People v. Mora
THE PEOPLE, and v. MAYRA MORA, and
- Area
- criminal
- Panel
- Patricia D. Benke (author)
Analysis
The trial court revoked Mayra Mora's probation and committed her to state prison for two years, refusing to apply the Realignment Act because her original sentence was imposed before the Act's effective date, and imposed a duplicate restitution fine. The Court of Appeal affirmed the commitment to state prison, rejecting the argument that the Realignment Act applied retroactively to sentences executed after its effective date, but reversed the imposition of the duplicate restitution fine.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Trial court's refusal to apply the Realignment Act to Mora's sentence execution“When the trial court revoked Mora’s probation and executed her sentence on May 17, 2012, it lacked jurisdiction to modify the sentence committing her to state prison for two years.” | de novo | correct | agree with court The appellate court correctly applied the distinction between the imposition and execution of a sentence, relying on binding California Supreme Court precedent (People v. Howard) and the plain language of the Realignment Act (§ 1170, subd. (h)(6)), which mandates prospective application to persons 'sentenced' on or after October 1, 2011. By adhering to the Gipson interpretation over Clytus, the court correctly determined that the trial court lacked jurisdiction to alter a final judgment based on a statute that did not apply to the date of the original sentencing. |
Mora's equal protection challenge to the prospective application of the Realignment Act“The Legislature could rationally determine that a prospective application of the Realignment Act “maintains the integrity of sentences that were valid when imposed and ensures the discretion exercised in the charging, plea bargaining, and sentencing decisions of the People and trial courts is not destabilized or nullified.”” | de novo | correct | agree with court The court correctly applied the rational basis test to the classification based on sentencing date, as it does not involve a suspect class or fundamental right. The reliance on People v. Floyd and In re Kapperman appropriately supports the conclusion that the Legislature is not constitutionally compelled to apply sentencing changes retroactively, and the prospective application serves a legitimate state interest in maintaining the integrity of final judgments. |
Imposition of a duplicate restitution fine under Penal Code section 1202.4“The People concede the trial court erred in imposing a duplicate restitution fine.” | de novo | error | agree with court The trial court erred by imposing a second $240 restitution fine under section 1202.4, subdivision (b), in addition to the $200 fine already imposed at the time of the original plea. The appellate court correctly identified this as an error, supported by the People's concession, and directed the trial court to strike the duplicate fine on remand. |
Authorities
- relied: People v. Howard (1997) 16 Cal.4th 1081 — Distinguishes between the imposition of a sentence (entry of final judgment) and the execution of a sentence, establishing that a trial court lacks jurisdiction to modify a final judgment once imposed.
- relied: People v. Gipson (2013) 213 Cal.App.4th 1523 — Holds that the Realignment Act does not apply to a defendant who was sentenced before October 1, 2011, even if the execution of that sentence occurs on or after that date.
- relied: People v. Clytus (2012) 209 Cal.App.4th 1001 — Held that Realignment applies to eligible defendants whose sentences were imposed and suspended before October 1, 2011, but executed on or after that date; the court declined to follow this precedent.
- relied: People v. Floyd (2003) 31 Cal.4th 179 — The Legislature is not constitutionally compelled to give sentencing changes retroactive effect.
- relied: In re Kapperman (1974) 11 Cal.3d 542 — The Legislature may specify that a mitigating sentencing statute is prospective to assure that penal laws maintain their desired deterrent effect.
- relied: People v. Cruz (2012) 207 Cal.App.4th 664 — Prospective application of the Realignment Act maintains the integrity of sentences that were valid when imposed and ensures discretion in charging and sentencing is not destabilized.
- relied: Cooley v. Superior Court (2002) 29 Cal.4th 228 — To succeed on an equal protection claim, an appellant must show the state adopted a classification affecting two or more similarly situated groups in an unequal manner.
