P. v. Rouston CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCD234128
- Trial judge
- Theodore M. Weathers
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Judith L. Haller (author), Richard D. Huffman, Sr., Judith D. McConnell
Analysis
The trial court sentenced a minor charged as an adult to 16 years in prison, including a 10-year gang enhancement and a 3-year firearm use enhancement, after the defendant pled guilty to assault with a semiautomatic firearm. The Court of Appeal affirmed, holding that the gang enhancement was properly supported by the great bodily injury aspect of the offense and that placing the case in adult court was a jurisdictional election, not a separate punishment under Section 654.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Imposition of both the 10-year gang enhancement and the 3-year personal firearm use enhancement“the 10-year gang enhancement term could properly be premised on defendant's personal infliction of great bodily injury without reliance on his personal gun use” | de novo | not reached | agree with court The court found the trial court erred in relying on firearm use for both enhancements but held the error harmless because the gang enhancement was independently supported by the admitted great bodily injury allegation, which qualifies as a violent felony under Section 667.5, subdivision (c)(8). |
Placement of the minor's case in adult criminal court based on personal firearm use“the placement of a minor's case in adult court constitutes a jurisdictional election that does not determine or impose punishment, section 654 is not operative” | de novo | not reached | agree with court The court held that the decision to try a minor as an adult is a jurisdictional selection that exposes the minor to potential punishment but does not itself constitute a punishment for purposes of Section 654, as the actual punishment was determined at sentencing. |
Authorities
- relied: People v. Ahmed (2011) 53 Cal.4th 156 — A gun use enhancement and a great bodily injury enhancement may be imposed for a single act of firing a gun because Section 1170.1 specifically permits multiple enhancements, prevailing over the general prohibition in Section 654.
- relied: People v. Rodriguez (2009) 47 Cal.4th 501 — A trial court errs by imposing punishment pursuant to both the personal firearm use statute and a gang enhancement premised on that same personal firearm use.
- relied: People v. Vega (2013) 214 Cal.App.4th 1387 — It is not error to impose punishment based on both a firearm use enhancement and a 10-year gang enhancement if the substantive offense is a violent felony due to both gun use and infliction of great bodily injury, and the sentence on the great bodily injury enhancement is stayed.
- relied: People v. Osband (1996) 13 Cal.4th 622 — Harmless error analysis requires determining if there is a reasonable probability the outcome would have been different absent the error.
- relied: People v. Sanders (2012) 55 Cal.4th 731 — Section 654's prohibition against double punishment is designed to ensure that a defendant's punishment is commensurate with his or her culpability.
- relied: People v. Jones (2012) 54 Cal.4th 350 — A defendant should not be punished twice for a single physical act.
- relied: People v. Latimer (1993) 5 Cal.4th 1203 — A defendant should not be punished twice for a course of conduct when the defendant entertained a single criminal objective.
- relied: Ramona R. v. Superior Court (1985) 37 Cal.3d 802 — Adjudicating a minor's offense in criminal, rather than juvenile, court can readily subject the minor to harsher punishment.
- relied: Marcus W. v. Superior Court (2002) 98 Cal.App.4th 36 — Adjudicating a minor's offense in criminal, rather than juvenile, court can readily subject the minor to harsher punishment.
- relied: Manduley v. Superior Court (2002) 27 Cal.4th 537 — Charges may be filed directly in criminal court if the minor is at least 14 years old and the alleged offense involves a statutorily-specified circumstance, including personal use of a firearm.
The appellate opinion: sound — The opinion correctly applies People v. Ahmed and People v. Rodriguez to distinguish between the basis for the gang enhancement and the firearm enhancement, finding the error harmless due to the independent great bodily injury allegation. It also correctly distinguishes jurisdictional placement from substantive punishment for Section 654 purposes.
