People v. Radloff CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. SCN370158
- Trial judge
- Carlos O. Armour
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Richard D. Huffman, Sr. (author), Judith D. McConnell, Joan K. Irion
Analysis
The trial court denied Radloff’s petition for resentencing under Penal Code section 1172.6, concluding she was ineligible because her conviction occurred after the statute’s effective date and the new felony murder elements were applied. The Court of Appeal affirmed, holding that although the trial court erred by denying the petition without receiving briefing from the parties, the error was harmless because Radloff could not make a prima facie showing of eligibility.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of petition for resentencing under Penal Code section 1172.6“The court denied the resentencing petition, concluding Radloff was not eligible for relief because she was convicted after section 1172.6 became effective.” | de novo | error (procedure) | agree with court The appellate court found that the trial court erred by denying the petition without first receiving briefing from the parties, as required by the statute and case law. However, the court held this error was harmless because Radloff could not make a prima facie showing of eligibility under section 1172.6, subdivision (a)(3), as she was convicted after the statute's effective date. |
Authorities
- relied: People v. Strong (2022) 13 Cal.5th 698 — Establishes the prima facie standard for evaluating section 1172.6 petitions.
- relied: People v. Lewis (2021) 11 Cal.5th 952 — Requires appointment of counsel and briefing before a prima facie determination is made in section 1172.6 proceedings.
- relied: People v. Banks (2015) 61 Cal.4th 788 — Defines the factors for determining major participation in a felony for felony murder liability.
- relied: People v. Clark (2016) 63 Cal.4th 522 — Defines the subjective and objective elements of reckless indifference to human life.
- relied: In re Scoggins (2020) 9 Cal.5th 667 — Clarifies the interpretation of Clark regarding the elements of reckless indifference.
- relied: People v. Watson (1956) 46 Cal.2d 818 — Establishes the harmless error standard.
- relied: People v. Hendrix (2022) 13 Cal.5th 933 — Discusses instructional error as error at trial.
- relied: People v. DeHuff (2021) 63 Cal.App.5th 428 — Holds that section 1172.6 does not permit a petitioner to establish eligibility on the basis of alleged trial error.
The appellate opinion: sound — The opinion is sound because it correctly applies the harmless error standard to the procedural defect of denying the petition without briefing. It accurately determines that Radloff's argument regarding jury instructions constitutes a claim of trial error, which is not a valid basis for eligibility under section 1172.6, and that she fails to meet the statutory requirement of being convicted before the effective date of the new law.
How this analysis was made · dispute it
unusual dispositionThe trial court denied Jamie Radloff's Penal Code section 1172.6 resentencing petition at a hearing held shortly after belatedly appointing counsel and without permitting her to file a reply to the prosecutor's response, reasoning that she was tried in 2019 under the amended felony-murder law and the jury was instructed on the new elements. The Court of Appeal accepted the Attorney General's concession that denying the petition without briefing was procedural error under People v. Lewis, but held the error harmless under Watson because Radloff, convicted after Senate Bill 1437 took effect with Banks/Clark instructions, could not make a prima facie showing under subdivision (a)(3), and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of the section 1172.6 petition without timely appointing counsel upon filing and without allowing petitioner to file a reply brief before the prima facie determination“The Attorney General concedes the court erred by making its decision without the benefit of briefing but contends the error was harmless. We agree with the Attorney General, and we affirm.” | de novo | harmless error (procedure) | agree with court Lewis (11 Cal.5th 952) holds that counsel must be appointed upon a facially compliant petition and that the prima facie determination follows briefing, so the trial court's sequence was error; Lewis also holds such error is reviewed for prejudice under Watson. Because eligibility is a legal question on this record (post-SB 1437 trial with instructions on the amended elements) and counsel actually raised the Scoggins point at the hearing, no reasonable probability of a different outcome appears. The court's harmlessness analysis follows the controlling framework. |
Determination that Radloff failed to make a prima facie showing of eligibility because she was convicted after the January 1, 2019 amendments to sections 188 and 189 and her jury was instructed on the amended felony-murder elements“Because she was convicted after section 1172.6 became effective in 2019, she cannot show that she could not be convicted of murder “because of changes to Section 188 or 189 made effective January 1, 2019.”” | de novo | correct | agree with court Section 1172.6, subdivision (a)(3) requires that the petitioner could not be convicted 'because of changes' made effective January 1, 2019; a defendant tried in April 2019 under instructions incorporating the Banks/Clark major-participant and reckless-indifference requirements was convicted under the amended law, so the statutory predicate cannot be met. Radloff's Scoggins argument attacks the adequacy of the instructions, which is a claim of trial error not cognizable in a 1172.6 proceeding (DeHuff). The appellate court's reading of the statute is textually sound. |
Authorities
- relied: People v. Lewis (2021) 11 Cal.5th 952 — Counsel must be appointed upon filing of a facially compliant section 1172.6 petition and the prima facie determination follows briefing; failure to follow this procedure is state-law error reviewed for prejudice under Watson.