- relied: Cleburne v. Cleburne Living Center, Inc. (1985) 473 U.S. 432 — If a classification does not involve a suspect class, legislation is presumed valid if rationally related to a legitimate state interest.
The appellate opinion: sound — The opinion is sound because it correctly resolves a split in the Court of Appeal by adhering to the binding California Supreme Court precedent in People v. Howard regarding the distinction between sentence imposition and execution. It also correctly applies the rational basis test to the equal protection challenge, citing appropriate authorities to support the Legislature's discretion to apply sentencing changes prospectively.
How this analysis was made · dispute it
inconsistent with cited authorityAfter Mora's probation for heroin possession was revoked a third time in May 2012, the trial court executed the two-year state prison sentence it had imposed and suspended in August 2011, declined to apply the Realignment Act, and imposed a second $240 restitution fine plus a $240 parole revocation fine. The Court of Appeal held Realignment does not apply because Mora was "sentenced" when the term was imposed before October 1, 2011 (agreeing with Gipson and rejecting Clytus), rejected her equal protection claim under rational basis review, and directed that the duplicate $240 restitution fine be stricken and the parole revocation fine reduced to $200, otherwise affirming.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Refusal to apply the Realignment Act (Pen. Code § 1170, subd. (h)) when executing a previously imposed and suspended state prison sentence after October 1, 2011“Because Mora was sentenced to state prison before October 1, 2011, her commitment to state prison upon revocation of probation does not violate the Realignment Act.” | de novo | correct | agree with court The question is one of statutory construction of the word "sentenced" in section 1170(h)(6). The court's reading tracks Howard's distinction between imposition and execution of sentence and rule 4.435(b)(2), which denies the court jurisdiction to alter a previously imposed term when execution is ordered after revocation. The opinion acknowledges the split with Clytus and sides with Gipson; the Supreme Court later resolved the split the same way, confirming the court's result. The reasoning is somewhat thin in that it adopts Gipson rather than independently answering Clytus's point that an offense may no longer be prison-eligible, but the legal conclusion is correct. |
Rejection of equal protection challenge to applying Realignment only to defendants sentenced on or after October 1, 2011“We are not persuaded by Mora’s argument that excluding from Realignment persons whose sentences were imposed before October 1, 2011, but executed on or after that date, violates the right to equal protection of the law.” | de novo | correct | agree with court The court applies the correct two-step framework (Cooley), assumes the two groups are similarly situated, and applies rational basis review because sentencing date is not a suspect classification (Wilkinson, Hofsheier, Kasler). Floyd and Kapperman squarely establish that the Legislature may make ameliorative sentencing changes prospective and that a statutory effective date does not itself offend equal protection. The analysis is consistent with controlling Supreme Court authority. |
Imposition of a second $240 restitution fine under § 1202.4(b) and a $240 parole revocation fine under § 1202.45 upon execution of sentence“The People concede the trial court erred in imposing a duplicate restitution fine.” | de novo | error | agree with court A restitution fine imposed at the original grant of probation survives revocation, and a second fine on the same conviction is unauthorized; the People conceded as much. The court struck the duplicate $240 fine and conformed the parole revocation fine to the $200 restitution fine, consistent with section 1202.45's requirement that the two fines be in the same amount. The detailed discussion is in the unpublished portion, which is not reproduced, but the disposition is correct on its face. |
Authorities
- relied: People v. Howard (1997) 16 Cal.4th 1081 — Distinguishes orders suspending imposition of sentence from orders suspending execution of an imposed sentence; once sentence is imposed and execution suspended, the court on revocation must order that sentence into effect and lacks power to modify it.
- relied: People v. Gipson (2013) 213 Cal.App.4th 1523 — A defendant is "sentenced" within the meaning of § 1170(h)(6) when sentence is first announced and imposed, so Realignment does not apply to a sentence imposed before October 1, 2011 even if executed later.