How this analysis was made · dispute it
unusual dispositionThe trial court sentenced a minor charged as an adult, who pled guilty to assault with a semiautomatic firearm and admitted gang, firearm-use, and great-bodily-injury enhancements, to 16 years: low terms of three years on the offense and the section 12022.5 enhancement plus the 10-year section 186.22(b)(1)(C) gang term premised on firearm use, while striking punishment on the GBI enhancement under section 1385. The Court of Appeal held that relying on firearm use for both the 10-year gang term and the firearm enhancement was error under Rodriguez but harmless because the admitted GBI enhancement independently made the offense a violent felony, rejected the claim that section 654 or due process barred using firearm use both for adult-court filing and sentence enhancement, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Imposition of both the 10-year gang enhancement (section 186.22, subd. (b)(1)(C)) premised on personal firearm use and the section 12022.5 firearm-use enhancement for the same shooting“the trial court erred by imposing punishment pursuant to two statutes” | unclear | harmless error (law misapplied) | agree with court The court did not articulate a standard of review but treated the issue as a legal question under section 1170.1(f) and Rodriguez, then applied Watson-type prejudice analysis via Osband. Rodriguez forbids using firearm use both to elevate the gang term to 10 years and to impose section 12022.5, but here the defendant admitted a section 12022.7 GBI enhancement, which independently qualifies the offense as a violent felony under section 667.5(c)(8); Vega holds that in that situation both terms may be imposed when the GBI enhancement itself is not executed. The trial court's striking of GBI punishment under section 1385 did not erase the charged and admitted finding, so the alternative basis remains available, and the record (probation report and prosecutor both proposing that structure) supports the conclusion the court would have reached the same 16-year sentence. |
Rejection of claim that using personal firearm use both to place the case in adult court under Welfare and Institutions Code section 707(d)(2)(B) and to enhance the sentence violated section 654 and due process“election that does not determine or impose punishment, section 654 is not operative.” | de novo | correct | agree with court Section 654 by its terms limits punishment of an act under more than one provision of law; a direct-filing decision under section 707(d) is a jurisdictional allocation that imposes no punishment, as Manduley recognizes in upholding the prosecutorial direct-file scheme. The court correctly distinguished exposure to harsher punishment (acknowledged in Ramona R. and Marcus W.) from actual punishment, and the due process claim falls for the same reason. No contrary binding authority is apparent. |
Authorities
- relied: People v. Ahmed (2011) 53 Cal.4th 156 — Section 1170.1, subdivisions (f) and (g), specifically permits imposing both a firearm-use and a great-bodily-injury enhancement for a single act, and the specific statute prevails over section 654's general bar on multiple punishment.
- relied: People v. Rodriguez (2009) 47 Cal.4th 501 — Section 1170.1(f) bars imposing both a section 12022.5 firearm-use enhancement and a 10-year gang enhancement whose violent-felony status rests solely on the same firearm use.
- relied: People v. Vega (2013) 214 Cal.App.4th 1387 — Both a firearm-use enhancement and the 10-year gang enhancement may be imposed where the offense is a violent felony by reason of great bodily injury as well as firearm use and the GBI enhancement is not executed; the proper procedure is to impose and stay the lesser enhancement.
- relied: People v. Gonzalez (2008) 43 Cal.4th 1118 — Under section 12022.53(f) and similar limitations, a court should impose and then stay, rather than strike, the lesser enhancements.
- relied: People v. Osband (1996) 13 Cal.4th 622 — Sentencing error is harmless where there is no reasonable probability of a more favorable result for the defendant absent the error.
- relied: Manduley v. Superior Court (2002) 27 Cal.4th 537 — Welfare and Institutions Code section 707(d) permits direct filing of specified charges against minors in criminal court without a juvenile court fitness finding.
- relied: People v. Sanders (2012) 55 Cal.4th 731 — Section 654's purpose is to ensure punishment commensurate with culpability.
- relied: People v. Jones (2012) 54 Cal.4th 350 — A single physical act may not be punished more than once under section 654.
- relied: People v. Latimer (1993) 5 Cal.4th 1203 — Section 654 bars multiple punishment for an indivisible course of conduct pursued with a single criminal objective.
- relied: Ramona R. v. Superior Court (1985) 37 Cal.3d 802 — Adjudication in criminal rather than juvenile court exposes a minor to substantially harsher consequences.
- relied: Marcus W. v. Superior Court (2002) 98 Cal.App.4th 36 — Transfer of a minor to adult criminal court can subject the minor to harsher punishment than juvenile court.
The appellate opinion: sound with gaps — The court correctly identified Rodriguez error and reasonably found it harmless under Vega because the admitted GBI enhancement independently supplied violent-felony status, and its treatment of the section 654/due process claim rests on the plain scope of the statute. It did not, however, expressly address whether a GBI enhancement whose punishment was struck under section 1385 (rather than stayed, as in Vega) still counts as 'charged and proved' under section 667.5(c)(8), nor did it state the standard of review for the first issue.
Opinion
Filed 6/25/13 P. v. Rouston CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D060911
Plaintiff and Respondent, v. (Super. Ct. No. SCD234128)
GEORGE ROUSTON,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Theodore M. Weathers, Judge. Affirmed.
Patrick Morgan Ford for Defendant and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Melissa Mandel and Charles Ragland, Deputy Attorneys General, for Plaintiff and Respondent.
