gno.law

Marriage of D. CA4/1

California Court of Appeal · D080760 · 2023-09-21 · Unpublished

Proceeding
appeal from an order
Trial court
Superior Court of San Diego County · No. DN174297
Trial judge
William Y. Wood
Outcome
affirmed — Affirmed.
Area
family
Panel
Michele M. Castillo (author), Judith D. McConnell, O'Rourke

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T02:47Z · confidence high

The trial court denied Joyce D. custody, visitation, and conjoint therapy with her minor children, finding it was not in their best interest based on evidence of her alcohol abuse, mental health issues, and violations of court orders. The Court of Appeal affirmed the order, ruling that Joyce failed to provide an adequate appellate record (specifically a reporter's transcript or settled statement) to demonstrate that the trial court's findings were unsupported by substantial evidence.

Ruling reviewedStandardThe courtThe model
Denial of custody, visitation, and conjoint therapy with minor children
“The court ultimately found it was not in the minor children’s best interest to order visitation, custody, or conjoint therapy with Joyce, and it subsequently entered a Findings and Order After Hearing reiterating those findings.”
substantial evidencecorrectagree with court
The appellate court affirmed because the appellant failed to provide a reporter's transcript or settled statement, creating an incomplete record that precluded meaningful review of the substantial evidence challenge. Under California law, an incomplete record of oral proceedings bars an appellant from claiming the evidence was insufficient to support the order, leading to a presumption that the trial court acted properly.

Authorities

  • relied: In re Marriage of Fajota (2014) 230 Cal.App.4th 1487 — Establishes the standard of review for custody and visitation orders as substantial evidence.
  • relied: In re Marriage of Balcof (2006) 141 Cal.App.4th 1509 — Appellate courts defer to trial court credibility determinations and do not reweigh evidence; the Court of Appeal is not a second trier of fact.
  • relied: Parker v. Harbert (2012) 212 Cal.App.4th 1172 — It is the appellant's burden to provide an adequate record establishing error.
  • relied: Foust v. San Jose Construction Co., Inc. (2011) 198 Cal.App.4th 181 — An appellant must include a reporter's transcript or a settled statement in the record; failure to provide an adequate record requires the issue to be resolved against the appellant.
  • relied: Aguilar v. Avis Rent A Car System, Inc. (1999) 21 Cal.4th 121 — An incomplete record of oral proceedings bars an appellant from arguing that the evidence was insufficient to support the trial court's findings.
  • relied: Gonzalez v. Rebollo (2014) 226 Cal.App.4th 969 — Without a complete record, the appellate court is unable to determine whether substantial evidence supported the implied findings underlying the trial court's order.
  • relied: Nwosu v. Uba (2004) 122 Cal.App.4th 1229 — Rules of appellate procedure regarding adequate records apply regardless of whether an appellant is represented by counsel or is self-represented.
  • relied: Elena S. v. Kroutik (2016) 247 Cal.App.4th 570 — Supports the presumption that the trial court acted properly when an appellant fails to provide a transcript of oral proceedings.
  • relied: Nelson v. Avondale Homeowners Assn. (2009) 172 Cal.App.4th 857 — Appellate briefs must provide argument and legal authority; points not supported by reasoned argument and citations are treated as waived.
  • relied: Dabney v. Dabney (2002) 104 Cal.App.4th 379 — Courts disregard arguments for which no authority is furnished.

The appellate opinion: sound — The opinion is procedurally sound as it correctly applies the well-established rule that an appellant must provide an adequate record (transcript or settled statement) to challenge the sufficiency of evidence. The court properly identified that the absence of a transcript for the specific evidentiary hearing at issue precluded meaningful review, leading to the presumption of correctness for the trial court's findings.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:30Z · confidence low

After a July 7, 2022 evidentiary hearing at which no court reporter was present, the trial court found it was not in the minor children's best interest to order custody, visitation, or conjoint therapy with the mother, Joyce D. The Court of Appeal affirmed, holding that because Joyce supplied no reporter's transcript or settled statement, the record was inadequate to review her substantial evidence challenge and the order must be presumed correct, and that her remaining unsupported complaints were waived.

