People v. Gonzalez CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of Riverside County · No. INF1501997
- Trial judge
- Anthony Villalobos
- Outcome
- reversed in part — Affirmed in part and reversed in part.
- Area
- criminal
- Panel
- William S. Dato (author), Judith D. McConnell, Truc T. Do
Analysis
The trial court convicted the defendant of continuous sexual abuse (count 3) and specific sexual offenses (counts 2 and 7) based on the same time period and victim, imposing an aggregate sentence of 46 years to life. On appeal, the Court of Appeal reversed the conviction on count 3 as legally impermissible under *People v. Johnson* and corrected the defendant's presentence custody credits, while affirming the remaining convictions and sentences.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Conviction on Count 3 for continuous sexual abuse of a minor“Because these events could only be pleaded in the alternative, Gonzalez cannot be convicted of both. (Johnson, supra, 28 Cal.4th at p. 248.)” | de novo | error | agree with court agree with court |
Correction of presentence custody credits in the abstract of judgment“we may correct this mistake on appeal without remand. (People v. Guillen (1994) 25 Cal.App.4th 756, 764.)” | de novo | correct | agree with court agree with court |
Authorities
- relied: People v. Johnson (2002) 28 Cal.4th 240 — A defendant may not stand convicted of continuous sexual abuse and specific sexual acts where both are alleged in the same time period involving the same victim; they must be charged in the alternative.
- relied: People v. Torres (2002) 102 Cal.App.4th 1053 — The appropriate remedy when a violation of the continuous sexual abuse pleading rule occurs is to reverse one conviction and leave standing the conviction most commensurate with the defendant's culpability.
- relied: People v. Bautista (2005) 129 Cal.App.4th 1431 — Supports the remedy of reversing the continuous sexual abuse conviction when it overlaps with specific sexual offense convictions in the same time period.
- relied: People v. Rojas (2015) 237 Cal.App.4th 1298 — Supports the remedy of reversing the continuous sexual abuse conviction when it overlaps with specific sexual offense convictions in the same time period.
- relied: People v. Wilson (2019) 33 Cal.App.5th 559 — Supports the remedy of reversing the continuous sexual abuse conviction when it overlaps with specific sexual offense convictions in the same time period.
- relied: People v. Buycks (2018) 5 Cal.5th 857 — A reversal of a conviction typically necessitates remand for a full resentencing hearing as to all counts.
- relied: People v. Guillen (1994) 25 Cal.App.4th 756 — Appellate courts may correct clerical errors in the abstract of judgment, such as presentence custody credits, without remand.
The appellate opinion: sound — The opinion is sound because it correctly applies the settled rule from *People v. Johnson* that continuous sexual abuse and specific sexual offenses cannot be separately convicted if they involve the same victim and time period. It appropriately selects the remedy of reversing the lesser culpability count (continuous abuse) to preserve the more severe specific offense convictions, and correctly identifies that mandatory indeterminate sentences preclude the need for a full resentencing remand.
How this analysis was made · dispute it
unusual dispositionThe Riverside County Superior Court entered judgment on jury verdicts convicting Gonzalez of forcible sexual penetration (count 1), kidnapping for oral copulation (count 2), continuous sexual abuse (count 3), and oral copulation of a child under 10 (count 7), all against the same stepdaughter, and sentenced him to 46 years to life, with counts 2, 3, and 7 all charged over the identical January 2009–December 2015 period. The Court of Appeal, accepting the People's concession under Penal Code section 288.5, subdivision (c) and People v. Johnson, reversed the count 3 conviction, declined to reach the Senate Bill 567 upper-term argument, found no need for full resentencing because the remaining indeterminate terms were mandatory, corrected presentence credits to 2,417 days, and otherwise affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Allowing the conviction for continuous sexual abuse (count 3) to stand alongside convictions for specific sexual offenses (counts 2 and 7) against the same victim charged within the same time period, over defense objection under Johnson“Because these events could only be pleaded in the alternative, Gonzalez cannot be convicted of both.” | de novo | error (statutory interpretation) | agree with court Section 288.5, subdivision (c) bars charging other acts of substantial sexual conduct against the same victim in the same proceeding unless outside the charged period or pleaded in the alternative; Johnson holds a defendant cannot stand convicted of both. The information charged counts 2, 3, and 7 over the identical period, and the prosecution's unpleaded election at argument does not cure the pleading defect. Torres and Bautista supply the remedy of striking the conviction less commensurate with culpability, and the indeterminate terms on counts 2 and 7 plainly reflect greater culpability than the 16-year determinate term on count 3. |
