People v. Golden CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. 37-2021-00021672-CU-MC-CTL
- Trial judge
- Ronald F. Frazier
- Outcome
- dismissed — Dismissed.
- Area
- civil
- Panel
- Truc T. Do (author), Judith D. McConnell, Joan K. Irion
Analysis
The trial court issued an interim order authorizing a receiver to retain counsel and increase the receivership certificate by $10,000. The Court of Appeal dismissed the appeal, determining that the order was not appealable as it did not settle the receiver's final account or direct payment of money or performance of an act against the appellant.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Interim order authorizing receiver to retain counsel and increase receivership certificate“Concluding the March 3, 2022 order is not appealable, we dismiss this appeal.” | de novo | not reached | agree with court The court correctly applied the established rule that interim orders directing a receiver to perform acts are not appealable until final judgment. The order did not settle the final account or direct payment/act against the appellant, so it falls outside the exceptions for appealability. |
Authorities
- relied: Jennings v. Marralle (1994) 8 Cal.4th 121 — A reviewing court must raise the issue of appealability on its own initiative whenever a doubt exists.
- relied: Title Insurance & Trust Co. v. California Development Co. (1911) 159 Cal. 484 — Interim orders authorizing a receiver to sell certificates or manage funds are not appealable to prevent delay and inconvenience.
- relied: Schwartz v. Schwartz (1970) 5 Cal.App.3d 133 — Orders authorizing a receiver to pay attorney's fees are not appealable; errors are reviewed on appeal from the final accounting.
- relied: In re Marriage of Skelley (1976) 18 Cal.3d 365 — The collateral order doctrine applies only to orders directing payment of money or performance of an act.
- relied: Sjoberg v. Hastorf (1948) 33 Cal.2d 116 — For an order to be appealable under the collateral order doctrine, it must direct payment of money or performance of an act by or against the appellant.
- relied: Free Gold Mining Co. v. Spiers (1901) 135 Cal. 130 — Interim orders for preservation or management of property are not appealable if they do not finally determine rights or direct performance of an act.
The appellate opinion: sound — The opinion is sound because it correctly distinguishes between appealable final orders (like final accounts) and non-appealable interim management orders, citing consistent California authority. It effectively addresses the appellant's collateral order argument by noting the order did not direct payment or performance against her.
How this analysis was made · dispute it
unusual dispositionThe trial court, having placed Lisa Golden's residence in a receivership to remedy municipal code violations, entered a March 3, 2022 order authorizing the receiver to retain counsel and to increase the receivership certificate by $10,000 to pay counsel's retainer. The Court of Appeal, after requesting supplemental briefing on appealability, held the interim receivership order is not appealable under Code of Civil Procedure section 904.1 or the collateral order doctrine and dismissed the appeal with costs to respondent.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
March 3, 2022 order authorizing the receiver to retain counsel for the receiver and his staff and to increase the receivership certificate by $10,000 to pay counsel's retainer“The March 3, 2022 order does not settle the receiver’s account. Nor does it direct the payment of compensation to the receiver.” | unclear | not reached | agree with court The court did not review the merits; it decided only that the order is a non-appealable interim receivership order. That conclusion is well supported: section 904.1(a)(7) makes appointment orders appealable, and Supreme Court authority (Title Insurance, Illinois Trust, Rochat) plus Schwartz and Wilson treat interim orders authorizing receivers to pay fees or sell certificates as reviewable only on appeal from the final accounting. The collateral order analysis correctly applies Skelley and Sjoberg, since the order directs no payment or act by Golden. The Free Gold argument was properly answered by distinguishing rationale from test. |
April 19, 2022 order (Golden, a vexatious litigant, was denied permission to appeal it under Code Civ. Proc. § 391.7(c))“We granted permission as to the March 3, 2022 order but not as to the April 19, 2022 order.” | unclear | not reached | agree with court Under section 391.7, subdivision (c), a vexatious litigant subject to a prefiling order must obtain leave from the presiding justice before filing an appeal in propria persona; the court granted leave only for the March 3 order and so properly disregarded briefing on the April 19 order. The opinion gives no detail about the April 19 order, so nothing more can be assessed. |
Authorities
- relied: Jennings v. Marralle (1994) 8 Cal.4th 121 — A reviewing court must raise appealability on its own initiative whenever there is doubt whether an appealable judgment or order exists.
- relied: Title Insurance & Trust Co. v. California Development Co. (1911) 159 Cal. 484 — Interim orders authorizing a receiver to act (there, selling receiver's certificates) are not appealable; the trial court must be able to direct the receiver without repeated successive appeals.
- relied: Rochat v. Gee (1891) 91 Cal. 355 — An order settling a receiver's final account is appealable, and parties aggrieved by earlier interim orders are protected by appeal from that final settlement.
