P. v. Hamawi CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SF080943
- Trial judge
- Stephanie Sontag
- Outcome
- dismissed — Appeal dismissed.
- Area
- criminal
- Panel
- Richard D. Huffman, Sr. (author), Judith D. McConnell, McINTYRE
Analysis
The trial court denied Hamawi's motion to vacate his 1994 guilty plea under Penal Code section 1016.5 and denied his application for a certificate of probable cause. The Court of Appeal dismissed the appeal for failure to obtain a certificate of probable cause, but also found no error in the trial court's denial of the motion or the ineffective assistance of counsel claim.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion to vacate guilty plea under Penal Code section 1016.5“Accordingly, the trial court in this proceeding correctly concluded that Hamawi had not carried his burden to justify vacating his guilty pleas.” | de novo | not reached | agree with court The appellate court dismissed the appeal for lack of a certificate of probable cause, rendering the merits of the trial court's ruling on the motion moot for purposes of the final judgment, though the court addressed the issue in the alternative. |
Denial of application for certificate of probable cause“We will dismiss his appeal for failure to obtain a certificate of probable cause.” | de novo | correct | agree with court The court held that an appeal from the denial of a motion to vacate a guilty plea under section 1016.5 is a challenge to the validity of the plea, which requires a certificate of probable cause under section 1237.5, citing People v. Placencia and People v. Johnson. |
Claim of ineffective assistance of counsel“It would be utter speculation on this record to believe further immigration advice from counsel would have lead to any better outcome in Hamawi's criminal cases.” | de novo | not reached | agree with court The court found that Hamawi failed to show prejudice under Strickland v. Washington because he had already received a favorable plea bargain (probation) and was aware of the immigration consequences, making it speculative that different advice would have changed the outcome. |
Authorities
- relied: People v. Johnson (2009) 47 Cal.4th 668 — Appeals from the denial of a motion to withdraw a guilty plea require a certificate of probable cause.
- relied: People v. Placencia (2011) 194 Cal.App.4th 489 — A defendant cannot challenge the denial of a motion to vacate a guilty plea under section 1016.5 without first complying with the requirements of section 1237.5.
- relied: People v. Mendez (1999) 19 Cal.4th 1084 — Section 1237.5 should be strictly enforced.
- relied: People v. Panizzon (1996) 13 Cal.4th 68 — Postconviction issues can be appealed without a certificate of probable cause only if they do not challenge the validity of the plea itself.
- relied: People v. Ramirez (1999) 71 Cal.App.4th 519 — The required immigration warning under section 1016.5 may be provided in written form.
- relied: People v. Quesada (1991) 230 Cal.App.3d 525 — The required immigration warning under section 1016.5 may be provided in written form.
- relied: Strickland v. Washington (1984) 466 U.S. 668 — To demonstrate ineffective assistance of counsel, a defendant must show that counsel's performance was deficient and that the error resulted in prejudice.
- relied: Padilla v. Kentucky (2010) 130 S.Ct. 1473 — Trial counsel's failure to inform the client of immigration consequences could rise to the level of ineffective assistance of counsel under the Sixth Amendment in an appropriate case.
The appellate opinion: sound — The opinion is sound because it correctly applies the strict enforcement of section 1237.5 to motions to vacate pleas under section 1016.5, relying on binding Supreme Court precedent and a specific Court of Appeal decision (Placencia). It also correctly applies the Strickland standard to find no prejudice given the favorable plea bargain and prior advisements.
