gno.law

People v. Palumbo CA4/1

California Court of Appeal · D081085 · 2023-08-30 · Unpublished

Proceeding
appeal from an order
Trial court
Superior Court of San Diego County · No. ECR12126
Trial judge
Robert O’Neill
Outcome
affirmed — Affirmed.
Area
criminal
Panel
Julia C. Kelety (author)

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T04:30Z · confidence high

The trial court denied Palumbo's motion for a Franklin proceeding, ruling that he was ineligible for a youth offender parole hearing under Penal Code section 3051 because he committed his offense at age 22 and received a life-without-parole sentence. The Court of Appeal affirmed, holding that Palumbo's equal protection challenge was barred by the precedent set in People v. Jackson and his cruel or unusual punishment challenge was forfeited and unsupported by evidence.

Ruling reviewedStandardThe courtThe model
Denial of motion for a Franklin proceeding based on ineligibility for youth offender parole hearing under Penal Code section 3051(h).
“the trial court concluded that Palumbo’s LWOP sentence—which precludes him from receiving such a parole hearing in the future (see Penal Code § 3051(h))—defeats his claimed entitlement to a Franklin proceeding.”
de novocorrectagree with court
The appellate court correctly identified that a Franklin proceeding is a mechanism to preserve evidence for a future youth offender parole hearing. Since Penal Code section 3051(h) explicitly excludes young adults (18-25) sentenced to LWOP from eligibility for such hearings, there is no future hearing for which evidence needs to be preserved. The trial court's statutory interpretation was correct, and the appellate court properly affirmed the denial of the motion.
Rejection of Palumbo's equal protection challenge to Penal Code section 3051(h).
“we are unwilling to disturb the well-reasoned opinions (Jackson, supra, 61 Cal.App.5th 189 [maj. opn.]) and id., at p. 200 [conc. of Dato, J.]) expressed by our colleagues in that case.”
de novocorrectagree with court
The court applied the intra-district stare decisis doctrine, refusing to overrule the prior panel decision in People v. Jackson (2021) 61 Cal.App.5th 189, which held that the exclusion of young adult LWOP offenders from youth parole hearings does not violate equal protection. The court noted that Palumbo provided no new evidence or binding precedent to warrant a departure from Jackson, and cited the pending California Supreme Court review in People v. Hardin as a reason to maintain the status quo. This is a standard and correct application of appellate procedure.
Rejection of Palumbo's cruel or unusual punishment challenge to his LWOP sentence.
“By failing to challenge his sentence as cruel and/or unusual as part of the direct appeal he initiated in 1996, Palumbo has forfeited his ability to challenge the sentence now.”
de novocorrectagree with court
The court held that Palumbo forfeited his challenge to the constitutionality of his sentence by failing to raise it on direct appeal in 1996. Additionally, the court found the Eighth Amendment argument foreclosed by People v. Flores (2020) 9 Cal.5th 371, which upheld the death penalty for 18-year-olds, implying LWOP is not unconstitutional for young adults. The state constitutional claim was rejected because Palumbo failed to provide the necessary factual showing regarding the nature of the offense or comparative sentencing. The reasoning is legally sound.

Authorities

  • relied: People v. Franklin (2016) 63 Cal.4th 261 — Established the procedure for preserving youth-related mitigation evidence for future youth offender parole hearings.
  • relied: People v. Jackson (2021) 61 Cal.App.5th 189 — Held that the exclusion of young adult LWOP offenders from youth offender parole hearings under Penal Code section 3051(h) does not violate equal protection.
  • relied: People v. Flores (2020) 9 Cal.5th 371 — Held that the death penalty is not unconstitutional for offenders who were 18 years old at the time of the offense, supporting the conclusion that LWOP is not unconstitutional for young adults.
  • relied: In re Williams (2020) 57 Cal.App.5th 427 — Applied the three-part test for determining if a sentence is grossly disproportionate under the California Constitution and rejected an Eighth Amendment challenge by a 21-year-old LWOP offender.
  • relied: People v. Hardin (2022) 84 Cal.App.5th 273 — A case where the California Supreme Court granted review of the equal protection challenge to Penal Code section 3051(h), cited to show the issue is pending before the state's highest court.

The appellate opinion: sound — The opinion is sound because it correctly applies the intra-district stare decisis rule to defer to the prior panel decision in Jackson and properly identifies the forfeiture of the sentence challenge due to failure to raise it on direct appeal. It also correctly notes the lack of evidentiary support for the state constitutional cruel or unusual punishment claim.

How this analysis was made · dispute it

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:30Z · confidence medium

The trial court denied John Palumbo's motion for a Franklin evidence-preservation proceeding, ruling that Penal Code section 3051, subdivision (h) makes him ineligible for a youth offender parole hearing because he was 22 and sentenced to LWOP, and rejecting his equal protection and cruel and/or unusual punishment challenges to the statute. The Court of Appeal affirmed, adhering under stare decisis to its prior decision in People v. Jackson on equal protection, finding the cruel/unusual challenge forfeited for not being raised on direct appeal in 1996, and alternatively holding the Eighth Amendment claim foreclosed by People v. Flores and the article I, section 17 claim unsupported by any showing on the Lynch factors.