- relied: Schwartz v. Schwartz (1970) 5 Cal.App.3d 133 — An order authorizing a receiver to pay attorney's fees is not appealable; any improper disbursement is reviewable on appeal from the receiver's final accounting.
- relied: Illinois Trust & Sav. Bank v. Pacific Ry. Co. (1893) 99 Cal. 407 — Appeal from an interim order making the receiver's lien prior and paramount to other liens dismissed as non-appealable.
- relied: Wilson v. Day (1952) 112 Cal.App.2d 598 — Order authorizing receiver to pay attorney's fees is not appealable.
- relied: Los Angeles v. Los Angeles City Water Co. (1901) 134 Cal. 121 — An order directing payment of a receiver's compensation is appealable.
- relied: Steinberg v. Goldstein (1954) 122 Cal.App.2d 516 — An order directing payment of a receiver's compensation is appealable.
- relied: In re Marriage of Skelley (1976) 18 Cal.3d 365 — The collateral order doctrine applies only to orders that are final as to a collateral matter and direct the payment of money or performance of an act.
- relied: Sjoberg v. Hastorf (1948) 33 Cal.2d 116 — A collateral order is appealable only if it directs payment of money by appellant or performance of an act by or against appellant; finally deciding a distinct issue is not enough.
- relied: Free Gold Mining Co. v. Spiers (1901) 135 Cal. 130 — Orders for preservation or management of property in receivership that do not finally determine rights in the property or direct an act by or against appellant are not appealable; the preservation language describes rationale, not the test.
The appellate opinion: sound — The court correctly raised appealability sua sponte, grounded its holding in section 904.1 and a consistent line of Supreme Court and Court of Appeal authority treating interim receivership orders as non-appealable, and squarely answered Golden's collateral-order and Free Gold arguments with the governing tests from Skelley and Sjoberg. The reasoning is complete for the narrow jurisdictional question presented and leaves Golden an avenue of review on appeal from the final accounting.
Opinion
Filed 11/22/23 P. v. Golden CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE et al., D080456 Plaintiffs, v. (Super. Ct. No. 37-2021-00021672- CU-MC-CTL) LISA GOLDEN, Defendant and Appellant;
RICHARD C. GRISWOLD, Respondent.
APPEAL from an order of the Superior Court of San Diego County, Ronald F. Frazier, Judge. Dismissed. Lisa Golden, in pro. per., for Defendant and Appellant. Richardson C. Griswold, in pro. per.; Griswold Law and Neil R. Sheaffer for Respondent. No appearance by Plaintiffs. MEMORANDUM OPINION1 Lisa Golden appeals from a March 3, 2022 order authorizing the receiver of her residential property to retain counsel and increase the receivership certificate.2 In June 2021, the trial court placed Golden’s property in a receivership to remedy municipal code violations. The court originally permitted the receiver to fund a $62,000 receivership certificate but later authorized increases to the certificate, including in its March 3, 2022 order. That order stemmed from a deposition subpoena Golden served on a representative of the receiver. The court granted the receiver’s request for authorization to (1) retain counsel to represent the receiver and his staff, and (2) increase the certificate by $10,000 to pay the counsel’s retainer fee. We requested and received supplemental briefing regarding the appealability of the March 3, 2022 order. (See Jennings v. Marralle (1994) 8 Cal.4th 121, 126 [“A reviewing court must raise the issue [of appealability] on its own initiative whenever a doubt exists as to whether the trial court has entered a final judgment or other order or judgment made appealable by Code of Civil Procedure section 904.1.”].) Concluding the March 3, 2022 order is not appealable, we dismiss this appeal.
1 We resolve this case by memorandum opinion pursuant to section 8.1 of the California Standards of Judicial Administration.
2 Golden also sought to appeal from an order dated April 19, 2022. As a vexatious litigant appearing in propria persona, Golden had to obtain permission to appeal. (Code Civ. Proc., § 391.7, subd. (c).) We granted permission as to the March 3, 2022 order but not as to the April 19, 2022 order. Accordingly, we disregard Golden’s discussion of matters beyond the March 3, 2022 order in her briefing on appeal.
