In re Giselle P. CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. J229879
- Trial judge
- Browder A. Willis III
- Outcome
- modified — Affirmed as modified.
- Area
- delinquency
- Panel
- McINTYRE (author), Patricia D. Benke, Joan K. Irion
Analysis
The juvenile court adjudged Giselle P. a ward of the court for drug offenses, rejecting her duress defense and finding true counts for importing, possession for sale, and simple possession of cocaine. The Court of Appeal affirmed the judgment but modified it by reversing the true finding on the simple possession count as a lesser included offense of the possession for sale count.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Rejection of the duress defense“Based on the foregoing, we conclude there was substantial evidence to support the trial court's rejection of Giselle's duress defense.” | substantial evidence | correct | agree with court agree with court |
True finding on Count 3 (simple possession of cocaine)“The Attorney General concedes, and we agree, that count 3 is a lesser included offense of count 2 and thus, the true finding on count 3 must be reversed.” | de novo | error | agree with court agree with court |
Authorities
- relied: In re V.V. (2011) 51 Cal.4th 1020 — Standard of review for substantial evidence claims in juvenile cases is the same as in adult criminal cases.
- relied: People v. Pitts (1990) 223 Cal.App.3d 606 — Appellate courts may not reweigh evidence or resolve factual conflicts.
- relied: People v. Heath (1989) 207 Cal.App.3d 892 — Duress is an effective defense only when the actor responds to an immediate and imminent danger.
- relied: People v. Petznick (2003) 114 Cal.App.4th 663 — Duress requires a present and active aggressor threatening immediate danger; vague threats of future harm are insufficient.
The appellate opinion: sound — The opinion correctly applies the substantial evidence standard to the duress defense, citing binding authority that requires imminent danger and noting the defendant's opportunities to escape or seek help. It correctly identifies the legal error regarding the lesser included offense based on the Attorney General's concession and standard legal principles.
How this analysis was made · dispute it
unusual dispositionThe juvenile court found true that Giselle P. imported more than four kilograms of cocaine, possessed cocaine for sale, and possessed cocaine, rejected her duress defense as resting on nonspecific threats that posed no immediate danger, and committed her to the Short Term Offender Program as a ward. The Court of Appeal held substantial evidence supported the rejection of duress, accepted the Attorney General's concession that simple possession (count 3) is a lesser included offense of possession for sale (count 2), reversed the count 3 true finding, and affirmed the judgment as modified.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Rejection of the duress defense and true findings on the importation and possession-for-sale counts“there was substantial evidence to support the juvenile court's finding that Giselle did not act under an immediate or imminent threat of harm” | substantial evidence | correct | agree with court Duress requires an immediate and imminent danger from a present and active aggressor (Heath, Petznick); Giselle's own account described threats of future harm to her family at undefined times, and she had repeated opportunities outside the aggressors' presence to seek help or decline. Viewing the record in the light most favorable to the judgment and declining to reweigh credibility, the court properly deferred to the juvenile court's factual finding. The authorities cited support the result. |
True finding on count 3 (simple possession of cocaine, Health & Saf. Code § 11350(a)) in addition to count 2 (possession for sale)“The Attorney General concedes, and we agree, that count 3 is a lesser included offense of count 2 and thus, the true finding on count 3 must be reversed.” | de novo | error | agree with court Whether one offense is necessarily included in another is a question of law, and a defendant may not stand convicted of both a greater and a lesser included offense based on the same act. Simple possession of cocaine is necessarily included in possession of the same cocaine for sale, so reversal of count 3 was required. The court reached the right result but cited no authority, resting solely on the concession. |
Authorities
- relied: In re V.V. (2011) 51 Cal.4th 1020 — Sufficiency-of-evidence review in juvenile delinquency cases uses the same deferential substantial evidence standard as adult criminal cases, presuming every fact the trier of fact could reasonably deduce.
- relied: People v. Pitts (1990) 223 Cal.App.3d 606 — A reviewing court may not reweigh evidence, reappraise witness credibility, or resolve factual conflicts.
- relied: People v. Heath (1989) 207 Cal.App.3d 892 — Duress is a defense only where the actor responds to an immediate and imminent danger; fear of future harm does not excuse the crime.
- relied: People v. Petznick (2003) 114 Cal.App.4th 663 — The duress immediacy requirement demands a present and active aggressor threatening immediate danger; threats of future harm to be carried out at an undefined time do not diminish culpability.
- missed: People v. Reed (2006) 38 Cal.4th 1224 — A defendant may not be convicted of both a greater offense and a necessarily included lesser offense; the court reversed count 3 on concession alone without citing this controlling rule.
The appellate opinion: sound with gaps — The duress analysis correctly states the deferential standard and applies settled immediacy authority to the minor's own testimony, which described vague future threats and multiple opportunities to seek help. The reversal of the lesser included count is plainly right but is supported only by the Attorney General's concession, with no citation to the governing Supreme Court rule or to authority establishing that simple possession is included within possession for sale.
Opinion
Filed 2/28/13 In re Giselle P. CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re GISELLE P., a Person Coming Under the Juvenile Court Law. D061148 THE PEOPLE, Plaintiff and Respondent, (Super. Ct. No. J229879)
v. GISELLE P., Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Browder A. Willis III, Judge. Affirmed as modified.