How this analysis was made · dispute it
unusual dispositionThe San Diego Superior Court denied Hamawi's Penal Code section 1016.5 motion to vacate his 1994 guilty plea to being a felon in possession of a firearm, rejecting his claims that he was not advised of immigration consequences and that counsel was ineffective, and denied his request for a certificate of probable cause. The Court of Appeal dismissed the appeal for lack of a certificate of probable cause under section 1237.5, following People v. Placencia, and in the alternative held the initialed written advisement on the change-of-plea form satisfied section 1016.5 and that no Strickland prejudice was shown.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of certificate of probable cause / whether a certificate is required to appeal the denial of a section 1016.5 motion to vacate a guilty plea“It is certainly clear that the appeal from the denial of a motion to vacate a guilty plea is as much of a challenge to the guilty plea as is an appeal from the denial of a motion to withdraw a guilty plea, which clearly requires a certificate of probable cause.” | de novo | correct (statutory interpretation) | disagree with court Section 1237.5 by its terms governs appeals 'from a judgment of conviction upon a plea of guilty.' A section 1016.5 motion is a statutory postjudgment motion, and People v. Totari (2002) 28 Cal.4th 876 held the order denying it is independently appealable under section 1237, subdivision (b), as an order after judgment affecting substantial rights; the panel did not address Totari or the statutory text and simply adopted Placencia while acknowledging the contrary Arriaga decision was pending in the Supreme Court. The Supreme Court later resolved the split against the panel's position in People v. Arriaga (2014) 58 Cal.4th 950, holding no certificate is required. Because the panel chose the side of a known split without engaging the controlling statutory framework in Totari, I disagree, though the error had no practical effect given the alternative merits rulings. |
Denial of the section 1016.5 motion on the merits (adequacy of immigration advisement for the 1994 plea)“There is no legislative or case law requirement that the defendant be verbally warned in compliance with section 1016.5. The required warning may be provided in written form.” | unclear | correct | agree with court The opinion did not articulate a standard of review (the proper standard is abuse of discretion under People v. Superior Court (Zamudio) (2000) 23 Cal.4th 183), but the result is right. Hamawi signed and initialed a change-of-plea form containing a deportation, exclusion and denial-of-naturalization advisement that substantially tracks the statute; published authority (Ramirez, Quesada) holds a written advisement suffices, and the form rebuts the section 1016.5(b) presumption that arises when the record is silent. The opinion also could have noted Hamawi made no showing of prejudice as required by Zamudio, but the ruling stands on the advisement finding alone. |
Rejection of the claim that 1994 plea counsel rendered ineffective assistance by failing to advise of deportation consequences“Even if the issue of ineffective assistance is cognizable on this appeal, Hamawi has failed to meet his burden of showing a different result would have been likely.” | unclear | correct | agree with court The court correctly applied Strickland's prejudice prong: Hamawi was advised in writing of immigration consequences, had two prior felonies and a prison prior, and received probation under a favorable bargain, so there is no reasonable probability he would have rejected the plea. The court flagged but did not decide cognizability; under People v. Chien (2008) 159 Cal.App.4th 1283 and People v. Kim (2009) 45 Cal.4th 1078 an IAC claim cannot be raised by a section 1016.5 motion or a nonstatutory motion to vacate, and Chaidez v. United States (2013) 568 U.S. 342, decided weeks before this opinion, holds Padilla is not retroactive to convictions final before 2010. Those omissions are gaps, not errors; the result is correct on multiple independent grounds. |
Authorities
- relied: People v. Johnson (2009) 47 Cal.4th 668 — A defendant may not appeal from a judgment entered on a guilty plea, including the denial of a motion to withdraw the plea, without a certificate of probable cause; postconviction issues not attacking the plea's validity do not require one.
- relied: People v. Mendez (1999) 19 Cal.4th 1084 — Section 1237.5's certificate requirement must be strictly applied.
- relied: People v. Panizzon (1996) 13 Cal.4th 68 — Challenges that in substance attack the validity of a guilty plea require a certificate of probable cause.
- relied: People v. Placencia (2011) 194 Cal.App.4th 489 — A defendant cannot appeal the denial of a section 1016.5 motion to vacate a guilty plea without complying with section 1237.5 (later disapproved by the Supreme Court in Arriaga, 2014).
- relied: People v. Ramirez (1999) 71 Cal.App.4th 519 — The section 1016.5 advisement may be given in writing on a change-of-plea form; an oral advisement is not required.
- relied: People v. Quesada (1991) 230 Cal.App.3d 525 — Section 1016.5 is satisfied by a written advisement of immigration consequences that the defendant acknowledges.
- relied: Strickland v. Washington (1984) 466 U.S. 668 — Ineffective assistance requires deficient performance and a reasonable probability of a more favorable result absent the deficiency.
- relied: Padilla v. Kentucky (2010) 130 S.Ct. 1473 — Counsel's failure to advise of deportation consequences may constitute deficient performance under the Sixth Amendment; prejudice must still be shown.
