People v. Rivera CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCN405890
- Trial judge
- James E. Simmons, Jr.
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Richard D. Huffman, Sr. (author), Judith L. Haller, Cynthia Aaron
Analysis
The trial court denied Rivera's post-plea motions to replace counsel and withdraw her guilty plea, and subsequently imposed a 14-year sentence in her absence after she was removed from the courtroom for misconduct. The Court of Appeal affirmed the judgment after conducting an independent review of the record pursuant to People v. Wende, finding no arguable issues for reversal.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion to withdraw guilty plea and imposition of sentence in defendant's absence“Whether the trial court erred in imposing sentence in Rivera’s absence.” | unclear | not reached | unsure The appellate court identified the issue of sentencing in the defendant's absence as the only potential issue raised by counsel but stated it had not discovered any arguable issues for reversal. The court did not explicitly state the standard of review (e.g., abuse of discretion) or provide a detailed legal analysis of why the trial court's actions were correct, relying instead on the general Wende review mandate. |
Authorities
- relied: People v. Wende (1979) 25 Cal.3d 436 — Requires appointed appellate counsel to review the entire record for error when no arguable issues are identified, and the court to conduct an independent review.
- relied: Anders v. California (1967) 386 U.S. 738 — Establishes the procedure for appointed counsel who believes an appeal is wholly frivolous, requiring a brief identifying potentially arguable issues and a court review of the record.
The appellate opinion: sound with gaps — The opinion is procedurally sound as it follows the established Wende/Anders protocol for reviewing appeals where counsel finds no merit. However, it is a 'sound with gaps' opinion because it fails to explicitly address the specific legal standard for sentencing in a defendant's absence or cite authority supporting the trial court's discretion in that specific context, merely stating no error was found.
How this analysis was made · dispute it
unusual dispositionThe trial court accepted Rivera's guilty plea to assault with a deadly weapon with a great bodily injury enhancement, a strike prior, and a serious felony prior, denied her postplea motions to replace counsel and withdraw the plea, and imposed the stipulated 14-year term after removing her from the courtroom for misconduct. On appeal, counsel filed a Wende brief, Rivera filed no supplemental brief, and the Court of Appeal independently reviewed the record, found no arguable issues, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Imposition of the stipulated 14-year sentence in Rivera's absence after she was removed from the courtroom for misconduct during the sentencing hearing“Rivera was removed from the court prior to the actual sentence being imposed because of misconduct during the hearing.” | unclear | correct | agree with court The opinion identifies this as the only Anders issue and concludes no arguable error exists but gives no analysis. A felony defendant has a right to be present at sentencing (Pen. Code, § 1193), but that right may be forfeited by disruptive conduct after warning (Pen. Code, § 1043, subd. (b)(1); Illinois v. Allen (1970) 397 U.S. 337). The opinion recites that removal was for misconduct, which fits the forfeiture rule, and because the sentence was the stipulated term there was no discretionary sentencing choice she could have influenced. The result is defensible on the stated facts, but the opinion does not describe the misconduct or any warning, so I cannot independently verify the forfeiture. |
Denial of postplea motions to replace counsel and to withdraw the guilty plea“Rivera filed a notice of appeal, but did not obtain a certificate of probable cause.” | unclear | not reached | agree with court The opinion notes these rulings and the absence of a certificate of probable cause but does not analyze them. Under Penal Code section 1237.5 and People v. Mendez (1999) 19 Cal.4th 1084 and People v. Panizzon (1996) 13 Cal.4th 68, a challenge to the validity of a plea, including denial of a motion to withdraw it, is not cognizable on appeal without a certificate. Treating these rulings as outside the scope of review is therefore correct, though the court did not say so expressly. |
Authorities
- relied: People v. Wende (1979) 25 Cal.3d 436 — When appointed appellate counsel finds no arguable issues, the Court of Appeal must independently review the entire record for error before affirming.
- relied: Anders v. California (1967) 386 U.S. 738 — Counsel who finds no meritorious issues should identify anything in the record that might arguably support the appeal to assist the court's review.
- missed: People v. Mendez (1999) 19 Cal.4th 1084 — Absent a certificate of probable cause under Penal Code section 1237.5, an appeal following a guilty plea may not challenge the validity of the plea, and the requirement is strictly applied.
- missed: People v. Panizzon (1996) 13 Cal.4th 68 — A challenge to a sentence stipulated in a plea agreement is in substance a challenge to the validity of the plea and requires a certificate of probable cause.
The appellate opinion: sound with gaps — The court followed the Wende/Anders procedure, offered the defendant a chance to file her own brief, and reviewed the record, which is all that is required for a no-issue affirmance. It did not, however, explain why sentencing in absentia after removal for misconduct was proper (Pen. Code, § 1043, subd. (b)(1)) or expressly state that the plea-withdrawal and counsel-substitution rulings were unreviewable without a certificate of probable cause under Mendez and Panizzon.
How this analysis was made · dispute it
record incompleteOpinion
Filed 2/7/22 P. v. Rivera CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). Thi s opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D079139
Plaintiff and Respondent, v. (Super. Ct. No. SCN405890)
EMPERATRIZ A. RIVERA, Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, James E. Simmons, Jr., Judge. Affirmed. Pauline E. Villanueva, under appointment by the Court of Appeal, for Defendant and Appellant. No appearance for Plaintiff and Respondent. Emperatriz A. Rivera pleaded guilty to one count of assault with a deadly weapon (Pen. Code,1 § 245, subd. (a)(1)) and admitted the personal infliction of great bodily injury enhancement (§ 12022.7, subd. (a)). She also admitted a strike prior (§ 667, subds. (b)-(i)) and a serious felony prior (§ 667, 1 All further statutory references are to the Penal Code. subd. (a)(1)). The balance of the charges and allegations were dismissed pursuant to the plea agreement. The trial court sentenced Rivera to a determinate term of 14 years in prison as stipulated in the plea agreement. Rivera brought postplea motions to replace counsel and to withdraw her guilty plea. The motion to replace counsel was denied and the motion to withdraw the guilty plea was also denied. Rivera was removed from the court prior to the actual sentence being imposed because of misconduct during the hearing. Rivera filed a notice of appeal, but did not obtain a certificate of probable cause. Appellate counsel has filed a brief pursuant to People v. Wende (1979) 25 Cal.3d 436 (Wende) indicating counsel has not been able to identify any arguable issues for reversal on appeal. Counsel asks the court to review the record for error as mandated by Wende. We offered Rivera the opportunity to file her own brief on appeal, but she has not responded. STATEMENT OF FACTS In her change of plea form, Rivera admitted assaulting the victim with a deadly weapon and personally inflicting great bodily injury. DISCUSSION As we have noted, appellate counsel has filed a Wende brief and asks the court to review the record for error. To assist the court in its review, and in compliance with Anders v. California (1967) 386 U.S. 738 (Anders), counsel has identified the following issue which was considered in evaluating the potential merits of this appeal: Whether the trial court erred in imposing sentence in Rivera’s absence.
2 We have reviewed the entire record as required by Wende and Anders. We have not discovered any arguable issues for reversal on appeal. Competent counsel has represented Rivera on this appeal. DISPOSITION The judgment is affirmed.
HUFFMAN, Acting P. J.
WE CONCUR:
HALLER, J.
AARON, J.
Cites, in this corpus
- People v. Wende Crim. 20851 · 1979-10-12