The juvenile court found Giselle P. committed the felony offenses of importing more than four kilograms of cocaine into the United States (count 1), possessing cocaine for sale (count 2), and possessing cocaine (count 3). The court adjudged Giselle to be a ward of the court, ordered her committed to the Short Term Offender Program, and imposed other terms and conditions of probation. Giselle appeals, contending (1) the true findings must be reversed because she presented sufficient evidence that she acted under duress, and (2) the true finding on count 3 (simple possession) must be reversed because it is a lesser included offense of count 2 (possession for sale). The Attorney General concedes, and we agree, that count 3 is a lesser included offense of count 2 and thus, the true finding on count 3 must be reversed. In all other respects, we affirm the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
In September 2011, a Customs and Border Protection (CBP) officer referred Giselle to secondary inspection at the San Ysidro port of entry. At the secondary inspection, Giselle lifted her blouse revealing a body suit with bulges in it. She stated, "They made me do it and I'm glad you found it." A CBP officer found four packages containing approximately four kilograms of cocaine hidden in the body suit.
At trial, Giselle testified on her own behalf. She stated that she met Yolanda Ramirez at school in Tijuana. Ramirez introduced her boyfriend, "Sancho," to Giselle and told him that Giselle was born in the United States. Sancho then asked Giselle if she wanted to make money by transporting drugs across the border. In response, Giselle stated that she did not need any extra money.
Sancho later told Giselle she was a "snot-nose brat" and stupid for turning down his offer. He also threatened her, stating that he knew where she lived and when her mother and sisters went to work and school. Sancho and Ramirez told Giselle not to say anything or change her phone number. Thereafter, Giselle was afraid and 2 transported small packages of drugs across the border on two occasions because Ramirez and Sancho reminded her of the prior threats.
The third time Giselle carried drugs across the border for Ramirez and Sancho was on the date of her arrest in September 2011. This time, they called her and demanded that she meet them at 4:00 a.m. When Giselle stated she could not leave her house that early because her mother would find out, they stated, "[J]ust remember what could happen to your mom or to your sisters."
Giselle met with Ramirez and Sancho as directed. They drove to a house in Tijuana where Ramirez and Sancho tied the drugs on Giselle so tight that she cried.
They yelled at her not to cry and again reminded her of the threats. When they all got to the pedestrian border crossing, Ramirez and Sancho told Giselle not to look back because they knew her every move and not to say anything or she would not find her family when she returned.
After hearing the evidence, the juvenile court rejected Giselle's duress defense finding that the threats were nonspecific and did not present an immediate danger.
DISCUSSION
Giselle contends the juvenile court erred in rejecting her duress defense because there was sufficient evidence to support it as a matter of law. We disagree.
"Our review of [a minor's] substantial evidence claim is governed by the same standard applicable to adult criminal cases. [Citation.] 'In reviewing the sufficiency of the evidence, we must determine "whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential 3 elements of the crime beyond a reasonable doubt." [Citation.]' [Citation.] ' "[O]ur role on appeal is a limited one." [Citation.] Under the substantial evidence rule, we must presume in support of the judgment the existence of every fact that the trier of fact could reasonably have deduced from the evidence. [Citation.] Thus, if the circumstances reasonably justify the trier of fact's findings, the opinion of the reviewing court that the circumstances might also reasonably be reconciled with a contrary finding does not warrant reversal of the judgment. [Citation.]' [Citation.]"
(In re V.V. (2011) 51 Cal.4th 1020, 1026.) We may not reweigh the evidence, reappraise the credibility of the witnesses, or resolve factual conflicts, as these are functions reserved for the trier of fact. (People v. Pitts (1990) 223 Cal.App.3d 606, 884.)
"Duress is an effective defense only when the actor responds to an immediate and imminent danger. '[A] fear of future harm to one's life does not relieve one of responsibility for the crimes he commits.' " (People v. Heath (1989) 207 Cal.App.3d 892, 900.) " 'Because of the immediacy requirement, a person committing a crime under duress has only the choice of imminent death or executing the requested crime.
The person being threatened has no time to formulate what is a reasonable and viable course of conduct nor to formulate criminal intent. . . .' Decisions upholding the duress defense have uniformly involved ' "a present and active aggressor threatening immediate danger." ' " (People v. Petznick (2003) 114 Cal.App.4th 663, 676 (Petznick).)
4 Here, viewing the evidence in the light most favorable to the prosecution, there was substantial evidence to support the juvenile court's finding that Giselle did not act under an immediate or imminent threat of harm. Giselle's own testimony demonstrates that the threats did not present an immediate danger. She testified that the threats consisted of Ramirez and Sancho telling her they knew where her family lived and when her mother and sisters went to work and school. Additionally, when they got to the border, Ramirez and Sancho told Giselle not to look back because they knew her every move and not to say anything or she would not find her family when she returned. These threats were vague assertions of future harm. "A 'phantasmagoria of future harm' such as a threat of death to be carried out at some undefined time, will not diminish criminal culpability." (Petznick, supra, 114 Cal.App.4th at pp. 676–677.)
The imminency requirement is also not satisfied because Giselle had numerous opportunities to reflect on her actions. She had the option to seek assistance or decline to participate in the criminal act several times. For example, Giselle did not have to meet with Sancho and Ramirez at 4:00 in the morning or, at a minimum, she had the ability to seek assistance when she was outside their immediate presence. Instead, Giselle waited until she was referred to secondary inspection and was about to undergo a pat-down search before she revealed the drugs hidden in her clothing. Prior to that point, she had multiple chances to formulate a reasonable response, but she did not do so.
Based on the foregoing, we conclude there was substantial evidence to support the trial court's rejection of Giselle's duress defense.
5 DISPOSITION
The true finding on count 3 for a violation of Health and Safety Code section 11350, subdivision (a), possession of cocaine, is reversed. As modified, the judgment is affirmed.
MCINTYRE, J.
WE CONCUR:
BENKE, Acting P. J.
IRION, J.
Cites, in this corpus
- People v. V.V. S177654; S179579 · 2011-06-06
- People v. Petznick H023768 · 2004-01-14
- People v. Pitts F006225 · 1990-09-05
- People v. Heath F009165 · 1989-01-31