- relied: People v. Strong (2022) 13 Cal.5th 698 — Describes Senate Bill 1437's resentencing scheme and the court's duty to evaluate whether the petitioner has made a prima facie case for relief.
- relied: People v. Watson (1956) 46 Cal.2d 818 — State-law error is reversible only if it is reasonably probable the defendant would have obtained a more favorable result absent the error.
- relied: People v. Banks (2015) 61 Cal.4th 788 — Sets out the factors for determining whether a felony-murder aider and abettor was a major participant in the underlying felony.
- relied: People v. Clark (2016) 63 Cal.4th 522 — Sets out the factors for determining whether a defendant acted with reckless indifference to human life.
- relied: In re Scoggins (2020) 9 Cal.5th 667 — Applies Banks and Clark and explains that reckless indifference to human life has both subjective and objective components; Radloff invoked it as an intervening change in law.
- relied: People v. DeHuff (2021) 63 Cal.App.5th 428 — Section 1172.6 does not permit a petitioner to establish eligibility on the basis of alleged trial error.
- relied: People v. Hendrix (2022) 13 Cal.5th 933 — Instructional error is a species of trial error.
The appellate opinion: sound — The opinion correctly identifies the procedural error under Lewis, applies the Watson prejudice standard Lewis prescribes, and reaches the only result the statute permits for a defendant tried after January 1, 2019 under Banks/Clark instructions. It fully answers the Scoggins argument by characterizing it as a non-cognizable claim of trial error with supporting authority, leaving no material argument unaddressed.
Opinion
Filed 7/20/23 P. v. Radloff CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D080082
Plaintiff and Respondent, v. (Super. Ct. No. SCN370158)
JAMIE RADLOFF,
Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, Carlos O. Armour, Judge. Affirmed. Janice R. Mazur, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Collette C. Cavalier and Kathryn Kirschbaum, Deputy Attorneys General, for Plaintiff and Respondent.
Following her 2019 first degree murder conviction and the subsequent denial of her direct appeal in January 2021, in May 2021, Jamie Radloff filed a petition for resentencing under former Penal Code section 1170.95 (now section 1172.6).1 The prosecutor filed a response, and the court eventually appointed Radloff counsel shortly before a hearing on the matter, at which Radloff’s attorney appeared. However, the court did not give Radloff an opportunity to file a brief responding to the prosecutor. The court denied the resentencing petition, concluding Radloff was not eligible for relief because she was convicted after section 1172.6 became effective. Radloff appeals, contending the court erred by waiting to appoint counsel and by denying her petition without offering the opportunity to respond to the prosecution. The Attorney General concedes the court erred by making its decision without the benefit of briefing but contends the error was harmless. We agree with the Attorney General, and we affirm. BACKGROUND AND PROCEDURAL FACTS The details of the crime are not essential to our analysis. A summary of them can be found in our opinion on Radloff’s direct appeal. (People v. Radloff (Jan. 27, 2021, D075891 [unpub. opn.].) At trial, the court provided a felony murder jury instruction that included the factors discussed in People v. Banks (2015) 61 Cal.4th 788 (Banks) and People v. Clark (2016) 63 Cal.4th 522 (Clark). The instructions also explained that “[a] person acts with reckless indifference to human life when he or she knowingly engages in criminal activity that he or she knows involves a grave risk of death. This requires the person to actually know that under the circumstances the crime in which he or she is participating carries a higher probability of death than normally attends to the commission of such 1 All statutory references are to the Penal Code. Effective June 30, 2022, section 1170.95 was recodified without substantive change in section 1172.6, pursuant to Assembly Bill No. 200 (2021-2022 Reg Session). (See Stats. 2022, ch. 58, § 10.) We refer to the current codification throughout this opinion. 