Abstract of judgment reflecting 2,388 days of presentence custody credit rather than the 2,417 days shown in the updated credit memorandum“However, the abstract of judgment incorrectly reflects only 2,388 credits.” | de novo | error (other) | agree with court Both parties agreed the abstract was wrong, the record (the probation department's updated memorandum of 2,102 actual plus 315 conduct days) supports the corrected figure, and Guillen permits the appellate court to correct a clerical credit error without remand. |
Imposition of the upper term of 16 years on count 3 (challenged under Senate Bill No. 567 amendments to Penal Code section 1170)“Because we conclude Gonzalez’s conviction on count 3 must be reversed, we do not reach his alternative argument that his upper term sentencing on that count necessitates remand pursuant to Senate Bill No. 567 (Stats. 2021, ch. 731, § 1.3).” | unclear | not reached | agree with court Reversal of the count 3 conviction moots any challenge to the term imposed on that count, so declining to reach the SB 567 argument was proper. |
Sentence on the remaining counts (15-years-to-life consecutive terms on counts 1 and 7, count 2 stayed under section 654) left intact without remand for full resentencing“Our reversal of Gonzalez’s conviction on count 3 would typically necessitate remand for a full resentencing hearing as to all counts.” | unclear | correct | agree with court Buycks ordinarily requires full resentencing when part of a sentence is vacated, but the court reasonably concluded no remand was needed because the remaining terms under sections 269 and 288.7 are mandatory indeterminate terms and the People did not seek to revisit the minimum restitution fine. The opinion does not expressly explain why the consecutive structure of counts 1 and 7 is mandatory, but the offenses occurred on separate occasions years apart, so the result is defensible. |
Authorities
- relied: People v. Johnson (2002) 28 Cal.4th 240 — Under section 288.5, subdivision (c), continuous sexual abuse and specific sexual offenses against the same victim over the same period may be charged only in the alternative, and a defendant may not stand convicted of both.
- relied: People v. Torres (2002) 102 Cal.App.4th 1053 — Where a defendant is improperly convicted of both continuous sexual abuse and specific offenses, the remedy is to reverse the conviction less commensurate with the defendant's culpability.
- relied: People v. Bautista (2005) 129 Cal.App.4th 1431 — Appellate court should leave standing the conviction(s) most commensurate with culpability when section 288.5, subdivision (c) is violated.
- relied: People v. Rojas (2015) 237 Cal.App.4th 1298 — Applies the Torres/Bautista remedy for improper dual convictions under section 288.5.
- relied: People v. Wilson (2019) 33 Cal.App.5th 559 — Applies the Torres/Bautista remedy for improper dual convictions under section 288.5.
- relied: People v. Buycks (2018) 5 Cal.5th 857 — When part of a sentence is stricken on review, the full resentencing rule ordinarily permits the trial court to revisit all sentencing choices.
- relied: People v. Guillen (1994) 25 Cal.App.4th 756 — An appellate court may correct an error in presentence custody credits on appeal without remand.
The appellate opinion: sound — The court correctly applied section 288.5, subdivision (c) and Johnson to a pleading that charged counts 2, 3, and 7 over the identical period, and followed Torres and Bautista in striking the conviction carrying the lesser, determinate term. Its decision to forgo Buycks resentencing rests on the mandatory nature of the remaining indeterminate terms, and the credit correction is supported by the record and Guillen.
Opinion
Filed 11/14/22 P. v. Gonzalez CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D079866
Plaintiff and Respondent, v. (Super. Ct. No. INF1501997)
JOSE BARBA GONZALEZ,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Riverside County, Anthony Villalobos, Judge. Affirmed in part and reversed in part.