Ruling reviewedStandardThe courtThe model
Denial of motion for a Franklin proceeding and appointment of counsel on the ground that section 3051(h) renders a young-adult LWOP offender ineligible for a youth offender parole hearing
“In other words, the sine qua non of a Franklin proceeding is the offender’s entitlement to a future youth offender parole hearing.”
de novocorrectagree with court
The opinion does not state a standard of review but decides pure questions of statutory and constitutional law independently. Under Franklin and In re Cook, a Franklin proceeding exists only to build a record for a future section 3051 hearing; subdivision (h) unambiguously excludes offenders sentenced to LWOP for offenses committed after age 18, so absent a successful constitutional challenge the denial follows directly from the statute.
Rejection of the equal protection challenge to section 3051's exclusion of young-adult LWOP offenders from youth offender parole hearings
“The problem with this request, however, is that Palumbo has presented us with neither evidence nor binding precedent to warrant a departure from the opinion that this court expressed, just two and a half years ago, in Jackson.”
de novocorrectagree with court
The court did not independently analyze the merits but adhered to Jackson (same division) under the Opsal 'compelling reason' standard, acknowledging contrary authority in Hardin (review granted) and that the Supreme Court would soon resolve the issue. A Court of Appeal panel is not bound by another panel, but choosing to follow a recent, well-reasoned decision of the same division representing the prevailing view is a legitimate exercise of stare decisis, and Jackson's rational-basis reasoning (LWOP special-circumstance murderers not similarly situated / Legislature may proceed incrementally) is a defensible resolution. The result is sound even if the opinion skips the merits.
Holding that Palumbo forfeited his cruel and/or unusual punishment challenge by not raising it on his 1996 direct appeal
“By failing to challenge his sentence as cruel and/or unusual as part of the direct appeal he initiated in 1996, Palumbo has forfeited his ability to challenge the sentence now.”
de novocorrectunsure
The forfeiture rationale is questionable as applied to Palumbo's actual argument, which is that the 2015 and 2017 amendments to section 3051 rendered his LWOP sentence cruel or unusual by making less-culpable young adults parole-eligible; that argument could not have been raised in 1996. The court also recognized in footnote 11 that habeas corpus may be the proper vehicle, which suggests the real problem is procedural posture (a Franklin motion is not a vehicle to attack the sentence) rather than forfeiture. Because the court alternatively reached and rejected the merits, any flaw in this ground did not affect the outcome.
Rejection on the merits of the Eighth Amendment and article I, section 17 cruel and/or unusual punishment challenges to the LWOP sentence and section 3051
“If the Eighth Amendment does not prohibit a sentence of death for 21 year olds, then most assuredly, it does not prohibit the lesser LWOP sentence.”
de novocorrectagree with court
On the federal claim, Flores held that 18 remains the line for death eligibility despite brain-science evidence, and Miller/Roper/Graham are limited to offenders under 18, so Williams's a fortiori reasoning for LWOP is sound. On the state claim, the court correctly applied the Lynch/Carmony framework and reasonably found no showing on the three techniques beyond age and scattered references to upbringing; the court appropriately noted that out-of-state decisions (Parks, Monschke) rested on evidence not in this record. The court did not discuss People v. Dillon, the leading California case applying article I, section 17 to a youthful felony-murderer who caused an unintended death, which is factually closer to Palumbo's accidental-discharge felony murder, but the absence of a developed showing by Palumbo makes the result defensible.

Authorities

  • relied: People v. Franklin (2016) 63 Cal.4th 261 — Juvenile offenders entitled to a section 3051 youth offender parole hearing may have a trial-court proceeding to preserve youth-related mitigation evidence for the Board's later use.
  • relied: In re Cook (2019) 7 Cal.5th 439 — Describes the Franklin proceeding as a mechanism tied to an offender's entitlement to a future youth offender parole hearing.
  • relied: People v. Jackson (2021) 61 Cal.App.5th 189 — Section 3051's exclusion of offenders aged 18-25 sentenced to LWOP for special circumstance murder does not violate equal protection.
  • relied: People v. Acosta (2021) 60 Cal.App.5th 769 — Describes the legislative history of section 3051 and expresses reservations about excluding young-adult LWOP offenders while upholding the statute.
  • relied: County of San Diego v. Commission on State Mandates (2023) 91 Cal.App.5th 625 — Summarizes the evolution of section 3051 and the nature and purpose of Franklin proceedings.
  • relied: Opsal v. United Services Auto. Assn. (1991) 2 Cal.App.4th 1197 — A panel of the Court of Appeal should not overrule a decision of another panel of the same court absent a compelling reason; mere disagreement is insufficient.
  • relied: Tansavatdi v. City of Rancho Palos Verdes (2023) 14 Cal.5th 639 — Prior applicable precedent usually must be followed even if the current court might decide the case differently.
  • relied: In re Williams (2020) 57 Cal.App.5th 427 — An LWOP sentence for a 21-year-old does not violate the Eighth Amendment given Flores; article I, section 17 disproportionality is measured by circumstances at the time of the offense under the Lynch techniques.
  • relied: People v. Flores (2020) 9 Cal.5th 371 — Despite research on cognitive development of 18-to-21-year-olds, age 18 remains the constitutional line for death eligibility.
  • relied: People v. Carmony (2005) 127 Cal.App.4th 1066 — Article I, section 17's 'cruel or unusual' clause is construed separately from the Eighth Amendment and evaluated under the Lynch three-technique framework.
  • relied: In re Lynch (1972) 8 Cal.3d 410 — Establishes the three techniques for assessing whether punishment is grossly disproportionate under the California Constitution.
  • relied: Miller v. Alabama (2012) 567 U.S. 460 — Mandatory LWOP for offenders under 18 violates the Eighth Amendment; youth-related mitigating factors must be considered.
  • relied: Roper v. Simmons (2005) 543 U.S. 551 — The Eighth Amendment bars the death penalty for offenders under 18 because juveniles differ from adults in maturity, susceptibility to influence, and capacity for change.
  • missed: People v. Dillon (1983) 34 Cal.3d 441 — Under article I, section 17, a first degree felony-murder sentence imposed on an immature youthful offender who caused an unintended death may be grossly disproportionate to individual culpability; the leading California case on youth and felony-murder disproportionality that the court did not address in evaluating the state constitutional claim.

