984) 466 U.S. 668 — Ineffective assistance requires deficient performance and resulting prejudice.
- missed: People v. Buttram (2003) 30 Cal.4th 773 — When a plea agreement sets a maximum but leaves the sentence to the court's discretion, a challenge to the exercise of that discretion does not require a certificate of probable cause; the court should have explained why the Eighth Amendment claim falls outside this rule.
- missed: People v. Panizzon (1996) 13 Cal.4th 68 — A cruel and unusual punishment challenge to a sentence that was part of the plea bargain is an attack on the plea requiring a certificate of probable cause; the controlling Supreme Court authority on the point the court decided through Young and Shelton.
- missed: People v. Williams (1999) 21 Cal.4th 335 — A defendant may raise a statute of limitations bar at any time, including on appeal, where the charging document shows on its face the prosecution is time-barred; relevant to Ludwig's limitations contention, which the court treated only as a certificate-barred ineffective-assistance claim.
The appellate opinion: sound with gaps — The opinion reaches a defensible result on each issue and applies the correct deferential standards to the probation and sentencing-discretion claims, with Anaya squarely supporting the credits ruling. It skips the Panizzon/Buttram framework that governs what may be appealed without a certificate after a range plea and does not address Ludwig's statute-of-limitations contention independently of its ineffective-assistance framing.
Opinion
Filed 2/15/24 P. v. Ludwig CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D081107
Plaintiff and Respondent, v. (Super. Ct. No. SCD287753)
KENNETH JAMES LUDWIG,
Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, Kenneth K. So, Judge. Affirmed. Kenneth James Ludwig, in pro. per.; and Lindsey M. Ball, under appointment by the Court of Appeal, for Defendant and Appellant. No appearance for Plaintiff and Respondent.
Kenneth James Ludwig pled guilty to one count of continuous sexual abuse of a child (Pen. Code,1 § 288.5, subd. (a)) and eight counts of committing a lewd act upon a child (§ 288, subd. (a)). In accordance with the 1 Further undesignated statutory references are to the Penal Code. terms of his plea bargain, the trial court sentenced Ludwig to 22 years in prison. Ludwig appeals. His appointed appellate counsel filed an opening brief raising no arguable issues and requesting that we exercise our discretion to review the record for potential issues under People v. Wende (1979) 25 Cal.3d 436 (Wende) and Anders v. California (1967) 386 U.S. 738 (Anders). Ludwig also filed a supplemental brief on his own behalf. We have independently reviewed the record and find no arguable issue that would result in a modification or reversal of the judgment. Accordingly, we affirm the judgment. FACTUAL AND PROCEDURAL BACKGROUND In October 2020, Ludwig was charged by felony complaint with two counts of continuous sexual abuse of a child (§ 288.5, subd. (a)) and 25 counts of committing a lewd act upon a child (§ 288, subd. (a)) for molesting his younger sisters when the girls were under the age of 14 years old. In July 2021, the trial court held a preliminary hearing. Two of Ludwig’s younger sisters testified at the hearing that Ludwig had molested them (and others) over the course of several years. Much of the abuse took place when Ludwig was an adult and his sisters were between the ages of 7 and 13. The prosecution also played a recording of a pretext call that took place between Ludwig and one of his sisters, during which Ludwig admitted to molesting all four of his younger sisters when the girls were children. In July 2022, Ludwig pled guilty to one count of continuous sexual abuse of a child (§ 288.5, subd. (a)) and eight counts of committing a lewd act upon a child (§ 288, subd. (a)). In exchange, the prosecution dismissed the balance of the charges filed against him in the third amended information, which included one additional count of continuous sexual abuse of a child and 2 eight additional counts of committing a lewd act upon a child. The parties agreed that Ludwig’s exposure at sentencing would range from probation to 28 years in state prison. The parties further agreed the factual basis of the plea would be the third amended information’s allegations underlying each count of conviction. The trial court accepted the plea agreement by its terms and ultimately sentenced Ludwig to 22 years in prison. DISCUSSION Appointed appellate counsel filed a brief summarizing the facts and proceedings below, arguing no specific contentions as grounds for relief, and asking this court to review the entire record for error as mandated by Wende, supra, 25 Cal.3d 436. To assist the court in its review, and in compliance with Anders, supra, 386 U.S. 738, counsel identified the following possible, but not arguable, issues: (1) “Whether the sentence, in consideration of appellant’s age at the time of the offenses and current health circumstances, constitute[s] cruel and unusual punishment in violation of the Eighth Amendment”; (2) “Whether the trial court abused its discretion in denying probation despite it being authorized by the plea agreement”; and (3) “Whether appellant is entitled to credits for time spent on electronic monitoring without court-ordered home supervision.” Some of these issues overlap with the contentions raised by Ludwig in his supplemental brief. None of the issues identified has arguable merit. As to the first, Ludwig’s guilty plea precludes him from attacking his sentence on the ground that it constitutes cruel and unusual punishment under the Eighth Amendment. Section 1237.5 provides that “[n]o appeal shall be taken by the defendant from a judgment