2 An order appointing a receiver is appealable. (Code Civ. Proc., § 904.1, subd. (a)(7).) So is an order settling the final account of a receiver (Rochat v. Gee (1891) 91 Cal. 355, 357 (Rochat)), or an order directing the payment of a receiver’s compensation. (Los Angeles v. Los Angeles City Water Co. (1901) 134 Cal. 121, 122, 124; Steinberg v. Goldstein (1954) 122 Cal.App.2d 516, 518.) However, courts have held interim orders directing or authorizing receivers to perform various acts to be not appealable. (See Title Insurance & Trust Co. v. California Development Co. (1911) 159 Cal. 484, 493–494 [dismissing appeal from orders authorizing receiver to sell receiver’s certificates]; Illinois Trust & Sav. Bank v. Pacific Ry. Co. (1893) 99 Cal. 407, 409, 411 [dismissing appeal from order making the receiver’s lien “prior and paramount” to any other liens]; Schwartz v. Schwartz (1970) 5 Cal.App.3d 133, 137, 139–140 (Schwartz) [dismissing appeal from order authorizing receiver to pay attorney’s fees]; Wilson v. Day (1952) 112 Cal.App.2d 598, 599 [same].) In Title Insurance, the California Supreme Court explained the underlying policy: “Where a court has taken possession and control of property through a receiver, the preservation and proper management of such property can best be effected by permitting the trial court, pending a final hearing of the cause, to direct the receiver in the disposition of the funds coming into his hands, without having its supervisory action subject to the delay and inconvenience incident to repeated and successive appeals from separate orders.” (Title Insurance, at p. 492.) Here, Golden appeals from an interim order. The March 3, 2022 order does not settle the receiver’s account. Nor does it direct the payment of compensation to the receiver. Instead, it authorizes the receiver to retain counsel and increase the receivership certificate to pay the counsel’s retainer. Both components fall squarely within the realm of authorized acts not 3 appealable until final judgment. As the court in Schwartz explained, “[i]f the ordered payment of [attorney’s] fees constitutes an improper disbursement of funds in the hands of the receiver, the matter is subject to review and adjustment on an appeal from the receiver’s final accounting.” (Schwartz, supra, 5 Cal.App.3d at p. 140.) So too here. Golden may seek relief from the trial court for any issues with the receiver’s payment of attorney’s fees and may raise any such issues in an appeal following a final accounting. (Heinze v. Butte & B. Consol. Min. Co. (9th Cir. 1904) 129 F.337, 340 [“If the sum so paid were improperly disbursed, the error in its payment may be reviewed in adjusting the receiver’s final account.”]; Rochat, supra, 91 Cal. at p. 357 [“The final account will refer to previous reports filed, and when that is settled, any one aggrieved will be fully protected by an appeal”].) In her supplemental brief, Golden contends the March 3, 2022 order falls under the collateral order doctrine. However, as Golden acknowledges, the collateral order doctrine only applies to orders “directing payment of money or performance of an act.” (In re Marriage of Skelley (1976) 18 Cal.3d 365, 368.) The March 3, 2022 order does neither. It authorizes the receiver to retain counsel and increase the receivership certificate. It does not direct Golden (or anyone else) to pay money or perform an act. Accordingly, the collateral order doctrine does not apply. (See Sjoberg v. Hastorf (1948) 33 Cal.2d 116, 119 [“It is not sufficient that the order determine finally for the purposes of further proceedings in the trial court some distinct issue in the case; it must direct the payment of money by appellant or the performance of an act by or against him.”].) Golden seizes on the receiver’s quotation from Free Gold Mining Co. v. Spiers (1901) 135 Cal. 130, 132—“if every order which the court might make for the preservation or proper management of the property in its custody is 4 subject to a direct appeal therefrom, not only would the court be greatly hampered in its efforts to preserve the property, but the interests of all the parties interested might be greatly prejudiced”—to assert that the court’s March 3, 2022 order “does nothing to ‘preserve property.’ ” But the quoted portion of Free Gold does not state the test for whether an interim order is appealable. It only describes the rationale for limiting appeals from interim orders. The March 3, 2022 order “does not finally determine the rights of the appellants in the property involved in the action or in any part thereof, nor does it direct the performance of any act by or against the appellants.” (Free Gold, at p. 131.) It is therefore not appealable.
DISPOSITION
The appeal is dismissed. Respondent is entitled to costs on appeal. (Cal. Rules of Court, rule 8.278(a)(1) & (2).)
DO, J.
WE CONCUR:
McCONNELL, P. J.
IRION, J.
Cites, in this corpus
- Jennings v. Marralle S034510 · 1994-08-01
- In Re Marriage of Skelley L.A. 30631 · 1976-11-29
- Schwartz v. Schwartz Civ. 33989 · 1970-03-09
- Steinberg v. Goldstein Civ. 4691 · 1954-01-13
- Wilson v. Day Civ. 18992 · 1952-08-07
- Sjoberg v. Hastorf S. F. 17746 · 1948-11-19
- Title Ins. Trust Co. v. Calif. Etc. Co. L.A. Nos. 2791-2792. · 1911-03-13
- Free Gold Mining Co. v. Spiers L.A. No. 939. · 1901-12-19
- City of Los Angeles v. Los Angeles City Water Co. L.A. No. 935. · 1901-09-07
- Illinois Trust & Savings Bank v. Pacific Railway Co. No. 15460 · 1893-08-30
- Rochat v. Gee No. 13810 · 1891-09-23