The appellate opinion: sound with gaps — The result is defensible and well supported on the statutory question and the Eighth Amendment claim, and the court candidly flagged the pending Supreme Court review in Hardin and its own reservations about section 3051. The opinion has gaps: it resolves equal protection purely by deference to Jackson rather than on the merits, its forfeiture holding overlooks that Palumbo's argument rests on post-1996 amendments, and it does not address Dillon in evaluating the article I, section 17 claim arising from an accidental-discharge felony murder by a 22-year-old.

How this analysis was made · dispute it

Opinion

Filed 8/30/23 P. v. Palumbo CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

THE PEOPLE, D081085

Plaintiff and Respondent, v. (Super. Ct. No. ECR12126) JOHN MICHAEL PALUMBO, Defendant and Appellant.

APPEAL from an order of the Superior Court of San Diego County, Robert O’Neill, Judge. Affirmed. Theresa Osterman Stevenson, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Senior Assistant Attorney General, Arlene A. Sevidal, Randal D. Einhorn and Andrew Mestman, Deputy Attorneys General, for Plaintiff and Respondent. Defendant John Michael Palumbo filed a motion to initiate a proceeding under People v. Franklin (2016) 63 Cal.4th 261 (Franklin) to preserve youth-related mitigation evidence to use at a future youth offender parole hearing. The trial court denied the motion, reasoning that Palumbo has no right to a Franklin proceeding because: (1) Penal Code section 3051 denies youth offender parole hearings to inmates serving sentences of life in prison without parole (LWOP) for offenses they committed after attaining age 18; and (2) Palumbo was no longer 18 when he committed his offense. In so ruling, the court rejected Palumbo’s arguments that section 3051 violates the United States and California Constitutions’ guarantees of equal protection for similarly situated classes of offenders and freedom from cruel and/or unusual punishment. We affirm the judgment. I. Factual and Procedural Background Palumbo’s sentence arises from a botched robbery that caused the death of an innocent passerby, some 28 years ago, when Palumbo was 22 years old. According to the prosecution:

“On July 24, 1995, Darrell Ray Hawkins, Jr., 18, planned to spend the night with his girlfriend, who lived with her mother in a condominium complex. [S]hortly before midnight, [he] proceeded to his girlfriend’s residence.

“At 12:15 a.m. [on July 25, 1995], as Hawkins was passing by unit 240, which was downstairs from his girlfriend’s unit, he was accosted by Palumbo. Palumbo had been hiding in the bushes along with a companion as part of a plan to rob the occupants of unit 240 and had become impatient. Palumbo placed a .357 magnum revolver to Hawkins’s head and ordered him to open the door to unit 240. When Hawkins said he did not live there, Palumbo pulled the hammer back on the gun to intimidate Hawkins and reiterated his order. As Palumbo was using the gun to push Hawkins through the door, the gun accidentally fired. Hawkins died from a single gunshot wound to the back of his head. Soot and markings around the entrance wound indicated the gun was in contact with the head when it was fired.”

2 (People v. Palumbo (April 30, 1998, D026419) [nonpub. opn.], review granted July 29, 1998, S070875; review dismissed Oct. 18, 2000 (Palumbo). At trial, Palumbo denied the prosecution’s account. (Palumbo, supra, D026419.) However, he nonetheless was convicted of special-circumstances first degree felony-murder (ibid.);1 and in June of 1996 the trial court, pursuant to legislative mandate, sentenced him to LWOP.2 Later that year Palumbo appealed the judgment, assigning error to the conviction, but not to the sentence (Palumbo, supra, D026419); and in 1998 this court affirmed the judgment. According to the materials he submitted in support of his request for a Franklin proceeding, Palumbo appears to have matured considerably over the course of the next 24 years. Those materials include accolades from 10 correctional officers, some of high rank, who have observed Palumbo in the institutions in which he has been housed over the years and who describe him as a drug-free, humble, compassionate, selfless, role-model inmate with an exceedingly positive influence on efforts of fellow inmates to rehabilitate and improve themselves. Also in Palumbo’s submission are statements by other correctional staff, by 15 fellow inmates, and by an inmate’s sister all to similar effect, and writings of Palumbo acknowledging guilt, expressing shame, remorse, and regret, and stating an intention to make of his life “a 1 The jury also convicted Palumbo of conspiracy to commit residential robbery and attempted residential robbery, and further found the murder had occurred during the commission of the attempted robbery for purposes of a robbery-murder special circumstance allegation. (Palumbo, supra, D026419.)

2 At sentencing, the trial judge stated: “[B]y law, pursuant to Penal Code section[s] 189, 190 and 190.2, the punishment mandated is life in prison without possibility of parole.”

3 living amends” for the behavior that led to his incarceration. In addition, the submission includes evidence of Palumbo’s voluntary participation—as a student, a mentor, a facilitator, and a leader—in educational and rehabilitative programs that appear to have been substantial in number and in depth.3 In 2022 Palumbo filed the motion that is the subject of this appeal. The motion contends that Palumbo is entitled to a Franklin evidence-preservation proceeding (also known as a Franklin hearing) and the appointment of counsel to help effectuate his rights in connection with such a proceeding. As noted ante, the trial court issued an order denying the motion; and on October 13, 2022 Palumbo timely appealed the order. II. Discussion Palumbo bases his claimed entitlement to a Franklin proceeding on two arguments that challenge the constitutionality of Penal Code section 3051: (1) an argument that section 3051 “violates his state and federal constitutional rights of equal protection under the Fourteenth Amendment and article I, section 7 of the California Constitution;” and (2) an argument that section 3051 “renders his sentence unconstitutionally cruel and/or unusual under article I, section 17 of the California Constitution and the Eighth Amendment [to] the United States Constitution.” To place these arguments in context, we begin with a discussion of the provenance and 3 These programs include prison course work focused on self- improvement topics such as substance abuse, anger management, alternatives to violence, victim awareness, criminal thinking, gangs, recidivism, vocational training, parole suitability, and the like. They also include classes that have led to Palumbo being awarded a G.E.D. and five associate degrees.

