gno.law

People v. Esteves CA4/1

California Court of Appeal · D078932 · 2021-11-18 · Unpublished

Proceeding
appeal from an order
Trial court
Superior Court of San Bernardino County · No. FWV038646
Trial judge
Arthur Harrison
Outcome
affirmed — Affirmed.
Area
criminal
Panel
Richard D. Huffman, Sr. (author), Cynthia Aaron, William S. Dato

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T04:58Z · confidence low

The trial court denied Ingrid Esteves's petition for resentencing under Penal Code section 1170.95, finding she was ineligible for relief because she was convicted as a direct aider and abettor who acted with malice. The Court of Appeal affirmed the denial after conducting an independent review of the record pursuant to People v. Wende, finding no arguable issues for reversal.

Ruling reviewedStandardThe courtThe model
Denial of petition for resentencing under Penal Code section 1170.95
“Ultimately, the court determined the jury had not been instructed on felony murder or the doctrine of natural and probable consequences. The court further found Esteves was prosecuted as a direct aider and abettor who acted with malice.”
de novocorrectagree with court
The appellate court affirmed the trial court's determination that Esteves was ineligible for resentencing under section 1170.95. The court relied on the trial court's factual findings that Esteves was convicted as a direct aider and abettor who acted with malice, which renders a defendant ineligible for relief under the statute as interpreted by the California Supreme Court in People v. Strong (2022) 13 Cal.5th 696 (though Strong was decided after this opinion, the legal principle that direct aiders and abettors with malice are ineligible was established in People v. Gentile (2020) 52 Cal.App.5th 1018 and People v. Strong (2022) 13 Cal.5th 696, but the opinion here relies on the trial court's finding of direct aiding and abetting with malice, which is a valid basis for ineligibility under the statute's requirements that the defendant was not the actual killer or did not act with intent to kill or with reckless indifference to human life). The appellate court's independent review under Wende found no error in this determination.

Authorities

  • relied: People v. Wende (1979) 25 Cal.3d 436 — Requires appointed appellate counsel to conduct an independent review of the record for error when no arguable issues are identified, and to file a brief explaining the review.
  • relied: Anders v. California (1967) 386 U.S. 738 — Requires appointed counsel to file a brief identifying any arguable issues, even if counsel believes the appeal is frivolous, and to request leave to withdraw.

The appellate opinion: sound with gaps — The opinion is procedurally sound in its application of the Wende/Anders framework for reviewing an appeal where counsel identifies no arguable issues. The court correctly notes that it has reviewed the entire record and found no error. However, the opinion is extremely brief and does not explicitly state the standard of review applied to the trial court's factual findings or legal conclusions regarding eligibility under section 1170.95, nor does it cite the specific statutory or case law authority (such as People v. Strong or People v. Gentile) that establishes the ineligibility of direct aiders and abettors who acted with malice. It relies solely on the trial court's findings and the Wende review, which is a gap in the reasoning, though the result is likely correct.

How this analysis was made · dispute it

unusual disposition unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:30Z · confidence low

The San Bernardino County Superior Court denied Ingrid Esteves's Penal Code section 1170.95 resentencing petition after briefing and a hearing, finding the jury at her 2009 first degree murder trial was not instructed on felony murder or natural and probable consequences and that she was prosecuted as a direct aider and abettor acting with malice. On appeal, appointed counsel filed a Wende/Anders brief, Esteves filed no supplemental brief, and the Court of Appeal independently reviewed the record, found no arguable issues, and affirmed.

Ruling reviewedStandardThe courtThe model
Denial of section 1170.95 resentencing petition on the ground that the record of conviction (absence of felony-murder and natural and probable consequences instructions; prosecution as direct aider and abettor with malice) showed Esteves ineligible for relief
“Ultimately, the court determined the jury had not been instructed on felony murder or the doctrine of natural and probable consequences. The court further found Esteves was prosecuted as a direct aider and abettor who acted with malice.”
unclearcorrectagree with court
A petitioner convicted of murder as a direct aider and abettor with malice, where the jury was never instructed on felony murder or natural and probable consequences, could not have been convicted under a theory abrogated by Senate Bill 1437; the jury instructions are part of the record of conviction that may be consulted to find ineligibility as a matter of law under People v. Lewis. The opinion, however, does not identify the stage at which the petition was denied, does not cite Lewis, and does not explain why the 'credibility determinations' issue flagged by counsel is unmeritorious, so the result is defensible but the reasoning is thin.
Wende/Anders independent review of the record on appeal from a postconviction order
“We have reviewed the entire record as required by Wende and Anders. We have not discovered any arguable issues for reversal on appeal.”
de novocorrectagree with court
The court afforded Esteves full independent Wende review even though several published decisions hold Wende does not strictly apply to appeals from postconviction orders; conducting the review anyway benefits the defendant and discloses no prejudice. The court's conclusion that no arguable issue exists is consistent with the undisputed instructional record described.

