People v. Citizen CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of Riverside · No. RIF2001272
- Trial judge
- Stephen J. Gallon
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Judith D. McConnell (author), William S. Dato, Truc T. Do
Analysis
The trial court convicted the defendant of three counts of robbery, imposed an 18-year 8-month sentence including gun enhancements, and denied mental health diversion. The Court of Appeal affirmed the judgment, rejecting the defendant's claims regarding the court's duty to consider diversion sua sponte, the validity of multiple gun enhancements, and ineffective assistance of counsel based on an outdated probation report.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Trial court's failure to sua sponte consider mental health diversion““Nowhere ... does the scheme mandate a sua sponte duty for trial courts to consider mental health diversion’ ....” (People v. Braden (2023) 14 Cal.5th 791, 814.)” | de novo | not reached | agree with court agree with court |
Imposition of multiple gun enhancements under Penal Code section 1385“We agree with these cases and decline to depart from them.” | de novo | not reached | agree with court agree with court |
Ineffective assistance of counsel for failing to request supplemental probation report“This establishes a potential tactical reason for not requesting a supplemental report and defeats the claim of ineffective assistance of counsel.” | de novo | not reached | agree with court agree with court |
Authorities
- relied: People v. Braden (2023) 14 Cal.5th 791 — Trial courts do not have a sua sponte duty to consider mental health diversion under Penal Code section 1001.36.
- relied: People v. Boyce (2014) 59 Cal.4th 672 — Issues not raised in the trial court are forfeited on appeal.
- relied: People v. Anderson (2023) 88 Cal.App.5th 233 — Multiple enhancements are not prohibited by Penal Code section 1385, subdivision (c)(2)(B).
- relied: People v. Mendoza (2023) 88 Cal.App.5th 287 — Multiple enhancements are not prohibited by Penal Code section 1385, subdivision (c)(2)(B).
- relied: People v. Lipscomb (2022) 87 Cal.App.5th 9 — Multiple enhancements are not prohibited by Penal Code section 1385, subdivision (c)(2)(B).
- relied: People v. Walker (2022) 86 Cal.App.5th 386 — Multiple enhancements are not prohibited by Penal Code section 1385, subdivision (c)(2)(B).
- relied: People v. Thomas (2011) 52 Cal.4th 336 — It is presumed that the trial court knew and applied the correct law.
- relied: People v. Rices (2017) 4 Cal.5th 49 — To prevail on a claim of ineffective assistance of counsel, the defendant must show deficient performance that affected the outcome.
- relied: People v. Arredondo (2019) 8 Cal.5th 694 — Deficient performance in the context of a failure to request a supplemental report can only be established if counsel's actions had no conceivable tactical purpose.
- relied: People v. Llamas (1998) 67 Cal.App.4th 35 — A defendant may have a tactical reason not to request a supplemental probation report, such as avoiding the disclosure of negative prison conduct.
The appellate opinion: sound — The opinion correctly applies the holding in People v. Braden to reject the sua sponte diversion claim and relies on a consistent line of appellate authority to reject the multiple enhancement argument. It properly applies the Strickland standard via People v. Arredondo to find that the failure to request a supplemental report was potentially tactical, thus defeating the ineffective assistance claim.
