gno.law

People v. Velasco VA4/1

California Court of Appeal · D080603 · 2023-11-29 · Unpublished

Proceeding
appeal from an order
Trial court
Superior Court of San Bernardino · No. FVI1002669
Trial judge
John P. Vander Feer
Outcome
reversed — Reversed and remanded.
Area
criminal
Panel
Richard D. Huffman, Sr. (author), O'Rourke, Julia C. Kelety

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T04:24Z · confidence high

The trial court summarily denied the CDCR's recommendation to recall Velasco's sentence and resentencing without notice or a hearing. The Court of Appeal reversed and remanded, holding that the legislative clarification in Assembly Bill 1540 (now Penal Code § 1172.1) required the trial court to follow new procedural safeguards, including appointing counsel and holding a status conference.

Ruling reviewedStandardThe courtThe model
Summary denial of CDCR's recommendation for recall and resentencing
“We accept the People’s concession, reverse the trial court’s order summarily denying the CDCR’s recommendation, and remand the matter for reconsideration of the CDCR’s recommendation consistent with section 1172.1.”
unclearerroragree with court
The appellate court held that the trial court erred by summarily denying the recommendation without following the procedures mandated by the amended statute (Penal Code § 1172.1), which requires notice, a status conference, and appointment of counsel. The court relied on the principle that clarifying legislative amendments should be applied to pending appeals to effectuate legislative intent, citing Western Security Bank v. Superior Court. The reasoning is supported by the cited authorities and the legislative history of AB 1540.

Authorities

  • relied: Western Security Bank v. Superior Court (1997) 15 Cal.4th 232 — When a clarifying amendment is adopted soon after controversies arise about a statute's interpretation, it is logical to regard the amendment as a legislative interpretation of the original act, and the appropriate resolution for a pending appeal is to reverse and remand for compliance with the amended legislation.
  • relied: People v. McMurray (2022) 76 Cal.App.5th 1035 — Assembly Bill 1540 was intended to make clarifying changes to former section 1170(d)(1) regarding procedures for CDCR recall recommendations, and such clarifying amendments should be applied to pending appeals by reversing and remanding.
  • relied: In re Estrada (1965) 63 Cal.2d 740 — Absent contrary evidence, amendments that ameliorate the punishment under a statute apply to those whose judgments are not yet final on the operative date.
  • relied: People v. Superior Court (Lara) (2018) 4 Cal.5th 299 — The Estrada rule applies to amendments that ameliorate punishment for cases where the judgment is not yet final.
  • relied: People v. E.M. (2022) 85 Cal.App.5th 1075 — Agreed with the reasoning that clarifying amendments to recall and resentencing procedures should be applied to pending appeals.
  • relied: People v. Pierce (2023) 88 Cal.App.5th 1074 — Agreed with the reasoning that clarifying amendments to recall and resentencing procedures should be applied to pending appeals.
  • relied: People v. Cepeda (2021) 70 Cal.App.5th 456 — Statutes are presumed to operate prospectively unless the legislature expressed its intent that they be applied retroactively.
  • relied: People v. Roscoe (2008) 169 Cal.App.4th 829 — Issues not raised in the opening brief are forfeited.

The appellate opinion: sound — The opinion is sound because it correctly applies the Western Security Bank doctrine to treat AB 1540 as a clarifying amendment that must be given effect in a pending appeal. It relies on consistent recent authority (McMurray, E.M., Pierce) to support the conclusion that the trial court's summary denial violated the newly clarified procedural requirements.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:30Z · confidence low

The trial court summarily denied, without notice to defense counsel or a hearing, the CDCR Secretary's recommendation under former Penal Code section 1170, subdivision (d) to recall and resentence Velasco, and later ruled it lacked jurisdiction to entertain his motions for reconsideration and resentencing. The Court of Appeal accepted the People's concession, reversed the November 7, 2019 summary denial, and remanded for reconsideration of the CDCR recommendation under current section 1172.1, as amended by Assembly Bill 1540, treating the amendment as a clarification of existing law under McMurray and Western Security Bank.