Authorities

  • relied: People v. Wende (1979) 25 Cal.3d 436 — When appointed appellate counsel finds no arguable issues, the reviewing court must independently review the entire record for arguable error.
  • relied: Anders v. California (1967) 386 U.S. 738 — Appointed counsel who finds an appeal frivolous should identify anything in the record that might arguably support the appeal to assist the court's review.
  • missed: People v. Lewis (2021) 11 Cal.5th 952 — At the section 1170.95 prima facie stage the court may consult the record of conviction, including jury instructions, to determine ineligibility as a matter of law, but may not engage in factfinding or weigh credibility; this decision, issued months before the opinion, directly governs counsel's second and third Anders issues and is not cited.

The appellate opinion: sound with gaps — The affirmance is defensible because a defendant tried solely as a direct aider and abettor with malice, with no felony-murder or natural and probable consequences instructions, is ineligible for section 1170.95 relief as a matter of law. The opinion nonetheless skips any analysis of the three Anders issues counsel raised and does not cite People v. Lewis, the controlling Supreme Court authority decided before this opinion on the use of the record of conviction and the prohibition on factfinding at the prima facie stage.

How this analysis was made · dispute it

record incomplete

Opinion

Filed 11/18/21 P. v. Esteves CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

THE PEOPLE, D078932

Plaintiff and Respondent, v. (Super. Ct. No. FWV038646)

INGRID CORONA ESTEVES,

Defendant and Appellant.

APPEAL from an order of the Superior Court of San Bernardino County, Arthur Harrison, Judge. Affirmed. Rebecca P. Jones, under appointment by the Court of Appeal, for Defendant and Appellant. No appearance for Plaintiff and Respondent. In 2009, a jury convicted Ingrid Esteves of first degree murder (Pen.

Code,1 § 187, subd. (a)). Esteves was sentenced to an indeterminate term of 25 years to life in prison. Esteves appealed and this court affirmed the 1 All further statutory references are to the Penal Code. judgment in an unpublished opinion, People v. Esteves et al., D056078 (Mar. 30, 2011). In 2019, Esteves filed a petition for resentencing under section 1170.95. The court appointed counsel and set the matter for hearing. The court found Senate Bill No. 1437 (Stats. 2018, ch. 1015) and section 1170.95 to be unconstitutional. Esteves appealed the ruling, and this court reversed the dismissal of the petition in an unpublished opinion, People v. Esteves, D075717 (Apr. 24, 2020).2 In 2020, the parties returned to court and the court received briefing, reviewed the record of conviction, and held a hearing. Ultimately, the court determined the jury had not been instructed on felony murder or the doctrine of natural and probable consequences. The court further found Esteves was prosecuted as a direct aider and abettor who acted with malice. Esteves filed a timely notice of appeal. Appellate counsel has filed a brief pursuant to People v. Wende (1979) 25 Cal.3d 436 (Wende) indicating counsel has not been able to identify any arguable issues for reversal on appeal. Counsel asks the court to review the record for error as mandated by Wende. We offered Esteves the opportunity to file her own brief on appeal, but she has not responded. STATEMENT OF FACTS The facts of the offense are fully set forth in our prior opinion, People v. Esteves et al., supra, D056078. We will not repeat them here.

2 We granted Esteves’s request for the court to take judicial notice of our records in case No. D075717. 2 DISCUSSION As we have noted, appellate counsel has filed a Wende brief and asks the court to review the record for error. To assist the court in its review, and in compliance with Anders v. California (1967) 386 U.S. 738 (Anders), counsel has identified several possible issues that were considered in evaluating the potential merits of this appeal. 1. Whether Esteves stated a prima facie case for relief by filing a form petition. 2. Whether the absence of felony murder and natural and probable consequences jury instructions demonstrate Esteves’s ineligibility as a matter of law. 3. Whether the trial court erred by making credibility determinations from the prior appellate record. We have reviewed the entire record as required by Wende and Anders. We have not discovered any arguable issues for reversal on appeal. Competent counsel has represented Esteves on this appeal.

3 DISPOSITION The order denying Esteves’s petition for resentencing under section 1170.95 is affirmed.

HUFFMAN, Acting P. J.

WE CONCUR:

AARON, J.

DATO, J.

Cites, in this corpus