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Redante v. Yockelson

California Court of Appeal · No. D041480 · 2003-09-30 · Published · 112 Cal. App. 4th 1351 · 2003 Daily Journal DAR 11897 · 6 Cal. Rptr. 3d 10 · 2003 Cal. App. LEXIS 1622

LINDSEL ATEUR REDANTE, and v. ALAN YOCKELSON, and

Area
civil
Panel
Richard D. Huffman, Sr. (author)

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T07:16Z · confidence high

The trial court granted summary judgment in favor of the defendants, ruling that the plaintiff could not state a cause of action for legal malpractice because he failed to establish actual innocence in a postconviction proceeding. The Court of Appeal affirmed the judgment, holding that actual innocence is a necessary element of a legal malpractice claim for a former criminal defendant and that the plaintiff had admitted to the underlying conduct.

Ruling reviewedStandardThe courtThe model
Granting of summary judgment in favor of defendants on the ground that plaintiff failed to establish actual innocence, a necessary element of the legal malpractice cause of action.
“The court granted summary judgment because Redante could not maintain a cause of action for legal malpractice against Yockelson without first establishing his actual innocence in a postconviction judicial proceeding.”
de novocorrectagree with court
The appellate court correctly applied the de novo standard of review for summary judgment and correctly identified that under California law, a former criminal defendant must establish actual innocence as a prerequisite to a legal malpractice claim. The court properly relied on Coscia v. McKenna & Cuneo and Wiley v. County of San Diego to support the conclusion that the plaintiff's failure to allege or prove actual innocence barred the claim as a matter of law.

Authorities

  • relied: Coscia v. McKenna & Cuneo (2001) 25 Cal.4th 1194 — A former criminal defendant's actual innocence of the underlying criminal charges is a necessary element of a legal malpractice cause of action, and the defendant must obtain exoneration by postconviction relief as a prerequisite to obtaining relief for legal malpractice.
  • relied: Wiley v. County of San Diego (1998) 19 Cal.4th 532 — Only an innocent person wrongly convicted due to inadequate representation has suffered a compensable injury in a legal malpractice action, establishing the nexus between malpractice and palpable harm.
  • relied: Aguilar v. Atlantic Richfield Company (2001) 25 Cal.4th 826 — A defendant moving for summary judgment based on an affirmative defense has the overall burden of showing there is a complete defense to the plaintiff's action, requiring a prima facie showing of the nonexistence of any triable issue of material fact.
  • relied: In re Clark (1993) 5 Cal.4th 750 — In noncapital appeals, appointed counsel has no obligation to investigate possible bases for collateral attack on a judgment and no duty to file or prosecute an extraordinary writ believed to be desirable or appropriate by the defendant.
  • relied: In re Smith (1970) 3 Cal.3d 192 — Appellate counsel is not responsible for filing an actual frivolous appeal, nor is he required to contrive arguable issues.
  • relied: People v. Valenzuela (1985) 175 Cal.App.3d 381 — The determination of whether appellate counsel was ineffective depends on whether counsel failed to raise an 'arguable' issue, that is, a 'potentially successful contention.'
  • relied: Lynch v. Warwick (2002) 95 Cal.App.4th 267 — Without a showing of actual innocence, the fact that an attorney did not raise certain issues on appeal or advise of time limits for filing a habeas corpus petition does not establish that the alleged negligence resulted in any harm.
  • relied: Miranda v. Castro (2002) 292 F.3d 1063 — A criminal defendant has no constitutional right to counsel in habeas corpus proceedings, and consequently, no right to effective assistance of counsel.
  • relied: Miller v. Keeney (1989) 882 F.2d 1428 — A criminal defendant has no constitutional right to counsel in habeas corpus proceedings, and consequently, no right to effective assistance of counsel.

The appellate opinion: sound — The opinion is sound because it correctly applies the de novo standard of review for summary judgment and accurately cites binding California Supreme Court authority (Coscia and Wiley) to establish that actual innocence is a prerequisite to a legal malpractice claim for a former criminal defendant. The court effectively addresses the plaintiff's arguments by noting his admissions at trial and the lack of a contractual duty to file collateral attacks, thereby supporting the trial court's ruling that no triable issue of material fact existed.