George Rouston, a minor charged as an adult, pled guilty to assault with a semiautomatic firearm, and admitted enhancements for committing the crime for the benefit of a gang, personal use of a firearm, and personal infliction of great bodily injury. On appeal, he asserts the trial court improperly punished him multiple times for his single firearm use. We find no reversible error and affirm.
FACTUAL AND PROCEDURAL BACKGROUND
Defendant's offense, as summarized in the probation report, occurred on April 6, 2011, when defendant and several other males encountered the victim (Christopher Morales) and one or more other males. During the encounter, defendant pulled out a gun and fired several shots, and then he and his companions fled the scene. Morales was shot three times; one of the bullets caused him to lose the ability to feel or move his leg and he was required to undergo surgery.
Morales told the police that at the time of the crime he was "hanging out with his friends"; he ran when he heard gunshots and fell when he was shot; he had no gang affiliation; and he did not know who shot him or why he was shot.
Defendant was identified as the shooter by an anonymous caller to the police and by two witnesses at a photo lineup. Defendant was arrested at the home where he resided with his grandmother. Defendant initially denied knowledge of the shooting, but admitted his involvement when told that he had been identified by witnesses.
According to defendant, he and Morales were members of rival gangs that were engaged in disputes about "tagging" and disrespect of defendant's gang. Defendant heard that Morales was planning to shoot defendant. Fearing for his life and the life of his family, defendant obtained a gun and went to the area of the offense to talk to Morales.
When defendant encountered Morales and asked him " 'What's up?' " Morales started 2 running towards defendant with his hand behind his back. Defendant thought Morales "had something" so defendant pulled his gun from his waistband and started shooting.
Defendant told the probation officer he did not intend to shoot Morales but just to point the gun at him to show he was not " 'messing' " and did not want anyone to hurt his family. At the time of the offense he was under the influence of methamphetamine and alcohol; he was not in his right state of mind; and he "was stupid and did not mean to shoot" Morales.
The nature of defendant's alleged offense permitted him to be charged as an adult in criminal court without a finding by a juvenile court that he was unfit to be dealt with in juvenile court. (Welf. & Inst. Code, § 707, subd. (d)(2); see Manduley v. Superior Court (2002) 27 Cal.4th 537, 549-550.)1 Defendant was charged as an adult in criminal court with attempted murder (count 1) and assault with a semiautomatic firearm (count 2, Pen.
Code,2 § 245, subd. (b)), and with three enhancement allegations: (1) committing the offense for the benefit of a gang (§ 186.22, subd. (b)(1)); (2) personal use of a firearm (§ 12022.5, subds. (a), (d)); and (3) personal infliction of great bodily injury (§ 12022.7, subd. (a)).
On July 28, 2011, defendant pled guilty to assault with a semiautomatic firearm and admitted the three enhancements. He also admitted that he personally used a firearm 1 Charges may be filed directly in criminal court if the minor is at least 14 years old and the alleged offense involves a statutorily-specified circumstance, including personal use of a firearm. (Welf. & Inst. Code, § 707, subd. (d)(2)(B).)
2 Subsequent unspecified statutory references are to the Penal Code. 3 within the meaning of the Welfare and Institutions Code provision permitting him to be charged as an adult. (Welf. & Inst. Code, § 707, subd. (d)(2)(B); see fn. 1, ante.) The prosecution agreed to dismiss the attempted murder charge and to a sentence between 10 to 20 years.
At sentencing, the prosecution (with the probation officer's concurrence) proposed a 20-year sentence, whereas defense counsel requested a 10-year sentence. In support of their positions, the parties elaborated at length about their differing views on the mitigating and aggravating factors operative during the offense. After listening to the parties' arguments and statements from defendant's family members, the court imposed a 16-year sentence, consisting of: (1) the lower three-year term for assault with a semiautomatic firearm; (2) the lower three-year term for the personal gun use enhancement; and (3) the 10-year term for the gang enhancement. The court explained that it selected the lower three-year terms for the assault offense and gun use enhancement based on defendant's youthful age, lack of significant criminal history, and early acceptance of responsibility. It imposed the 10-year term for the gang enhancement based on defendant's personal use of a firearm, which made the offense a violent felony triggering the 10-year gang enhancement term. Finally, for the personal infliction of great bodily injury enhancement, the court exercised its discretion under section 1385 to strike the punishment for this enhancement in the interests of justice, reasoning that it had "adequate sentencing parameters" without additional custody based on this enhancement.
