People v. Ortiz CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCD296094
- Trial judge
- Jeffrey F. Fraser
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Michele M. Castillo (author), Richard D. Huffman, Sr., Julia C. Kelety
Analysis
The trial court denied the defendant's motion to disclose jurors' personal identifying information, finding no good cause or evidence of juror misconduct. The Court of Appeal affirmed, holding that the defendant failed to make a prima facie showing that disclosure would yield admissible evidence of misconduct under Evidence Code section 1150.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion to disclose jurors' personal identifying information“Therefore, the trial court properly exercised its discretion when it denied the motion.” | abuse of discretion | correct | agree with court The appellate court correctly applied the abuse of discretion standard and the specific statutory requirements for good cause under Code of Civil Procedure section 237. It properly distinguished between admissible evidence of overt conduct and inadmissible evidence of mental processes under Evidence Code section 1150, concluding that the juror's speculation did not meet the threshold for disclosure. |
Authorities
- relied: People v. Johnson (2013) 222 Cal.App.4th 486 — Establishes the standard that a defendant must show talking to jurors is reasonably likely to produce admissible evidence of juror misconduct to establish good cause for disclosure.
- relied: People v. Cook (2015) 236 Cal.App.4th 341 — Holds that allegations of jury misconduct that are speculative, conclusory, vague, or unsupported cannot establish good cause for disclosure.
- relied: People v. McNally (2015) 236 Cal.App.4th 1419 — States that the public interest in the integrity of the jury system and jurors' privacy outweighs the defendant's interest in disclosure absent good cause.
- relied: People v. Hutchinson (1969) 71 Cal.2d 342 — Defines the scope of admissible evidence for impeaching a verdict as that which is open to the senses and subject to corroboration.
- relied: People v. Steele (2002) 27 Cal.4th 1230 — Holds that evidence regarding the mental processes by which a verdict was determined is inadmissible and of no jural consequence.
- relied: Fuller v. Tucker (2000) 84 Cal.App.4th 1163 — Establishes that argument of counsel is not evidence and cannot satisfy the requirement for a declaration supporting a motion.
- relied: People v. Garcia (2002) 97 Cal.App.4th 847 — Cited for the proposition that memorandum opinions do not elaborate on factual or procedural background beyond what is required for analysis.
The appellate opinion: sound — The opinion is sound because it correctly applies the established legal framework for juror disclosure motions, specifically the interplay between Code of Civil Procedure section 237 and Evidence Code section 1150. It logically concludes that the juror's subjective speculation about other jurors' mental states does not constitute a prima facie showing of admissible misconduct.
After a robbery conviction, the trial court denied Ortiz's post-verdict motion under Code of Civil Procedure sections 206 and 237 to disclose jurors' personal identifying information, finding no evidence of juror misconduct and thus no good cause. The Court of Appeal, reviewing for abuse of discretion, affirmed in a memorandum opinion because the supporting declaration recounted only one juror's speculation about other jurors' mental processes, which is inadmissible under Evidence Code section 1150 and could not show a reasonable likelihood of producing admissible evidence of misconduct.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of defendant's motion to disclose jurors' personal identifying information for lack of good cause (Code Civ. Proc., §§ 206, subd. (g), 237, subd. (b))“The trial court denied the motion after finding “no proof or any evidence of juror misconduct” and thus no good cause to release the requested information.” | abuse of discretion | correct | agree with court Section 237(b) requires a declaration with facts establishing good cause, and Johnson requires a showing that contacting jurors is reasonably likely to yield admissible misconduct evidence. The declaration here described only what one juror 'believed' others 'seemed to think' and his 'opinion' about the effect of the prosecutor's gestures; under Evidence Code section 1150 and Hutchinson/Steele, evidence of jurors' mental processes is inadmissible, so no overt act or statement was alleged. The court also properly disregarded unsworn assertions in the prosecutor's brief and at the hearing (the 'This is our world' remark) because section 237 requires facts in a declaration. The result follows from the cited authorities, though the court did not expressly consider whether other jurors' apparent reliance on a preponderance standard might have been manifested in overt deliberation statements. |
Authorities
- relied: People v. Johnson (2013) 222 Cal.App.4th 486 — Denial of a motion to disclose juror identifying information is reviewed for abuse of discretion; good cause requires a showing that talking to jurors is reasonably likely to produce admissible evidence of juror misconduct.
- relied: People v. Cook (2015) 236 Cal.App.4th 341 — Speculative, conclusory, vague, or unsupported allegations of jury misconduct cannot establish good cause for disclosure of juror information.
- relied: People v. McNally (2015) 236 Cal.App.4th 1419 — Absent a prima facie showing of good cause, the court may deny a juror-information motion without an evidentiary hearing because juror privacy and the integrity of the jury system outweigh the defendant's interest in disclosure.
- relied: People v. Hutchinson (1969) 71 Cal.2d 342 — Evidence admissible to impeach a verdict is limited to overt acts, statements, and events open to sight, hearing, and the other senses and thus subject to corroboration, not jurors' subjective reasoning.
- relied: People v. Steele (2002) 27 Cal.4th 1230 — Evidence of jurors' mental processes is inadmissible under Evidence Code section 1150 and is therefore of no jural consequence and irrelevant.
- relied: Fuller v. Tucker (2000) 84 Cal.App.4th 1163 — Argument of counsel is not evidence, so unsworn factual assertions in a brief or at a hearing cannot supply the facts required by a declaration.