The Riverside Superior Court convicted Citizen by jury of three robberies (two first degree with firearm use) and sentenced him to 18 years 8 months, declining to strike the gun enhancements and staying the on-bail enhancement. The Court of Appeal affirmed, holding there was no sua sponte duty to consider mental health diversion, the section 1385(c)(2)(B) multiple-enhancement claim was forfeited and meritless, and the failure to obtain a supplemental probation report did not establish ineffective assistance.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Trial court did not sua sponte consider mental health diversion under Penal Code section 1001.36 for a defendant found competent who largely represented himself.“Under these circumstances, the court was not required to consider mental health diversion on its own, and there was no error under Section 1001.36.” | unclear | correct | agree with court People v. Braden squarely holds that section 1001.36 imposes no sua sponte duty on trial courts and that pro se status does not excuse a failure to request diversion; the defendant was found competent and was represented by counsel at two mental-health-focused phases, so the court's application of Braden is straightforward. |
Trial court imposed the section 12022.53(b) firearm enhancement on count 2 rather than dismissing it under section 1385(c)(2)(B) (multiple enhancements alleged).“Appellant forfeited this issue because he did not raise it in the trial court.” | de novo | correct | agree with court Forfeiture for failure to object at sentencing is well established (Boyce), and the published Court of Appeal decisions cited (Anderson, Mendoza, Lipscomb, Walker) uniformly read the 'shall be dismissed' language of section 1385(c)(2)(B) as subject to the court's furtherance-of-justice determination rather than as a mandatory dismissal; the court's adherence to that line is defensible and the opinion properly noted the pending review in Anderson and Walker. |
Trial court declined to dismiss the gun enhancements without an express finding that dismissal would endanger public safety; defendant sought remand for that consideration.“There is no indication the court was unaware of or confused by this language, so we presume it knew and applied the correct law.” | unclear | correct | agree with court The public-safety language of section 1385(c)(2) was in effect at sentencing in August 2022, counsel expressly sought dismissal of the gun enhancements, and the court gave reasons tied to dangerousness and victim trauma; on a silent record the presumption that the court knew and applied the law (Thomas) applies, so remand was not required. |
Trial court sentenced the defendant on a probation report prepared before the March 2022 amendment to California Rules of Court, rule 4.423, without a supplemental report; reviewed as an ineffective assistance of counsel claim.“This establishes a potential tactical reason for not requesting a supplemental report and defeats the claim of ineffective assistance of counsel.” | mixed | correct | agree with court On direct appeal with a silent record, an IAC claim fails unless there could be no conceivable tactical reason (Arredondo), and Llamas identifies such a reason for not seeking a supplemental report; the court also showed from the sentencing record that the pertinent rule 4.423(b) factors were actually argued and considered, and rule 4.409 presumes consideration absent a contrary record, so neither deficient performance nor prejudice was shown. |
Authorities
- relied: People v. Braden (2023) 14 Cal.5th 791 — Section 1001.36 imposes no sua sponte duty on trial courts to consider mental health diversion; a competent defendant, including one who is self-represented, must request it.
- relied: People v. Boyce (2014) 59 Cal.4th 672 — Sentencing claims not raised in the trial court are forfeited on appeal.
- relied: People v. Anderson (2023) 88 Cal.App.5th 233 — Section 1385(c)(2)(B) does not mandate dismissal of all but one enhancement; the court retains discretion under the furtherance-of-justice standard (review granted on a different issue).
- relied: People v. Mendoza (2023) 88 Cal.App.5th 287 — The 'shall be dismissed' language in section 1385(c)(2)(B) and (C) is subject to the court's furtherance-of-justice and public-safety determination.
- relied: People v. Lipscomb (2022) 87 Cal.App.5th 9 — Section 1385(c)(2)(C) does not require automatic dismissal of an enhancement resulting in a sentence over 20 years where dismissal would endanger public safety.
- relied: People v. Walker (2022) 86 Cal.App.5th 386 — Section 1385(c)(2) does not mandate dismissal of multiple enhancements; dismissal remains tied to the furtherance of justice (review granted on the rebuttable-presumption issue).
- relied: People v. Thomas (2011) 52 Cal.4th 336 — On a silent record, a reviewing court presumes the trial court knew and applied the correct law.
- relied: People v. Rices (2017) 4 Cal.5th 49 — Ineffective assistance requires deficient performance and resulting prejudice.
- relied: People v. Arredondo (2019) 8 Cal.5th 694 — Where the record does not show why counsel acted, an IAC claim fails on direct appeal unless there could be no conceivable tactical purpose.
- relied: People v. Llamas (1998) 67 Cal.App.4th 35 — A defendant may have tactical reasons not to want a supplemental probation report, such as avoiding disclosure of custodial misconduct.
The appellate opinion: sound — The opinion answers each of the three claims with controlling or on-point authority: Braden on sua sponte diversion, the consistent Court of Appeal line on section 1385(c)(2)(B), and settled IAC principles plus the sentencing record on the rule 4.423 claim. It could have added that the defendant, convicted of robbery with personal firearm use, was presumptively ineligible for probation so a supplemental report was discretionary rather than required (see Pen. Code § 1203.06), but the omission does not affect the result.
Opinion
Filed 12/12/23 P. v. Citizen CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D082213
Plaintiff and Respondent, v. (Super. Ct. No. RIF2001272)
SHAMREN KE SEAN CITIZEN,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Riverside, Stephen J. Gallon, Judge. Affirmed. Richard Fitzer, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Steve Oetting and Daniel J. Hilton, Deputy Attorneys General, for Plaintiff and Respondent. I. BACKGROUND Appellant Shamren Ke Sean Citizen robbed three people over the course of three consecutive days in May 2020. Shortly after charges were filed, appellant’s counsel requested suspension of the proceedings to determine appellant’s competency. The court found appellant competent to stand trial, and appellant began representing himself after proceedings resumed. Appellant continued to do so until just before the matter was to be tried, when the court found him not competent to represent himself. The court continued trial and reappointed counsel, and counsel represented appellant for the remainder of the case.
