Bentley v. Karimi CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. 37-2019-00027530-CU-CR-CTL
- Trial judge
- Richard S. Whitney
- Outcome
- reversed — Reversed and remanded.
- Area
- civil
- Panel
- Julia C. Kelety (author), O'Rourke, Joan K. Irion
Analysis
The trial court granted the defendant's motion to set aside a default judgment under Code of Civil Procedure section 473, subdivision (b), despite the motion not being served on the plaintiff until more than six months after the judgment was entered. The Court of Appeal reversed, holding that the six-month time limit is jurisdictional and the motion was not 'made' until service was perfected, which occurred outside the statutory period.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Granting of motion to set aside default judgment under Code of Civil Procedure section 473, subdivision (b)“Because Karimi failed to serve his motion within six months from the date of entry of the judgment for default, we conclude that the trial court abused its discretion in ordering relief from default pursuant to section 473, subdivision (b).” | abuse of discretion | error | agree with court The appellate court correctly identified that the six-month limit in section 473, subdivision (b) is jurisdictional. It properly applied the rule from Arambula v. Union Carbide Corp. that an application is not 'made' until the notice of motion is served on the adverse party. Since service occurred more than six months after the judgment, the trial court lacked the authority to grant relief, making the grant an abuse of discretion. |
Authorities
- relied: Arambula v. Union Carbide Corp. (2005) 128 Cal.App.4th 333 — An application for relief under section 473, subdivision (b) is deemed made upon filing and service; absent service, there is no application, and the court has no authority to grant relief if service occurs after the six-month limit.
- relied: Mansor, Iver & York v. Black (2009) 176 Cal.App.4th 36 — The six-month time limit for section 473, subdivision (b) relief is jurisdictional, and a court is without jurisdiction to grant relief if the motion is untimely.
- relied: Minick v. City of Petaluma (2016) 3 Cal.App.5th 15 — A trial court's ruling granting discretionary relief under section 473, subdivision (b) is reviewed for abuse of discretion, but the court's legal premises are reviewed de novo.
- relied: Bank of America, N.A. v. Superior Court (2013) 212 Cal.App.4th 1076 — It is an abuse of discretion to apply the wrong legal standard.
- relied: Rodriguez v. Brill (2015) 234 Cal.App.4th 715 — A motion for relief under section 473, subdivision (b) must include verified discovery responses; failure to do so renders the motion improper.
The appellate opinion: sound — The opinion is sound because it correctly applies the established jurisdictional rule that section 473, subdivision (b) motions must be served within six months to be valid, citing binding authority (Arambula) that defines 'made' as requiring service. It also correctly notes the independent procedural defect regarding the missing verified discovery responses.
How this analysis was made · dispute it
unusual dispositionThe San Diego Superior Court granted Afshin Karimi's Code of Civil Procedure section 473, subdivision (b) motion and set aside the default entered June 8, 2021 and the $96,125.95 default judgment entered October 25, 2021, where the motion was filed November 30, 2021 but not served on Bentley until May 10, 2022. The Court of Appeal reversed, holding that a section 473(b) application is not 'made' until filed and served, so the motion was outside the jurisdictional six-month limit, and remanded with directions to enter an order denying the motion.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Order granting Karimi's section 473(b) motion to set aside the default and default judgment on grounds of attorney mistake, inadvertence, surprise or excusable neglect“Because Karimi failed to serve his motion within six months from the date of entry of the judgment for default, we conclude that the trial court abused its discretion in ordering relief from default pursuant to section 473, subdivision (b).” | mixed | error (statutory interpretation) | agree with court Section 473(b) requires the application to be made within six months of the judgment, and section 1005.5 and Arambula treat a motion as 'made' only upon filing and service. Judgment was entered October 25, 2021; service did not occur until May 10, 2022, more than six months later (and relief from the June 8, 2021 default itself was even further out of time). Because the limit is jurisdictional under Mansor and Arambula, the trial court lacked authority to grant relief regardless of the merits of the attorney-fault showing, and the fact that Bentley did not raise timeliness below does not cure a jurisdictional defect. |
Granting the section 473(b) motion although Karimi did not include or serve verified discovery responses before the hearing (alternative ground)“Thus, the motion was not in proper form and, even setting aside the service issue, the trial court would have abused its discretion by granting the motion for this additional reason.” | abuse of discretion | error (procedure) | agree with court Rodriguez v. Brill holds that where a default or dismissal results from discovery failures, the moving party must submit verified discovery responses before the hearing to satisfy section 473(b)'s pleading requirement. The opinion recites that the default followed Karimi's failure to respond to discovery and a motion to compel, and that no verified responses were included or served before the hearing, which supports the alternative holding, though the opinion gives only a thin account of how the default came to be entered. |
Whether Karimi could obtain equitable relief from the default and default judgment outside section 473(b)“Karimi has not filed a responding brief and therefore has not requested that we consider such relief, and accordingly, we decline to do so.” | unclear | not reached | agree with court Karimi sought relief only under section 473(b) below and filed no respondent's brief; the court reasonably declined to consider an equitable ground no party asked it to reach. |
Authorities
- relied: Arambula v. Union Carbide Corp. (2005) 128 Cal.App.4th 333 — A section 473(b) application is deemed made upon filing of the notice of motion and service on the adverse party; absent service within six months there is no timely application and the court has no authority to grant relief.