4 DISCUSSION
I. Punishment for Both Gang Enhancement and Personal Firearm Use Defendant argues the trial court erred by imposing both the 10-year gang benefit enhancement and the personal use of a firearm enhancement because both enhancements were based on his personal use of a firearm. As we shall explain, there was no reversible error because the 10-year gang enhancement term could properly be premised on defendant's personal infliction of great bodily injury without reliance on his personal gun use.
Section 654 generally provides that when an act or omission is punishable under different statutory provisions, the act or omission may be punished only once.3 Specifically addressing punishment for enhancements based on gun use and great bodily injury, section 1170.1, subdivisions (f) and (g), provides that a gun use enhancement may be imposed only once for a single offense, and, likewise, a great bodily injury enhancement may be imposed only once for the offense. However, section 1170.1, subdivisions (f) and (g), also provides that the imposition of a gun use enhancement does 3 Section 654 states in relevant part: "(a) An act or omission that is punishable in different ways by different provisions of law shall be punished under the provision that provides for the longest potential term of imprisonment, but in no case shall the act or omission be punished under more than one provision. . . ."
5 not preclude the imposition of a great bodily injury enhancement for a single offense.4 Based on the express terms of section 1170.1, subdivisions (f) and (g), in People v. Ahmed (2011) 53 Cal.4th 156, the court held the trial court did not err in imposing both a gun use enhancement and a great bodily injury enhancement for the defendant's single act of firing a gun. (Id. at pp. 159-160, 164, 168.) Further, the Ahmed court concluded that when a statute specifically permits imposition of multiple enhancements, that specific statute prevails over the more general statutory provision set forth in section 654 that prohibits double punishment for a single act. (Ahmed, supra, at pp. 159-161, 163.)
Ahmed explained: "[T]he personal use of a firearm was an aspect of [the single act of shooting] that, the Legislature has determined, warrants additional punishment; similarly, the infliction of great bodily injury is a different aspect of that act that, the Legislature has determined, also warrants additional punishment." (Id. at pp. 163-164.)
4 Section 1170.1 states in relevant part: "(f) When two or more enhancements may be imposed for being armed with or using a dangerous or deadly weapon or a firearm in the commission of a single offense, only the greatest of those enhancements shall be imposed for that offense. This subdivision shall not limit the imposition of any other enhancements applicable to that offense, including an enhancement for the infliction of great bodily injury. "(g) When two or more enhancements may be imposed for the infliction of great bodily injury on the same victim in the commission of a single offense, only the greatest of those enhancements shall be imposed for that offense. This subdivision shall not limit the imposition of any other enhancements applicable to that offense, including an enhancement for being armed with or using a dangerous or deadly weapon or a firearm." We note that section 1170.1's statement that only the greatest enhancement "shall be imposed" in effect means imposed and executed given that the appropriate procedure is for the court to impose the sentence for both enhancements, and then stay execution of the shorter sentence. (People v. Vega (2013) 214 Cal.App.4th 1387, 1395-1396; see People v. Gonzalez (2008) 43 Cal.4th 1118, 1122-1123, 1125-1126, 1130.) 6 The gang enhancement statute sets forth varying levels of imprisonment, depending on the nature of the felony of which the defendant is convicted. At the lowest level, the gang enhancement statute provides for a two-, three-, or four-year term.
(§ 186.22, subd. (b)(1)(A).) The term is elevated to five years for statutorily-defined serious felonies (§ 186.22, subd. (b)(1)(B)), and it is elevated to 10 years for statutorily- defined violent felonies (§ 186.22, subd. (b)(1)(C)). The statutorily-defined violent felonies that support the 10-year term include felonies for which personal use of a firearm has been charged and proven, or for which personal infliction of great bodily injury has been charged and proven. (§ 667.5, subd. (c)(8).)
Based on section 1170.1, subdivision (f)'s limitation on multiple gun use enhancements, the trial court erred by imposing punishment pursuant to two statutes: (1)
the personal firearm use statute (§ 12022.5, subd. (a)); and (2) the 10-year gang enhancement statute premised on personal firearm use. (People v. Rodriguez (2009) 47 Cal.4th 501, 504-505, 508-509.) However, defendant was also charged with an enhancement for personal infliction of great bodily injury, and he admitted this allegation in his guilty plea. Thus, use of the 10-year gang enhancement term was additionally available premised on the great bodily injury aspect of defendant's offense. Further, the great bodily injury aspect was available to elevate the gang enhancement to the 10-year term because the court did not impose punishment based on the great bodily injury enhancement under section 12022.7, but rather struck this punishment in the furtherance of justice under section 1385. (People v. Vega, supra, 214 Cal.App.4th at p. 1395 [court did not err in imposing punishment based on both firearm use enhancement and 10-year 7 gang enhancement because substantive offense was violent felony due to both gun use and infliction of great bodily injury, and sentence on great bodily injury enhancement was stayed].)