Ruling reviewedStandardThe courtThe model
Summary denial (November 7, 2019) of the CDCR's recommendation to recall and resentence under former section 1170, subdivision (d)(1), without notice to defense counsel, appointment of counsel, or a hearing
“We agree the legislative history of Assembly Bill 1540 demonstrates the legislature’s intention to make “clarifying changes” to the required procedures and guidelines that should be followed when applying what is now section 1172.1.”
unclearerror (procedure)agree with court
The court sidestepped the Estrada retroactivity question and instead followed McMurray, E.M., and Pierce, which treat Assembly Bill 1540 as a clarifying amendment that, under Western Security Bank, governs cases pending on appeal. That line of authority is consistent and the People conceded remand was appropriate. One wrinkle the opinion does not confront is that this appeal was not filed until July 2022, after AB 1540 took effect, so the statement that the appeal was pending 'at the time of the legislative enactment' is imprecise; however, a clarifying amendment is treated as declaring what the statute always meant, so the result remains defensible and the concession removes any adversarial dispute.
June 30, 2022 order concluding the court lacked a procedural mechanism or jurisdiction to rule on Velasco's motion for reconsideration and March 2020 renewed motion for resentencing
“Accordingly, we deem this issue forfeited and do not address it. (People v. Roscoe (2008) 169 Cal.App.4th 829, 840 [issues not raised in the opening brief are forfeited].) Furthermore, our opinion effectively moots this issue.”
unclearnot reachedagree with court
Velasco did not brief this order after the court allowed him to amend the notice of appeal to reach the 2019 denial, so forfeiture under Roscoe is a routine and correct application of appellate briefing rules, and the reversal and remand on the CDCR recommendation rendered the point moot in any event.

Authorities

  • relied: People v. McMurray (2022) 76 Cal.App.5th 1035 — Assembly Bill 1540 made clarifying changes to former section 1170(d)(1), so a trial court's denial of a CDCR recall recommendation pending on appeal must be reversed and remanded for proceedings under the amended statute.
  • relied: Western Security Bank v. Superior Court (1997) 15 Cal.4th 232 — A legislative amendment adopted soon after controversy over a statute's meaning that construes and clarifies the prior statute is treated as a legislative interpretation of the original act, and a pending appeal should be remanded for compliance with the amended legislation.
  • relied: People v. E.M. (2022) 85 Cal.App.5th 1075 — Agrees with McMurray that AB 1540 is a clarifying amendment warranting remand; also recognizes section 1172.1 operates on final judgments, which the People cited against Estrada retroactivity.
  • relied: People v. Pierce (2023) 88 Cal.App.5th 1074 — Follows McMurray in remanding CDCR recall denials for reconsideration under section 1172.1 as amended by AB 1540.
  • relied: In re Estrada (1965) 63 Cal.2d 740 — Absent contrary legislative intent, ameliorative amendments apply to judgments not yet final; discussed but the court declined to decide whether it governs section 1172.1.
  • relied: People v. Superior Court (Lara) (2018) 4 Cal.5th 299 — Restates the Estrada presumption that ameliorative changes apply to nonfinal judgments.
  • relied: People v. Cepeda (2021) 70 Cal.App.5th 456 — Statutes are presumed to operate prospectively absent an expression of legislative intent for retroactive application.
  • relied: People v. Roscoe (2008) 169 Cal.App.4th 829 — Issues not raised in the opening brief are forfeited on appeal.

The appellate opinion: sound with gaps — The court reached a result squarely supported by McMurray, E.M., and Pierce and by the Supreme Court's clarifying-amendment rule in Western Security Bank, and the People conceded remand was appropriate. It did not, however, address the timeliness or appealability of a 2022 appeal from a 2019 order, nor the tension between saying the appeal was 'pending at the time of the legislative enactment' when the notice of appeal postdated AB 1540's effective date.

How this analysis was made · dispute it

Opinion

Filed 11/29/23 P. v. Velasco VA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

THE PEOPLE, D080603

Plaintiff and Respondent, v. (Super. Ct. No. FVI1002669)

ROBERT FRANK VELASCO,

Defendant and Appellant.

APPEAL from an order of the Superior Court of San Bernardino, John Peter Vander Feer, Judge. Reversed and remanded. Pauline E. Villanueva, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Robin Urbanski, Paige Hazard, and Minh U. Le, Deputy Attorneys General, for Plaintiff and Respondent. INTRODUCTION While Appellant Robert Frank Velasco was serving his sentence for attempted home invasion robbery, assault with a firearm, and possession of a firearm by a felon, the Office of the Secretary for the California Department of Corrections and Rehabilitation (CDCR) recommended recall of Velasco’s sentence and resentencing pursuant to Penal Code1 section 1170, subdivision (d), which subsequently was renumbered to section 1172.1. The trial court summarily denied the recommendation without notifying the public defender’s office or holding a hearing. Velasco filed a motion for reconsideration and another motion for resentencing, both of which were denied.

In the interim, the legislature passed Assembly Bill No. 1540,2 which amended section 1172.1 to require that the trial court notify the defendant of any resentencing requests, set a status conference within 30 days of receipt of the request, and appoint counsel for the defendant. (§ 1172.1, subd. (b)(1).) Additionally, it created “a presumption favoring recall and resentencing of the defendant, which may only be overcome if a court finds the defendant is an unreasonable risk of danger to public safety, as defined in subdivision (c) of Section 1170.18.” (Id., subd. (b)(2).) On appeal, Velasco argues we should reverse the lower court’s summary denial and remand the case for a new hearing pursuant to the current version of section 1172.1. The People disagree that the changes 1 Statutory references are to the Penal Code.