Siri Shetty, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Christopher P. Beesley and Britton B. Lacy, Deputy Attorneys General, for Plaintiff and Respondent. Convicted of committing specific sexual acts against his stepdaughter Jane Doe, defendant Jose Barba Gonzalez appeals his separate conviction for continuous sexual abuse of Doe during the same period. The People appropriately concede that under settled precedent, Gonzalez’s conviction on count 3 for continuous sexual abuse cannot stand. Accordingly, we need not reach his alternative claim that imposition of the upper term on count 3 requires remand for resentencing based on recent amendments to the Determinate Sentencing Law (DSL) introduced in Senate Bill No. 567 (Stats. 2021, ch. 731, § 1.3). Reversing the conviction on count 3 and correcting Gonzalez’s presentence credits, we otherwise affirm the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
Gonzalez was in a dating relationship with Selene J. and acted as a father figure to her daughter Jane Doe. When Doe was around eight years old, Gonzalez began sexually molesting her. He touched her vaginal area as they sat on the living room couch—the first few times over her clothes and then several more times under. Another six or seven incidents happened in the family’s minivan, as Gonzalez and Doe waited in a parking lot for Selene to return. In all, Doe estimated that Gonzalez digitally penetrated her vagina six or seven times. The final incident happened in the family home when Doe was eight. Selene was outside clearing up after a yard sale; Doe was inside, watching television. Gonzalez told Doe to follow him to the master bedroom. When she refused, he dragged her there forcibly, threw her on a mattress, removed her clothing, placed his mouth on her vagina, and orally copulated her. Selene walked into the room at that moment, confronted Gonzalez, and left the home with Doe and her other children. They returned to the house after Gonzalez moved out. Gonzalez eventually moved back into the home, and Selene told 2 Doe not to tell anyone what happened. Doe disclosed her sexual abuse when she was in high school, prompting Gonzalez’s arrest. The Riverside County District Attorney charged Gonzalez with numerous sex crimes against Jane Doe. As relevant here, a jury convicted him as charged of forcibly sexually penetrating Doe between June 2007 and June 2008 (Pen. Code,1 § 269, subd. (a)(5), count 1), kidnapping Doe to orally copulate her between January 2009 and December 2015 (§§ 209, subd. (b)(1), 289, count 2), continuously sexually abusing Doe between January 2009 and December 2015 (§ 288.5, subd. (a), count 3), and orally copulating Doe between January 2008 and December 2015 (§ 288.7, subd. (b), count 7). At the prosecution’s election, counts 2 and 7 were both based on the final incident on what was labeled “Yard Sale Day.”2 At sentencing in August 2021, defense counsel cited People v. Johnson (2002) 28 Cal.4th 240 (Johnson) to argue that the conviction in count 3 could not stand because it was alleged to have occurred in the same time period as counts 2 and 7. The prosecutor responded that although the date ranges for counts 2, 3, and 7 were the same, the People made clear through argument that the incident alleged in counts 2 and 7 was the final incident, which “occurred at least one day after the last continuous course of conduct incident.” Defense counsel replied that the information controlled, and that the People’s failure to amend the information to conform to proof negated their argument that counts 2, 3, and 7 pertained to different time periods.
1 Further statutory references are to the Penal Code. 2 In light of the People’s election to base counts 2 and 7 on the same “final” incident, the January 2008 start date in count 7 (rather than January 2009) appears to reflect a typographical error. 3 The trial court inquired about the application of section 654 to counts 2 and 7 but did not comment on the parties’ respective stances on whether the conviction in count 3 could stand under Johnson. It imposed an aggregate prison term of 46 years to life. On count 3, it selected an upper term of 16 years. (§ 288.5, subd. (a).) Consecutive to that determinate sentence, the court imposed an indeterminate sentence of 30 years to life, consisting of consecutive 15-years-to-life terms on counts 1 and 7. (§§ 269, subd. (b), 288.7, subd. (b).) It stayed the indeterminate sentence on count 2 pursuant to section 654 because it was based on the same conduct as count 7.
DISCUSSION
Gonzalez argues that pursuant to section 288.5, subdivision (c) and Johnson, supra, 28 Cal.4th 240, he could not be separately convicted of continuous sexual abuse (count 3), oral copulation of a child under the age of 10 (count 7), and kidnapping for oral copulation (count 2) because all three convictions involved the same victim and occurred during the same time period. The People concede that Johnson is “dispositive” and agree with Gonzalez that his conviction for continuous sexual abuse in count 3 must be reversed. We agree with the parties. Section 288.5 was enacted in response to a series of court decisions reversing convictions for child molestation based on trial testimony that failed to specifically identify the date or place of specific charged acts. (Johnson, supra, 28 Cal.4th at pp. 242−243; Stats. 1989, ch. 1402, § 1.) To be convicted of continuous sexual abuse under section 288.5, the jury need only agree that the requisite number of sexual acts occurred, not on the acts themselves. (§ 288.5, subd. (b).) Nevertheless, the statute “imposes certain limits on the prosecution’s power to charge both continuous sexual abuse and specific sexual offenses in the same proceeding.” (Johnson, at p. 243.) As 4 relevant here, “[n]o other act of substantial sexual conduct, as defined in subdivision (b) of Section 1203.066, with a child under 14 years of age at the time of the commission of the offenses . . . involving the same victim may be charged in the same proceeding with a charge under this section unless the other charged offense occurred outside the time period charged under this section or the other offense is charged in the alternative.” (§ 288.5, subd.
