People v. Super. Ct. (Valenzuela)
- Proceeding
- original
- Outcome
- writ granted — Let a writ issue commanding respondent, immediately upon receipt of the writ, to vacate the April 29, 2021 order granting the motion of real party in interest to dismiss count one from the information as to Valenzuela and to enter a new order denying the motion.
- Area
- criminal
- Panel
- William S. Dato (author), Judith L. Haller, Judith D. McConnell
Analysis
The trial court granted Valenzuela's motion to dismiss the murder charge, finding insufficient evidence that he possessed the specific mental state required for implied malice murder as a direct aider and abettor. The Court of Appeal granted the writ, holding that the magistrate's preliminary hearing ruling was a legal conclusion subject to independent review and that the evidence was sufficient to bind over Valenzuela on a direct aiding and abetting theory of implied malice murder.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Trial court's grant of motion to dismiss murder charge under Penal Code section 995“I don’t think there’s enough evidence that Mr. Valenzuela had the mens rea necessary to be held liable for an implied malice theory.” | unclear | error | agree with court The appellate court determined that the superior court erred by relying on the magistrate's preliminary hearing findings rather than applying the correct standard of review for a section 995 motion. The court held that the magistrate's dismissal was a legal conclusion, not a factual finding, meaning the superior court should have reviewed the evidence independently rather than deferring to the magistrate's insufficiency determination. Because the superior court failed to apply independent review and instead adopted the magistrate's legal conclusion, its dismissal was improper. |
Authorities
- relied: People v. Gentile (2020) 10 Cal.5th 830 — An aider and abettor who does not expressly intend to aid a killing can still be convicted of second degree murder if the person knows that his or her conduct endangers the life of another and acts with conscious disregard for life.
- relied: People v. Powell (2021) 63 Cal.App.5th 689 — Direct aiding and abetting of an implied malice murder is based on the aider and abettor’s own mens rea, requiring knowledge that the act is dangerous to human life and acting in conscious disregard for human life.
- relied: Zemek v. Superior Court (2020) 44 Cal.App.5th 535 — The showing required at a preliminary hearing is exceedingly low, and a magistrate's determination that evidence is insufficient for one element but sufficient for another is a legal conclusion subject to independent review.
- relied: People v. Rowe (2014) 225 Cal.App.4th 310 — A court makes a factual finding when it resolves evidentiary disputes or assesses credibility to determine there is no evidentiary support for an element; conversely, it makes a legal conclusion when it accepts the prosecution’s evidence but determines there is insufficient support for an element.
- relied: Pizano v. Superior Court of Tulare County (1978) 21 Cal.3d 128 — A dismissed charge cannot be realleged if the magistrate made factual findings fatal to the conclusion that the offense was committed, but if the ruling was a legal conclusion, the charge may be added to the information.
- relied: Rideout v. Superior Court (1967) 67 Cal.2d 471 — There need only be some rational ground for assuming the possibility that an offense has been committed and the accused is guilty of it, and every legitimate inference must be made in favor of the charges alleged.
- relied: People v. Watson (1981) 30 Cal.3d 290 — The implied malice definitions in Thomas and Phillips express the same standard, and a finding of implied malice depends upon a determination that the defendant actually appreciated the risk involved.
- relied: People v. Cravens (2012) 53 Cal.4th 500 — Implied malice may be inferred from circumstances such as the victim's vulnerability, the number of assailants, and the ferocity of the attack, particularly when the defendant's behavior demonstrates the event was not a simple fistfight.
- relied: Dudley v. Superior Court (1974) 36 Cal.App.3d 977 — A magistrate's statement that there is no evidence of malice is a legal conclusion subject to independent review, not a factual finding that bars refiling the charge.
The appellate opinion: sound — The opinion is sound because it correctly distinguishes between factual findings and legal conclusions in the context of preliminary hearings, applying the standard from Rowe and Pizano to determine that the magistrate's ruling was reviewable independently. It also correctly applies the post-SB 1437 legal framework from Gentile and Powell to establish that direct aiding and abetting liability for implied malice murder requires the aider's own subjective awareness of the risk to human life.
