In re N.W. CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County
- Trial judge
- Gary M. Bubis
- Outcome
- reversed — Conditionally reversed and remanded with directions.
- Area
- dependency
- Panel
- Judith D. McConnell (author), Joan K. Irion, William S. Dato
Analysis
The juvenile court terminated Mother's parental rights for A.R. and found that the Indian Child Welfare Act (ICWA) did not apply based on the Agency's report and parental denials of Indian ancestry. The Court of Appeal conditionally reversed the termination order and remanded the case for the Agency to conduct further ICWA inquiry regarding A.R.'s paternal relatives.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Finding that ICWA did not apply to A.R.“Because there was readily obtainable information that was likely to bear meaningfully upon whether A.R. is an Indian child, the Agency failed in its duty of initial inquiry.” | substantial evidence | error | agree with court The appellate court correctly identified that the Agency failed to satisfy its statutory duty of initial inquiry under Welfare and Institutions Code section 224.2 by not asking A.R.'s paternal relatives about Indian ancestry. The court properly applied the standard of review for ICWA findings and relied on In re Benjamin M. to support the conclusion that the failure to interview available extended family members constituted a failure of the duty to inquire. The conditional reversal is the appropriate remedy to ensure compliance with ICWA without necessarily invalidating the underlying dependency findings if the inquiry yields no reason to believe the child is Indian. |
Authorities
- relied: In re Isaiah W. (2016) 1 Cal.5th 1 — Establishes the affirmative and continuing duty to inquire whether a child is or may be an Indian child under ICWA.
- relied: In re D.S. (2020) 46 Cal.App.5th 1041 — Defines the three distinct duties regarding ICWA in dependency proceedings and the standard of review for ICWA findings.
- relied: In re Austin J. (2020) 47 Cal.App.5th 870 — Clarifies that a finding that ICWA does not apply implies the social workers and court did not know or have a reason to know the children were Indian children and that social workers had fulfilled their duty of inquiry.
- relied: In re Benjamin M. (2021) 70 Cal.App.5th 735 — Supports the conclusion that an agency fails its duty of initial inquiry if it does not ask extended family members whether the minor has Indian ancestry.
The appellate opinion: sound — The opinion is sound because it correctly applies the statutory framework of ICWA and California law to the specific facts of the Agency's failure to inquire of paternal relatives. The court appropriately accepts the Agency's concession and issues a conditional reversal, which is the standard procedural mechanism to ensure ICWA compliance without necessarily disturbing the underlying dependency findings if the inquiry is negative.
How this analysis was made · dispute it
unusual dispositionThe juvenile court found that ICWA did not apply to A.R. after the Agency inquired of Mother and maternal relatives but, although it contacted four paternal relatives about placement, never asked them about Indian ancestry; the court then removed the children (the opinion also describes the appealed order as one terminating parental rights). On appeal, the Agency conceded the initial inquiry was deficient, and the Court of Appeal accepted the concession, conditionally reversed, and remanded with directions to complete ICWA inquiry under section 224.2 and reinstate the order if no reason to believe or know A.R. is an Indian child emerges.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Juvenile court's finding that ICWA did not apply to A.R., which implicitly found the Agency had fulfilled its duty of initial inquiry under Welfare and Institutions Code section 224.2, subdivision (b)“Because there was readily obtainable information that was likely to bear meaningfully upon whether A.R. is an Indian child, the Agency failed in its duty of initial inquiry.” | mixed | error (law misapplied) | agree with court Section 224.2, subdivision (b) requires the Agency to ask extended family members whether the child is or may be an Indian child. The record showed the Agency had the names of and contacted four paternal relatives of A.R. about placement but never asked them about Indian ancestry, and A.R.'s father was deceased so the paternal side was otherwise unexplored. Under D.S. and Benjamin M., that is a failure of the initial inquiry duty, and the information was readily obtainable and likely to bear meaningfully on the ICWA question, so the finding that ICWA did not apply lacked adequate support. The Agency's concession confirms the point. |
Authorities
- relied: In re Isaiah W. (2016) 1 Cal.5th 1 — ICWA's purpose and the juvenile court's and agency's affirmative and continuing duty to inquire whether a child is or may be an Indian child.