The jury convicted appellant of three counts of robbery (Pen. Code1, § 211), two of which were in the first degree (§ 212.5, subd. (b)) and committed with a gun (§ 12022.53, subd. (b)). The court sentenced appellant to 18 years 8 months in prison calculated as follows: the low term (3 years) and gun enhancement (10 years) for count 1; one-third of the midterm (1 year 4 months) and gun enhancement (3 years 4 months) for count 2; and one- third of the midterm (1 year) for count 3. Although appellant committed the offenses while released on bail, the court stayed imposition of the enhancement for that circumstance (§ 12022.1). On appeal, appellant claims the court had a sua sponte duty to consider mental health diversion, the gun enhancement on count 2 should have been dismissed, and his sentence was based on an outdated probation report. We disagree with each of these claims and affirm the judgment.
1 All further statutory references are to the Penal Code. 2 II. DISCUSSION A. Mental Health Diversion Section 1001.36 authorizes mental health diversion, which postpones prosecution so a defendant can undergo mental health treatment. (§ 1001.36, subd. (f)(1).)2 Appellant argues that even though he did not request mental health diversion, the court should have considered it on its own because he had documented mental health issues, he represented himself for most of the proceedings, and he should not be expected to ask for diversion. “Competent defendants are capable of, and required to, request diversion, consent to it, demonstrate their eligibility, waive the right to a speedy trial, and agree to comply with treatment. (§ 1001.36, subd. (c)(2) & (3).) ‘Nowhere ... does the scheme mandate a sua sponte duty for trial courts to consider mental health diversion’ ....” (People v. Braden (2023) 14 Cal.5th 791, 814.) “The general rule is that defendants who validly choose to represent themselves are charged with knowing the law,” and a defendant’s “pro se status is therefore not a ground for excusing his failure to seek mental health diversion in a timely manner.” (Id. at p. 818, fn. 15.) The law required appellant to seek mental health diversion because he was competent to stand trial. Although he represented himself at times and that right was ultimately revoked, counsel represented appellant during two portions of the pretrial proceedings that highlighted his mental health. Counsel requested suspension of proceedings in the beginning of the case to determine appellant’s competency, and counsel was reappointed three months before trial when the court determined appellant’s mental illness 2 Section 1001.36 has been amended several times since charges were filed against appellant (Stats. 2022, ch. 47, § 38; Stats. 2022, ch. 735, § 1; Stats. 2023, ch. 236, § 1), but these amendments are not relevant to whether the court has a sua sponte duty to consider mental health diversion. 3 precluded self-representation. Appellant’s attorneys were therefore aware of his mental health and decided not to seek mental health diversion. Under these circumstances, the court was not required to consider mental health diversion on its own, and there was no error under Section 1001.36. B. Dismissal of Gun Enhancement Appellant argues the gun enhancement on count 2 should have been dismissed because subdivision (c)([2])(B) of section 1385 prohibits multiple enhancements. In the alternative, appellant asserts the matter should be remanded so the court can consider whether dismissing this enhancement would endanger public safety. Appellant forfeited this issue because he did not raise it in the trial court. (People v. Boyce (2014) 59 Cal.4th 672, 730–731.) In any event, as Appellant acknowledges, several cases have rejected the claim that multiple enhancements are prohibited. (People v. Anderson (2023) 88 Cal.App.5th 233, 239–241, review granted April 19, 2023, S278786 (Anderson); People v. Mendoza (2023) 88 Cal.App.5th 287, 295–297; People v. Lipscomb (2022) 87 Cal.App.5th 9, 17–21; People v. Walker (2022) 86 Cal.App.5th 386, 396–398, review granted Mar. 22, 2023, S278309 (Walker).)3 We agree with these cases and decline to depart from them. Additionally, the request to remand for consideration of appellant’s danger to public safety lacks merit. That consideration was not formulated in case law decided after appellant’s sentencing as he suggests. Instead, it 3 The California Supreme Court has granted review in Anderson and Walker to determine a separate issue, which is whether subdivision (c) of Penal Code section 1385 creates a rebuttable presumption in favor of dismissing an enhancement unless the trial court finds dismissal would endanger public safety. (Anderson, supra, 88 Cal.App.5th 233, review granted; Walker, supra, 86 Cal.App.5th 386, review granted.) 