Given the availability of the great bodily injury aspect to support application of the 10-year gang enhancement term, there is no reasonable probability the outcome would have been different absent the court's erroneous reliance on the firearm use for the 10- year gang enhancement term. (See People v. Osband (1996) 13 Cal.4th 622, 728-729.)
The record shows the trial court selected the 16-year total sentence as the appropriate term of custody that defendant should receive for his offense. We have no doubt that if the court had realized it could not rely on defendant's firearm use for both the gang enhancement and the firearm use enhancement, it would have premised imposition of the 10-year gang enhancement term on the great bodily injury aspect of the offense so as to permit imposition of punishment for the section 12022.5 firearm use enhancement.5 The court's erroneous reference to the firearm use for the 10-year gang enhancement term was harmless. Because the 10-year gang enhancement term was properly applicable due to the great bodily injury aspect of the crime, the court did not err in imposing punishment based on both the 10-year gang enhancement statute and the firearm use enhancement statute.
5 Indeed, the probation report and the prosecutor's sentencing statement cite the great bodily injury enhancement as establishing the offense as a violent felony for the 10- year gang enhancement term, and suggest imposing and executing this term while staying the sentence on the great bodily injury enhancement. 8 II. Placement of Case in Adult Court Based on Firearm Use and Enhancement of Sentence Based on Firearm Use Defendant argues the trial court violated section 654 and due process/fundamental fairness by using the fact of his personal firearm use to both (1) try him as an adult and (2) enhance his sentence. Defendant contends that placing his case in adult court constitutes punishment within the meaning of section 654's proscription against double punishment because juvenile court focuses on rehabilitation whereas criminal court focuses on punishment.
We agree with defendant that adjudicating a minor's offense in criminal, rather than juvenile, court can readily subject the minor to harsher punishment. (See Ramona R.
v. Superior Court (1985) 37 Cal.3d 802, 810-811; Marcus W. v. Superior Court (2002)
98 Cal.App.4th 36, 41.) Nevertheless, we are not persuaded by defendant's assertion that the placement of his case in adult court constitutes punishment under section 654.
Section 654's prohibition against double punishment is designed to ensure that a defendant's punishment is commensurate with his or her culpability. (People v. Sanders (2012) 55 Cal.4th 731, 742.) Thus, generally a defendant should not be punished twice for a single physical act (People v. Jones (2012) 54 Cal.4th 350, 358), nor should a defendant be punished twice for a course of conduct when the defendant entertained a single criminal objective (People v. Latimer (1993) 5 Cal.4th 1203, 1208).
The decision to try a minor as an adult constitutes a jurisdictional selection that exposes the minor to potentially elevated punishment; however, it does not actually adjudicate or impose any punishment. For example, here, the decision to try defendant as 9 an adult because he used a firearm did not determine his punishment; rather, his punishment was resolved via the plea bargaining process and then by the trial court's selection of a sentence within the agreed-upon range. Defendant was not punished for his firearm use when his case was brought in adult court; rather, he was exposed to a potentially longer punishment for the firearm use due to the adult court placement, and then punishment was actually imposed for his firearm use at the time of sentencing in adult court. The mere placement of his case in adult court did not itself constitute a punishment; indeed, defendant could have been acquitted by an adult court jury and received no punishment at all.
Because the placement of a minor's case in adult court constitutes a jurisdictional election that does not determine or impose punishment, section 654 is not operative. For the same reason, we reject defendant's contention that he was punished for his firearm use in a fundamentally unfair manner that violated due process.
DISPOSITION
The judgment is affirmed.
HALLER, J.
WE CONCUR:
MCCONNELL, P. J.
HUFFMAN, J.
Cites, in this corpus
- People v. Vega No. B237354 · 2013-03-07
- People v. Sanders S191341 · 2012-11-19
- People v. Jones S179552 · 2012-06-21
- People v. Ahmed S191020 · 2011-12-22
- People v. Rodriguez S159497 · 2009-08-20
- People v. Gonzalez S149898 · 2008-06-02
- MARCUS W. v. Superior Court A097679 · 2002-05-01
- Manduley v. Superior Court S095992 · 2002-04-17
- People v. Osband No. S005233 · 1996-07-29
- People v. Latimer S027839 · 1993-10-04
- Ramona R. v. Superior Court L.A. 31800 · 1985-01-28