Ruling reviewedStandardThe courtThe model
Finding that custody, visitation, and conjoint therapy with Joyce would not be in the minor children's best interest, resulting in an order denying her any parenting time
“An incomplete record of the oral proceedings bars an appellant from claiming that the evidence was insufficient to support the order in question.”
substantial evidencecorrectagree with court
The court correctly identified substantial evidence as the standard (Fajota) and correctly applied the settled rule that an appellant who attacks the sufficiency of the evidence without a reporter's transcript or settled statement cannot prevail (Aguilar, Foust, Gonzalez). The minute order reflects that seven witnesses testified and the court relied on that testimony, Dr. Clipson's report, Family Court Services reports, repeated order violations, and a criminal protective order history; without the testimony, the appellate court could not reweigh. The presumption of correctness and the appellant's burden to furnish an adequate record (Parker, Nwosu) apply equally to self-represented litigants. The result is procedurally compelled even though the order is severe, and nothing in the opinion suggests Joyce sought a settled statement under rule 8.137.
Evidentiary rulings excluding Joyce's character letters, text messages, and police report, and her claims of judicial bias and factual disagreements
“Thus, we need not consider the numerous specific complaints she lists in her opening brief, which appear to include various disagreements about the court’s evidentiary rulings and the weight given to particular evidence”
unclearnot reachedagree with court
The court treated these points as waived under Nelson v. Avondale Homeowners Assn. and Dabney v. Dabney because the briefing lacked reasoned argument and citation to authority, and additionally noted the record was insufficient to evaluate them. That is a conventional and correct application of the forfeiture rule, which applies to pro per litigants under Nwosu. The court did not reach the merits of the evidentiary rulings, so there is no appellate ruling on their correctness to evaluate.

Authorities

  • relied: In re Marriage of Fajota (2014) 230 Cal.App.4th 1487 — Custody and visitation findings are reviewed for substantial evidence.
  • relied: In re Marriage of Balcof (2006) 141 Cal.App.4th 1509 — The Court of Appeal is not a second trier of fact; it defers to credibility determinations and does not reweigh evidence.
  • relied: Parker v. Harbert (2012) 212 Cal.App.4th 1172 — The appellant bears the burden of providing an adequate record establishing error.
  • relied: Foust v. San Jose Construction Co., Inc. (2011) 198 Cal.App.4th 181 — An appellant generally must provide a reporter's transcript or settled statement; failure to provide an adequate record requires the issue be resolved against the appellant.
  • relied: Aguilar v. Avis Rent A Car System, Inc. (1999) 21 Cal.4th 121 — A party who elects not to provide a reporter's transcript has no basis to argue the evidence at trial was insufficient to support the court's finding.
  • relied: Gonzalez v. Rebollo (2014) 226 Cal.App.4th 969 — Without a complete record, the appellate court cannot determine whether substantial evidence supported the trial court's findings.
  • relied: Nwosu v. Uba (2004) 122 Cal.App.4th 1229 — Rules of appellate procedure, including the adequate-record requirement, apply equally to self-represented litigants.
  • relied: Elena S. v. Kroutik (2016) 247 Cal.App.4th 570 — Where the appellant fails to provide a transcript of the oral proceedings, the appellate court presumes the trial court acted properly and affirms.
  • relied: Nelson v. Avondale Homeowners Assn. (2009) 172 Cal.App.4th 857 — Points not supported by reasoned argument and citations to authority are treated as waived.
  • relied: Dabney v. Dabney (2002) 104 Cal.App.4th 379 — A reviewing court may disregard arguments for which no authority is furnished.

The appellate opinion: sound — The opinion correctly applies the well-settled rules that the appellant bears the burden of furnishing an adequate record, that a sufficiency-of-the-evidence challenge fails without a reporter's transcript or settled statement, and that unsupported arguments are forfeited, citing directly applicable Supreme Court and Court of Appeal authority. The court also took the appropriate step of augmenting the record with the omitted Clipson report and granting Joyce's late motion to correct the record, and the result is compelled on the record described.

How this analysis was made · dispute it

record incomplete

Opinion

Filed 9/21/23 Marriage of D. CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

In re Marriage of JOYCE D. and SCOTT D. D080760 JOYCE D., Appellant, v. SCOTT D., (Super. Ct. No. DN174297) Respondent.