How this analysis was made · dispute it

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:31Z · confidence high

The superior court granted summary judgment to appointed appellate counsel Yockelson and Appellate Defenders, Inc. on Redante's legal malpractice complaint because Redante, convicted of sex offenses against minors, had not established actual innocence through postconviction relief. The Court of Appeal, reviewing de novo, affirmed, holding the actual-innocence/exoneration requirement of Coscia and Wiley barred the claim and alternatively that appointed counsel had no duty to raise every issue the client wanted or to pursue collateral habeas proceedings.

Ruling reviewedStandardThe courtThe model
Grant of summary judgment on the ground that Redante could not maintain a legal malpractice action against his former criminal defense attorney without first establishing actual innocence through postconviction exoneration
“Because Redante did not obtain the necessary prerequisite of “exoneration by postconviction relief,” he cannot allege actual innocence and is thus barred from pursuing his claim against Yockelson for professional negligence.”
de novocorrectagree with court
Coscia v. McKenna & Cuneo and Wiley v. County of San Diego squarely hold that a former criminal defendant must plead and prove actual innocence and must obtain postconviction exoneration before suing criminal defense counsel for malpractice. Redante admitted the sex acts at trial, conceded on appeal he never claimed innocence of all charges, and exhausted every state and federal postconviction avenue without relief, so the Coscia stay procedure was unnecessary and the defense was complete as a matter of law. The court correctly applied the Aguilar burden-shifting framework and Redante offered nothing to raise a triable issue.
Alternative holding that appointed appellate counsel had no duty to raise every issue the client requested, no duty to pursue collateral habeas relief, and that Redante could show no harm because the superior court had already rejected his ineffective-assistance claim on the merits
“Yockelson had no duty to argue every issue Redante wanted to raise, but rather was entitled to assess which issues were potentially meritorious.”
de novocorrectagree with court
In re Clark (footnote 20), In re Golia, and In re Smith support the proposition that appointed counsel in noncapital appeals need not contrive arguable issues or investigate collateral attacks, and Valenzuela frames appellate ineffectiveness in terms of failure to raise potentially successful contentions. The court's further step of inferring no civil tort duty from the absence of a constitutional right to counsel in habeas (relying on Ninth Circuit cases) is analytically loose, since malpractice duty flows from the attorney-client relationship rather than the Sixth Amendment, but the court also noted the absence of any evidence of a contract to file a writ petition, and the holding is in any event alternative to the dispositive actual-innocence ground. The result is defensible even if the reasoning on this point is thinner.

Authorities

  • relied: Coscia v. McKenna & Cuneo (2001) 25 Cal.4th 1194 — A former criminal defendant suing defense counsel for malpractice must prove actual innocence and must obtain exoneration by postconviction relief as a prerequisite to the malpractice claim.
  • relied: Wiley v. County of San Diego (1998) 19 Cal.4th 532 — Actual innocence of the underlying criminal charges is a necessary element of a criminal malpractice cause of action; only an innocent person wrongly convicted has suffered compensable injury.
  • relied: Lynch v. Warwick (2002) 95 Cal.App.4th 267 — Without a showing of actual innocence, a former criminal defendant cannot establish that defense counsel's alleged negligence caused compensable harm.
  • relied: Aguilar v. Atlantic Richfield Co. (2001) 25 Cal.4th 826 — Burden-shifting framework for summary judgment; a defendant must make a prima facie showing on a complete defense, after which the plaintiff must show a triable issue of material fact.
  • relied: In re Clark (1993) 5 Cal.4th 750 — In noncapital appeals, appointed appellate counsel has no obligation to investigate possible bases for collateral attack or to file extraordinary writs the client desires.
  • relied: In re Smith (1970) 3 Cal.3d 192 — Appellate counsel is not required to file a frivolous appeal or contrive arguable issues, but must raise arguable issues that exist.
  • relied: Budd v. Nixen (1971) 6 Cal.3d 195 — Elements of legal malpractice: duty, breach, proximate causation, and actual loss or damage.
  • relied: People v. Valenzuela (1985) 175 Cal.App.3d 381 — Ineffective assistance of appellate counsel turns on whether counsel failed to raise an arguable issue, meaning a potentially successful contention.