of conviction upon a plea of guilty . . . except where” the trial court has issued a certificate of probable cause for the 3 appeal. The prosecution agreed to a sentence of 0 to 28 years in prison in return for Ludwig’s plea. Ludwig now claims that the sentence he received, which was within that agreed-upon range, constitutes cruel and unusual punishment. “By arguing that [his] sentence is unconstitutional, [Ludwig] is arguing that part of his plea bargain is illegal and is thus attacking the validity of the plea.” (People v. Young (2000) 77 Cal.App.4th 827, 832 (Young); see also People v. Shelton (2006) 37 Cal.4th 759, 770–771 (Shelton) [same].) Ludwig did not obtain a certificate of probable cause, so he cannot contest the validity of his plea. (§ 1237.5; Young, at p. 832; Shelton, at p. 771.) As to the second issue, we conclude that the trial court did not err in declining to grant probation. “A denial of a grant of probation generally rests within the broad discretion of the trial court and should not and will not be disturbed on appeal except on a showing that the court exercised its discretion in an arbitrary or capricious manner.” (People v. Edwards (1976) 18 Cal.3d 796, 807.) An appellate court should only interfere with the trial court’s discretion in denying probation in “a very extreme case.” (People v. Kingston (2019) 41 Cal.App.5th 272, 278, internal quotation marks omitted.) This is not one of those cases. Ludwig pled guilty to nine counts of molesting three of his younger sisters over the course of many years. The trial court emphasized that Ludwig’s conduct had “caused incalculable damage to the victims” and found several aggravating factors existed, including the significant emotional injury to the victims, the fact that Ludwig took advantage of a position of trust as the victims’ older brother, and the vulnerability and young age of the victims at the time the abuse took place. (See Cal. Rules of Court, rules 4.414(a)(4), 4.414(a)(9), 4.421(a)(3).) These 4 findings are supported by the record and establish that the court properly exercised its discretion in denying probation. On the issue of custody credits, we also find no grounds for reversal. Defendants are generally entitled to credit for days spent “in custody.” (People v. Johnson (2010) 183 Cal.App.4th 253, 289.) This includes pretrial and postjudgment detainees who participate in a home detention program. (People v. Yanez (2019) 42 Cal.App.5th 91, 93, 99–100; People v. Gerson (2022) 80 Cal.App.5th 1067, 1091.) Ludwig contends he is entitled to credit for the period he wore an electronic monitor prior to sentencing. However, there is no evidence that Ludwig was actually home-detained or that the electronic monitor restricted his movements in any way. We therefore conclude he was not “in custody” during the period he wore the electronic monitor and is not eligible for custody credits. (See People v. Anaya (2007) 158 Cal.App.4th 608, 613 [reversing an award of custody credits where the defendant’s “electronic monitoring agreement did not restrict her movements”].). Ludwig also filed his own supplemental brief raising additional contentions. None has arguable merit. Ludwig contends that his sentence is unconstitutional and the remainder of his sentence should be suspended under section 1170, subdivision (a). He further asserts that he received ineffective assistance of counsel because the statute of limitations had expired on certain of the charges against him to which he pled guilty and because counsel failed to sufficiently inform him that only his sentence would be appealable if he accepted a plea bargain, that he had the opportunity to present additional facts to the court at sentencing under section 1170, subdivision (b)(4), and that his Harvey waiver had significant consequences.
5 As we have explained, Ludwig cannot attack the constitutionality or validity of his sentence because he did not obtain a certificate of probable cause. (§ 1237.5; Young, supra, 77 Cal.App.4th at p. 832; Shelton, supra, 37 Cal.4th 759 at pp. 770–771.) To the extent Ludwig contends that the trial court abused its discretion in sentencing him to 22 years in prison, we again reject that contention. Ludwig entered a negotiated plea agreement and was sentenced in accordance with that agreement. His sentence of 22 years was within the parties’ agreed-upon range of 0 to 28 years and thus properly imposed in accordance with the terms of the plea agreement. We cannot say the trial court exercised its discretion in an arbitrary or capricious manner. Finally, Ludwig’s claim that trial counsel provided ineffective assistance of counsel regarding his plea ultimately attacks the validity of that plea. Again, this claim cannot be raised on direct appeal absent a certificate of probable cause. (§ 1237.5; Young, supra, 77 Cal.App.4th at p. 832; Shelton, supra, 37 Cal.4th 759 at pp. 770–771.) Nor does the record demonstrate that his counsel’s representation fell below an objective standard of reasonableness or that Ludwig suffered prejudice as a result of his counsel’s representation. (Strickland v. Washington (1984) 466 U.S. 668, 687–688.) We have reviewed the entire record, as required by Anders, supra, 386 U.S. 738, and Wende, supra, 25 Cal.3d 436, and determined that there are no arguable grounds for reversal. We have also determined that Ludwig received competent representation in his appeal.
6 DISPOSITION The judgment is affirmed.
BUCHANAN, J.
WE CONCUR:
McCONNELL, P. J.
DO, J.
Cites, in this corpus
- People v. Johnson C055139 · 2010-03-30
- People v. Anaya B195866 · 2008-01-07
- People v. Shelton S124503 · 2006-01-05
- People v. Young C030480 · 2000-01-20
- People v. Wende Crim. 20851 · 1979-10-12
- People v. Edwards Crim. 19364 · 1976-12-30