- relied: People v. Chagolla (1984) 151 Cal.App.3d 1045 — After imposition of sentence with execution suspended, the trial court lacks jurisdiction to modify the judgment on revocation and must order it executed.
- relied: People v. Lynch (2012) 209 Cal.App.4th 353 — Describes the Realignment Act's shift of low-level felony offenders to county jail and community-based corrections.
- relied: Cooley v. Superior Court (2002) 29 Cal.4th 228 — An equal protection claimant must first show the state has adopted a classification affecting two or more similarly situated groups in an unequal manner, measured for purposes of the challenged law.
- relied: People v. Wilkinson (2004) 33 Cal.4th 821 — Sentencing classifications not involving suspect classes or fundamental rights are reviewed for rational basis.
- relied: People v. Hofsheier (2006) 37 Cal.4th 1185 — Sets out the levels of equal protection scrutiny applicable to penal classifications.
- relied: Kasler v. Lockyer (2000) 23 Cal.4th 472 — A non-suspect classification survives equal protection review if any reasonably conceivable state of facts could provide a rational basis.
- relied: In re Kapperman (1974) 11 Cal.3d 542 — The Legislature may make statutes mitigating punishment prospective only to preserve the deterrent effect of the originally prescribed punishment.
- relied: People v. Floyd (2003) 31 Cal.4th 179 — The Legislature is not constitutionally compelled to apply ameliorative sentencing changes retroactively; a statutory effective date does not violate equal protection.
- relied: People v. Cruz (2012) 207 Cal.App.4th 664 — Prospective application of Realignment rationally preserves the integrity of sentences valid when imposed and the charging, plea and sentencing decisions already made.
- relied: Cleburne v. Cleburne Living Center, Inc. (1985) 473 U.S. 432 — Heightened scrutiny applies only to suspect classifications such as race, alienage, national origin, gender and legitimacy; otherwise rational basis review governs.
- missed: In re Estrada (1965) 63 Cal.2d 740 — An ameliorative penal statute is presumed to apply to all judgments not yet final absent a saving clause; the opinion did not address whether § 1170(h)(6) operates as an express saving clause displacing this presumption, which would have strengthened its analysis of the retroactivity question.
The appellate opinion: sound with gaps — The court reaches the correct result on both the Realignment and equal protection issues, grounding the statutory reading in Howard and rule 4.435(b)(2) and the constitutional analysis in Floyd, Kapperman and Wilkinson; the Supreme Court later adopted the same construction of "sentenced." The opinion is thin in simply agreeing with Gipson rather than directly answering Clytus's argument that the offense is no longer prison-eligible, and it does not address the Estrada presumption or explain why § 1170(h)(6) functions as a saving clause.
How this analysis was made · dispute it
record incompleteOpinion — Benke
Opinion
BENKE, Acting P. J .In February 2011, Mayra Mora entered a no contest plea to possession of heroin in violation of Health and Safety Code section 11350, subdivision (a), a nonviolent drug offense. The trial court suspended imposition of sentence, placed Mora on three years’ probation and imposed a $200 restitution fine pursuant to Penal Code section 1202.4, subdivision (b).1
In August 2011, Mora admitted she violated the terms and conditions of probation. The trial court sentenced her to two years in state prison, suspended execution of the sentence and reinstated probation on the same terms and conditions as previously imposed. In December, the court found that Mora had violated probation. The court revoked and reinstated probation, and imposed a 90-day jail sentence.
On May 17, 2012, the trial court determined Mora again violated probation and committed her to state prison for two years, with 332 days’ credit. The trial court refused to apply the Criminal Justice Realignment Act of 20112 (Realignment Act or Realignment), which would have allowed Mora to serve her sentence in a locally run community-based corrections program. (§§ 17.5, subd. (a)(5), 1170, subd. (h).) The court imposed a $240 restitution fine (§ 1202.4, subd. (b)), and imposed and suspended a $240 parole revocation restitution fine (§ 1202.45).