APPEAL from an order of the Superior Court of San Diego County, William Y. Wood, Judge. Affirmed. Joyce D., in pro. per., for Appellant. No appearance for Respondent. Joyce D. appeals a visitation and custody order. On appeal, she contends there was insufficient evidence to support the trial court’s findings that granting her custody, visitation, and conjoint therapy with her minor children would not be in their best interest. Because we presume the order is correct and because Joyce has not provided us with an adequate appellate record to show the trial court erred, we affirm. FACTUAL AND PROCEDURAL SUMMARY1 Joyce D. and her ex-husband, Scott D., have three children, two of whom are minors.2 On July 7, 2022, the trial court held an evidentiary hearing regarding Joyce and Scott’s custody and visitation dispute. Both parties represented themselves, and no court reporter was present.

Joyce, Scott, and five other witnesses testified at the hearing.3 The court admitted many of Joyce’s exhibits into evidence, including her two minor children’s report cards, photographs of her home and children, proof of one child’s COVID test, proofs of Joyce’s completion of substance abuse programs and various parenting and therapy classes, and Joyce’s resume indicating her background as an attorney. The court did not admit into evidence Joyce’s other exhibits, which included letters about her character from various individuals and treating professionals, text messages, and a police report.

1 The appellate record supplied by Joyce is insufficient to support a proper factual and procedural summary. For context, however, we provide the following summary based on the trial court’s minute order summarizing the evidentiary hearing and Dr. Clark Clipson’s psychological evaluation. Dr. Clipson’s June 16, 2022 report was designated by Joyce, but it appears that it was inadvertently omitted from the record on appeal. We augment this document on the court’s own motion. (Cal. Rules of Court, rule 8.155(a)(1)(A).)

2 At the time of the July 7, 2022 evidentiary hearing, two of the three children were minors, but the court observed that one of the minors would “soon” turn the age of majority. Because more than a year has passed since the hearing, it is probable that one of the two children is no longer a minor. However, we are unable to make this determination on the incomplete record before us.