- relied: People v. Garcia (2002) 97 Cal.App.4th 847 — Appellate courts may resolve straightforward appeals by memorandum opinion without extended recitation of facts and procedure.
The appellate opinion: sound — The opinion correctly identifies the governing statutes and the abuse of discretion standard, limits its review to the facts in the sworn declaration as section 237 requires, and applies Evidence Code section 1150 and Hutchinson/Steele to conclude that a juror's beliefs and opinions about other jurors' thinking cannot support good cause. It briefly resolves the matter without addressing whether the alleged preponderance-standard misunderstanding might have surfaced through overt statements during deliberations, but the declaration as quoted alleged none, so the result is well supported.
Opinion
Filed 1/3/24 P. v. Ortiz CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D081499
Plaintiff and Respondent, v. (Super. Ct. No. SCD296094)
JESUS ANGEL ORTIZ,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Jeffrey F. Fraser, Judge. Affirmed. Ava R. Stralla, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Robin Urbanski and Juliet W. Park, Deputy Attorneys General, for Plaintiff and Respondent. MEMORANDUM OPINION After the jury found Jesus Angel Ortiz guilty of robbery, one juror elected to speak with counsel for both parties. The juror expressed his belief that several jurors misunderstood the burden of proof for various reasons. On this basis, defense counsel moved for disclosure of the jurors’ personal identifying information. The trial court denied the motion after finding “no proof or any evidence of juror misconduct” and thus no good cause to release the requested information. Ortiz appeals the denial of this motion. We affirm. As we resolve this case by memorandum opinion, we do not elaborate on factual or procedural background beyond what is required for our analysis. (Cal. Stds. Jud. Admin., § 8.1; People v. Garcia (2002) 97 Cal.App.4th 847, 851-854.) I. Ortiz argues the trial court erred when it denied his motion to disclose jurors’ personal identifying information. Reviewing under the deferential abuse of discretion standard, we disagree. (People v. Johnson (2013) 222 Cal.App.4th 486, 492 (Johnson).) A criminal defendant may request jurors’ personal identifying information for any “lawful purpose,” including to develop a motion for new trial. (Code Civ. Proc., § 206, subd. (g).) The request “shall be supported by a declaration that includes facts sufficient to establish good cause” for the disclosure. (Id., § 237, subd. (b).) “[A]llegations of jury misconduct [that] are speculative, conclusory, vague, or unsupported” cannot establish good cause. (People v. Cook (2015) 236 Cal.App.4th 341, 346.) Rather, the defendant must show that “talking to the jurors is reasonably likely to produce admissible evidence of juror misconduct.” (Johnson, supra, 222 Cal.App.4th at p. 493.) If the defendant fails to make this prima facie showing, the court may deny the motion without holding an evidentiary hearing, as “the public interest in the integrity of the jury system and the jurors’ right to privacy outweighs the defendant’s interest in disclosure” absent good cause. (Code 2 Civ. Proc., § 237, subd. (b); People v. McNally (2015) 236 Cal.App.4th 1419, 1430.) We consider only the facts asserted in defense counsel’s declaration. The prosecutor described the juror’s comments in the opposition brief without any supporting declaration, but “[a]rgument of counsel is not evidence.” (Fuller v. Tucker (2000) 84 Cal.App.4th 1163, 1173.) At the motion hearing, defense counsel raised Ortiz’s belief that a different juror told him “ ‘This is our world,’ ” also without any supporting declaration. Thus, this evidence does not comply with Code of Civil Procedure section 237, which requires the facts showing good cause to be presented in a declaration. According to defense counsel’s declaration, the juror “believed” several jurors “misunderstood the burden of proof for various reasons.” Noting that the foreperson was a civil attorney, the juror shared that “many of the other jurors seemed to think they had to decide the case by a preponderance of the evidence.” In addition, “in [the juror’s] opinion,” the prosecutor’s hand placement during closing argument “made it appear as though she was inadvertently minimizing her burden” while describing reasonable doubt. Defense counsel failed to make a prima facie showing of good cause. Missing here is the likelihood of admissible information. Only evidence of “statements made, or conduct, conditions, or events occurring” may be used to impeach a verdict. (Evid. Code, § 1150, subd. (a).) The scope of admissible evidence is limited to that which is “open to sight, hearing, and the other senses and thus subject to corroboration.” (People v. Hutchinson (1969) 71 Cal.2d 342, 350.) In contrast, evidence about an overt event’s “effect” on a juror or “the mental processes by which [the verdict] was determined” are inadmissible. (Evid. Code, § 1150, subd. (a).) Such evidence is therefore “of 3 no jural consequence” and is irrelevant. (People v. Steele (2002) 27 Cal.4th 1230, 1264.) Here, the juror merely speculated about others’ thinking. What he “believed” about what others “seemed to think” and “his opinion” about how others might view the prosecutor’s hand gestures is neither relevant nor admissible. And because the juror did not discuss any overt statements or conduct to support his speculation, it is unlikely that speaking with the jurors would produce admissible evidence. Therefore, the trial court properly exercised its discretion when it denied the motion. II. We affirm.
CASTILLO, J.
WE CONCUR:
HUFFMAN, Acting P. J.
KELETY, J.
Cites, in this corpus
- People v. McNally B253141 · 2015-05-21
- People v. Cook No. E054307 · 2015-04-28
- People v. Johnson No. E056878 · 2013-12-19
- People v. Steele S016730 · 2002-05-30
- People v. Garcia F034831 · 2002-04-17
- Fuller v. Tucker B134916 · 2000-11-17
- People v. Hutchinson Crim. 13154 · 1969-06-18