Mora contends the trial court erred by not applying the Realignment Act when it executed her sentence on May 17, 2012, and committed her to state prison. Relying on People v. Clytus (2012) 209 Cal.App.4th 1001 [147 Cal.Rptr.3d 448] (Clytus), she asserts Realignment applies to all eligible defendants whose sentences are executed on or after October 1, 2011. Mora argues interpreting Realignment to not apply to a defendant in her circumstances violates equal protection. She also contends the trial court erroneously imposed a duplicate restitution fine under section 1202.4, subdivision (b).
*1481The People argue Mora is not entitled to retroactive application of the Realignment Act because her sentence was imposed before its effective date. They argue the trial court properly executed the sentence under People v. Howard (1997) 16 Cal.4th 1081 [68 Cal.Rptr.2d 870, 946 P.2d 828] (Howard), which distinguishes between orders suspending imposition of sentence and orders suspending execution of previously imposed sentences. (Id. at p. 1087.) The People concede the trial court erred in imposing a duplicate restitution fine. They raise issues concerning the imposition of other fines, which we discuss in the unpublished portion of this opinion.
I
A
The Trial Court Correctly Determined Realignment Did Not Apply
The Realignment Act significantly changes felony punishment by “[Realigning low-level felony offenders who do not have prior convictions for serious, violent, or sex offenses to locally run community-based corrections programs . . . .” (§ 17.5, subd. (a)(5); see People v. Lynch (2012) 209 Cal.App.4th 353, 357 [146 Cal.Rptr.3d 811].) A felon sentenced under Realignment is committed to county jail instead of state prison, may have a concluding portion of his or her sentence suspended in lieu of probation and is not subject to parole under section 3000 et seq. (§ 1170, subd. (h)(1), (2) & (5); Lynch, at p. 357.) “The sentencing changes made by the act. . . shall be applied prospectively to any person sentenced on or after October 1, 2011.” (§ 1170, subd. (h)(6).)
The appellate courts are divided on the issue whether Realignment applies to an eligible defendant whose sentence was imposed and suspended before October 1, and whose probation was revoked and the sentence executed on or after October 1. In Clytus, a division of the Second District Court of Appeal held that Realignment applies in such circumstances. (Clytus, supra, 209 Cal.App.4th at p. 1005.) Declining to apply Howard, the Clytus court did not locate any language in section 1170, subdivision (h)(6) to suggest the Legislature intended a different result if a prison sentence was imposed and suspended before October 1, but executed on or after October 1. (Clytus, at pp. 1006-1008.) It reasoned that a trial court executing a suspended sentence as punishment for a probation violation has no discretion to commit a person to state prison for an offense that is no longer prison eligible. (Id. at p. 1006.)
Recently, another division of the Second District Court of Appeal held that Realignment does not apply to a defendant who was sentenced *1482before October 1, 2011, even if execution of that sentence occurs on or after October 1, 2011. (People v. Gipson (2013) 213 Cal.App.4th 1523 [153 Cal.Rptr.3d 428] (Gipson).) We agree with Gipson.
Realignment is effective for any person sentenced on or after October 1, 2011. (§ 1170, subd. (h)(6).) Relying on California Supreme Court precedent distinguishing between imposition and execution of a sentence, the Gipson court concluded that the word “ ‘sentenced’ ” refers to “the time when the trial court first announced and imposed sentence as opposed to the time when the sentence was executed.” (Gipson, supra, 213 Cal.App.4th at p. 1529, citing Howard, supra, 16 Cal.4th at pp. 1087-1088; see Cal. Rules of Court, rule 4.405(6)3 [“ ‘Sentence choice’ means the selection of any disposition of the case that does not amount to a dismissal, acquittal, or grant of a new trial.”].) Thus “a defendant is sentenced on the date that sentence is first announced and imposed even if execution of the sentence does not happen until a later date.” (Gipson, at p. 1526.)