2 Assembly Bill No. 1540 (2021-2022 Reg. Sess.) (Assembly Bill 1540) moved the recall and resentencing provisions of former section 1170, subdivision (d)(1) to section 1170.03, effective January 1, 2022. (Stats. 2021, ch. 719, § 2.) Assembly Bill No. 200 (2021-2022 Reg. Sess.) then renumbered section 1170.03 to section 1172.1, effective June 30, 2022, but made no substantive changes. (Stats. 2022, ch. 58, § 9.) For the sake of clarity and consistency, we refer to section 1172.1 when addressing the recall and resentencing recommendation. 2 implemented by Assembly Bill 1540 should be applied retroactively but nonetheless agree that remand for reconsideration under section 1172.1 is appropriate. We accept the People’s concession, reverse the trial court’s order summarily denying the CDCR’s recommendation, and remand the matter for reconsideration of the CDCR’s recommendation consistent with section 1172.1. FACTUAL AND PROCEDURAL BACKGROUND On June 11, 2013, a San Bernardino County jury found Velasco guilty of attempted home invasion robbery (§§ 211, 664; count 1), assault with a firearm (§ 245, subd. (a)(2); count 4), possession of a firearm by a felon (§ 12021, subd. (a)(1); count 5), and street terrorism (§ 186.22, subd. (a); count 6). As to count 1, the jury returned a true finding that Velasco personally used a firearm, within the meaning of section 12022.53, subdivision (b). As to counts 1 and 4, the jury returned a true finding that Velasco personally used a firearm, within the meaning of section 12022.5, subdivision (a). Velasco also admitted he had suffered a prior serious felony conviction within the meaning of section 667, subdivision (a)(1) and served a prior prison term within the meaning of section 667.5, subdivision (b). The trial court sentenced Velasco to 28 years and eight months in prison, including five years for the prior conviction and one year for the prior prison term. In October 2015, the trial court dismissed count 6 and vacated the corresponding sentencing, resulting in a total sentence of 27 years and four months. In October 2019, the CDCR sent a letter to the court recommending that Velasco’s sentence be recalled, and he be resentenced in light of the legislative changes to section 1170, subdivision (d) authorizing trial courts to 3 strike the punishment for prior serious felony conviction enhancements. On November 7, 2019, the trial court summarily denied the request.3 Velasco subsequently filed a pro. per. motion for reconsideration. The court denied the request as untimely but then set a hearing on the matter. In February 2020, Velasco also filed a pro per motion for resentencing under section 1170, subdivision (d)(1). At the hearing on the resentencing motion, Velasco’s counsel indicated there was no merit to the motion, and the court granted counsel’s request to take it off calendar. It appears Velasco filed another motion for resentencing, through counsel, in March 2020. On June 30, 2022, after over two years of continuances, the court indicated it was without a procedural mechanism or jurisdiction to proceed with Velasco’s original motion to reconsider the trial court’s summary denial or the March 2020 motion. On July 1, 2022, Velasco appealed the trial court’s June 30, 2022 order. By order dated November 3, 2022, we granted Velasco’s motion to amend his notice of appeal to encompass the trial court’s November 7, 2019 denial of the CDCR’s recommendation for recall and resentencing. Velasco filed his amended notice of appeal on November 7, 2022. DISCUSSION Although Velasco concedes the current version of section 1172.1 was not in effect at the time the sentencing court denied the CDCR’s recommendation for recall and resentencing, he argues section 1172.1 should be applied retroactively to ameliorate his sentence. The People disagree that section 1172.1 is subject to presumptions regarding retroactivity.