4 substance of Penal Code section 3051, youth offender parole hearings, and Franklin proceedings. Then we turn to an assessment of Palumbo’s constitutional challenges.

A. Penal Code Section 3051 and Youth Offender Parole Hearings Penal Code section 3051 came into existence in 2013 as a legislative response to a series of watershed opinions by the United States and California Supreme Courts mandating, as a matter of constitutional law, that certain attributes of youth be considered in the sentencing of persons convicted of crimes they had committed when they were juveniles—meaning under the age of 18. (See Stats. 2013, ch. 312, § 1; Franklin, supra, 63 Cal.4th at p. 277; County of San Diego v. Commission on State Mandates (2023) 91 Cal.App.5th 625 (Commission on State Mandates).) These watershed opinions included: Roper v. Simmons (2005) 543 U.S. 551 (Roper), in which the United States Supreme Court (the Supreme Court or the Court) held that the Eighth Amendment prohibits death sentences for juveniles); Graham v. Florida (2010) 560 U.S. 48, in which the Court held that the Eighth Amendment prohibits LWOP sentences for juveniles convicted of nonhomicide offenses; Miller v. Alabama (2012) 567 U.S. 460 (Miller), in which the Court held that the Eighth Amendment prohibits mandatory LWOP sentences for juvenile offenders and requires that a juvenile’s age and various other mitigating factors be taken into account when imposing sentence; and People v. Caballero (2012) 55 Cal.4th 262, in which the California Supreme Court held that the Eighth Amendment prohibits de facto LWOP sentences for juveniles convicted of nonhomicide offenses. Among the elements underpinning each of these opinions was the Court’s conclusion, based in large measure on scientific and sociological 5 studies, that juveniles are different from adults inasmuch as: (1) juveniles lack maturity and thus are more prone to impetuous and ill-considered actions; (2) juveniles are more susceptible to negative influences and outside pressures, including peer pressure; and (3) the character of a juvenile is not as well formed as that of an adult and thus has a heightened capacity for change. (See, e.g., Roper, supra, 543 U.S. at pp. 569-570.) Motivated by these opinions, the Legislature enacted a set of reforms that included Penal Code section 3051. (People v. Acosta (2021) 60 Cal.App.5th 769, 776 (Acosta).) “As originally enacted, [Penal Code] section 3051 required the Board of Parole Hearings (hereafter, the Board), a state agency, to conduct parole hearings known as youth offender parole hearings for most juvenile offenders who were under the age of 18 when they committed their controlling offenses.[4] (Pen. Code, former § 3051, subds. (b), (d), added by Stats. 2013, ch. 312, § 4.) The law required the Board to hold a youth offender parole hearing during a juvenile offender’s 15th year of incarceration in cases where the offender was sentenced to a determinate sentence, during a juvenile offender’s 20th year of incarceration in cases where the offender was sentenced to a life term of less than 25 years to life, and during a juvenile offender’s 25th year of incarceration in cases where the offender was sentenced to 25 years to life. (Id., subd. (b)(1)-(3).)”

(Commission on State Mandates, supra, 91 Cal.App.5th at p. 634.) Over time, the Legislature extended the reach of the sentencing reforms embodied in section 3051 by expanding the section’s scope in a manner that rendered youth offender parole hearings available not just to most juvenile offenders, but also to most persons convicted of crimes they had 4 “ ‘ “Controlling offense” means the offense or enhancement for which any sentencing court imposed the longest term of imprisonment.’ ” (Pen. Code § 3051, subd. (a)(2)(B)).

6 committed when they were young adults—meaning older than juveniles but under the age of 26 (Commission on State Mandates, supra, 91 Cal.App.5th at pp. 634-635). Thus, for example: “ ‘In 2015, the Legislature expanded [Penal Code] section 3051 to apply to offenders who committed crimes at the age of 23 or younger.’

“Then, in 2017, the Legislature further amended Penal Code section 3051 to apply ‘to offenders who committed the controlling offense when 25 years old or younger.’ ” (Commission on State Mandates, supra, 91 Cal.App.5th at pp. 634-635, italics added.) “In addition, in the 2017 legislation raising the threshold age to 25, the Legislature extended youth parole hearings in the 25th year of incarceration to [persons] sentenced to life without the possibility of parole for a controlling offense committed before the age of 18.’ ” (Commission on State Mandates, at p. 635.) As a result of the foregoing, as presently constituted (and subject to certain exceptions): Subdivision (b)(1)-(3) of section 3051 operate to afford a youth offender parole hearing to an offender who was either a juvenile or a young adult at the time that he committed a controlling offense for which he has been sentenced to a determinate or life term; subdivision (b)(4)5 operates to afford such a hearing to an offender who was a juvenile—but not to such an offender who was a young adult—at the time that he committed a controlling offense for which he has been sentenced to LWOP; and subdivision (h)

5 Subdivision (b)(4) of Penal Code section 3051 states in pertinent part that: “A person who was convicted of a controlling offense that was committed before the person had attained 18 years of age and for which the sentence is life without the possibility of parole shall be eligible for release on parole at a youth offender parole hearing during the person’s 25th year of incarceration.