2 crime. [¶] Mere knowledge that an alleged co-participant in the crime is armed and the anticipation that lethal force might be used to accomplish the robbery is not sufficient by itself to prove beyond a reasonable doubt that the defendant knew the alleged conduct involved a grave risk of death.” The jury convicted Radloff of first degree murder (§ 187, subd. (a)(1)) and robbery (§ 211) in April 2019. It also made a finding that she was vicariously armed with a firearm. (§ 12022, subd. (a)(1).) Radloff appealed the conviction, and we affirmed the judgment in January 2021. (People v. Radloff, supra, D075891.) In May 2021, Radloff filed a petition for resentencing under section 1172.6. She served the district attorney with the petition, and the People filed an initial response to the petition in July. By September, Radloff had not received confirmation that her petition was received. So, in November, Radloff filed a petition to vacate her petition and request appointment of counsel. On January 28, 2022, the court assigned an attorney and set a hearing for February 10, 2022 to address Radloff’s petition. Radloff’s attorney appeared at the hearing. The court explained it had prepared an order several months earlier denying the petition, but it did not sign the order. The court said, “[A]s far as I’m concerned, this petition is not valid because she was not a person that was tried under the old law. She was tried under the current statute, and the new elements for felony murder were applied to her case and instructed to the jury. And they did find her guilty of murder.” It said that for those reasons, it would file the order denying the request, and it offered to hear from the attorneys.
3 Radloff’s attorney told the court that after Radloff’s trial there was a change in the law because the Supreme Court decision in In re Scoggins (2020) 9 Cal.5th 667 “interpret[ed] Clark and the elements needed to prove reckless indifference to human life.” Radloff’s counsel also asked the court if the order was being dated that day, and the court confirmed it was, even though it “probably” completed the order within two weeks of receiving it. The court denied the petition. Radloff filed a timely notice of appeal. DISCUSSION A. Legal Principles Senate Bill No. 1437 (2017-2018 Reg. Sess.) (Senate Bill 1437) amended Penal Code section 188, which defines malice, and section 189, which defines degrees of murder. (Stats. 2018, ch. 1015, §§ 2 & 3.) Amended section 189 states: “A participant in the perpetration or attempted perpetration of a felony listed in subdivision (a) in which a death occurs is liable for murder only if one of the following is proven: [¶] (1) The person was the actual killer. [¶] (2) The person was not the actual killer, but, with the intent to kill, aided, abetted, counseled, commanded, induced, solicited, requested, or assisted the actual killer in the commission of murder in the first degree. [¶] [or] (3) The person was a major participant in the underlying felony and acted with reckless indifference to human life, as described in subdivision (d) of Section 190.2.” (§ 189, subd. (e).) Senate Bill 1437 also established resentencing relief for eligible defendants. (§ 1172.6, subd. (a); People v. Strong (2022) 13 Cal.5th 698, 707-708 (Strong).) Under section 1172.6, subdivision (a), “[a] person convicted of felony murder or murder under a natural and probable consequences theory may file a petition” with the sentencing court to have 4 his or her murder conviction vacated and to be resentenced on any remaining counts “when all of the following conditions apply: [¶] (1) A complaint, information, or indictment was filed against the petitioner that allowed the prosecution to proceed under a theory of felony murder or murder under the natural and probable consequences doctrine. [¶] (2) The petitioner was convicted of first degree or second degree murder following a trial or accepted a plea offer in lieu of a trial at which the petitioner could be convicted for first degree or second degree murder. [¶] (3) The petitioner could not be convicted of first or second degree murder because of changes to Section 188 or 189 made effective January 1, 2019” under Senate Bill 1437. After receiving a petition containing the required information, “the court must evaluate the petition ‘to determine whether the petitioner has made a prima facie case for relief.’ ” (Strong, supra, 13 Cal.5th at p. 708, citing § 1172.6, subd. (c).) “[P]etitioners who file a complying petition requesting counsel are to receive counsel upon the filing of a compliant petition.” (People v. Lewis (2021) 11 Cal.5th 952, 963 (Lewis).) The prosecutor then files and serves a response within 60 days of service of the petition, and the petitioner may respond within 30 days of the prosecutor serving the response. (Lewis, at p. 964; § 1172.6, subd. (c).) “[T]he court reviews the petition to determine ‘if the petitioner has made a prima facie showing that petitioner falls within the provisions of this section.’ ” (Lewis, at p. 962, quoting former § 1170.95, subd. (c).) The Supreme Court described the process: “[A] complying petition is filed; the court appoints counsel, if requested; the issue is briefed; and then the court makes one . . . prima facie determination.” (Lewis, at p. 966.) If the defendant makes a prima facie 5 showing of entitlement to relief, the court must issue an order to show cause and hold an evidentiary hearing. (§ 1172.6, subds. (c), (d)(3).) B. Analysis Radloff and the Attorney General agree that the law requires a court to consider whether a petitioner makes a prima facie showing of eligibility for relief only after appointment of counsel and briefing occur. (§ 1172.6, subds. (b), (c); Lewis, supra, 11 Cal.5th at p. 957.) They agree that did not occur here because the court did not consider briefing before denying the petition.2 However, they dispute whether this error was prejudicial. (People v. Watson (1956) 46 Cal.2d 818.) Thus, we consider whether it is reasonably probable Radloff would have obtained a more favorable outcome if the court had received briefing from the parties. (Lewis, at pp. 973-974.) Radloff’s trial occurred after the amendments to the felony murder law were effective, and the jury instructions reflected the requirements of the new law. For instance, the court instructed the jury that to convict Radloff of murder as an aider and abettor, the jury must find beyond a reasonable doubt that she either acted with the intent to kill or that she was a major participant who acted with reckless indifference to human life. In connection with whether Radloff was a major participant in the underlying robbery, the instructions directed the jury to consider her role in the robbery, her role in supplying or using lethal weapons, her awareness as to the dangers posed by the nature of the crime, any weapons used, Radloff’s past experience with the perpetrator, Radloff’s presence at the killing, whether Radloff was in a position to facilitate or prevent the murder, Radloff’s own actions or inaction 2 Although the court did not appoint Radloff counsel when she filed the petition, as it should have, the court did appoint counsel before the hearing, in which the attorney represented Radloff. 6 and whether either played a particular role in the victim’s death, and her actions after lethal force was used. (See Banks, supra, 61 Cal.4th at p. 803.) With regard to whether Radloff acted with a reckless indifference to human life, the instructions directed the jury to consider if she knowingly engaged in criminal activity that she knew involved a grave risk of death and whether Radloff “actually kn[e]w that under the circumstances[,] the crime in which . . . she . . . participat[ed] carrie[d] a higher probability of death than normally attends the commission of such a crime.” (See Clark, supra, 63 Cal.4th at pp. 618-623.) Radloff argues that Scoggins changed the law by clarifying that reckless indifference has both objective and subjective elements. She contends that because the instructions used at her trial did not explicitly reference “objective” and “subjective” intent or tell the jury how to assess those requirements, it is “unclear whether the jury engaged in a complete and proper analysis of the requirements necessary to find her guilty.” In other words, Radloff contends that she is not sure on which of those factors the jury based its decision. But this does not tell us how the court’s failure to review briefing prejudiced her. Radloff’s attorney told the court about the Scoggins case, so the court heard that information before concluding Radloff was ineligible for relief. Additionally, Radloff’s argument essentially challenges the correctness of the jury instructions because she contends the jury did not have the necessary information to properly assess recklessness. That is a claim of trial error (see, e.g., People v. Hendrix (2022) 13 Cal.5th 933, 941 [discussing instructional error as error at trial]), and section 1172.6 “does not permit a petitioner to establish eligibility on the basis of alleged trial error.” (People v. DeHuff (2021) 63 Cal.App.5th 428, 438.)
7 To meet her burden, Radloff must be able to make a prima facie showing that all the components of section 1172.6, subdivision (a) apply. Because she was convicted after section 1172.6 became effective in 2019, she cannot show that she could not be convicted of murder “because of changes to Section 188 or 189 made effective January 1, 2019.” (§ 1172.6, subd. (a)(3)). Thus, she does not show it is reasonably probable she would have obtained a more favorable outcome if the court had received briefing from the parties. DISPOSITION The order is affirmed.
HUFFMAN, J.
WE CONCUR:
McCONNELL, P. J.
IRION, J.
Cites, in this corpus
- People v. Hendrix S265668 · 2022-08-22
- People v. Strong S266606 · 2022-08-08
- People v. Lewis S260598 · 2021-07-26
- People v. Clark S066940 · 2016-06-27
- People v. Banks S213819 · 2015-07-09
- People v. Watson Crim. 5813 · 1956-07-03