Howerton v. Cal. Dept. of Social Services CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. 37-2019-00033334-CU-WM-CTL
- Trial judge
- Timothy Taylor
- Outcome
- affirmed — Affirmed.
- Area
- civil
- Panel
- Richard D. Huffman, Sr. (author), Judith D. McConnell, Joan K. Irion
Analysis
The trial court dismissed Howerton’s petition for writ of mandate without prejudice for abandonment after he failed to respond to two orders to show cause. The Court of Appeal affirmed the dismissal, finding no abuse of discretion and determining Howerton failed to meet his burden of demonstrating error on appeal.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Dismissal of the action without prejudice for abandonment under Code of Civil Procedure section 581, subdivision (d).“Given Howerton’s lack of action and nonresponsiveness, we cannot say the court abused its discretion by determining the case had been abandoned.” | abuse of discretion | not reached | agree with court agree with court |
Authorities
- relied: Nwosu v. Uba (2004) 122 Cal.App.4th 1229 — Pro per litigants are not exempt from appellate rules and must provide reasoned argument and citations to authority.
- relied: People v. Garza (2005) 35 Cal.4th 866 — A judgment is presumed correct on appeal, and the appellant bears the burden of affirmatively demonstrating prejudicial error.
- relied: Nelson v. Avondale Homeowners Assn. (2009) 172 Cal.App.4th 857 — Arguments not supported by reasoned argument and citations to authority are treated as waived.
- relied: Link v. Cater (1998) 60 Cal.App.4th 1315 — Dismissals under Code of Civil Procedure section 581 are reviewed for abuse of discretion.
- relied: Vernon v. Great Western Bank (1996) 51 Cal.App.4th 1007 — Dismissals under Code of Civil Procedure section 581 are reviewed for abuse of discretion.
- relied: Gitmed v. General Motors Corp. (1994) 26 Cal.App.4th 824 — The appellant bears the burden of establishing an abuse of discretion in a dismissal under Code of Civil Procedure section 581.
- relied: Harding v. Collazo (1986) 177 Cal.App.3d 1044 — Dismissals under Code of Civil Procedure section 581 are reviewed for abuse of discretion.
- relied: Estates of Collins & Flowers (2012) 205 Cal.App.4th 1238 — Claims without record citations are forfeited.
- relied: Landry v. Berryessa Union School Dist. (1995) 39 Cal.App.4th 691 — Issues unsupported by cognizable legal argument may be deemed abandoned or waived.
- relied: Dabney v. Dabney (2002) 104 Cal.App.4th 379 — Courts may disregard arguments for which no authority is furnished.
- relied: Episcopal Church Cases (2009) 45 Cal.4th 467 — Out-of-state decisions are not binding on California courts.
The appellate opinion: sound — The opinion correctly applies the abuse of discretion standard to the trial court's dismissal under CCP § 581(d) and properly holds that the appellant failed to meet his burden of demonstrating error by providing no record citations or legal argument. The court's reliance on established California authority regarding pro per litigants and waiver of unsupported arguments is legally sound.
How this analysis was made · dispute it
unusual dispositionThe San Diego Superior Court, after issuing two orders to show cause to which the pro. per. petitioner never responded and at whose hearing no one appeared, found Howerton's petition for writ of mandate abandoned and dismissed the action without prejudice under Code of Civil Procedure section 581, subdivision (d). The Court of Appeal affirmed, holding that Howerton forfeited his contentions by failing to present reasoned argument, record citations, or California authority, and that in any event the record of inaction and nonresponsiveness showed no abuse of discretion.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Dismissal of the writ petition without prejudice for abandonment under Code of Civil Procedure section 581, subdivision (d), after petitioner failed to respond to two orders to show cause and did not appear at the hearing.“The court found the case abandoned and dismissed the action without prejudice.” | abuse of discretion | correct | agree with court Section 581(d) authorizes dismissal when a plaintiff abandons the action before final submission, and dismissals under section 581 are reviewed for abuse of discretion (Link v. Cater; Gitmed). The register of actions shows no responsive pleadings, no activity beyond proofs of service and notices of related cases for more than a year, and no response to two successive OSCs. Howerton bore the burden to affirmatively show prejudicial error (Garza) but supplied an incomplete record, no record citations, no reasoned argument, and only non-binding North Carolina authority, so forfeiture under Nwosu, Nelson, and Dabney was properly applied. On this record the finding of abandonment was neither arbitrary nor beyond the bounds of reason. |
Authorities
- relied: Nwosu v. Uba (2004) 122 Cal.App.4th 1229 — Pro. per. litigants are held to the same rules of appellate procedure as other parties; failure to present argument with record references forfeits the contention.
- relied: People v. Garza (2005) 35 Cal.4th 866 — A judgment is presumed correct and the appellant bears the burden to affirmatively demonstrate prejudicial error.
- relied: Nelson v. Avondale Homeowners Assn. (2009) 172 Cal.App.4th 857 — Points not supported by reasoned argument and citation to authority are treated as waived.
