People v. McClay CA4/1
- Proceeding
- appeal from judgment
- Trial court
- Superior Court of San Diego County · No. SCD286314
- Trial judge
- Daniel B. Goldstein
- Outcome
- affirmed — Judgment affirmed.
- Area
- criminal
- Panel
- Truc T. Do (author), O'Rourke, Joan K. Irion
Analysis
The trial court sentenced the defendant to the upper term of three years in state prison for DUI, relying on his seven prior DUI convictions. The Court of Appeal affirmed the judgment, holding that the error of relying on five prior convictions not admitted by the defendant was harmless because a jury would have found them true beyond a reasonable doubt based on the documented records.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Imposition of the upper term sentence of three years in state prison based on seven prior DUI convictions, five of which were not admitted by the defendant or found true by a jury.“the court stated it was specifically sentencing appellant to the upper term based on the aggravating circumstance that ‘[appellant has] had seven DUI[s.]’” | de novo | error | agree with court The appellate court correctly identified that under Senate Bill 567, aggravating factors must be stipulated to or found true beyond a reasonable doubt. Since the defendant only admitted to two prior felony DUIs, the trial court's reliance on the other five prior convictions without a jury finding or stipulation constituted legal error. The court then applied the harmless error analysis from People v. Lopez, concluding the error was harmless because the prior convictions were well-documented in the probation report and would have been found true beyond a reasonable doubt by a jury. |
Authorities
- relied: In re Estrada (1965) 63 Cal.2d 740 — Ameliorative statutory changes apply retroactively to nonfinal convictions.
- relied: People v. Lopez (2022) 78 Cal.App.5th 459 — Establishes a two-step harmless error analysis for sentencing errors under Senate Bill 567: first, whether a jury would have found the factors true beyond a reasonable doubt; second, whether the court would have imposed the upper term based on permissible factors alone.
- relied: People v. Flores (2022) 73 Cal.App.5th 1032 — Supports the retroactive application of Senate Bill 567 and the harmless error analysis for prior convictions shown on probation reports.
- relied: People v. Flores (2022) 75 Cal.App.5th 495 — Holds that prior convictions shown on a probation report are sufficient to conclude a jury would have found them true beyond a reasonable doubt.
The appellate opinion: sound — The opinion is sound because it correctly applies the In re Estrada rule for retroactivity and uses the specific two-step harmless error framework from People v. Lopez to evaluate the sentencing error. The court's conclusion that the error was harmless is supported by the record showing the prior convictions were well-documented and uncontested.
How this analysis was made · dispute it
unusual dispositionThe trial court sentenced McClay to the upper term of three years in state prison for felony DUI, selecting the upper term because he had seven prior DUI convictions, only two of which he admitted and none of which were proved by certified records. On appeal the Court of Appeal agreed that reliance on the five unadmitted priors was error under section 1170, subdivision (b), as amended by Senate Bill 567, but held the error harmless under the first step of the Lopez framework because a jury presented with records of the well-documented convictions would have found them true beyond a reasonable doubt, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Imposition of the upper term of three years on count 1 based on the aggravating circumstance that defendant had seven prior DUI convictions, five of which were neither admitted, found true beyond a reasonable doubt, nor established by certified records of conviction as required by amended section 1170, subdivision (b)(2)-(3).“McClay’s five other prior DUI convictions were well documented in the probation officer’s report and could easily be proved by certified records.” | mixed | harmless error (law misapplied) | agree with court The court correctly treated Senate Bill 567 as retroactive under Estrada to this nonfinal judgment, and the parties agreed the trial court's reliance on unadmitted priors unsupported by certified records violated section 1170(b)(3). The court then applied the two-step Lopez harmlessness test, which the parties also agreed governed, and resolved the case at step one by finding beyond a reasonable doubt that a jury would have found the five additional DUI convictions true. Prior convictions are the paradigmatic fact that is overwhelming and uncontested when documented by case number, date, and disposition, and McClay did not dispute their existence; the only factor the trial court relied on was the number of prior DUIs, so the step-one conclusion covers every factor relied on. The result follows from the authorities cited, and no binding published authority at the time compelled a different approach. |
Authorities
- relied: In re Estrada (1965) 63 Cal.2d 740 — Ameliorative sentencing amendments apply retroactively to judgments not yet final on appeal absent a contrary legislative intent.