7 reinforces the carve out of LWOP-sentenced young adults (like Palumbo) from the benefits of subdivision (b)(4) by stating that such offenders are not eligible for a youth offender parole hearing at all.6 (See People v. Jackson (2021) 61 Cal.App.5th 189, 194-195 (Jackson); Commission on State Mandates, supra, 91 Cal.App.5th at p. 636.) Certain aspects of section 3051 have led to expressions of misgivings by reviewing courts. (See, e.g., Acosta, supra, 60 Cal.App.5th at pp. 780-781; Jackson, supra, 61 Cal.App.5th at pp. 201-202 (conc. opn. of Dato, J.); id., at p. 202 (stmt. of Liu, J).) For example, in reviewing section 3051’s legislative history, a panel from the second division of this court expressed a concern as to whether excluding LWOP-sentenced young adults from the youth offender parole hearing process is consistent with section 3051’s purpose and legislative history. “We do have some reservations . . . . After all, in amending section 3051 to encompass young adult offenders, the Legislature expressly recognized that cognitive brain development continues into the early 20s or later, and the parts of the brain that are still developing during this process affect judgment in ways that are highly relevant to criminal behavior. Since the Legislature has determined a 17-year-old who is sentenced to life or LWOP for committing a crime when his or her brain is not yet fully developed should receive a youth offender parole hearing after 25 years of incarceration, a 21-year-old sentenced to LWOP for committing a crime when his or her brain is not yet fully developed should arguably receive the same hearing. We are also mindful of the public policy purpose of the statute, which is to permit the eventual evaluation of 6 Subdivision (h) of Penal Code section 3051 states in pertinent part: “This section shall not apply to cases . . . in which an individual is sentenced to life in prison without the possibility of parole for a controlling offense that was committed after the person had attained 18 years of age.”

8 a young offender who committed a serious offense before reaching full cognitive and emotional maturity with an eye toward determining whether that individual has become fit to return to society. Arguably an LWOP offender and a non-LWOP offender are equally capable of gaining maturity, so we question whether the exclusion for young adult LWOP offenders from this process is consistent with the statute’s purpose and legislative history.” (Acosta, supra, 60 Cal.App.5th at pp. 780-781.) Other jurists noting this same tension (including a member of this panel) have in recent years expressed an “invit[ation] [to] the Legislature to reconsider whether our evolving knowledge of brain development suggests that unalterable judgments about individuals based on what they did between age 18 and 25 may be unjustifiable.” (Jackson, supra, 61 Cal.App.5th at pp. 201-202 (conc. opn. of Dato, J.); id., at p. 202 (stmt. of Liu, J).) However, most (though not all7) of these jurists have nonetheless held back from concluding that section 3051 is in any aspect unconstitutional. (See, e.g., Jackson, supra, at p. 202 (conc. opn. of Dato, J.).)

B. Franklin Proceedings As noted ante, the kind of proceeding Palumbo requested in his motion, and that the trial court denied, is not a youth offender parole hearing before the state’s Board of Parole Hearings. Instead it is an altogether different kind of proceeding—a Franklin proceeding—before an altogether different organ of the government: the trial court itself. As this court recently explained, the term “Franklin proceeding” derives from “a seminal case” in which the California Supreme Court “address[ed] the interplay between the State’s youth offender parole hearing 7 (See, e.g., People v. Hardin (2022) 84 Cal.App.5th 273, review granted Jan. 11, 2023, S277487 (Hardin).)

9 system and juvenile offenders’ claims of constitutional error under Miller.” (Commission on State Mandates, supra, 91 Cal.App.5th at p. 635.) In that case—Franklin—the Court “observe[d] that the youth offender parole system ‘contemplate[s] that information regarding the juvenile offender’s characteristics and circumstances at the time of the offense will be available at a youth offender parole hearing to facilitate the Board’s consideration,’ . . . [citations],” but that “[a]ssembling such statements ‘about the individual before the crime’ is typically a task more easily done at or near the time of the juvenile’s offense rather than decades later when memories have faded, records may have been lost or destroyed, or family or community members may have relocated or passed away.” (Commission on State Mandates, supra, at p. 636, citing Franklin, supra, 63 Cal.4th at pp. 283-284.) Thus the Court devised a formal process for the purpose of gathering and preserving such evidence that has since come to be known as a Franklin proceeding.

“[T]he Franklin court remanded the matter for the trial court . . . to receive submissions from the parties and testimony, if appropriate. (Franklin, supra, 63 Cal.4th at p. 284.) The Franklin court determined that the defendant may, at the proceeding, ‘place on the record any documents, evaluations, or testimony (subject to cross-examination) that may be relevant at his eventual youth offender parole hearing, and the prosecution likewise may put on the record any evidence that demonstrates the juvenile offender’s culpability or cognitive maturity, or otherwise bears on the influence of youth-related factors.’ (Ibid.) According to the Franklin court, the goal of such a proceeding is ‘to provide an opportunity for the parties to make an accurate record of the juvenile offender’s characteristics and circumstances at the time of the offense so that the Board [of Parole Hearings], years later, may properly discharge its obligation to “give great weight to” youth-related factors [citation] in determining whether the 10 offender is “fit to rejoin society” despite having committed a serious crime ‘while he was a child in the eyes of the law’ [citation].’ (Ibid.) These proceedings are commonly known as Franklin proceedings.”

(Commission on State Mandates, supra, at pp. 636-637. See also In re Cook (2019) 7 Cal.5th 439, 449.) In other words, the sine qua non of a Franklin proceeding is the offender’s entitlement to a future youth offender parole hearing. It is for this reason that the trial court concluded that Palumbo’s LWOP sentence—which precludes him from receiving such a parole hearing in the future (see Penal Code § 3051(h))—defeats his claimed entitlement to a Franklin proceeding. And it is for the same reason that the primary focus of Palumbo’s appeal is the constitutionality of section 3051.