The imposition of the sentence is equated with entry of a final judgment. (Gipson, supra, 213 Cal.App.4th at p. 1529, citing Howard, supra, 16 Cal.4th at p. 1088.) Once a sentence is imposed, the trial court does not have jurisdiction to modify or change the final judgment and is required to order that judgment into execution. (People v. Chagolla (1984) 151 Cal.App.3d 1045, 1049 [199 Cal.Rptr. 181]; rule 4.435(b)(2) [if the execution of sentence was previously suspended, the judge must order that the judgment previously pronounced be in full force and effect and that the defendant be committed to the custody of the Secretary of the Department of Corrections and Rehabilitation for the term prescribed in that judgment].)
When the trial court revoked Mora’s probation and executed her sentence on May 17, 2012, it lacked jurisdiction to modify the sentence committing her to state prison for two years. (Gipson, supra, 213 Cal.App.4th at p. 1530; rule 4.435(b)(2).) Because Mora was sentenced to state prison before October 1, 2011, her commitment to state prison upon revocation of probation does not violate the Realignment Act.
B
The Application of the Realignment Act Only to Defendants Sentenced on or After October 1, 2011, Does Not Violate Equal Protection
Mora argues not applying Realignment to persons whose sentences were imposed and suspended before October 1, 2011, but not executed until on or *1483after that date, deprives her of equal protection of the law. She contends applying Realignment to only those persons who were sentenced on or after October 1, 2011, creates a classification that affects two similarly situated groups of defendants who have committed nonviolent low-level felony offenses in an unequal manner: one group of defendants will serve their sentences in state prison; the other group will serve their sentences in community-based corrections programs.
The Legislature may make reasonable classifications of persons, provided the classifications are made with a legitimate goal to be accomplished. (People v. Spears (1995) 40 Cal.App.4th 1683, 1687 [48 Cal.Rptr.2d 634].) To succeed on a claim under the equal protection clause, the appellant first must show the state has adopted a classification that affects two or more similarly situated groups in an unequal manner. (Cooley v. Superior Court (2002) 29 Cal.4th 228, 253 [127 Cal.Rptr.2d 177, 57 P.3d 654].) The initial inquiry is not whether persons are similarly situated for all purposes, but whether they are similarly situated for purposes of the challenged law. (Ibid.) Equal protection guarantees apply to penal statutes. (People v. Bizieff (1990) 226 Cal.App.3d 130, 138 [276 Cal.Rptr. 235].)
The People implicitly concede that requiring defendants whose sentences were imposed but not executed before October 1, 2011, to serve their sentences in state prison instead of community-based corrections programs creates two similarly situated classes of persons. The only distinguishing characteristic between the two classes is the date the sentence was imposed. Because the law treats these similarly situated groups differently, we undertake a second level of analysis and subject the law to the level of scrutiny that is constitutionally required. (People v. Goslar (1999) 70 Cal.App.4th 270, 277 [82 Cal.Rptr.2d 558].)
Classifying defendants by sentencing date is not made on the basis of race, alienage, national origin, gender or legitimacy, which requires a greater level of scrutiny. (Cleburne v. Cleburne Living Center, Inc. (1985) 473 U.S. 432, 440 [87 L.Ed.2d 313. 105 S.Ct. 3249]; People v. Hofsheier (2006) 37 Cal.4th 1185, 1199 [39 Cal.Rptr.3d 821, 129 P.3d 29]; People v. Wilkinson (2004) 33 Cal.4th 821, 836 [16 Cal.Rptr.3d 420, 94 P.3d 551].) Generally, if the classification does not involve a suspect class, legislation is presumed to be valid under the equal protection clause if the statutory classification is rationally related to a legitimate state interest. (Cleburne, at p. 440; Wilkinson, at p. 836.) A statutory classification that does not discriminate against suspect classes or infringe fundamental constitutional rights withstands an equal protection challenge “ ‘ “if there is any reasonably conceivable state of facts that could provide a rational basis for the classification.” ’ ” (Easier v. Lockyer (2000) 23 Cal.4th 472, 482 [97 Cal.Rptr.2d 334, 2 P.3d 581].)