The appellate opinion: sound with gaps — The opinion applies the correct de novo standard and resolves the appeal on the dispositive Coscia/Wiley actual-innocence rule, which Redante's own trial testimony and appellate concessions made impossible to satisfy after he had exhausted all postconviction remedies. The alternative duty analysis leans on Ninth Circuit cases about constitutional rights to habeas counsel to negate a civil tort duty, a somewhat imprecise step, and the opinion contains a minor citation error (Wiley cited as Cal.App.4th), but neither affects the result.

How this analysis was made · dispute it

Opinion — Huffman

Opinion

HUFFMAN, Acting P. J.

Plaintiff Lindsel Ateur Redante appeals a summary judgment in favor of defendants Alan Yockelson, Appellate Defenders, Inc., and its Executive Director Elaine Alexander (collectively Yockelson) on Redante’s complaint for legal malpractice. Redante sued Yockelson, his appointed criminal defense attorney, for negligence in failing to timely file a habeas corpus petition and failing to raise all arguable issues on appeal. The court granted summary judgment because Redante could not maintain a cause of action for legal malpractice against Yockelson without first establishing his actual innocence in a postconviction judicial proceeding. We affirm the judgment.

FACTUAL AND PROCEDURAL BACKGROUND

A jury convicted Redante of 11 counts of oral copulation with a minor (Pen. Code, § 288a, subd. (b)(1)),1 two counts of inducing a person under the age of 17 to engage in nude modeling (§ 311.4, subd. (c)), two counts of sodomy (§ 289, subd. (a)) and one count of possessing photographs of a person under the age of 17 engaging in or simulating sexual conduct. (§ 311.2, subd. (d).) Redante testified in his own defense at trial, essentially admitting he committed all the sex acts but denying he was a predator and claiming the acts were consensual.

Yockelson, a panel attorney for Appellate Defenders, Inc., was appointed to represent Redante on appeal. Yockelson prepared and filed briefs in the direct appeal. Redante filed a supplemental brief, complaining the brief filed by Yockelson was inadequate. Specifically, he claimed his conviction was a “travesty of justice” because the acts forming the basis of his convictions were not considered illegal in some states and most of the civilized world. He further claimed the age of consent is 15 in most countries, 14 in others and 12 in Spain.

*1355In an unpublished opinion, Division Two of this appellate district affirmed Redante’s convictions. (People v. Redante (July 10, 1996, E015372).) A petition for review in the Supreme Court filed by Yockelson on behalf of Redante was denied. Redante told Yockelson he wanted to file a petition for writ of habeas corpus. Yockelson prepared the petition and forwarded a copy to Redante. The superior court denied the petition. Redante, in propria persona, unsuccessfully filed a habeas corpus petition in the Court of Appeal and a petition for review in the Supreme Court.

The United States District Court denied Redante’s federal habeas corpus petition. He unsuccessfully appealed the denial of the writ to the Ninth Circuit Court of Appeals. The United States Supreme Court denied Redante’s petition for writ of certiorari. (See Redante v. Ramirez-Palmer (2002) 537 U.S. 871 [154 L.Ed.2d 121, 123 S.Ct. 280].)

Redante filed a civil action for damages against Yockelson, alleging professional malpractice, incompetence and/or malicious misrepresentation. Yockelson successfully moved for summary judgment on the ground Redante could not show actual innocence as to the crimes charged, and thus could not state a cause of action for legal malpractice.

DISCUSSION

A

Summary judgment is proper only where there is no triable issue of material fact and the moving party is entitled to judgment as a matter of law. (Code Civ. Proc., § 437c, subd. (c).) A defendant moving for summary judgment based on an affirmative defense has the overall burden of showing there is a complete defense to the plaintiff’s action. (Code Civ. Proc., § 437c, subd. (o)(2); Aguilar v. Atlantic Richfield Company (2001) 25 Cal.4th 826, 849 [107 Cal.Rptr.2d 841, 24 P.3d 493].) In this regard, the defendant must first produce evidence to support a prima facie showing of the nonexistence of any triable issue of material fact as to the defense. (Aguilar, at p. 850.) Once the defendant has met this initial burden of production, the burden shifts to the plaintiff to show the existence of a triable issue of one or more material facts as to that defense. (Ibid.; Code Civ. Proc., § 437c, subd. (o)(2).) The plaintiff may not rely on the mere allegations or denials of the pleadings to show a triable issue of material fact exists. (Code Civ. Proc., § 437c, subd. (o)(2); Aguilar v. Atlantic Richfield Company, supra, 25 Cal.4th at p. 849; Parsons v. Crown Disposal Co. (1997) 15 Cal.4th 456, 464 & fn. 4 [63 Cal.Rptr.2d 291, 936 P.2d 70]; Scheiding v. Dinwiddle Construction Co. (1999) 69 Cal.App.4th 64, 69 [81 Cal.Rptr.2d 360].)