- relied: In re Marriage of Falcone & Fyke (2008) 164 Cal.App.4th 814 — The appellate court is not bound to develop appellants' arguments for them; absence of cogent legal argument permits treating the contention as waived.
- relied: Dabney v. Dabney (2002) 104 Cal.App.4th 379 — The court disregards arguments for which no authority is furnished.
- relied: Link v. Cater (1998) 60 Cal.App.4th 1315 — Dismissal under section 581 is reviewed for abuse of discretion; discretion is abused when action is arbitrary, capricious, or exceeds the bounds of reason.
- relied: Vernon v. Great Western Bank (1996) 51 Cal.App.4th 1007 — Abuse of discretion standard applies to dismissals under section 581.
- relied: Gitmed v. General Motors Corp. (1994) 26 Cal.App.4th 824 — Appellant bears the burden of establishing an abuse of discretion in a section 581 dismissal.
- relied: Harding v. Collazo (1986) 177 Cal.App.3d 1044 — Dismissals under section 581 are reviewed for abuse of discretion.
- relied: Estates of Collins & Flowers (2012) 205 Cal.App.4th 1238 — A claim unsupported by record citations is forfeited.
- relied: Landry v. Berryessa Union School Dist. (1995) 39 Cal.App.4th 691 — An issue unsupported by cognizable legal argument may be deemed abandoned or waived.
- relied: Episcopal Church Cases (2009) 45 Cal.4th 467 — Out-of-state decisions are not binding on California courts.
The appellate opinion: sound — The opinion correctly identifies section 581(d) as the dismissal authority, applies the settled abuse-of-discretion standard, and properly places on the appellant the burden of showing error, which he failed to carry with a bare register of actions, no record citations, and only out-of-state authority. The court nonetheless looked to the record and reasonably concluded that a year of inactivity followed by silence in the face of two OSCs supported the abandonment finding.
How this analysis was made · dispute it
record incompleteOpinion
Filed 3/7/22 Howerton v. Cal. Dept. of Social Services CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). Thi s opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
JEFFREY HOWERTON, D078322
Plaintiff and Appellant, v. (Super. Ct. No. 37-2019- 00033334-CU-WM-CTL) CALIFORNIA DEPARTMENT OF SOCIAL SERVICES et al., Defendants and Respondents.
APPEAL from a judgment of the Superior Court of San Diego County, Timothy Taylor, Judge. Affirmed. Jeffrey Howerton, in pro. per. for Plaintiff and Appellant. No appearance by Defendants and Respondents. Jeffrey Howerton appeals the trial court’s dismissal of the action without prejudice due to abandonment. We affirm. FACTUAL AND PROCEDURAL BACKGROUND Howerton does not provide us with a statement of relevant facts or events, and the record on appeal does not include documents filed in the underlying action. Accordingly, we take the following facts from the register of actions supplied in the record. On June 25, 2019, Howerton filed a petition for writ of mandate in superior court. Howerton filed several proofs of service on July 2, 2019. On July 5, 2019, Howerton filed a notice of related case, followed by several proofs of service on July 10, 2019. On July 15, 2019, Howerton filed motions for disclosure and production of confidential information and to join additional state agencies. He also filed two proofs of service that day and one the following day. Howerton filed another notice of related case on July 30, 2019, as well as a proof of service. The same day, Howerton filed a request for entry of default, which was denied the following day. Howerton filed another motion on July 31, 2019, as well as a proof of service. Between August 1, 2019, and May 26, 2020, Howerton filed 10 notices of related cases. Proofs of service were filed shortly after each notice. On July 30, 2020, the court issued an order to show cause (OSC) for why the matter should not be dismissed. It set the hearing for September 11, 2020. No parties responded. The court generated and served the minutes. On September 11, 2020, the court issued an OSC for why the matter should not be dismissed and set the hearing for November 6, 2020. No parties responded to the court’s OSC. Nor did any parties appear at the hearing on November 6, 2020. The court found the case abandoned and dismissed the action without prejudice.1 Howerton timely appealed.
1 A judgment includes an appealable order. (Cal. Rules of Court, rule 8.104(e).) 2 DISCUSSION At the outset, we observe that Howerton’s status as a pro. per. litigant does not exempt him from the rules of appellate procedure or relieve his burden on appeal. (Nwosu v. Uba (2004) 122 Cal.App.4th 1229, 1247 (Nwosu).) We treat pro. per. litigants like any other party, affording them “ ‘the same, but no greater consideration than other litigants and attorney.’ ” (Ibid.) A judgment is presumed correct on appeal, and it is the appellant’s burden, whether proceeding in pro. per. or represented by counsel to “affirmatively demonstrate prejudicial error.” (People v. Garza (2005) 35 Cal.4th 866, 881 (Garza).) “Appellate briefs must provide argument and legal authority for the positions taken. ‘When an appellant fails to raise a point, or asserts it but fails to support it with reasoned argument and citations to authority, we treat the point as waived. [Citations.]’ ” (Nelson v. Avondale Homeowners Assn. (2009) 172 Cal.App.4th 857, 862 (Nelson); see In re Marriage of Falcone & Fyke (2008) 164 Cal.App.4th 814, 830 [“We are not bound to develop appellants’ arguments for them. [Citation.] The absence of cogent legal argument or citation to authority allows this court to treat the contention as waived”]; Dabney v. Dabney (2002) 104 Cal.App.4th 379, 384 (Dabney) [court disregards argument for which no authority is furnished].)