- relied: In re D.S. (2020) 46 Cal.App.5th 1041 — Section 224.2 creates three distinct duties (initial inquiry, further inquiry, formal notice); ICWA findings are reviewed for substantial evidence, but where facts are undisputed the court independently determines whether ICWA's requirements were satisfied.
- relied: In re Austin J. (2020) 47 Cal.App.5th 870 — A finding that ICWA does not apply implies the social workers and court did not know or have reason to know the children were Indian children and that the duty of inquiry was fulfilled.
- relied: In re Benjamin M. (2021) 70 Cal.App.5th 735 — Failure to ask extended family members about Indian ancestry on the paternal side is prejudicial error warranting conditional reversal where readily obtainable information was likely to bear meaningfully on whether the child is an Indian child.
The appellate opinion: sound with gaps — The court correctly identified the initial inquiry duty under section 224.2, subdivision (b), applied the proper standard of review from D.S., and reached the right result under Benjamin M. given the Agency's concession that paternal relatives were never asked about Indian ancestry. The opinion has gaps, however: it does not expressly address the prejudice standard for initial-inquiry errors, and it is internally inconsistent about the order appealed, describing the appeal as from the September 2022 jurisdiction/disposition order while framing the appeal and disposition as a conditional reversal of an order terminating parental rights.
How this analysis was made · dispute it
record incomplete unusual dispositionOpinion
Filed 2/15/23 In re N.W. CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re N.W. et al., Persons Coming D080974 Under the Juvenile Court Law.
SAN DIEGO COUNTY HEALTH (San Diego County AND HUMAN SERVICES Super. Ct. No. EJ4771A-B) AGENCY, Plaintiff and Respondent, v. E.C., Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, Gary M. Bubis, Judge. Conditionally reversed and remanded with directions.
Landon Villavaso, under appointment by the Court of Appeal, for Defendant and Appellant. Claudia G. Silva, County Counsel, Lisa M. Maldonado, Chief Deputy County Counsel, Jesica N. Fellman, Deputy County Counsel, for Plaintiff and Respondent. E.C. (Mother) appeals from the juvenile court’s order terminating her parental rights for her son, A.R.1 Mother’s sole claim on appeal is that substantial evidence does not support the juvenile court’s finding that the Indian Child Welfare Act (ICWA; 25 U.S.C. § 1901 et seq.) did not apply. San Diego County Health and Human Services Agency (the Agency) concedes that a limited remand is appropriate to ensure ICWA compliance. We accept the Agency’s concession, conditionally reverse, and remand for compliance with ICWA. FACTUAL AND PROCEDURAL BACKGROUND In June 2022, the Agency initiated this dependency proceeding under Welfare and Institutions Code section 300 subdivision (b)(1)2 on behalf of A.R. and N.W. The Agency alleged there was a substantial risk the children would suffer serious physical harm due to violent physical altercations in the family home between Mother and her male companions. The Agency also alleged Mother relapsed on alcohol after completing a substance abuse treatment program, continued to use alcohol to excess and was unable to provide regular care for the children. The Agency’s detention report stated that Mother and N.W.’s father denied any Indian Ancestry. Later that month, Mother and N.W.’s father both filed a parental notification of Indian status indicating no Indian ancestry. The Agency was unable to determine if A.R.’s father has Indian ancestry because he is deceased. At the June 2022 detention hearing, based 1 The father did not file an appeal and Mother makes no claims of error as to N.W.