3 The minute order and limited record before us do not elucidate any information about Joyce’s or the other witnesses’ testimony. 2 The court also admitted into evidence Dr. Clark Clipson’s April 2022 psychological evaluation of Joyce. In that report, Dr. Clipson noted Joyce’s ongoing history of abusing alcohol until May 2018, prior posttraumatic stress disorder, chronic history of anxiety, and history of domestic violence in her relationship with Scott. Dr. Clipson noted that the validity of his psychological evaluation was “limited” because of Joyce’s “defensive” approach to it. He observed that Joyce did not seem to understand the impact of her behavior on others and that her tendency to “act out in an impulsive . . . manner when she is frustrated . . . is worse when she is intoxicated.” Dr. Clipson recommended that Joyce and her children try again to participate in conjoint psychotherapy, that Joyce continue to abstain from the use of alcohol, and that she continue to participate in Alcoholics Anonymous. Dr. Clipson concluded that “[o]ther than the risk of being over- protective and/or intrusive in her children’s lives, [Joyce] [wa]s unlikely to have any other difficulties safely and effectively parenting her children.” According to the hearing’s minute order, the trial court “highlight[ed]” unspecified portions of Dr. Clipson’s report and the portions of Family Court Services reports that identified concerns about Joyce’s behavior, recommended she have no contact with the minors, and identified a lack of improvement of her mental health and behavior. The court noted the unusually large volume of filings in the case and that there was “a Criminal Protective Order component, and incarceration due to violations of the Criminal Protective Order.” The court further pointed to Joyce’s repeated violations of court orders, her unusual affect and behavior in court during the hearing, her “minimizing of her alcohol disorder,” and her “irrational obsession with requesting change to the custody and visitation orders in this case” as evidenced by her 16 ex parte hearing requests filed over the previous 3 three years. The court expressed it did not believe there had been any “revelation or clarity in [Joyce’s] thought processes” and that it was “inconceivable that [it] would bestow any parenting time to [Joyce] considering the evidence provided.” The court ultimately found it was not in the minor children’s best interest to order visitation, custody, or conjoint therapy with Joyce, and it subsequently entered a Findings and Order After Hearing reiterating those findings. Joyce appeals. DISCUSSION Joyce challenges the trial court’s findings that allowing her visitation, custody, and conjoint therapy with her minor children would not be in their best interest. We review this challenge for substantial evidence. (In re Marriage of Fajota (2014) 230 Cal.App.4th 1487, 1497.) As we will explain, however, the appellate record is insufficient to show the trial court’s findings are not supported by substantial evidence. An appeal is not a second hearing or a trial. Rather, an appellate court’s role is to determine whether any error occurred, and if so, whether that error was prejudicial to the appellant. In doing so, we defer to the trial court’s credibility determinations and do not reweigh evidence. (In re Marriage of Balcof (2006) 141 Cal.App.4th 1509, 1531 [“[t]he Court of Appeal is not a second trier of fact”].) It is an appellant’s burden to provide an adequate record establishing error. (Parker v. Harbert (2012) 212 Cal.App.4th 1172, 1178.) Generally, an appellant must include in the record either a reporter’s transcript or a settled statement. (Foust v. San Jose Construction Co., Inc. (2011) 198 Cal.App.4th 181, 187 (Foust).) An incomplete record of the oral proceedings bars an appellant from claiming that the evidence was insufficient to support the order in question. (Aguilar v. Avis Rent A Car System, Inc. (1999) 21 Cal.4th 4 121, 132 [if defendants “elected not to provide a reporter’s transcript of the trial proceedings,” they “have no basis upon which to argue that the evidence adduced at trial was insufficient to support the trial court’s finding”]; Gonzalez v. Rebollo (2014) 226 Cal.App.4th 969, 977 [“Without a complete record, we are unable to determine whether substantial evidence supported the implied findings underlying the trial court’s order.”]; Foust, at p. 187 [“ ‘Failure to provide an adequate record on an issue requires that the issue be resolved against [appellant].’ ”].) These rules of appellate procedure apply regardless of whether an appellant is represented by counsel or is self- represented. (Nwosu v. Uba (2004) 122 Cal.App.4th 1229, 1247.) Here, the trial court made express findings regarding the minor children’s best interest based on its evaluation of the evidence and the witnesses’ testimony at the hearing. The appellate record before us, however, is insufficient to establish that those findings are unsupported by substantial evidence. Specifically, the record consists only of Joyce’s declarations4 and exhibits, Dr. Clipson’s report, a reporter’s transcript of a different hearing, the court’s July 7, 2022 minute order, and the July 29, 2022 Findings and Order After Hearing. It does not include a reporter’s transcript or a settled statement for the order at issue. Thus, on this limited and insufficient record, we are unable to conduct a meaningful review of Joyce’s substantial evidence challenge and must instead “presume the trial court acted 4 Three days before oral argument in this appeal, Joyce filed a “motion to correct” the record by augmenting it with her June 21, 2022 declaration, which she claimed was incorrectly omitted from the Clerk’s Transcript. We agreed to consider Joyce’s motion with the appeal and now grant it. 5 properly.”5 (Elena S. v. Kroutik (2016) 247 Cal.App.4th 570, 576 [affirming domestic violence restraining order where appellant failed to provide transcript of oral proceedings].) DISPOSITION The order is affirmed. Joyce is to bear her own costs.

CASTILLO, J.

WE CONCUR:

McCONNELL, P. J.

O’ROURKE, J.

5 We further observe that an appellant is bound by additional rules of appellate procedure designed to facilitate our review of claims of reversible error. For example, “[a]ppellate briefs must provide argument and legal authority for the positions taken. ‘When an appellant fails to raise a point, or asserts it but fails to support it with reasoned argument and citations to authority, we treat the point as waived.’ ” (Nelson v. Avondale Homeowners Assn. (2009) 172 Cal.App.4th 857, 862; see Dabney v. Dabney (2002) 104 Cal.App.4th 379, 384 [court disregards argument for which no authority is furnished].) Here, Joyce’s appellate briefing does not comply with those requirements. Thus, we need not consider the numerous specific complaints she lists in her opening brief, which appear to include various disagreements about the court’s evidentiary rulings and the weight given to particular evidence, Judge Wood’s alleged “bias” at the hearing, and specific factual contentions—all of which lack reasoned argument and citations to authority. Moreover, as discussed previously, without a sufficient record to evaluate these arguments, we are unable do so. 6

Cites, in this corpus