*1484The Legislature may specify that a mitigating sentencing statute is prospective “to assure that penal laws will maintain their desired deterrent effect by carrying out the original prescribed punishment as written.” (In re Kapperman (1974) 11 Cal.3d 542, 546 [114 Cal.Rptr. 97, 522 P.2d 657].) Realignment applies prospectively to defendants sentenced on or after October 1, 2011. (§ 1170, subd. (h)(6).) The Legislature could rationally determine that a prospective application of the Realignment Act “maintains the integrity of sentences that were valid when imposed and ensures the discretion exercised in the charging, plea bargaining, and sentencing decisions of the People and trial courts is not destabilized or nullified.” (People v. Cruz (2012) 207 Cal.App.4th 664, 679-680 [143 Cal.Rptr.3d 742].)
The Legislature is not constitutionally compelled to give sentencing changes retroactive effect. (People v. Floyd (2003) 31 Cal.4th 179, 189 [1 Cal.Rptr.3d 885, 72 P.3d 820], citing Talley v. Municipal Court (1978) 87 Cal.App.3d 109, 114 [150 Cal.Rptr. 743].) “ ‘[T]he [Fourteenth] Amendment does not forbid statutes and statutory changes to have a beginning, and thus to discriminate between the rights of an earlier and later time.’ ” (Floyd, at p. 191, quoting Sperry & Hutchinson Co. v. Rhodes (1911) 220 U.S. 502, 505 [55 L.Ed. 561, 31 S.Ct. 490].) We are not persuaded by Mora’s argument that excluding from Realignment persons whose sentences were imposed before October 1, 2011, but executed on or after that date, violates the right to equal protection of the law.
n
The Court Erroneously Imposed a Duplicate Restitution Fine*
DISPOSITION
On remand, the trial court is directed to modify the abstract of judgment by striking the section 1202.4 $240 restitution fine and modifying the section 1202.45 $240 parole revocation restitution fine to $200. The trial court shall *1485send the abstract of judgment to the Department of Corrections and Rehabilitation. The section 1202.4 $200 restitution fine remains in effect. In all other respects, the judgment is affirmed.
Haller, J., and O’Rourke, J., concurred.
Appellant’s petition for review by the Supreme Court was denied June 19, 2013, S210456. Kennard, J., was of the opinion that the petition should be granted.
Further statutory references are to the Penal Code.
(Stats. 2011, 1st Ex. Sess. 2011-2012, ch. 12, § 1, eff. Oct. 1, 2011; Pen. Code, § 1170, subd. (h).)
Further rule references are to the California Rules of Court.
See footnote, ante, page 1477.
Cites, in this corpus
- People v. Gipson No. B241551 · 2013-02-28
- People v. Clytus No. B236714 · 2012-10-02
- People v. Lynch No. C068476 · 2012-09-13
- People v. Cruz No. F062189 · 2012-07-03
- People v. Hofsheier S124636 · 2006-03-06
- People v. Wilkinson S111028 · 2004-07-29
- People v. Floyd S105225 · 2003-07-21
- Cooley v. Superior Court S094676 · 2003-01-15
- Kasler v. Lockyer S069522 · 2000-06-29
- People v. Goslar D028216 · 1999-02-24
- People v. Howard S058197 · 1997-12-01
- People v. Spears F022689 · 1995-12-13
- People v. Bizieff F010290 · 1990-12-12
- People v. Chagolla Crim. 12998 · 1984-02-15
- Talley v. Municipal Court Docket Nos. 44264, 44400, 44430, 44401 · 1978-12-07
- In Re Kapperman Crim. 17006 · 1974-05-23
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