- relied: People v. Flores (2022) 73 Cal.App.5th 1032 — Senate Bill 567's amendments to section 1170, subdivision (b), are ameliorative and apply retroactively to nonfinal judgments under Estrada.
- relied: People v. Lopez (2022) 78 Cal.App.5th 459 — Error under amended section 1170(b) is assessed under a two-step harmlessness analysis: first whether a jury would beyond a reasonable doubt have found true all aggravating factors the court relied on, and if not, whether the record clearly indicates the court would have imposed the upper term based on permissible factors alone.
- relied: People v. Jones (2022) 79 Cal.App.5th 37 — A defendant whose conviction is nonfinal on appeal is entitled to retroactive application of Senate Bill 567's ameliorative changes.
- relied: People v. Flores (2022) 75 Cal.App.5th 495 — Where prior convictions are shown on the probation report, a jury reviewing official records of those convictions would have found them true beyond a reasonable doubt, rendering the failure to prove them by certified record harmless.
The appellate opinion: sound — The opinion identifies the governing amended statute, applies settled Estrada retroactivity, and resolves prejudice at Lopez step one with a factual showing (seven documented plea-based DUI convictions) that fits the overwhelming-and-uncontested standard, while candidly noting the then-pending split on the harmlessness test and explaining why it need not be addressed given the parties' agreement. Because the sole aggravating factor the trial court relied on was the number of prior DUIs, the court did not need to reach the discretionary second step, and its reasoning fully answers the only argument raised.
Opinion
Filed 2/22/23 P. v. McClay CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D079688
Plaintiff and Respondent, v. (Super. Ct. No. SCD286314)
KASHUN DANTE MCCLAY,
Defendant and Appellant.
APPEAL from judgment of the Superior Court of San Diego County, Daniel B. Goldstein, Judge. Judgment affirmed. Matthew A. Lopas, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Collette C. Cavalier, Warren Williams and Ksenia Gracheva, Deputy Attorneys General, for Plaintiff and Respondent. INTRODUCTION Kashun Dante McClay pled guilty to driving under the influence (DUI) and admitted he suffered two prior felony DUI convictions. He appeals his upper-term sentence of three years under retroactive application of Senate Bill No. 567 (Stats. 2021, ch. 731, § 1.3) (Senate Bill 567). Because we conclude any sentencing error was harmless, we affirm the judgment. FACTUAL AND PROCEDURAL BACKGROUND Around 9:00 a.m. in April 2020, McClay drove onto a naval base after a night of “ ‘partying’ ” because, he explained, it was “ ‘4/20.’ ” A preliminary alcohol screening test revealed his blood alcohol content (BAC) at 11:06 a.m. was 0.246 percent. An Intoxilyzer breath test at 1:22 p.m. had him at 0.240 percent. A bottle of Hennessy was found underneath his driver’s seat. In February 2021, McClay pled guilty to violating Vehicle Code section 23152, subdivisions (a) and (b) (counts 1 and 2, respectively). He admitted to having two prior felony DUI convictions within 10 years (Veh. Code, § 23550.5, subd. (a)) and a BAC of 0.15 percent or more at the time of the charged offenses (Veh. Code, § 23578). He agreed to be sentenced by the trial court and acknowledged he could receive the maximum sentence of three years state prison. At sentencing in October 2021, the trial court sentenced McClay to the upper term of three years state prison on count 1 and stayed an upper term of three years on count 2 pursuant to Penal Code1 section 654. DISCUSSION McClay appeals his sentence on the sole basis of Senate Bill 567.