On appeal, we independently assess the correctness of the trial court’s ruling, applying the same legal standard that governs the trial court. *1356(Norgart v. Upjohn Co. (1999) 21 Cal.4th 383, 404 [87 Cal.Rptr.2d 453, 981 P.2d 79]; Buss v. Superior Court (1997) 16 Cal.4th 35, 60, 65 [65 Cal.Rptr.2d 366, 939 P.2d 766].) We strictly construe the moving party’s evidence and liberally construe the opposing party’s evidence, resolving any doubts as to the propriety of granting the motion in favor of the opposing party. (Silva v. Lucky Stores, Inc. (1998) 65 Cal.App.4th 256, 261 [76 Cal.Rptr.2d 382]; Barber v. Marina Sailing, Inc. (1995) 36 Cal.App.4th 558, 562 [42 Cal.Rptr.2d 697].)

B

“The failure to provide competent representation in a civil or criminal case may be the basis for civil liability under a theory of professional negligence.” (Coscia v. McKenna & Cuneo (2001) 25 Cal.4th 1194, 1199 [108 Cal.Rptr.2d 471, 25 P.3d 670].) To prove a legal malpractice cause of action, the plaintiff must show: (1) a duty by the attorney to use such skill, prudence and diligence as members of his or her profession commonly possess and exercise; (2) breach of that duty; (3) a proximate causal connection between the breach and the resulting injury; and (4) actual loss or damage resulting from the attorney’s negligence. (Budd v. Nixen (1971) 6 Cal.3d 195, 200 [98 Cal.Rptr. 849, 491 P.2d 433]; Schultz v. Harney (1994) 27 Cal.App.4th 1611, 1621 [33 Cal.Rptr.2d 276].)

Here, Redante’s complaint for malpractice alleged Yockelson failed to include an argument on appeal and in the habeas corpus petition that Redante’s trial counsel was ineffective for not presenting a defense that the law regarding age of consent was anachronistic and the minor victims consented to the sex acts. Redante further argued trial counsel was ineffective for failing to (1) show one of the victims was 14 years old at the time of the crime; (2) file a motion to suppress based on an improper search warrant; and (3) show the victims had been coerced into testifying against him.

To succeed on a claim of legal malpractice, Redante had to show Yockelson was under a duty to make these arguments and the breach of that duty proximately resulted in damage to Redante. However, in noncapital appeals, appointed counsel has no obligation to investigate possible bases for collateral attack on a judgment and no duty to file or prosecute an extraordinary writ believed to be desirable or appropriate by the defendant. (In re Clark (1993) 5 Cal.4th 750, 783, fn. 20 [21 Cal.Rptr.2d 509, 855 P.2d 729]; In re Golia (1971) 16 Cal.App.3d 775, 786 [94 Cal.Rptr. 323].) Moreover, appellate counsel is not responsible for filing an actual frivolous appeal, nor is he required to contrive arguable issues. (In re Smith (1970) 3 Cal.3d 192, 198 [90 Cal.Rptr. 1, 474 P.2d 969].) The determination of whether appellate counsel was ineffective depends on whether counsel failed to raise an *1357“arguable” issue, that is, a “potentially successful contention.” (People v. Valenzuela (1985) 175 Cal.App.3d 381, 390-391 [222 Cal.Rptr. 405], overruled on another ground in People v. Flood (1998) 18 Cal.4th 470, 490, fn. 12 [76 Cal.Rptr.2d 180, 957 P.2d 869].)