The magistrate dismissed the murder count against Valenzuela at the preliminary hearing for insufficient evidence that he knew his co-participant Diaz had a knife or that he aided the knife's use, and after the district attorney realleged murder in the information the superior court granted Valenzuela's Penal Code section 995 motion, finding insufficient evidence of implied malice. The Court of Appeal granted the People's writ petition, holding that the magistrate's ruling was a legal conclusion subject to independent review, that direct aiding and abetting of implied malice murder survives Senate Bill No. 1437 under Gentile and Powell, and that the evidence met the low preliminary-hearing threshold for binding Valenzuela over on an implied malice murder theory.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Magistrate's dismissal of the murder charge against Valenzuela at the preliminary hearing, and whether that ruling constituted factual findings (binding if supported by substantial evidence and fatal to refiling under Pizano/Jones) or a legal conclusion open to independent review.“Her determination was a legal conclusion about the sufficiency of the evidence to support a bind over that we review independently.” | de novo | error (law misapplied) | agree with court The court correctly applied Pizano and Rowe: the magistrate made no credibility determinations and resolved no disputed foundational facts; she stated there was 'insufficient proof' and 'no evidence' of certain matters, which under Farley, Dudley and Pizano is a legal conclusion. The court's point that 'no evidence of X' is not a finding of 'not X' is supported by the cited authority, and the ruling was therefore properly reviewed independently and found insufficient to bar refiling. |
Superior court's order granting Valenzuela's Penal Code section 995 motion and dismissing the realleged murder count for insufficient evidence that Valenzuela personally harbored implied malice as a direct aider and abettor.“there is “some rational ground for assuming the possibility” (Rideout, supra, 67 Cal.2d at p. 474) that Valenzuela knowingly instigated and encouraged conduct by Diaz, fully appreciating that it posed a significant risk to human life, and consciously disregarded that risk.” | de novo | error (law misapplied) | agree with court Under Laiwa the superior court sits only as a reviewing court, and the appellate court disregards its determination and examines the magistrate's ruling independently. Applying the 'exceedingly low' Rideout/Zemek standard and drawing every legitimate inference for the information, the evidence that Valenzuela instigated the fight, recruited a known gang member, came armed, travelled with the armed Diaz, and jointly targeted a one-armed victim supplies a rational basis for inferring both the act (aiding the life-endangering assault) and subjective conscious disregard for life, consistent with Cravens and Powell. The court candidly calls the case close, and the inference of Valenzuela's knowledge of Diaz's willingness to use deadly force is thin, but the legal standard is correctly stated and applied. |
Superior court's determination that there was no evidence Valenzuela knew of Diaz's propensity to use the knife or his violent tendencies, and that merely going armed to a park fight was insufficient for implied malice.“Evidence that Valenzuela knew Diaz was a gang member and was armed is enough from which to infer knowledge of Diaz’s violent propensities for purposes of the preliminary hearing.” | de novo | error (law misapplied) | agree with court The appellate court correctly identified that the superior court effectively applied a standard closer to proof beyond a reasonable doubt rather than the probable-cause threshold; at a preliminary hearing, circumstantial evidence and reasonable inferences suffice (Klvana, Costa). Whether gang membership plus being armed truly supports an inference about a specific person's violent propensities is debatable as a matter of fact, but the court's framing as a sufficiency question under the Rideout standard is legally correct. |
Implicit acceptance by both lower courts, challenged by Valenzuela as an alternative ground for affirmance, that a person may be prosecuted for second degree murder as a direct aider and abettor on an implied malice theory after Senate Bill No. 1437 eliminated natural-and-probable-consequences liability.“We read Gentile differently and agree with Powell’s analysis.” | de novo | correct | agree with court Gentile expressly states that an aider and abettor who knows his conduct endangers life and acts with conscious disregard for life can still be convicted of second degree murder notwithstanding elimination of natural-and-probable-consequences liability; Powell applies that statement. The court correctly treats Gentile as binding under Auto Equity Sales and distinguishes the two theories by the requirement that the aider personally harbor malice, which is exactly what SB 1437 added to section 188. |
Authorities
- relied: Zemek v. Superior Court (2020) 44 Cal.App.5th 535 — The showing required at a preliminary hearing is exceedingly low; where the magistrate makes no explicit credibility findings and witnesses are not significantly impeached, the ruling is a legal conclusion subject to independent review.
- relied: People v. Laiwa (1983) 34 Cal.3d 711 — In section 995 proceedings the magistrate is the finder of fact and the superior court sits merely as a reviewing court; the appellate court disregards the superior court's ruling and reviews the magistrate's.
- relied: People v. Abelino (2021) 62 Cal.App.5th 563 — A magistrate determines whether there is sufficient cause, a level of proof below preponderance; magistrate's factual findings are conclusive if supported by substantial evidence.
- relied: Rideout v. Superior Court (1967) 67 Cal.2d 471 — Probable cause requires only some rational ground for assuming the possibility that an offense has been committed and the accused is guilty of it; every legitimate inference is drawn in favor of the information.
- relied: Pizano v. Superior Court (1978) 21 Cal.3d 128 — The district attorney may refile a dismissed charge arising from the same transaction unless the magistrate made factual findings fatal to the charge; a magistrate's statement that implied malice 'had not been shown' is a legal conclusion.
- relied: People v. Rowe (2014) 225 Cal.App.4th 310 — A magistrate makes a factual finding when, after resolving evidentiary disputes or assessing credibility, it finds no evidentiary support for an element; it makes a legal conclusion when it accepts the prosecution's evidence but deems it insufficient.
- relied: People v. Jones (1971) 4 Cal.3d 660 — Where the magistrate found as a matter of fact that the alleged victim consented, the prosecution was barred from refiling the dismissed charges.
- relied: Dudley v. Superior Court (1974) 36 Cal.App.3d 977 — A magistrate's statement that there is 'no evidence' of express or implied malice is an erroneous legal conclusion, not a factual finding.
- relied: People v. Powell (2021) 63 Cal.App.5th 689 — Direct aiding and abetting of implied malice murder remains viable after SB 1437; the aider must aid the life-endangering act and personally harbor knowledge of the danger and conscious disregard for life.