- missed: People v. Totari (2002) 28 Cal.4th 876 — An order denying a section 1016.5 motion to vacate is an appealable postjudgment order under section 1237, subdivision (b), a framework bearing directly on whether section 1237.5 applies.
- missed: People v. Superior Court (Zamudio) (2000) 23 Cal.4th 183 — Denial of a section 1016.5 motion is reviewed for abuse of discretion, and the movant must show failure to advise, a more-than-remote possibility of adverse immigration consequences, and prejudice.
- missed: People v. Kim (2009) 45 Cal.4th 1078 — A nonstatutory motion to vacate (coram nobis) does not lie to raise claims of ineffective assistance of counsel regarding immigration consequences.
- missed: People v. Chien (2008) 159 Cal.App.4th 1283 — A section 1016.5 motion is limited to the trial court's failure to give the statutory advisement and cannot be used to litigate ineffective assistance of counsel.
The appellate opinion: sound with gaps — The alternative merits holdings are correct and well supported: the initialed written advisement satisfies section 1016.5 under Ramirez and Quesada, and Hamawi showed no Strickland prejudice, so the judgment would stand regardless of the certificate issue. The dismissal, however, rests on Placencia, a reading of section 1237.5 the Supreme Court rejected the next year in Arriaga, and the opinion skips Totari, Zamudio's standard of review, and the Kim/Chien cognizability bar, while discussing Padilla without noting Chaidez's non-retroactivity holding decided weeks earlier.
How this analysis was made · dispute it
record incompleteOpinion
Filed 3/12/13 P. v. Hamawi CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D062045
Plaintiff and Respondent, v. (Super. Ct. No. SF080943)
MUHAMMED SHAKIR HAMAWI,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Stephanie Sontag, Judge. Appeal dismissed.
This is the second appeal by Muhammed Hamawi in his efforts to avoid the deportation consequences of felony convictions he suffered between 1989 and 1994. In his previous appeal (People v. Hamawi (Aug. 22, 2012) D060996),1 Hamawi challenged the trial court's order denying his motions under Penal Code2 section 1016.5 to set aside 1 We take judicial notice of our opinion in People v. Hamawi, supra (D060996), filed August 22, 2012.
2 All further statutory references are to the Penal Code unless otherwise specified. his 1989 guilty plea to voluntary manslaughter (§ 192, subd. (a)) and his 1991 guilty plea to possession of methamphetamine for sale (Health & Saf. Code, § 11378).
In the present case, in 2011, Hamawi filed a motion pursuant to section 1016.5, in the trial court to set aside his 1994 guilty plea to being a felon in possession of a firearm (§ 12021), which was denied by the trial court. The court also denied his application for a certificate of probable cause. Hamawi appeals contending he is not required to have a certificate of probable cause, that the court erred in denying his motion to set aside his guilty plea, that his trial counsel at the time of his plea was ineffective for failing to adequately advise him of the deportation consequences of his plea, and that he would not have entered such plea had he been correctly advised.
We will dismiss his appeal for failure to obtain a certificate of probable cause.
Additionally we will find no error by the court in denying Hamawi's motion on either section 1016.53 grounds or his claim of ineffective assistance of counsel.
3 Section 1016.5 provides in part: "(a) Prior to acceptance of a plea of guilty or nolo contendere to any offense punishable as a crime under state law, except offenses designated as infractions under state law, the court shall administer the following advisement on the record to the defendant: [¶] If you are not a citizen, you are hereby advised that conviction of the offense for which you have been charged may have the consequences of deportation, exclusion from admission to the United States, or denial of naturalization pursuant to the laws of the United States. [¶] (b) Upon request, the court shall allow the defendant additional time to consider the appropriateness of the plea in light of the advisement as described in this section. If, after January 1, 1978, the court fails to advise the defendant as required by this section and the defendant shows that conviction of the offense to which defendant pleaded guilty or nolo contendere may have the consequences for the defendant of deportation, exclusion from admission to the United States, or denial of naturalization pursuant to the laws of the United States, the court, on defendant's motion, shall vacate the judgment and permit the defendant to withdraw the plea of guilty or nolo contendere, and enter a plea of not guilty. Absent a 2 PROCEDURAL BACKGROUND Since the facts of the underlying offense are not material to the issues on appeal we will focus solely on the procedural events in the trial court.