(c).)3 As the Supreme Court explained in Johnson, this statutory limitation means that continuous sexual abuse and specific sexual offenses pertaining to the same victim over the same time period may be pleaded only in the alternative. By extension, a defendant may not stand convicted of continuous sexual abuse and specific acts where both are alleged in the same time period. (Johnson, supra, 28 Cal.4th at p. 248.) Where this rule is violated in the trial court, the appropriate remedy on appeal is to reverse one conviction and leave standing the conviction that is most commensurate with the defendant’s culpability. (People v. Torres (2002) 102 Cal.App.4th 1053, 1059; People v. Bautista (2005) 129 Cal.App.4th 1431, 1437−1438; see also People v. Rojas (2015) 237 Cal.App.4th 1298, 1308−1309; People v. Wilson (2019) 33 Cal.App.5th 559, 573−574.) At the prosecutor’s election, counts 2 and 7 pertain to the identical incident—the final molestation on “Yard Sale Day.” The time period for this incident (January 2009 to December 2015) overlaps exactly with the time period for continuous sexual abuse charged in count 3. Because these events could only be pleaded in the alternative, Gonzalez cannot be convicted of both. (Johnson, supra, 28 Cal.4th at p. 248.) As Gonzalez argues and the 3 Penetrating the victim’s vagina by oral copulation amounts to substantial sexual conduct under section 1203.066, subdivision (b). 5 People concede, the appropriate remedy is to reverse his conviction in count 3 for continuous sexual abuse. This leaves standing his convictions on count 2 and 7, which carry a longer indeterminate term that is more commensurate with Gonzalez’s culpability.4 Our reversal of Gonzalez’s conviction on count 3 would typically necessitate remand for a full resentencing hearing as to all counts. (People v. Buycks (2018) 5 Cal.5th 857, 893.) But the indeterminate sentences imposed on the remaining counts in this case (counts 1, 2, and 7) are mandatory, eliminating the need for resentencing.5 Although the parties agree that the abstract of judgment contains an error as to Gonzalez’s presentence custody credits, we may correct this mistake on appeal without remand. (People v. Guillen (1994) 25 Cal.App.4th 756, 764.)6 We order the abstract of judgment to be corrected to reflect a total of 2,417 credits rather than the 2,388 now shown.
4 Because we conclude Gonzalez’s conviction on count 3 must be reversed, we do not reach his alternative argument that his upper term sentencing on that count necessitates remand pursuant to Senate Bill No. 567 (Stats. 2021, ch. 731, § 1.3). 5 Finding Gonzalez indigent, the sentencing court imposed a minimum $300 restitution fine under section 1202.4. The People do not seek remand to impose a higher fine and instead suggest that we correct the abstract of judgment without remand. 6 At sentencing, the trial court noted that Gonzalez had earned credit for at least 2,388 days (2,077 actual plus 311 conduct days) and directed the probation department to prepare an updated credit memorandum. That credit memorandum stated that Gonzalez earned 2,417 days of presentence credit (2,102 actual plus 315 conduct days). However, the abstract of judgment incorrectly reflects only 2,388 credits. 6 DISPOSITION The judgment is reversed in part, striking the conviction on count 3. In all other respects, the judgment is affirmed. The clerk of the superior court is directed to prepare an amended abstract of judgment noting the stricken conviction and reflecting that Gonzalez earned 2,417 days of presentence custody credit (2,102 actual plus 315 conduct days). Once prepared, the clerk is directed to forward a copy of the amended abstract of judgment to the Department of Corrections and Rehabilitation.
DATO, J. WE CONCUR:
McCONNELL, P. J.
DO, J.
Cites, in this corpus
- People v. Buycks S231765; S232900; S238888 · 2018-07-30
- People v. Rojas F067157 · 2015-06-22
- People v. Bautista A105375, A106495 · 2005-05-24
- People v. Torres A091096 · 2002-10-24
- People v. Johnson S097857 · 2002-06-17
- People v. Guillen B073647 · 1994-06-06