- relied: People v. Gentile (2020) 10 Cal.5th 830 — SB 1437 eliminated natural-and-probable-consequences liability for second degree murder, but an aider and abettor who knows his conduct endangers life and acts with conscious disregard can still be convicted of second degree murder.
- relied: People v. Knoller (2007) 41 Cal.4th 139 — The 'abandoned and malignant heart' definition of implied malice is unclear; the Thomas and Phillips formulations articulate the governing standard.
- relied: People v. Watson (1981) 30 Cal.3d 290 — Thomas and Phillips express the same implied malice standard; implied malice requires that the defendant actually appreciated the risk involved, a subjective standard.
- relied: People v. Cravens (2012) 53 Cal.4th 500 — Implied malice murder conviction upheld where defendant egged on a group attack on a vulnerable victim; the fight was not a simple fistfight.
- relied: People v. Nieto Benitez (1992) 4 Cal.4th 91 — The nature of implied malice invites consideration of the circumstances preceding the fatal act.
- relied: People v. Phillips (1966) 64 Cal.2d 574 — Malice is implied when the killing is proximately caused by an act dangerous to life, deliberately performed by one who knows his conduct endangers life and acts with conscious disregard for life.
- relied: People v. Soto (2018) 4 Cal.5th 968 — Implied malice requires that the defendant knows his conduct endangers the life of another and acts with conscious disregard for life.
- relied: Auto Equity Sales, Inc. v. Superior Court (1962) 57 Cal.2d 450 — Courts of Appeal are bound by decisions of the California Supreme Court.
- missed: People v. Slaughter (1984) 35 Cal.3d 629 — The leading Supreme Court authority on the distinction between a magistrate's factual findings and legal conclusions in section 995 review, holding that where the magistrate accepts the evidence but concludes it fails to establish an offense, the reviewing court independently determines whether the evidence supports the charge.
The appellate opinion: sound — The opinion correctly frames the standard of review under Laiwa, Pizano and Rowe, persuasively distinguishes 'no evidence' statements from factual findings, follows binding Gentile on the viability of implied malice aiding and abetting, and applies the low Rideout threshold with reference to Cravens and Powell. It omits People v. Slaughter, the Supreme Court's principal decision on magistrate findings versus legal conclusions, but reaches the same result through consistent authorities, and its sufficiency analysis is candidly close but legally defensible.
Opinion
Filed 12/30/21 CERTIFIED FOR PUBLICATION
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D079089 Petitioner, v. (San Diego County Super. Ct. No. SCD281685) THE SUPERIOR COURT OF SAN DIEGO COUNTY, Respondent;
DANIEL G. VALENZUELA, Real Party in Interest.
ORIGINAL PROCEEDINGS in mandate. Laura H. Parsky and Francis M. Devaney, Judges. Petition granted. Summer Stephan, District Attorney, Mark A. Amador, Deputy District Attorneys for Petitioner. Katherine Braner, Chief Deputy Public Defender, Abram Genser and Jeremy Kennedy Thornton, Deputy Public Defenders, for Real Party in Interest. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Eric A. Swenson and Christine Y. Friedman, Deputy Attorneys General, as Amicus Curiae on behalf of Petitioner, upon request of the Court of Appeal. Before 2018, a person who aided and abetted only an intended assault could be found guilty of second degree murder if a resulting death was a natural and probable consequence of the assault. The aider and abettor did not have to intend to aid the perpetrator in committing the life endangering act, nor be subjectively aware of the risk to human life. But that is no longer California law. Murder charges that might have been brought before 2018 using the natural-and-probable-consequences doctrine must now be pursued, if at all, on a direct aiding and abetting theory. And that requires, among other things, the aider and abettor acted with malice aforethought. The challenging question this case poses is what evidence suffices, for purposes of a preliminary hearing, to bind over a defendant on a direct aiding and abetting theory of implied malice murder. The factual setting is, sadly, as familiar to this court as it is tragic: what started as a fist fight ended in a senseless killing. The real party in interest, Daniel Valenzuela, did not stab the victim. But he instigated the fight, was armed with a screwdriver, and he brought Cesar Diaz Vasquez (Diaz), a known gang member armed with a knife, to fight on his side. In the melee, Diaz stabbed 19-year-old Orlando M. a few inches above the heart. The district attorney charged Valenzuela with murder, but the magistrate dismissed that charge at the preliminary hearing. Given the recent changes to California law, this is a very close case. But mindful that “the showing required at a preliminary hearing is exceedingly low” (Zemek v. Superior Court (2020) 44 Cal.App.5th 535, 544 (Zemek)), and exercising independent review, we conclude there was sufficient evidence to bind over Valenzuela on an implied malice murder theory.
2 FACTUAL AND PROCEDURAL BACKGROUND In April 2019, Valenzuela (age 39) confronted six teenagers at a taco shop because one of them, Z.G., had “issues” with his teenage daughter. Valenzuela aggressively approached the teens, issuing gang challenges and even lifting his t-shirt to reveal his tattoos.
3 Marcus Spearman, who accompanied Valenzuela, kept the teens at bay by simulating a handgun in the pocket of his hoodie.
The confrontation ended with Valenzuela challenging the older members of the group to fight later that day at a neighborhood park. The teens returned to their apartment complex where they recruited additional people, including Orlando, whose left arm was in a cast and sling from a recent injury.