C. The Constitutional Challenges As mentioned ante, in support of his contention that the trial court erred in denying his motion for a Franklin proceeding, Palumbo advances two arguments, each of which is rooted in the California and United States Constitutions. Palumbo’s first argument is predicated on state and federal constitutional requirements mandating equal protection for similarly situated classes of persons, and his second argument is predicated on state and federal constitutional requirements proscribing cruel and/or unusual punishment. In advancing these arguments, however, Palumbo is not merely seeking a judicial determination that he is entitled to a Franklin proceeding. More fundamentally, he is seeking a judicial determination that he is entitled to a parole hearing. For while this appeal may appear on the surface to challenge only the denial of Palumbo’s request for a Franklin proceeding, in practical effect it is the equivalent of a petition that Palumbo be adjudged (in the 11 words of section 3051, subdivision (b)(4)) to be “eligible for release on parole at a youth offender parole hearing” notwithstanding (1) the fact that subdivision (b)(4) renders only juvenile LWOP offenders “eligible for release on parole,”8 (2) the fact that Palumbo is a young adult, not a juvenile, and (3) the fact that subdivision (h) of section 3051 unambiguously states that young adult LWOP offenders are ineligible for release on parole. Indeed, absent such an adjudication, what would be the point of the requested Franklin proceeding (or, for that matter, of a subsequent youth offender parole hearing) for an incarcerated offender who, by virtue of an LWOP sentence, is not eligible for release on parole?

1. The Equal-Protection Challenge Turning to Palumbo’s argument that Penal Code section 3051 violates his state and federal constitutional rights to equal protection, we begin by noting that this is an argument that many courts of appeal in California have considered and as to which, at least in its federal constitutional dimension, we understand briefing to have been recently completed in an appeal currently pending before the California Supreme Court. (Cf. Hardin, supra, 84 Cal.App.5th 273, rev. granted.) Insofar as the jurisprudence of this court of appeal is concerned, in February of 2021 a panel of this division expressly concluded in Jackson that “the carve out to section 3051 for offenders . . . serving an LWOP sentence for special circumstance murder is not an equal protection violation.” (Jackson, supra, 61 Cal.App.5th at p. 192; see also id., at pp. 200-201 (conc. opn. of Dato, J.) [“I agree with the majority that the exception in . . . section 3051, 8 In keeping with the discussion of section 3051 ante, the phrase “eligible for release on parole,” as used in section 3051, does not mean entitled to be released on parole; rather, it means entitled to be considered for parole.

12 subdivision (h) for persons who were between 18 and 25 when they committed their offense and were sentenced to . . . LWOP . . . does not violate the equal protection guarantees of the United States and California Constitutions.”].) Thus we view Palumbo’s equal protection argument as, in essence, a request that this court reconsider the reasoning of the panel that decided Jackson. The problem with this request, however, is that Palumbo has presented us with neither evidence nor binding precedent to warrant a departure from the opinion that this court expressed, just two and a half years ago, in Jackson. We certainly respect the well-reasoned opinions of our fellow jurists who have arrived at conclusions at odds with the conclusion this court reached in Jackson. (See Hardin, supra, 84 Cal.App.5th at pp. 288-291, rev. granted.) And we add our voices to those of jurists in this district, in other districts, and beyond who, as noted ante, have expressed misgivings regarding section 3051’s exclusion of LWOP-sentenced young adults from eligibility for youth offender parole hearings. But, having been presented with no new information (such as, for example, studies shedding light on further advances in the science of brain development) or new binding precedent, we are unwilling to disturb the well- reasoned opinions (Jackson, supra, 61 Cal.App.5th 189 [maj. opn.]) and id., at p. 200 [conc. of Dato, J.]) expressed by our colleagues in that case. As this court has stated: “Respect for our colleagues and the orderly administration of justice—as well as the need of the trial bench, bar and litigants for certainty in the development of the . . . law— dictate that there be a compelling reason before we overrule a decision of another panel of this court. Mere disagreement with the result or reasoning of an earlier decision does not, in our view, constitute a compelling reason.”