- relied: Mansor, Iver & York v. Black (2009) 176 Cal.App.4th 36 — The six-month limit in section 473(b) is jurisdictional and a court may not consider a motion for statutory relief made after the period has elapsed.
- relied: Rodriguez v. Brill (2015) 234 Cal.App.4th 715 — A party seeking section 473(b) relief from a default or dismissal arising from discovery failures must submit verified discovery responses before the hearing.
- relied: Minick v. City of Petaluma (2016) 3 Cal.App.5th 15 — Discretionary section 473(b) rulings are reviewed for abuse of discretion, but whether the court applied correct legal premises is reviewed de novo.
- relied: Bank of America, N.A. v. Superior Court (2013) 212 Cal.App.4th 1076 — Applying the wrong legal standard is an abuse of discretion.
The appellate opinion: sound with gaps — The court correctly applied section 473(b), section 1005.5, Arambula and Mansor to the undisputed dates and reached the only result the statute permits once the motion is deemed made on service. It did not expressly address why Bentley's failure to raise timeliness below did not forfeit the argument (the jurisdictional nature of the limit answers this, but the court left it implicit), and its Rodriguez v. Brill alternative holding rests on a sparse recitation of the discovery-sanction basis for the default.
Opinion
Filed 12/14/23 Bentley v. Karimi CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
GEOFFREY T. BENTLEY, D081266 Plaintiff and Appellant, v. (Super. Ct. No. 37-2019- AFSHIN KARIMI, 00027530-CU-CR-CTL)
Defendant and Respondent.
APPEAL from a judgment of the Superior Court of San Diego County, Richard S. Whitney, Judge. Reversed and remanded. Vandeveld Law Offices and Thomas J. Vandeveld III for Geoffrey T. Bentley, Plaintiff and Appellant. No appearance for Defendant and Respondent. Geoffrey Bentley appeals from an order of the Superior Court setting aside a default judgment that had been entered in his favor against defendant Afshin Karimi. Bentley argues that the court was without discretion to grant the motion because it was not timely served. We agree, and therefore we reverse. I. PROCEDURAL HISTORY Bentley filed a complaint against defendant Karimi and The Dank House on May 28, 2019. Karimi filed an amended answer in February 2020, but apparently did not respond to discovery. On June 8, 2021, at Bentley’s request, the trial court entered a default against Karimi. On October 25, 2021, the trial court entered judgment by default against Karimi and in favor of Bentley in the total amount of $96,125.95. On November 30, 2021, Karimi filed a motion to set aside the June 8, 2021, default and the default judgment dated October 25, 2021 (“the motion”), as well as a memorandum of points and authorities and his own declaration in support of the motion. The notice indicated the motion would be heard on June 24, 2022. However, Karimi did not serve Bentley or his counsel with the motion and its accompanying pleadings until May 10, 2022. That same day, May 10, 2022, Karimi also filed a supplemental memorandum of points and authorities in support of the motion and a declaration executed by his former lawyer, Scott N. Salmu, admitting fault in failing to respond to the discovery and the motion to compel discovery. In the motion, Karimi contended that the default and the judgment were “the result of the mistake, inadvertence, and neglect of his attorney, Scott N. Salmu,” and in the supporting documents, he explained further that he was often unable to reach Salmu and that he had not seen any of the discovery requests that led to the default judgment. In the corresponding declaration, Salmu asserted that “[t]he default and default judgment were entered through my mistake, and/or inadvertence, and/or neglect in that I failed to timely respond to discovery propounded by Plaintiff, received the filings of Plaintiffs motion to compel discovery responses and failed to file any 2 response, and/or failed to advise my former Client/Defendant to do so.” Based on those assertions, Karimi sought relief from the default and default judgment under Code of Civil Procedure section 473, subdivision (b).1 Bentley filed an opposition to the motion, which focused on various discovery violations and alleged false claims. He did not raise any issues regarding the timeliness of the motion. At the hearing on June 24, 2022, the trial court granted Karimi’s motion to set aside the default and the default judgment. The minute order for the hearing does not reflect that the court considered any issues relating to the timeliness of the motion. Bentley timely appeals. II. DISCUSSION A. Standard of Review A trial court’s ruling granting discretionary relief under section 473, subdivision (b) is reviewed for abuse of discretion. (Minick v. City of Petaluma (2016) 3 Cal.App.5th 15, 24.) However, “[a]ny exercise of discretion must rest on correct legal premises, of course, and in that respect our review is de novo.” (Id. at p. 25.) It is an abuse of discretion to apply the wrong legal standard. (Bank of America, N.A. v. Superior Court (2013) 212 Cal.App.4th 1076, 1089.) B. Analysis Karimi sought relief from the default and default judgment based on an alleged mistake, inadvertence, surprise, or excusable neglect by his counsel, pursuant to section 473, subdivision (b). He did not raise any other grounds for relief in his motion or the supporting documents.