4 comes from the plain language of subdivision (c) of section 1385 which existed at the time of sentencing.4 There is no indication the court was unaware of or confused by this language, so we presume it knew and applied the correct law. (People v. Thomas (2011) 52 Cal.4th 336, 361.) For these reasons, we see no basis for reversal on this ground. C. The Probation Report A probation officer prepared a sentencing report for appellant on August 21, 2021. Approximately seven months later, on March 14, 2022, the Judicial Council amended Rule 4.423 of the California Rules of Court, adding new mitigating circumstances a sentencing judge must consider. The court sentenced appellant five months later on August 19, 2022. Based on this timeline, appellant argues he was sentenced on an outdated probation report, preventing consideration of the new mitigating circumstances in Rule 4.423. Although appellant did not raise this issue below, we review it through his claim of ineffective assistance of counsel. To prevail on this claim, appellant must show deficient performance by his counsel that affected the outcome. (People v. Rices (2017) 4 Cal.5th 49, 80.) We do not know why appellant’s counsel did not request a supplemental probation report. Therefore, deficient performance can only be established if counsel’s actions had no conceivable tactical purpose. (People v. Arredondo (2019) 8 Cal.5th 694, 711.) “[T]here are cases where the defendant may well not want a supplemental report. For example, he may have had 4 Appellant was sentenced on August 19, 2022. The pertinent provisions subdivision (c) of section 1385 have been in effect since January 1, 2022 (Stats. 2021, ch. 721, § 1) and state, “Proof of the presence of one or more of these circumstances weighs greatly in favor of dismissing the enhancement, unless the court finds that dismissal of the enhancement would endanger public safety.” (§ 1385, subd. (c)(2), emphasis added.) 5 problems in prison that he would prefer not be presented to the sentencing court.” (People v. Llamas (1998) 67 Cal.App.4th 35, 40, fn. 7.) This establishes a potential tactical reason for not requesting a supplemental report and defeats the claim of ineffective assistance of counsel. We are also not convinced counsel and the court disregarded the relevant new mitigating circumstances in California Rules of Court, rule 4.423. Appellant acknowledges only five of them might apply. They are psychological trauma, mental illness, defendant under 26 years of age, multiple enhancements alleged in a single case, and discriminatory racial impact from an enhancement. (Cal. Rules of Court, rule 4.423(b)(3), (b)(4), (b)(6), (b)(11) & (b)(12).) We first note that these five circumstances are deemed considered because the record does not affirmatively reflect otherwise. (Cal. Rules of Court, rule 4.409.) Further, in arguing for a lower sentence, appellant’s counsel relied on appellant’s psychological deterioration from concussions, his mental illness as documented by his mother and the two reports from clinical psychologists used to determine appellant’s competency, his substance abuse, and his youth. Appellant’s counsel also argued all three enhancements were discretionary and sought dismissal of the two gun enhancements. The court agreed appellant’s mental health was mitigating, resulting in the low term for count 1. The court declined to dismiss the gun enhancements, finding the use of a gun on two separate occasions was dangerous and traumatized the victims, but stayed imposition of the bail enhancement. The record therefore reflects that psychological trauma, mental illness, appellant’s age under 26, and the potential for multiple enhancements were addressed.
6 As for the remaining circumstance, discriminatory racial impact from an enhancement, appellant asserts that it “could very well apply” because he is African American. Without citation, he refers to a comment from a senator regarding Senate Bill No. 815 that African Americans have been disproportionately targeted with enhancements. However, appellant offers no explanation or evidence of how his gun enhancements resulted in a more severe sentence than that imposed on similarly situated individuals of a different race. He has therefore not shown this circumstance applies, demonstrating counsel did not need to address it at sentencing. Consequently, appellant has not shown error regarding the probation report or the latest amendment to California Rules of Court, rule 4.423. III. DISPOSITION The judgment is affirmed.
McCONNELL, P. J.
WE CONCUR:
DATO, J.
DO, J.
5 Senate Bill No. 81 amended section 1385 to specify mitigating circumstances courts should consider when deciding whether to strike enhancements in the interest of justice. (Stats. 2021, ch. 721, § 1.) 7
Cites, in this corpus
- Oto, L. L.C. v. Kho S244630 · 2019-08-29
- People v. Rices S175851 · 2017-12-11
- People v. Boyce S092240 · 2014-07-24
- People v. Thomas S082828 · 2011-07-28
- People v. Llamas No. D029078; No. D030807 · 1998-10-05