4 The sharp contrast between Orlando’s dark shirt and the white strap of his sling would identify him on surveillance video of the fight.
Valenzuela also brought reinforcements. Along with Spearman, he picked up Diaz, who Valenzuela knew to be a gang member. Surveillance video at Diaz’s apartment shows Valenzuela was wearing a blue Padres shirt.
5 The teens arrived at the park first and congregated near a picnic table. At about 6:30 p.m., Valenzuela—armed with a screwdriver—along with Diaz and Spearman—each armed with a knife—approached them. The park’s surveillance video is too grainy to discern faces, but one can clearly see three people approaching the teens.
What appears as a dark shirt in the screenshot above actually has a white area on the back—consistent with the jersey Valenzuela was wearing when he picked up Diaz. Spearman can be identified by his hoodie.1 1 The magistrate received the fight video into evidence, but excluded a legend prepared by Spearman’s expert identifying Valenzuela as the one in white. The People and Diaz contend Valenzuela is the one in the dark shirt. Valenzuela disagrees, and claims he was wearing a white shirt. It is unnecessary to resolve that dispute here. Suffice to say there is ample evidence for purposes of the preliminary hearing to conclude that Valenzuela was in the dark shirt.
6 The initial confrontation occurred when Diaz, Valenzuela, and Spearman chased after Orlando, who they singled out because he was “mouthy” and “talking shit.” Orlando escaped that skirmish unharmed. Valenzuela turned his attention to Z.G., who he threatened with a screwdriver. About a minute later, Diaz and Orlando squared off again. Diaz fell, and while he was on the ground, Orlando and two others pummeled him. About five seconds later, Orlando collapsed. He got up, but seconds later fell again. He had been stabbed near his heart, the blade penetrating about four inches, hitting his left lung and aorta. He died about 30 minutes later. The district attorney filed a complaint charging Diaz, Spearman, and Valenzuela with murder. At the preliminary hearing, the prosecutor argued Valenzuela should be bound over as a direct aider and abettor, stating: “This fight is clearly Mr. Valenzuela’s personal fight. . . . He is confronting these kids. He’s telling them to go get their other homeboys to meet up at the park so that they can settle this. He then goes and picks up additional backup and takes them over there. [¶] “And all three of these people have stabbing weapons. From Mr. Valenzuela’s own account to the detectives after he is arrested, he has the screwdriver out in his hand at the moment he gets out of the car . . . . [¶] “Even if the court doesn’t feel that there is circumstantial evidence of an intent to kill, there is circumstantial evidence that Mr. Valenzuela . . . himself knew what the crime would be. . . . knowing that [Mr. Diaz] is going to commit this act swinging a knife around and acting with implied malice . . . .”2 2 Alternatively, the prosecutor argued that Valenzuela was liable “under the natural and probable consequences doctrine.” The trial court rejected that and the People abandon that theory here.
7 The magistrate (Judge Laura Parsky) found probable cause that Diaz committed murder, but stated “there is insufficient proof to support the aiding and abetting theory” against Valenzuela because “there was not sufficient evidence” he knew Diaz “had a knife and was using the knife during the course of the melee or that their particular actions aided and abetted in the use of the knife for purposes of murder.” The magistrate allowed the information to be amended to charge assault with a deadly weapon (with personal use allegations) and bound over Valenzuela on those charges. Later, the district attorney filed an information realleging the murder charge against Valenzuela (but not Spearman). Valenzuela filed a motion to dismiss under Penal Code section 995.3 Defense counsel explained, “Malice aforethought cannot be imputed to Mr. Valenzuela simply because he showed up to the location that afternoon and threw some punches.” The trial court (Judge Francis Devaney) granted the motion, stating: “I don’t think there’s enough evidence that Mr. Valenzuela had the mens rea necessary to be held liable for an implied malice theory. [¶] “We talked . . . about [the magistrate’s] ruling that Mr. Valenzuela didn’t know that [Diaz] was armed with a knife and didn’t see it[;] I, frankly, think he probably did know that he was armed with a knife, but I still don’t think that’s enough . . . . [T]he law requires that Mr. Valenzuela know that his acts were dangerous to human life, and, more importantly, he deliberately acted with conscious disregard for human life, and that’s where I have a problem. [¶] “Even if Mr. Valenzuela knew that [Diaz] had a knife, he surely didn’t know, and there’s no evidence about [Diaz’s] propensity to use that knife, his violent tendencies or anything like that. And simply going to a park for a fight, 3 Statutory references are to the Penal Code.