1 Undesignated statutory references are to the Code of Civil Procedure.
3 Section 473, subdivision (b) provides that “[t]he court may, upon any terms as may be just, relieve a party or his or her legal representative from a judgment, dismissal, order, or other proceeding taken against him or her through his or her mistake, inadvertence, surprise, or excusable neglect. Application for this relief . . . shall be made within a reasonable time, in no case exceeding six months, after the judgment, dismissal, order, or proceeding was taken.” (Italics added.) As Bentley notes, the six-month time limit for granting relief under section 473, subdivision (b) is jurisdictional, and “the court may not consider a motion for relief made after that period has elapsed.” (Mansor, Iver & York v. Black (2009) 176 Cal.App.4th 36, 42 (Mansor); see also Arambula v. Union Carbide Corp. (2005) 128 Cal.App.4th 333, 340 (Arambula) [“An ‘application’ for mandatory relief must be made within six months after entry of judgment . . . a court has no authority to grant relief under section 473, subdivision (b), unless an application is made within the six-month period”].) The issue presented in this appeal is whether the motion was “made” within the six-month limit. We conclude that it was not. Bentley contends that although Karimi filed his motion on November 30, 2021 a little more than a month after the entry of the default judgment, he failed to serve it on Bentley until May 10, 2022, more than six months after the default judgment had been entered. Bentley correctly notes that the delay in service had the effect of delaying the effective date of the motion for relief well beyond the six-month limit in section 473, subdivision (b) because the “application for relief” was not effective until service was perfected. (Arambula, supra, 128 Cal.App.4th at p. 341 [“application . . . under section 473, subdivision (b) . . . is deemed to be made upon filing in court of a notice of motion and service of the notice of motion on the adverse party. [Citation.]
4 [A]bsent service on the adverse party, there is no ‘application’ for relief”]; see also section 1005.5 [“A motion . . . is deemed to have been made and to be pending before the court for all purposes, upon the due service and filing of the notice of motion.” (Italics added)].) Because Karimi failed to serve his motion within six months from the date of entry of the judgment for default, we conclude that the trial court abused its discretion in ordering relief from default pursuant to section 473, subdivision (b). (See Arambula, supra, 128 Cal.App.4th at pp. 341–342 [finding a motion pursuant to section 473, subdivision (b) that was not served within six months of entry of judgment was untimely and the trial court had no authority to grant the requested relief]; Mansor, supra, 176 Cal.App.4th at p. 42 [“to the extent the trial court’s order granted statutory relief based on defendant’s showing of mistake, inadvertence, surprise or excusable neglect, the motion was untimely and the court was without jurisdiction to make the order.”].) Moreover, as Bentley also points out, Karimi did not include a copy of verified discovery responses along with his motion or serve such response on Bentley prior to the motion hearing. Thus, the motion was not in proper form and, even setting aside the service issue, the trial court would have abused its discretion by granting the motion for this additional reason. (See Rodriguez v. Brill (2015) 234 Cal.App.4th 715, 728–729.)2 2 Bentley further contends that Karimi is not entitled to relief from default under principals of equity. Karimi has not filed a responding brief and therefore has not requested that we consider such relief, and accordingly, we decline to do so.
5 III. DISPOSITION The trial court’s order setting aside the default judgment is reversed and the matter is remanded to the trial court with directions to enter a new order denying the motion to set aside the default and the default judgment. Appellant is awarded costs on appeal.
KELETY, J.
WE CONCUR:
O’ROURKE, Acting P. J.
IRION, J.
Cites, in this corpus
- Minick v. City of Petaluma A143187 · 2016-09-02
- Rodriguez v. Brill F068518 · 2015-02-20
- Bank of America, N.A. v. Superior Court No. G046829 · 2013-01-15
- Manson, Iver & York v. Black F056749 · 2009-07-30
- Arambula v. Union Carbide Corp. B171814 · 2005-04-08