Code of Civil Procedure2 section 581 subdivision (d) authorizes a court to dismiss a complaint in its entirety when the plaintiff abandons it before final submission of the case. We review a court’s decision to dismiss a cause of action under the provisions of section 581 for an abuse of discretion. (See Link v. Cater (1998) 60 Cal.App.4th 1315, 1321 (Link) [§ 581, subd. (l), dismissal for failure to appear]; Vernon v. Great Western Bank (1996) 51 2 Further section references are to the Civil Procedure Code unless otherwise specified. 3 Cal.App.4th 1007, 1012-1013 [§ 581, subd. (b)(5)]; Gitmed v. General Motors Corp. (1994) 26 Cal.App.4th 824, 827 [§ 581, subd. (f)(2)]; Harding v. Collazo (1986) 177 Cal.App.3d 1044, 1054 [§ 581, subd. (c)].) A court abuses its discretion when its actions are arbitrary or capricious, or exceeds the bounds of reason. (Link, at p. 1321.) The appellant bears the burden of establishing an abuse of discretion. (Gitmed, at p. 827.) Howerton asks us to “review CA law regarding time to prosecute” and comments that he “still had time to prosecute the case,” but he does not discuss why the court’s dismissal for abandonment was an abuse of discretion, as is his obligation. (Garza, supra, 35 Cal.4th at p. 881; Nelson, supra, 172 Cal.App.4th at p. 862.) He does not cite to the record to support his implication that he planned to prosecute the case. (See, e.g., Estates of Collins & Flowers (2012) 205 Cal.App.4th 1238, 1251, fn. 11 [“Because [party] provides no record citations to support this claim, it is forfeited”]; Nwosu, supra, 122 Cal.App.4th at p. 1247 [failure to present argument with references to the record results in a forfeiture of any assertion that could have been raised].) He offers no legal theory for why his inaction and nonresponsiveness to the OSCs fail to support a conclusion of abandonment. (Landry v. Berryessa Union School Dist. (1995) 39 Cal.App.4th 691, 699-700 [issue unsupported by cognizable legal argument may be deemed abandoned 4 or waived].) Nor does he cite to any California law to support any theory he may have for why the dismissal was improper in this case.3 (Dabney, supra, 104 Cal.App.4th at p. 384.) Our review of the record supplied by Howerton is stymied by its incompleteness. The register of actions references numerous proofs of service, but we cannot tell whether any of those proofs of service demonstrate valid service on the defendants, and there are no responsive pleadings listed in the register of actions. Although the register of actions lists a multitude of proofs of service and notices of related cases, it is not clear how—or if—any of those filings are related to the petition he filed in superior court. (See Cal. Rules of Court, rule 3.300 [defining “related cases”].) We cannot discern how the case identified in the opening brief is “indirectly connected” to the matter before us because there is no information in the record about the substance of Howerton’s complaint or the substance of the allegedly related case. In essence, nothing in the record suggests Howerton was actively prosecuting the case or preparing to do so. What is clear from the record is that more than a year after Howerton filed his initial pleading, the court issued an OSC regarding dismissal, giving Howerton an opportunity to explain his position and what he was doing, if anything, to move the case forward. But Howerton did not respond to the court’s order, either in writing or in person. And when the court issued a 3 Howerton cites to several cases from North Carolina, which apparently explain what does and does not constitute failure to prosecute an action in that jurisdiction, but none of the cases Howerton cites have any binding authority on California (Episcopal Church Cases (2009) 45 Cal.4th 467, 490 [“out-of-state decisions are not binding on this court”]) or address California procedural law. 5 second OSC regarding dismissal, Howerton again failed to respond in any manner. Given Howerton’s lack of action and nonresponsiveness, we cannot say the court abused its discretion by determining the case had been abandoned. DISPOSITION The judgment is affirmed.
HUFFMAN, J.
WE CONCUR:
McCONNELL, P. J.
IRION, J.
Cites, in this corpus
- Andre Flowers v. Dancy No. C064815 · 2012-05-10
- Nelson v. Avondale Homeowners Assn. E044045 · 2009-02-27
- Episcopal Church Cases S155094 · 2009-01-05
- In Re Marriage of Falcone & Fyke H031524 · 2008-07-08
- People v. Garza S120551 · 2005-05-19
- Nwosu v. Uba No. H026182 · 2004-10-01
- Dabney v. Dabney B155292 · 2002-12-16
- Link v. Cater B097430 · 1998-01-20
- Landry v. Berryessa Union School District H013458 · 1995-10-25
- Gitmed v. General Motors Corp. B066739 · 1994-07-07
- Harding v. Collazo B009448 · 1986-01-28