8 even armed . . . it’s very difficult for me to say that Mr. Valenzuela somehow should have known that [Diaz] would use a knife, but Spearman wouldn’t, and neither would he.” After considering the People’s writ petition challenging that ruling and Valenzuela’s informal opposition, we issued an order to show cause and stayed further trial court proceedings against Valenzuela. DISCUSSION A. The Standard of Review—Independent Review of the Magistrate’s Ruling “[I]n proceedings under section 995 it is the magistrate who is the finder of fact; the superior court has none of the [forgoing] powers, and sits merely as a reviewing court . . . .” (People v. Laiwa (1983) 34 Cal.3d 711, 718.) Accordingly, we disregard the superior court’s determination and instead consider the magistrate’s ruling. (People v. Scott (1999) 76 Cal.App.4th 411, 415‒416.) “A magistrate’s function at a felony preliminary hearing is to determine whether there is ‘sufficient cause’ to believe defendant guilty of the charged offense.” (People v. Abelino (2021) 62 Cal.App.5th 563, 573 (Abelino).) This is a level of proof below even preponderance of the evidence. (Ibid.) There need only be “some rational ground for assuming the possibility that an offense has been committed and the accused is guilty of it.” (Rideout v. Superior Court (1967) 67 Cal.2d 471, 474 (Rideout); see also Zemek, supra, 44 Cal.App.5th at p. 544.) Where, as here, the magistrate holds the defendant to answer on one offense but dismisses another, the district attorney may recharge the dismissed offense in an information if the evidence at the preliminary hearing showed the offense was committed and arose out of the same transaction as the related offense. (Pizano v. Superior Court of Tulare County (1978) 21 Cal.3d 128, 133 (Pizano).) But this rule is subject to an 9 important exception: The dismissed charge cannot be realleged “if the magistrate made factual findings which are fatal to the asserted conclusion that the offense was committed.” (Id. at p. 133.) “In the context of dismissal of charges at a preliminary hearing, a court makes a factual finding when, after resolving evidentiary disputes and/or assessing witnesses’ credibility, it determines there is no evidentiary support for one or more elements of a charge.” (People v. Rowe (2014) 225 Cal.App.4th 310, 318 (Rowe).) For example, in People v. Jones (1971) 4 Cal.3d 660, the prosecution was barred from refiling rape, oral copulation, and sodomy charges after “the magistrate found, as a matter of fact, that [the alleged victim] consented to intercourse” and no oral copulation or sodomy occurred. (Id. at p. 666.) On appellate review, such findings are conclusive if supported by substantial evidence. (Abelino, supra, 62 Cal.App.5th at p. 573.) “Conversely, a court makes a legal conclusion when it accepts the prosecution’s evidence, but determines there is insufficient evidentiary support for one or more elements of a charge.” (Rowe, supra, 225 Cal.App.4th at p. 318.) In that circumstance, we apply independent review and the magistrate’s ruling “is open to challenge by adding the offense to the information.” (Pizano, supra, 21 Cal.3d at p. 133; Zemek, supra, 44 Cal.App.5th at p. 546.) Here, the parties dispute whether the magistrate made factual findings or instead drew a legal conclusion. The following statement by Judge Parsky is the main source of this debate: “In this case the Court finds there was insufficient proof that these defendants knew that in this case the perpetrator of the murder intended to commit murder as opposed to engage in the fight, that there was no evidence that they saw the weapon ahead of time, had any 10 conversations about the weapon, or even saw it at any time during the fight and were in a group where they could have seen the weapon and aided and abetted as they saw the weapon displayed, in essence. [¶] “So there might be other scenarios where it could be more clear, but in this case the court doesn’t find the evidence shows that.” Focusing on “the court finds there was insufficient proof,” the People contend the magistrate reached a legal conclusion. In contrast, Valenzuela asserts the ruling is actually based on findings that he did not (1) see Diaz’s knife; (2) speak with him about it; (3) know Diaz intended to kill; and (4) know his actions aided and abetted Diaz’s using the knife to kill. Because the dispute over whether the magistrate made findings affects the standard of review, we address it first. The distinction between a factual finding and a legal conclusion “is clear enough in the abstract, but has posed some difficulty in its practical implementation.” (People v. Superior Court (Day) (1985) 174 Cal.App.3d 1008, 1015.) The critical inquiry is whether the magistrate accepted the proffered evidence, but deemed it insufficient—or instead, after resolving evidentiary disputes and/or assessing credibility, determined the evidence did not support one or more essential elements of the charge. (Rowe, supra, 225 Cal.App.4th at p. 318.) Valenzuela contends, and we agree, the distinction does not turn on whether the magistrate uttered certain “ ‘magic words.’ ” Nevertheless, the analysis must necessarily start with Judge Parsky’s ruling—on the reasonable assumption she meant what she said and said what she meant. Judge Parsky began by stating there was “insufficient proof” that Valenzuela had the requisite knowledge to support a finding of implied malice. This language ordinarily indicates a legal conclusion. (See People v. Farley (1971) 19 Cal.App.3d 215, 221 [magistrate’s conclusion that “the 11 evidence . . . is insufficient” is a legal conclusion].) To be sure, she went on to give certain examples of that insufficiency. For instance, she stated there was “no evidence” that Valenzuela saw Diaz’s knife. Valenzuela construes this remark and others like it as factual determinations. We cannot agree. To conclude there was “no evidence of X” does not constitute a finding of “not X.” This is because “[a]n absence of evidence is not the equivalent of substantial evidence.” (Roddenberry v. Roddenberry (1996) 44 Cal.App.4th 634, 655.) “No finding can be predicated on the absence of evidence.” (Louis & Diederich, Inc. v. Cambridge European Imports, Inc. (1987) 189 Cal.App.3d 1574, 1591.) Here, there was no factual finding by Judge Parsky that Valenzuela did not know Diaz had a knife, and her statement regarding the lack of direct evidence does not mean there could be no rational basis for concluding from the circumstantial evidence that he did know. (Rideout, supra, 67 Cal.2d at p. 474.) Valenzuela further contends that Dudley v. Superior Court (1974) 36 Cal.App.3d 977 (Dudley), Pizano, supra, 21 Cal.3d 128, and Zemek, supra, 44 Cal.App.5th 535 support his argument. But those cases actually undercut his claim. In Dudley, the defendant had beaten the victim, who died of a brain hemorrhage caused by a preexisting aneurysm of which the defendant was unaware. (Dudley, supra, 36 Cal.App.3d at p. 979.) The complaint charged murder, and after the preliminary hearing the magistrate held the defendant to answer for involuntary manslaughter saying, “I did not think this was murder. . . . I think it requires a great deal more proximate cause and the actual cause of death when you are dealing with a pre-existing condition,” and “[t]here is no evidence [of] . . . either expressed or implied malice.” (Id. at p. 980, italics added.) The appellate court reversed, determining the 12 magistrate did not make a factual finding, but instead reached an erroneous legal conclusion that the offense was no more than manslaughter. (Id. at p. 985.) Pizano is similar. There, the magistrate refused to hold the defendants to answer for murder, stating “implied malice had not been shown.” (Pizano, supra, 21 Cal.3d at p. 133.) The Supreme Court held this was a legal conclusion. (Id. at pp. 133‒134.) Valenzuela’s reliance on Zemek is similarly unpersuasive. There, the magistrate determined there was sufficient evidence of implied, but not express malice. (Zemek, supra, 44 Cal.App.5th at p. 544.) On appeal, the court held that because the magistrate did not make any explicit credibility findings and the prosecution witnesses were not significantly impeached, the magistrate reached a legal conclusion that was subject to independent review. (Id. at p. 547.) Similarly here, the magistrate did not make explicit credibility determinations or resolve disputed foundational facts. Her determination was a legal conclusion about the sufficiency of the evidence to support a bind over that we review independently. B. A Person Can Aid and Abet Implied Malice Murder An additional threshold issue remains. Valenzuela contends the same statutory changes prohibiting aiding and abetting liability under a natural and probable consequences theory also preclude conviction on an implied malice theory. Although People v. Powell (2021) 63 Cal.App.5th 689, 713 (Powell) recently rejected this same argument, Valenzuela contends Powell was wrongly decided and is inconsistent with People v. Gentile (2020) 10 Cal.5th 830 (Gentile).
13 We read Gentile differently and agree with Powell’s analysis. In Gentile, the Supreme Court stated that “notwithstanding . . . [the] elimination of natural and probable consequences liability for second degree murder, an aider and abettor who does not expressly intend to aid a killing can still be convicted of second degree murder if the person knows that his or her conduct endangers the life of another and acts with conscious disregard for life.” (Gentile, supra, 10 Cal.5th at p. 850, italics added.) We understand this to mean that an aider and abettor who acts with implied malice can be guilty of murder entirely apart from the natural and probable consequences doctrine. Accordingly, Gentile precludes Valenzuela’s argument. (Auto Equity Sales, Inc. v. Superior Court (1962) 57 Cal.2d 450, 455.) Powell carefully explains that direct aiding and abetting of an implied malice murder is based on “the aider and abettor’s own mens rea.” (Powell, supra, 63 Cal.App.5th at pp. 712‒713, italics added.) Emphasizing the point, Powell adds that the requisite intent “must be personally harbored by the direct aider and abettor” and consists of “knowledge that the perpetrator intended to commit the act, intent to aid the perpetrator in the commission of the act, knowledge that the act is dangerous to human life, and acting in conscious disregard for human life.” (Id. at p. 713, italics added in first quote.) In this key respect, Powell is entirely consistent with Gentile in basing murder liability on the aider and abettor’s own state of mind— conscious disregard for life. C. There Was Sufficient Evidence that Valenzuela Aided and Abetted Murder With Implied Malice. 1. Implied Malice “Murder is the unlawful killing of a human being . . . with malice aforethought.” (§ 187, subd. (a).) Malice is either express or implied. (§ 188, subd. (a).) Express malice is a deliberate intent to unlawfully kill. (Id., 14 subd. (a)(1).) Malice is implied “when the circumstances attending the killing show an abandoned and malignant heart.” (Id., subd. (a)(2).) “The statutory definition of implied malice, a killing by one with an ‘abandoned and malignant heart’ (§ 188), is far from clear in its meaning.” (People v. Knoller (2007) 41 Cal.4th 139, 151 (Knoller).) “Two lines of decisions developed, reflecting judicial attempts to ‘translate this amorphous anatomical characterization of implied malice into a tangible standard a jury can apply.’ ” (People v. Nieto Benitez (1992) 4 Cal.4th 91, 103 (Nieto Benitez).) One originated in Justice Traynor’s concurring opinion in People v. Thomas (1953) 41 Cal.2d 470 (Thomas), which stated that malice is implied when “the defendant for a base, antisocial motive and with wanton disregard for human life, does an act that involves a high probability that it will result in death.” (Id. at p. 480 (conc. opn. of Traynor, J.), italics added.) This has been referred to as the Thomas test. (See Knoller, at p. 152.) The second line of decision stems from People v. Phillips (1966) 64 Cal.2d 574 (Phillips), which states malice is implied when the killing is proximately caused by “ ‘an act, the natural consequences of which are dangerous to life, which act was deliberately performed by a person who knows that his conduct endangers the life of another and who acts with conscious disregard for life.’ ” (Id. at p. 587.) This is often referred to as the Phillips test. In People v. Watson (1981) 30 Cal.3d 290, the Supreme Court held that the implied malice definitions in Thomas and Phillips express the same standard. (Watson, at p. 300.) Subsequent Supreme Court decisions have never said otherwise. (See, e.g., Nieto Benitez, supra, 4 Cal.4th at page 104; Knoller, supra, 41 Cal.4th at page 152). Under both tests, “the ultimate inquiry involves a determination of probability: Although an act that will 15 certainly lead to death is not required, the probability of death from the act must be more than remote or merely possible.” (People v. Cravens (2012) 53 Cal.4th 500, 513 (conc. opn. Liu, J.).) Thus, viewing both standards as one in the same, implicit in the Phillips formulation is that the natural consequences of the act entail a significant risk of death.4 2. Aiding and Abetting “A person who aids and abets the commission of a crime is culpable as a principal in that crime. (§ 31.) Aiding and abetting is not a separate offense but a form of derivative liability for the underlying crime.” (Gentile, supra, 10 Cal.5th at p. 843.) Aider and abettor liability is “ ‘based on a combination of the direct perpetrator’s acts and the aider and abettor’s own acts and own mental state.’ ” (Powell, supra, 63 Cal.App.5th at p. 710.) In other words, “ ‘[a]n aider and abettor must do something and have a certain mental state.’ ” (Id. at p. 712.) The Act: “In the context of implied malice, the [act] required of the perpetrator is the commission of a life-endangering act.[ ] For the direct 4 Of the two formulations, the Supreme Court tends to use Phillips most recently and most often. (E.g., People v. Smith (2018) 4 Cal.5th 1134, 1165; People v. Soto (2018) 4 Cal.5th 968, 974; People v. Rangel (2016) 62 Cal.4th 1192, 1220; People v. Bryant (2013) 56 Cal.4th 959, 965; Cravens, supra, 53 Cal.4th at pp. 507‒508; People v. Chun (2009) 45 Cal.4th 1172, 1181; Knoller, supra, 41 Cal.4th at p. 143.) Moreover, despite his concurring opinion in Cravens (suggesting a distinction between Thomas and Phillips), Justice Liu authored a majority opinion the following year relying only on Phillips. (Bryant, at pp. 965, 968.) It is also noteworthy that Supreme Court decisions using Thomas instead of Phillips mostly involve cases of provocative act murder. (See, e.g., People v. Concha (2009) 47 Cal.4th 653, 663; People v. Cervantes (2001) 26 Cal.4th 860, 867; People v. Sanchez (2001) 26 Cal.4th 834, 839, fn. 3; Pizano, supra, 21 Cal.3d at p. 134; Taylor v. Superior Court (1970) 3 Cal.3d 578, 583‒584.)
16 aider and abettor, the [act] includes whatever acts constitute aiding the commission of the life endangering act. Thus, to be liable for an implied malice murder, the direct aider and abettor must, by words or conduct, aid the commission of the life-endangering act, not the result of that act.” (Powell, supra, 63 Cal.App.5th at p. 713, fn. omitted.) The Intent: “[T]he aider and abettor of implied malice murder need not intend the commission of the crime of murder. Rather . . . he or she need only intend the commission of the perpetrator’s act, the natural and probable consequences of which are dangerous to human life, intentionally aid in the commission of that act and do so with conscious disregard for human life.” (Powell, supra, 63 Cal.App.5th at p. 714.) The requisite intent is a subjective one—the defendant must have “actually appreciated the risk involved.” (People v. Contreras (1994) 26 Cal.App.4th 944, 954.) Implied malice can exist even if the act results in an accidental death. (Ibid.) And like all other elements of a crime, implied malice may be proven by circumstantial evidence. (People v. Klvana (1992) 11 Cal.App.4th 1679, 1704.) 3. There Was Sufficient Evidence of Aiding and Abetting Implied Malice Murder There was sufficient evidence that Valenzuela instigated and encouraged Diaz’s participation in an armed melee, which under the circumstances was conduct that carried with it a significant risk of death. Valenzuela arranged for the fight, specified its time and place, solicited Diaz, a known gang member, to join him, and brought him to the fight armed with a knife. We agree with Judge Devaney’s comments that it is “reasonable to think there [were] conversation[s] [between Valenzuela and Diaz] about ‘Where [are] we going? Who [are] we fighting? Are they going to be armed? Are you guys armed? Should I arm myself?” Moreover, the surveillance video shows that along with Diaz and Spearman, Valenzuela targeted 17 Orlando—a man with one arm in a sling—as their first victim. Mindful that “ ‘the showing required at a preliminary hearing is exceedingly low,’ ” and there need only be “some rational ground for assuming the possibility that an offense has been committed and the accused is guilty of it” (Abelino, supra, 62 Cal.App.5th at p. 573), we conclude that Valenzuela aided or encouraged the commission of the life endangering act. (See Powell, supra, 63 Cal.App.5th at p. 713.) There is also sufficient evidence that Valenzuela acted with the requisite mental state. “A finding of implied malice depends upon a determination that the defendant actually appreciated the risk involved, i.e., a subjective standard.” (Watson, supra, 30 Cal.3d at pp. 296–297.) Since rarely would a defendant provide direct evidence of that, “implied malice may be proven by circumstantial evidence.” (People v. Superior Court (Costa) (2010) 183 Cal.App.4th 690, 697.) “The very nature of implied malice . . . invites consideration of the circumstances preceding the fatal act.’ ” (Nieto Benitez, supra, 4 Cal.4th at p. 107.) Among the circumstances courts have found relevant in determining whether malice may be inferred are the victim’s vulnerability, the number of assailants, the ferocity and duration of the attack, and the unusualness or unexpectedness of the victim’s death. For example, in Cravens, supra, 53 Cal.4th 500, the Supreme Court upheld a murder conviction under an implied malice theory where the defendant’s behavior before and during the fight demonstrated “this was not, as defendant suggests, a simple fistfight.” (Id. at p. 511.) Before the fight, the defendant was “egging on” and encouraging his friends to fight the victim. (Ibid.) The victim was particularly vulnerable, not only because he was smaller than the defendant 18 and intoxicated, but also because he was already fatigued by the beating just inflicted by the defendant’s cohorts. (Id. at pp. 504‒505, 508.) Every legitimate inference that may be drawn from the evidence must be made in favor of the charges alleged in the information. (Rideout, supra, 67 Cal.2d at p. 474.) Viewed in that light, the parallels between Cravens and Valenzuela’s case are numerous. This too was not a simple fistfight. The taco shop confrontation was not merely a challenge to fisticuffs, but rather a show of force and threat of deadly force, complete with gang challenges and a simulated handgun. Then, instead of fighting the teens himself, Valenzuela sought additional muscle—Diaz, who he knew to be a gang member. It is not unreasonable to believe Valenzuela brought an armed gang member to the fight based at least in part on Diaz’s propensity or at least willingness to use deadly force.5 Moreover, Valenzuela came to the fight armed, indicating he knew it would be dangerous—so dangerous he needed a weapon to either defend himself or inflict serious injury or death. And since Valenzuela was armed and Diaz travelled with him to the park, it is also reasonable to believe he knew Diaz had a knife. Additionally, like the victim in Cravens, here Orlando was particularly vulnerable. He could only defend himself with one arm, and that disability was obvious. (See Powell, supra, 63 Cal.App.5th at p. 714.)
5 The superior court determined there was insufficient evidence of implied malice because “there’s no evidence about [Diaz’s] propensity to use that knife, his violent tendencies or anything like that.” If the standard were proof beyond a reasonable doubt, we might well agree. But the standard here is decidedly lower. Evidence that Valenzuela knew Diaz was a gang member and was armed is enough from which to infer knowledge of Diaz’s violent propensities for purposes of the preliminary hearing.
19 Valenzuela protests that this version of aiding and abetting implied malice murder simply resurrects the natural and probable consequence doctrine as applied to an assault with a deadly weapon. But while it is fair to say that the “act” Valenzuela fostered and instigated was an assault with a deadly weapon, his culpability for implied malice murder on a direct aiding and abetting theory requires more than just showing an intended aggravated assault. Rather, a determination that the intended assault involved a significant risk of death is necessary. Perhaps more importantly, even if the requisite act were the same, the required mental state is significantly different. As both Gentile and Powell make clear, to commit implied malice murder as an aider and abettor one must personally harbor implied malice. This means the defendant “ ‘knows that his conduct endangers the life of another and . . . acts with conscious disregard for life.’ ” (People v. Soto (2018) 4 Cal.5th 968, 974, quoting People v. Watson (1981) 30 Cal.3d 290, 300; accord Gentile, supra, 10 Cal.5th at p. 844 [“the aider and abettor [of a murder] must possess malice aforethought”].) The natural and probable consequences doctrine that the Legislature sought to eliminate by enacting Senate Bill No. 1437 did not require such a finding. (Gentile, at p. 845 [“the natural and probable consequences doctrine allowed [the defendant] to be convicted of murder without personally possessing malice aforethought”].) Considering all the evidence and reasonable inferences at this stage of the proceedings, there is “some rational ground for assuming the possibility” (Rideout, supra, 67 Cal.2d at p. 474) that Valenzuela knowingly instigated and encouraged conduct by Diaz, fully appreciating that it posed a significant risk to human life, and consciously disregarded that risk.
20 DISPOSITION Let a writ issue commanding respondent, immediately upon receipt of the writ, to vacate the April 29, 2021 order granting the motion of real party in interest to dismiss count one from the information as to Valenzuela and to enter a new order denying the motion. The stay issued by this court on July 12, 2021, is dissolved upon the issuance of the remittitur.
DATO, J.
WE CONCUR:
McCONNELL, P. J.
HALLER, J.
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