On January 6, 1989, Hamawi pleaded guilty to voluntary manslaughter with the use of a firearm in San Diego Superior Court case no. CR99761 as a lesser included offense of murder. As part of the plea agreement Hamawi was granted probation subject to local custody. Hamawi did not appeal from this conviction.
On April 3, 1991, Hamawi pleaded guilty in San Diego Superior Court case no.
CR120122 to possession of a significant quantity of methamphetamine for sale and was sentenced to a two-year term in prison. Hamawi did not appeal from this conviction.
On January 5, 1994, Hamawi entered a guilty plea in the present case to possession of a firearm by a felon (§ 12021, subd. (a)) and admitted a prison prior (§ 667.5, subd. (b)). As part of a plea agreement, Hamawi was granted three-years formal probation. On June 15, 1995, Hamawi was ordered deported and therefore his probation was converted to summary probation to expire on February 23, 1997. Hamawi did not appeal this conviction.
On July 22, 2011, Hamawi filed separate motions to vacate his guilty pleas in the manslaughter and methamphetamine cases as well as the present case. He contended he had not been advised of the immigration consequences of his guilty pleas as required by section 1016.5.
record that the court provided the advisement required by this section, the defendant shall be presumed not to have received the required advisement." 3 In November 2011, the trial court denied Hamawi's requests to vacate the manslaughter and methamphetamine cases and denied his request for certificates of probable cause.
The motion in the present case was heard and denied by the trial court in April 2012. The court denied Hamawi's request for a certificate of probable cause. Hamawi filed a timely notice of appeal.
While this appeal was pending, this court dismissed Hamawi's appeal in the manslaughter and methamphetamine cases in an unpublished opinion (People v. Hamawi, supra, (D060996)), filed August 22, 2012.
DISCUSSION
I
REQUIREMENT OF A CERTIFICATE OF PROBABLE CAUSE
Hamawi recognizes that ordinarily one cannot appeal from a denial of a challenge to a plea of guilty without first obtaining a certificate of probable cause from the trial court. (People v. Johnson (2009) 47 Cal.4th 668, 678.) Hamawi argues that appeals from motions to vacate guilty pleas pursuant to section 1016.5 do not require certificates of probable cause. We disagree and dismiss this appeal.
Section 1237.5 provides that a defendant may not appeal from a judgment of conviction based on a guilty plea without first obtaining a certificate of probable cause.
A person may, however, appeal from postconviction issues without obtaining a certificate of probable cause, as long as the appeal does not challenge the validity of the plea itself.
4 (People v. Johnson, supra, 47 Cal.4th at pp. 678-679; People v. Mendez (1999) 19 Cal.4th 1084, 1096; People v. Panizzon (1996) 13 Cal.4th 68, 75-76.)
As Hamawi argues, section 1016.5 not only requires appropriate advisement of the potential impact of a guilty plea on a defendant's immigration status, it also provides that a defendant may bring a motion to vacate the plea based on an alleged failure to comply with section 1016.5.
The Court of Appeal in People v. Placencia (2011) 194 Cal.App.4th 489, 493-495 (Placencia), specifically addressed the issue before us. In that case the court held that a defendant cannot challenge the denial of a motion to vacate a guilty plea under section 1016.5 without first complying with the requirements of section 1237.5.
The court in Placencia, supra, 194 Cal.App.4th 489, applied clear direction from the Supreme Court that guilty pleas cannot be challenged on appeal without complying with section 1237.5. The high court has directed that that section should be strictly enforced. (People v. Mendez, supra, 19 Cal.4th at p. 1098.) It is certainly clear that the appeal from the denial of a motion to vacate a guilty plea is as much of a challenge to the guilty plea as is an appeal from the denial of a motion to withdraw a guilty plea, which clearly requires a certificate of probable cause. (People v. Johnson, supra, 47 Cal.4th at p. 678.) We agree with the reasoning of the court in Placencia and find the current appeal is not properly before us.
We are also aware that a different appellate court took a contrary position on this issue and that the Supreme Court has granted review in that case (People v. Arriaga (2011) 201 Cal.App.4th 429, rev. granted Feb. 22, 2012, S199339). While we are aware 5 that review has been denied in Placencia, supra, 194 Cal.App.4th 489 (S193103, July 20, 2011), we will not speculate as to the significance of the two actions.