1 Undesignated statutory references are to the Penal Code.
2 At the time he was sentenced, section 1170, former subdivision (b), left it to the sentencing judge’s “sound discretion” to select the appropriate term within a sentencing triad that “best serves the interests of justice.” (§ 1170, former subd. (b), as amended by Stats. 2018, ch. 1001 (Assem. Bill No. 2942) § 1.) Less than three months later, the amendments to section 1170 under Senate Bill 567 took effect. Effective January 1, 2022, a “court may impose a sentence exceeding the middle term only when there are circumstances in aggravation of the crime that justify the imposition of a term of imprisonment exceeding the middle term, and the facts underlying those circumstances have been stipulated to by the defendant, or have been found true beyond a reasonable doubt at trial by the jury or by the judge in a court trial.” (§ 1170, subd. (b)(2).) However, “the court may consider the defendant’s prior convictions in determining sentencing based on a certified record of conviction without submitting the prior convictions to a jury.” (§ 1170, subd. (b)(3).) Senate Bill 567’s amendments to section 1170, subdivision (b), are ameliorative and apply retroactively to McClay under the rule of In re Estrada (1965) 63 Cal.2d 740. (See, e.g., People v. Flores (2022) 73 Cal.App.5th 1032, 1039 (Flores); People v. Lopez (2022) 78 Cal.App.5th 459, 465 (Lopez); People v. Jones (2022) 79 Cal.App.5th 37, 45 [defendant whose convictions remained nonfinal on appeal “entitled to retroactive application of the ameliorative changes effected by Senate Bill 567”].) Although the parties agree amended section 1170, subdivision (b), applies to McClay’s nonfinal sentence and there was error under the new law, they disagree on whether the error requires us to vacate the sentence and remand for resentencing. Here, we conclude any error under the amended law was harmless and remand is not warranted.
3 The probation officer’s report identified six factors in aggravation in recommending the trial court impose an upper term sentence of three years state prison: (1) McClay engaged in violent conduct that indicates a serious danger to society; (2) his prior convictions as an adult are numerous and date back 20 years to 2001; (3) he has served multiple prior prison terms; (4) he was released on post release community supervision at the time of the charged DUIs; (5) his prior performance on probation and parole was unsatisfactory; and (6) as he admitted, he had a BAC of 0.15 percent or more at the time of the charged DUIs. But in choosing the upper term sentence, the trial court did not (as is typically done) state that it considered, or relied on, the probation report. Nor did the court recite any of the six factors in aggravation set forth in the probation report as a basis for its sentencing decision. Instead, the court focused on McClay’s seven prior DUI convictions chronicled by the probation officer as part of McClay’s 20-year criminal history. And as McClay states in his opening brief on appeal, “the court stated it was specifically sentencing appellant to the upper term based on the aggravating circumstance that ‘[appellant has] had seven DUI[s.]’ ” The court explained its sentencing decision: “So let’s remember what the purposes of punishment are . . . . They are deterrents, incapacitation, and retribution . . . . [¶] But there are other goals and punishments, not just to protect the public. There is incapacitation, which is essentially warehousing the defendant in retribution, which is to inflict a certain amount of pain that would cause some type of deterrents for the defendant. [¶] I recognize he’s had seven DUIs. And so, actually, I am going to give him the three years in state prison, but I am not doing it for the protection of the public. I am doing it under a retribution weighing of punishment; that he deserves that type of punishment for continually violating the laws. [¶] The best thing to do with him would be to put him on probation for ten years and 4 on a SCRAM device, but that is not one of my options.” (Italics added.) McClay does not identify any other aggravating factors relied on by the court. According to the probation report, McClay has suffered the following seven prior DUI convictions based on his own guilty pleas: (1) On August 7, 2001, in case C213990, he pled guilty to a misdemeanor DUI (Veh. Code, § 23152, subd. (a)); (2) On March 23, 2003, in case M890819, he pled guilty to a misdemeanor DUI causing injury (Veh. Code, § 23153, subd. (a)); (3) On March 3, 2006, in case M952339, he pled guilty to a misdemeanor DUI (Veh. Code, § 23152, subd. (a)); (4) On August 26, 2008, in case SCD215226, he pled guilty to a felony DUI (Veh. Code, § 23152, subd. (a)) and admitted the allegation the offense occurred within 10 years of three or more DUIs (Veh. Code, § 23550, subd. (a)), and was sentenced to two years state prison; (5) On December 6, 2011, in case SCD237697, he pled guilty to a felony DUI (Veh. Code, § 23152, subd. (a)) and admitted the allegation the offense occurred within 10 years of a felony DUI (Veh. Code, § 23550.5), and was sentenced to 32 months state prison. This is the first of the two prior DUI convictions McClay admitted as part of his guilty plea to the instant offenses. (6) On January 13, 2016, in case SCD263623, he pled guilty to a felony DUI (Veh. Code, § 23152, subd. (b)) and admitted the allegation the offense occurred within 10 years of a felony DUI (Veh. Code, § 23550.5), and was sentenced to four years state prison; and (7) On April 2, 2019, in case SCD274765, he pled guilty to a felony DUI (Veh. Code, § 23152, subd. (a)), and was sentenced to two years state prison. This is the second of the two prior DUI convictions McClay admitted as part of his guilty plea to the instant offenses.