Yockelson had no duty to argue every issue Redante wanted to raise, but rather was entitled to assess which issues were potentially meritorious. Thus, Yockelson’s professional judgment that Redante’s proposed issues were not arguable cannot form the basis of a malpractice claim. Further, the superior court, in denying Redante’s habeas corpus petition, expressly found trial counsel was not ineffective. This ruling was affirmed by the Court of Appeal and the Supreme Court. Having received an adjudication on the merits of his claim, Redante cannot show he was actually harmed by Yockelson’s alleged ineffectiveness.

C

Redante’s claim for legal malpractice fails, as a matter of law, on two additional grounds. First, a criminal defendant has no constitutional right to counsel in habeas corpus proceedings, and consequently, no right to effective assistance of counsel. (Miranda v. Castro (9th Cir. 2002) 292 F.3d 1063, 1068; Miller v. Keeney (9th Cir. 1989) 882 F.2d 1428, 1432.) Because Redante was not entitled to effective assistance of counsel to preserve his right to federal habeas corpus review, Yockelson had no duty to provide any assistance, advice or drafting in connection with those postconviction collateral proceedings. Moreover, Redante has presented no evidence he entered into a contract with Yockelson to file a writ petition.

Second, Redante did not establish his actual innocence in a postconviction proceeding. When “a former criminal defendant sues his or her attorney for legal malpractice, the former client’s actual innocence of the underlying criminal charges is a necessary element of the malpractice cause of action.” (Coscia v. McKenna & Cuneo, supra, 25 Cal.4th at p. 1197, citing Wiley v. County of San Diego (1998) 19 Cal.4th 532, 535 [79 Cal.Rptr.2d 672, 966 P.2d 983]; accord, Lynch v. Warwick (2002) 95 Cal.App.4th 267, 270 [115 Cal.Rptr.2d 391].) In this context, “a former criminal defendant must obtain exoneration by postconviction relief as a prerequisite to obtaining relief for legal malpractice.” (Coscia v. McKenna & Cuneo, supra, 25 Cal.4th at p. 1197.)

Here, Redante’s pleadings in the superior court did not allege the element of actual innocence. (Wiley v. County of San Diego, supra, 19 Cal.4th at p. 534.) Indeed, Redante testified on his own behalf at trial, admitting he had sex with minors. Moreover, in his opening appellate brief, Redante *1358acknowledged he never claimed to be innocent of all charges.2 “ ‘Only an innocent person wrongly convicted due to inadequate representation has suffered a compensable injury because in that situation the nexus between the malpractice and palpable harm is sufficient to warrant a civil action, however inadequate, to redress the loss.’ ” (Coscia v. McKenna & Cuneo, supra, 25 Cal.4th at p. 1200, citing Wiley v. County of San Diego, supra, 19 Cal.4th at p. 539.) Thus, without a “showing of actual innocence,” the fact that Yockelson did not raise certain issues on appeal or did not advise Redante of the one-year time limit for filing a habeas corpus petition does not establish that Yockelson’s alleged negligence resulted in any harm. (Lynch v. Warwick, supra, 95 Cal.App.4th at p. 273.) Because Redante did not obtain the necessary prerequisite of “exoneration by postconviction relief,” he cannot allege actual innocence and is thus barred from pursuing his claim against Yockelson for professional negligence. (Coscia v. McKenna & Cuneo, supra, 25 Cal.4th at pp. 1197-1198, 1200-1201; Wiley v. County of San Diego, supra, 19 Cal.App.4th at pp. 534, 539.)

D

Yockelson established facts that negate Redante’s claim of professional negligence and justify a judgment in Yockelson’s favor. In opposing summary judgment, Redante did not show the existence of a triable issue of material fact. Accordingly, the court properly granted summary judgment.

DISPOSITION

The judgment is affirmed. The respondents are awarded costs on appeal.

Nares, J., and McIntyre, J., concurred.

Appellant’s petition for review by the Supreme Court was denied January 14, 2004.

Statutory references are to the Penal Code unless otherwise specified.

Although Redante claimed his conviction on some counts was improper based on discrepancies as to whether the victim had reached the age of 14 at the time of the act, this discrepancy does not exonerate him. Even if the victim were 14 years old, Redante’s conviction would have been for a different crime.

Cites, in this corpus

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