However, in an abundance of caution, we will address Hamawi's remaining issues.
II
APPELLANT WAS PROPERLY WARNED ABOUT IMMIGRATION CONSEQUENCES
Because Hamawi waited two decades to first challenge any of his guilty pleas, the records surrounding those pleas are limited. Hamawi did not appeal from any of the convictions and by the time of the present challenge the court reporter's notes for the 1994 plea had been destroyed and the court reporter had died. In addition, his trial counsel had no recollection of the case and the file had been purged. We do, however, have the change of plea form for the plea in this case. Hamawi signed the form and initialed the specific immigration warning:
"I understand that if I am not a citizen of the United States, a plea of Guilty or No Contest could result in deportation, exclusion from admission to this country, and/or denial of naturalization."
As we have noted there is no transcript of the 1994 plea available.
There is no legislative or case law requirement that the defendant be verbally warned in compliance with section 1016.5. The required warning may be provided in written form. (People v. Ramirez (1999) 71 Cal.App.4th 519, 521-522; People v. Quesada (1991) 230 Cal.App.3d 525, 535-536.) Certainly, the record would be improved by a verbal warning, in addition to the written advisement in the change of plea form, however, it is clear that the written version is sufficient.
6 Thus, this record, infirmities notwithstanding, provides us with a clear showing that Hamawi was properly advised pursuant to section 1016.5. Accordingly, the trial court in this proceeding correctly concluded that Hamawi had not carried his burden to justify vacating his guilty pleas.
III
HAMAWI HAS NOT SHOWN THAT COUNSEL WAS INEFFECTIVE
Finally, Hamawi contends his counsel was ineffective in 1994 in failing to adequately advise him of the potential that 17 years later he would be subject to deportation. Forgetting for the moment that Hamawi was advised of immigration consequences in this case, there is nothing in this record to show that Hamawi would have received a better outcome in the absence of the alleged failure.
In order for a defendant to demonstrate that he or she has been denied the Sixth Amendment right to effective assistance of counsel, the person must show that counsel not only failed to adequately perform, but that in the absence of the error it is reasonably likely the defendant would have received a more favorable result. (Strickland v. Washington (1984) 466 U.S. 668.) Even if the issue of ineffective assistance is cognizable on this appeal, Hamawi has failed to meet his burden of showing a different result would have been likely.
By the time of the plea in this case, Hamawi had been convicted of two prior felonies and had served a term in prison. Although he could have been given a significant sentence for the current offense with a prison prior, counsel was able to obtain a grant of probation for Hamawi, far less than would otherwise have been likely. In 7 short, Hamawi, having been informed in three successive cases of the possible immigration consequences, took advantage of a very favorable plea bargain. It would be utter speculation on this record to believe further immigration advice from counsel would have lead to any better outcome in Hamawi's criminal cases.
Hamawi relies heavily on Padilla v. Kentucky (2010) 130 S.Ct. 1473, to support his contention he was denied effective assistance of counsel. Padilla does not assist him.
In Padilla, the court held that trial counsel's failure to inform the client of immigration consequences could rise to the level of ineffective assistance of counsel under the Sixth Amendment in an appropriate case. The court did not find the assistance of counsel in that case to be ineffective, rather the court remanded the case to the lower courts to explore the issue of prejudice. In this case, as we have determined, Hamawi was informed by the court of possible immigration consequences at the time of each of his guilty pleas. He entered those guilty pleas, fully aware that he was not a citizen of this country and that the convictions could adversely impact his status. The fact that some years later he did face adverse consequences under the current state of federal immigration law, does not demonstrate, or even reasonably hint that Hamawi was denied effective assistance of counsel during the plea bargaining process.
8 DISPOSITION
The appeal is dismissed.
HUFFMAN, J.
WE CONCUR:
McCONNELL, P. J.
McINTYRE, J.
Cites, in this corpus
- People v. Placencia No. B224758 · 2011-04-18
- People v. Johnson S166894 · 2009-11-23
- People v. Ramirez F031267 · 1999-04-16
- People v. Mendez No. S066175 · 1999-01-14
- People v. Panizzon S046141 · 1996-04-18
- People v. Quesada C007937 · 1991-05-23