3 Velasco did not appeal this denial. However, nothing in the record indicates that the public defender’s office, which had represented Velasco at trial and sentencing, received a copy of the order. 4 Nevertheless, they agree the matter should be remanded for a further hearing on the recall recommendation. Generally, statutes are presumed to operate prospectively unless the legislature expressed its intent that they be applied retroactively. (§ 3; People v. Cepeda (2021) 70 Cal.App.5th 456, 466.) But In re Estrada (1965) 63 Cal.2d 740, 744, 746 established that, absent contrary evidence, amendments that ameliorate the punishment under a statute apply to those whose judgments are not yet final on the operative date. (See People v. Superior Court (Lara) (2018) 4 Cal.5th 299, 307–308.) The People contend the Estrada rule does not apply in this case because the procedural mechanism of section 1172.1 permits resentencing in cases where the judgment is final. (See People v. E.M. (2022) 85 Cal.App.5th 1075, 1090.) Additionally, they argue that because section 1172.1 provides for resentencing on equitable grounds in individual cases, it is not akin to the provisions that ameliorate the punishment for a particular crime or class of offender with which Estrada is concerned. We need not decide whether section 1172.1 should be applied retroactively under Estrada because we are persuaded that the case nonetheless must be remanded for the reasons the Third Appellate District cogently explained in People v. McMurray (2022) 76 Cal.App.5th 1035, 1041 (McMurray). As in the instant appeal, the McMurray court reviewed the trial court’s denial of a recall and resentencing recommendation by the CDCR under former section 1170, subdivision (d)(1). (McMurray, supra, 76 Cal.App.5th at p. 1037.) In recounting the legislative history of former section 1170, subdivision (d)(1), the McMurray court highlighted that “the Legislature sought through Assembly Bill 1540 to ‘ensure due process and equitable 5 application in these types of resentencing cases’ and indicate that trial courts should accept the CDCR’s resentencing recommendations.” (McMurray, at p. 1040.) The court further noted that “Assembly Bill 1540 was intended to clarify certain aspects of former section 1170(d)(1) that the appellate courts had incorrectly interpreted, including that, ‘ “when a sentence is recalled or reopened for any reason, in resentencing the defendant trial courts must apply ‘any changes in law that reduce sentences or provide for judicial discretion.’ ” ’ ” (Id. at p. 1041.) Because “the Legislature repeatedly indicated that Assembly Bill 1540 was intended to ‘make clarifying changes’ to former section 1170(d)(1), including specifying the required procedure and guidelines when the CDCR recommends recall and resentencing,” and given that it promptly adopted these changes in response to appellate decisions to the contrary, the McMurray court concluded that the appropriate remedy was to reverse and remand the matter before it. (Ibid.) It reasoned that this outcome was required because our Supreme Court explained in Western Security Bank v. Superior Court (1997) 15 Cal.4th 232, 244 (Western Security Bank), that: “we ‘cannot disregard’ subsequent expressions of the Legislature as to its intent regarding a prior statute. [Citation.] If an amendment ‘ “ ‘which in effect construes and clarifies a prior statute’ ” ’ was adopted soon after controversies arose about the proper interpretation of the statute, ‘ “ ‘it is logical to regard the amendment as a legislative interpretation of the original act—a formal change—rebutting the presumption of substantial change.’ ” ’ [Citation.] When a case involving such a clarifying amendment is on appeal, the appropriate resolution is to reverse and remand the matter for 6 further proceedings in compliance with the amended legislation.” (Id. at p. 1039.)4 We agree the legislative history of Assembly Bill 1540 demonstrates the legislature’s intention to make “clarifying changes” to the required procedures and guidelines that should be followed when applying what is now section 1172.1. When, as here, an appeal involving the statute is pending at the time of the legislative enactment clarifying the statute’s intent, “ ‘we must give effect to this intention unless there is some constitutional objection thereto.’ ” (Western Security Bank, supra, 15 Cal.4th at p. 244.) No such constitutional objections having been raised here, we accept the People’s concession and reverse and remand for compliance with section 1172.1.5 6 4 Two subsequent cases have agreed with this reasoning, and we find none disagreeing. (See People v. E.M., supra, 85 Cal.App.5th at pp. 1090– 1091 and People v. Pierce (2023) 88 Cal.App.5th 1074, 1079.)

5 Apparently because of our order allowing Velasco to amend his notice of appeal to challenge the trial court’s summary denial of the CDCR’s recommendation, Velasco did not challenge the other order appealed—the trial court’s denial of his motion for reconsideration and his renewed motion for resentencing—in his briefing. Accordingly, we deem this issue forfeited and do not address it. (People v. Roscoe (2008) 169 Cal.App.4th 829, 840 [issues not raised in the opening brief are forfeited].) Furthermore, our opinion effectively moots this issue.

6 Early in the appeal proceedings, the People filed a request that we take judicial notice of the record in Velasco’s related appeal, case No. D081230. We deferred ruling on this request. As this request was filed in support of the People’s motion to dismiss, which has since been withdrawn, and because we need not consider the record in the related appeal to decide this matter, the People’s request for judicial notice is denied. 7 DISPOSITION The November 7, 2019 order summarily denying the CDCR’s recommendation to recall Velasco’s sentence is reversed. The matter is remanded to the trial court for reconsideration of the CDCR’s recall and resentencing recommendation consistent with section 1172.1.

HUFFMAN, Acting P. J.

WE CONCUR:

O’ROURKE, J.

KELETY, J.

Cites, in this corpus