2 All further section references are to the Welfare and Institutions Code unless otherwise indicated. 2 on the Agency’s report and the parent’s representations, the juvenile court found the Indian Child Welfare Act did not apply. The Agency’s July 2022 jurisdiction/disposition report indicated that Mother again denied any Native American ancestry in a conference with a social worker. A social worker from the Agency also spoke to the following extended family members: maternal grandmother, maternal uncle, and the maternal aunt. The maternal relatives denied having any information that Mother has Indian ancestry, with the maternal grandmother further denying that she had any information A.R. and N.W. are Indian children. The social worker also had the names of four paternal relatives of A.R. and attempted to contact them, but there is no indication the attempts were successful or that the Agency attempted to ask them about A.R.’s Indian ancestry. In September 2022, the juvenile court held a contested jurisdiction and disposition hearing, adopted the Agency’s recommendation, and removed the children from Mother’s custody. Mother appealed from that order, challenging only the court’s ICWA finding as to A.R. DISCUSSION Congress enacted ICWA to address concerns regarding the separation of Indian children from their tribes through adoption or foster care placement with non-Indian families. (In re Isaiah W. (2016) 1 Cal.5th 1, 7.) Under California law adopted pursuant to ICWA, the juvenile court and Agency have an “affirmative and continuing duty to inquire” whether a child “is or may be an Indian child.” (§ 224.2, subd. (a); see Isaiah W., at p. 9.) “[S]ection 224.2 creates three distinct duties regarding ICWA in dependency proceedings. First, from the Agency’s initial contact with a minor and his family, the statute imposes a duty of inquiry to ask all involved persons whether the child may be an Indian child. (§ 224.2, subds. (a), (b).)
3 Second, if that initial inquiry creates a ‘reason to believe’ the child is an Indian child, then the Agency ‘shall make further inquiry regarding the possible Indian status of the child, and shall make that inquiry as soon as practicable.’ (Id., subd. (e), italics added.) Third, if that further inquiry results in a reason to know the child is an Indian child, then the formal notice requirements of section 224.3 apply.” (In re D.S. (2020) 46 Cal.App.5th 1041, 1052 (D.S.).) A juvenile court finding that ICWA is inapplicable generally implies that the Agency has fulfilled its inquiry duty. (See In re Austin J. (2020) 47 Cal.App.5th 870, 885 [a finding that “ICWA does not apply” implies social workers and court “did not know or have a reason to know the children were Indian children and that social workers had fulfilled their duty of inquiry”].) We review ICWA findings for substantial evidence, but “where the facts are undisputed, we independently determine whether ICWA’s requirements have been satisfied.” (D.S., supra, 46 Cal.App.5th at p. 1051.) Mother contends substantial evidence does not support the court’s finding that ICWA did not apply to A.R.’s juvenile dependency proceeding. Mother argues the Agency failed to satisfy its duty to interview paternal relatives who had information relevant to whether A.R. is an Indian child. The Agency concedes it failed to conduct sufficient ICWA inquiry as to A.R. “The Agency agrees the record does not demonstrate that ICWA inquiry was conducted with several of A.R.’s extended family members.” The Agency contacted four paternal relatives about whether they were interested in the “care and placement” of A.R. while she was in protective custody. The paternal relatives were also informed “the preference for relative placement is by law applicable at disposition,” but that opportunity “may diminish” as A.R.’s case progresses. The record does not, however, 4 reflect any attempt by the Agency to discuss Indian ancestry with the paternal relatives. Because there was readily obtainable information that was likely to bear meaningfully upon whether A.R. is an Indian child, the Agency failed in its duty of initial inquiry. (In re Benjamin M. (2021) 70 Cal.App.5th 735, 744 [conditionally reversing order terminating parental rights where the social services agency never asked any “ ‘extended family members’ ” whether the minor “has Indian ancestry on his paternal side”].) DISPOSITION The juvenile court’s order terminating Mother’s parental rights for A.R. is conditionally reversed. The matter is remanded to the juvenile court with directions to comply with the inquiry provisions of ICWA and section 224.2 (and, if applicable, the notice provisions under section 224.3). If, after completing its inquiry, neither the Agency nor the juvenile court has reason to believe or reason to know A.R. is an Indian child, the order terminating parental rights shall be reinstated. If the Agency or the juvenile court has reason to believe or reason to know A.R. is an Indian child, the juvenile court shall proceed accordingly. Remittitur shall issue immediately.
MCCONNELL, P. J.
WE CONCUR:
IRION, J.
DATO, J.
Cites, in this corpus
- Los Angeles County Department of Children & Family Services v. Ashlee R. No. S221263 · 2016-07-07