13 (Opsal v. United Services Auto. Assn. (1991) 2 Cal.App.4th 1197, 1203-1204 (Opsal); see also Estate of Sapp (2019) 36 Cal. App. 5th 86, 109, fn. 9 [“Absent a compelling reason, the Courts of Appeal are normally loath to overrule prior decisions from another panel of the . . . same division.”]). “In view of this court’s commitment to stare decisis—particularly where it concerns opinions by other panels of this court—we do not believe the current case should serve as a forum for rearguing the merits” of the equal protection issue that was decided in Jackson. (Opsal, supra, 2 Cal.App.4th at p. 1204; Tansavatdi v. City of Rancho Palos Verdes (2023) 14 Cal.5th 639, 666 [“ ‘ “[i]t is, of course, a fundamental jurisprudential policy that prior applicable precedent usually must be followed even though the case, if considered anew, might be decided differently by the current justices”], quoting Sierra Club v. San Joaquin Local Agency Formation Com. (1999) 21 Cal.4th 489, 503-504 and citing Trope v. Katz (1995) 11 Cal.4th 274, 288 [“a party urging us to overrule a precedent faces a rightly onerous task”], and Kisor v. Wilkie (2019) 139 S.Ct. 2400, 2422 [“any departure from [stare 14 decisis] demands ‘special justification’ ”].)9 Moreover, we are further confirmed in our belief that it would be imprudent for us to disturb our Jackson precedent by the fact that the California Supreme Court is soon to consider and resolve this very issue. (See Hardin, supra, 84 Cal.App.5th 273, rev. granted.) Hence we here reiterate the conclusion in Jackson that “the 9 As illustrated in the recent opinion of the court of appeal in In re Delila D. (2023) 93 Cal.App.5th 953 (Delila D.) and in this court’s opinion in CPF Vaseo Associates, LLC v. Gray (2018) 29 Cal.App.5th 997 (CPF Vaseo), the principle of stare decisis does not always prevent us from reconsidering a rule of law expressed in a previous decision. In Delila D., the majority of a panel in another division in this district concluded it was compelled to deviate from a previous decision because the previous decision (a) “departed from earlier decisions of our court,” (b) was “based on a plain error of statutory construction that is easily corrected” and that, if not corrected, “would significantly undermine the purpose of ” the statutes therein at issue, and (c) was “of recent origin, meaning neither courts nor the public have yet placed significant reliance on it.” (Delila D., at pp. 975-976.) In the present circumstances, it cannot reasonably be said that the opinion of the panel deciding Jackson departed from jurisprudence then in effect or that Jackson is premised on a misconstruction of section 3051. As to whether courts or the public might reasonably be said to have placed significant reliance on Jackson, we are not in a position to say. We do, however, note that the conclusion expressed in Jackson to the effect that “the carve out to section 3051 for offenders . . . serving an LWOP sentence for special circumstance murder is not an equal protection violation” (see ante) appears to be the prevailing view among the district courts of appeal. In CPF Vaseo, a panel of this division deviated from a decision—San Diegans for Open Government v. City of San Diego (2016) 247 Cal.App.4th 1306 (San Diegans for Open Government)—in which the earlier panel interpreted Code of Civil Procedure section 128.5. In so doing, the court in CPF Vaseo noted that “the decision to reach a legal conclusion that differs from an opinion by another panel of this court is not one we make lightly,” but that it was persuaded to make that decision “[i]n light of the legislative history of—and especially the significance of the subsequent clarifying amendment to—[the Code of Civil Procedure provision in issue].” (CPF Vaseo, at p. 1005.) No such legislative change or amendment is presented here.

15 carve out to section 3051 for offenders . . . serving an LWOP sentence for special circumstance murder is not an equal protection violation,” and, on that basis, we decline to disturb the conclusion of the trial court in the present case that Palumbo’s ineligibility for a youth offender parole hearing under section 3051 is not a denial of equal protection. Having addressed Palumbo’s equal-protection challenge, we now turn to his cruel-and/or unusual-punishment challenge.

2. The Cruel-and/or Unusual-Punishment Challenge The thrust of Palumbo’s cruel and/or unusual punishment challenge is an argument that the advent (via amendments to section 3051) of young adults with sentences less severe than LWOP being eligible for youth offender parole hearings has rendered Palumbo’s LWOP sentence cruel and/or unusual, and that Palumbo should be adjudged eligible for parole on this basis.10 But there are several problems with this argument. First, nothing in section 3051 alters the sentence that the trial court imposed on Palumbo in 1998. That sentence, by its terms, rendered Palumbo ineligible for release on parole, and neither the introduction of section 3051 nor any amendment to section 3051 changes this fact. Thus, the time for 10 Elaborating on this argument, Palumbo contends: (a) that the fact that the Legislature, via its amendments to section 3051, “has embraced the concept that certain classes of offenders who were under 26 years of age at the time of commission of the offense and received lengthy sentences should be given the possibility of parole,” means that “the Legislature has implicitly determined that youthful offenders committing offenses when they are under 26 years of age are less culpable than those committing offenses after they turn 26;” and (b) that “[t]he fact [that a] death occurred during the commission of a robbery does not alter the Legislative recognition that youthful offenders under the age of 26 have an immature mentality, as discussed in Miller and its progeny, that requires [that] the youthful offender be given the opportunity to demonstrate he should one day be paroled.”

16 Palumbo to have appealed from the parole-precluding aspect of the sentence that the trial court meted out to him in June of 1996 was in 1996, via the same direct appeal with which he elected to challenge his conviction—not 26 years later, in 2022, via the current appeal.11 By failing to challenge his sentence as cruel and/or unusual as part of the direct appeal he initiated in 1996, Palumbo has forfeited his ability to challenge the sentence now.

Second, the Eighth Amendment12 component of Palumbo’s argument has, in essence, already been foreclosed by the California Supreme Court. As the Second District Court of Appeal has in recent years observed in considering an Eighth Amendment challenge being mounted by a young adult LWOP offender who had committed his controlling offense at age 21 (i.e., one year younger than the age at which Palumbo committed his controlling offense): “To the extent petitioner contends an LWOP sentence is an unconstitutional cruel and unusual punishment when imposed on any 21-year-old defendant, we observe our Supreme Court has essentially rejected that very argument in the context of the death penalty. In People v. Flores (2020) 9 Cal. 5th 371, 429, the court acknowledged research that youths ages 18 to 21 share many of the same cognitive and developmental deficiencies as adolescents under age 18. [But] . . . the court nonetheless held that 18 is ‘ “the age 11 We express no opinion as to whether the filing in state or federal court of a petition for a writ of habeas corpus (as distinguished from the filing of this appeal) for the purpose of mounting a challenge to Palumbo’s sentence or to Penal Code section 3051, subdivisions (b)(4) or (h) on the basis of the Eighth Amendment or of article I, section 17 of the California Constitution would be timely or otherwise appropriate at this juncture.

12 The Eighth Amendment to the United States Constitution provides that: “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.”