5 McClay contends the trial court’s reliance on the five DUI convictions he did not admit constituted error under amended section 1170, subdivision (b), because no certified records of those convictions were presented, he did not stipulate to them, and there was no true finding beyond a reasonable doubt. We agree with McClay, and so we will proceed to assess that error for prejudice under the two-step harmless error analysis this court articulated in Lopez, supra, 78 Cal.App.5th 459.2 The first question we ask is whether we can “conclude beyond [a] reasonable doubt that a jury would have found true beyond a reasonable doubt all of the aggravating factors on which the trial court relied in exercising its discretion to select the upper term.” (Lopez, supra, 78 Cal.App.5th at p. 467, fn. 11; id. at pp. 465–466.) “ ‘The failure to submit a sentencing factor to a jury may be found harmless if the evidence supporting that factor is overwhelming and uncontested, and there is no “evidence that could rationally lead to a contrary finding.” ’ ” (Id. at p. 465.) “If the answer to this question is ‘yes,’ then the defendant has not suffered prejudice from the court’s reliance on factors not found true by a jury in selecting the upper term.” (Id. at p. 467, fn. 11.) But if the answer is “ ‘no,’ ” then we turn to the second question. (Lopez, supra, 78 Cal.App.5th at p. 467, fn. 11.) We ask whether the record clearly indicates “the trial court would have exercised its discretion to impose 2 Because the parties agree the harmless error analysis under Lopez applies, we do not address the current conflict among the courts on how to assess error under Senate Bill 567, which will be resolved by our Supreme Court. (See Flores, supra, 73 Cal.App.5th 1032; Lopez, supra, 78 Cal.App.5th 459; People v. Wandrey (2022) 80 Cal.App.5th 962, review granted Sept. 28, 2022, S275942; People v. Dunn (2022) 81 Cal.App.5th 394, review granted Oct. 12, 2022, S275655; People v. Zabelle (2022) 80 Cal.App.5th 1098.)
6 the upper term based on a single permissible aggravating factor, or even two or three permissible aggravating factors, related to the defendant’s prior convictions, when the court originally relied on both permissible and impermissible factors in selecting the upper term.” (Id. at pp. 467–468.) “If the answer to both of these questions is ‘no,’ then it is clear that remand to the trial court for resentencing is necessary.” (Id. at p. 467, fn. 11.) We need not go further than the first question. McClay’s five other prior DUI convictions were well documented in the probation officer’s report and could easily be proved by certified records. We are thus satisfied a jury presented with such records would have found those aggravating circumstances true beyond a reasonable doubt. (See People v. Flores (2022) 75 Cal.App.5th 495, 501 [concluding that because the prior convictions are shown on the probation report, a jury reviewing the “official records” of those convictions would have found them true beyond a reasonable doubt].) We therefore conclude the error is harmless and remand is unwarranted. DISPOSITION The judgment is affirmed.
DO, J.
WE CONCUR:
O’ROURKE, Acting P. J.
IRION, J.
Cites, in this corpus
- In Re Estrada Crim. 8524 · 1965-12-23