17 at which the line for death eligibility ought to rest.” ’ If the Eighth Amendment does not prohibit a sentence of death for 21 year olds, then most assuredly, it does not prohibit the lesser LWOP sentence.” (In re Williams (2020) 57 Cal.App.5th 427, 439 (Williams).) Third, the component of Palumbo’s argument that is based on article I, section 17 of the California Constitution13 is almost wholly unsupported. As a threshold matter, in considering article I, section 17, it is important to note that, whereas the Eighth Amendment to the United States Constitution forbids punishment that is “cruel and unusual” (italics added), article I, section 17 of the California Constitution by contrast forbids punishment that is “cruel or unusual”14 (italics added); and this distinction matters. “Unlike its federal counterpart, [article I, section 17] forbids cruel or unusual punishment, a distinction that is purposeful and substantive rather than merely semantic. [Citations.] For that reason, it is construed separately from the federal prohibition against cruel and unusual punishment.”

13 Article I, section 17, of the California Constitution provides that: “Cruel or unusual punishment may not be inflicted or excessive fines imposed.”

14 California is not the only state with an Eighth Amendment analog that renders a sentence unconstitutional if it is cruel, irrespective of whether it also is unusual. (See, e.g., Mich. Const. art. I, § 17 (“cruel or unusual punishment”), People v. Parks (Mich. Sup. Ct. 2022) 987 N.W.2d 161, 169 (Parks)), Wash. Const. art. I, § 14 (“cruel punishment”), Pers. Restraint of Monschke (2021) 482 P.3rd 276, 279, fn. 6 (Monschke).)

18 (People v. Carmony (2005) 127 Cal.App.4th 1066, 1085 (Carmony).)15 Under California’s Constitution, “ ‘no prisoner can be held for a period grossly disproportionate to his or her individual culpability for the commitment offense’ ” because “ ‘[s]uch excessive confinement . . . violates the cruel or unusual punishment clause (art. I, § 17) of the California Constitution’ ” (Williams, supra, 57 Cal.App.5th at p. 437; see also Carmony, supra, 127 Cal.App.4th at p. 1085), and “[w]hether a sentence is ‘grossly disproportionate’ to an offense is measured by ‘circumstances existing at the time of the offense’ ” (Williams, at p. 437), rather than by circumstances existing at some time in the future. Courts typically consider three techniques for evaluating a claim of cruel or unusual punishment. (Carmony, at p. 1085. [discussing In re Lynch (1972) 8 Cal.3d 410, 424–427.) “ ‘ “[A] petitioner attacking his sentence as cruel or unusual must demonstrate his punishment is disproportionate in light of (1) the nature of the offense and defendant’s background, (2) the punishment for more serious offenses, or 15 Notably, the distinction between punishment that is “cruel or unusual” (or simply “cruel”) on the one hand and punishment that is “cruel and unusual” on the other hand has been held by the highest courts in at least two states to be the determining legal factor in deciding whether a mandatory LWOP sentence meted out to a young adult is constitutional or unconstitutional. (See, Parks, supra, 987 N.W.2d at p. 183 [stating “that mandatorily subjecting 18-year-old defendants convicted of first-degree murder to a sentence of life without parole . . . constitutes unconstitutionally cruel punishment under . . . art. 1, § 16” of the Michigan Constitution], Monschke, supra, 482 P.3rd at pp. 306, 325-326 [stating that, “[w]hen it comes to mandatory LWOP sentences,” the state of Washington’s constitutional proscription against the imposition of cruel sentences requires that “Miller’s constitutional guaranty of an individualized sentence—one that considers the mitigating qualities of youth—must apply to defendants at least as old as [20] at the time of their crimes”].)

19 (3) punishment for similar offenses in other jurisdictions.” ’ ” (Williams, supra, 57 Cal.App.5th at p. 437.) But, in this case, Palumbo has made no showing (other than his age at the time of the offense, plus a few scattered references to his upbringing) to enable a court to make a meaningfully informed assessment as to technique number one, and he has made no showing at all regarding technique numbers two and three. Nor has he supplied the court with any scientific or sociological evidence more current than that considered in Roper (indeed, he has not supplied any such evidence at all) regarding advances in experts’

understanding of brain development16 that could help us evaluate whether subdivisions (b)(4) and (h) of section 3051 might be unduly restrictive to the point of violating article I, section 17 of the California Constitution. III. Conclusion Though it may seem like cold comfort to one who has been incarcerated for as many years as Palumbo has, we nonetheless commend the commitment Palumbo has exhibited to personal growth—both his own and that of his fellow inmates. This commitment is of enormous and abiding value irrespective of whether the Legislature ends up “reconsider[ing] . . . ‘whether our evolving knowledge of brain development suggests that unalterable judgments about individuals based on what they did between age 18 and 25 may be unjustifiable’ ” (Jackson, supra, 61 Cal.App.5th at p. 202 (stmt. of Liu, 16 We note from our review of the majority opinions in Parks, supra, 987 N.W.2d 161 (decided in 2022) and Monschke, supra, 482 P.3rd 276 (decided in 2021), as well as from the dissenting opinion in Dorsey v. State (Iowa Sup. Ct. 2022) 975 N.W.2d 356, 365-380 (dis. opn. of Appel, J.), that evidence of such more recent advances may be available. But that evidence is not before us on this appeal.

20 J. [quoting in part id., at pp. 201-202 (conc. opn. of Dato, J.)])). On this note, we do not foreclose the possibility that a path to the Board of Parole Hearings may one day become open to Palumbo. That path, however, is not through the present appeal. IV. Disposition The judgment is affirmed.

KELETY, J.

WE CONCUR:

DATO, ACTING P.J.

DO, J.

Cites, in this corpus