Craig v. Cardona-Morales CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. 37-2018-00049181-CU-FR-CTL
- Trial judge
- John S. Meyer
- Outcome
- affirmed — Affirmed.
- Area
- civil
- Panel
- Judith D. McConnell (author), O'Rourke, Joan K. Irion
Analysis
The trial court dismissed Craig's complaint as duplicative of a prior lawsuit and denied his request for leave to amend. The Court of Appeal affirmed the dismissal, finding that Craig waived his claims of error by failing to cite the record, using the wrong standard of review, and providing no cogent legal argument.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Dismissal of complaint as duplicative“The trial court dismissed the lawsuit after finding it was duplicative of a prior lawsuit Craig filed concerning the same subject matter” | unclear | correct | agree with court The appellate court affirmed the dismissal, noting that the prior judgment was already affirmed on appeal and Craig failed to provide cogent argument or record citations to prove otherwise. |
Denial of request for leave to amend“Additionally, he argues he requested leave to amend the complaint and the trial court erred by denying his alleged amendment request.” | unclear | correct | agree with court The appellate court affirmed the denial, stating Craig failed to include the amendment request in the record and did not explain what amendments could remedy the defects. |
Authorities
- relied: In re Marriage of Rifkin & Carty (2015) 234 Cal.App.4th 1339 — Failure to file a respondent's brief is not an admission of error; the court must consider the record to determine if reversal is required.
- relied: Nwosu v. Uba (2004) 122 Cal.App.4th 1229 — Self-represented litigants are treated the same as other parties and attorneys, with no special consideration.
- relied: Flores v. Department of Corrections & Rehabilitation (2014) 224 Cal.App.4th 199 — The same rules apply to a party appearing in propria persona as to any other party.
- relied: Kobayashi v. Superior Court (2009) 175 Cal.App.4th 536 — Self-represented litigants are held to the same standards as attorneys.
- relied: Young v. Fish and Game Com. (2018) 24 Cal.App.5th 1178 — Arguments not supported by necessary citations to the record may be stricken and deemed waived.
- relied: WFG National Title Ins. Co. v. Wells Fargo Bank, N.A. (2020) 51 Cal.App.5th 881 — An appellant forfeits a point if it is not supported by accurate citations to the record.
- relied: Ewald v. Nationstar Mortgage, LLC (2017) 13 Cal.App.5th 947 — Failure to acknowledge the proper scope of review is a concession of a lack of merit.
- relied: Ponte v. County of Calaveras (2017) 14 Cal.App.5th 551 — A claim of error may be rejected if the party omits any discussion of the appropriate standard of review.
- relied: City of Santa Maria v. Adam (2012) 211 Cal.App.4th 266 — An appellant must supply the reviewing court with cogent argument supported by legal analysis and citation to the record to demonstrate error.
- relied: Brown v. Garcia (2017) 17 Cal.App.5th 1198 — Claims are forfeited if plaintiffs supply neither relevant authority nor cogent legal analysis to support them.
The appellate opinion: sound — The opinion is sound because it correctly applies established procedural rules regarding waiver for lack of record citation and cogent argument. It properly treats the pro se appellant under the same standards as attorneys without granting special leniency.
How this analysis was made · dispute it
unusual dispositionThe trial court dismissed Samuel Craig's action for intentional interference with expected inheritance, constructive trust, fraud, and conversion after finding it duplicative of a prior lawsuit he had filed on the same subject matter, which had been resolved against him on statute of limitations grounds and affirmed on appeal. The Court of Appeal affirmed without reaching the merits, holding that Craig forfeited his claims of error by failing to cite the record, by briefing an inapposite standard of review, and by failing to provide cogent argument or relevant authority.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Dismissal of the complaint as duplicative of a prior lawsuit (Super. Ct. No. 37-2015-00010184-CU-MC-CTL)“The trial court dismissed the lawsuit after finding it was duplicative of a prior lawsuit Craig filed concerning the same subject matter” | unclear | not reached | agree with court The appellate court did not evaluate whether the dismissal was substantively correct; it affirmed because Craig's brief lacked record citations, addressed an inapposite standard of review, and offered no cogent analysis or authority. Those forfeiture principles are well established and were applied consistently with the cited cases. The result is defensible under the presumption of correctness, though the opinion does not describe the procedural mechanism of dismissal (motion versus sua sponte), which prevents independent assessment of the merits. |
Alleged failure to provide notice and an opportunity to contest whether the action was duplicative“He cites no legal authorities at all in support of his claim that the court deprived him of proper notice and an opportunity to be heard” | unclear | not reached | agree with court The court treated this due process-type claim as forfeited because Craig cited no authority and did not support his factual account with record citations. Applying forfeiture to an unsupported argument is consistent with City of Santa Maria v. Adam and Brown v. Garcia. The court could have briefly addressed whether the record showed any notice defect, but given the deficient record and briefing described, the forfeiture ruling is supportable. |
Denial of Craig's alleged request for leave to amend the complaint“Further, he has not explained what amendments to the complaint, if any, could be made to remedy its defects.” | unclear | not reached | agree with court The court did not reach whether denying leave to amend was an abuse of discretion; it found the claim forfeited because Craig did not include the amendment request in the record, cited only general policy favoring amendment, and did not explain how amendment could cure the defect. An appellant bears the burden of showing how a complaint could be amended, so the conclusion follows from the cited authorities and the state of the record. |
Authorities
- relied: In re Marriage of Rifkin & Carty (2015) 234 Cal.App.4th 1339 — Failure to file a respondent's brief is not treated as an admission of error; the court reviews the record and appellant's arguments to determine whether reversal is required.
- relied: Nwosu v. Uba (2004) 122 Cal.App.4th 1229 — Self-represented litigants are treated the same as other parties and receive the same, but no greater, consideration.
- relied: Flores v. Department of Corrections & Rehabilitation (2014) 224 Cal.App.4th 199 — The same rules apply to a party appearing in propria persona as to any other party.
- relied: Kobayashi v. Superior Court (2009) 175 Cal.App.4th 536 — Self-represented litigants are held to the same standards as attorneys.
- relied: Young v. Fish and Game Com. (2018) 24 Cal.App.5th 1178 — If a party fails to support an argument with necessary citations to the record, that portion of the brief may be stricken and the argument deemed waived.
- relied: WFG National Title Ins. Co. v. Wells Fargo Bank, N.A. (2020) 51 Cal.App.5th 881 — An appellate court may find a point forfeited when it is not supported by accurate record citations.
- relied: Ewald v. Nationstar Mortgage, LLC (2017) 13 Cal.App.5th 947 — Arguments should be tailored to the applicable standard of review; failure to acknowledge the proper scope of review is a concession of lack of merit.
- relied: Ponte v. County of Calaveras (2017) 14 Cal.App.5th 551 — A claim of error may be rejected in part because the party omitted any discussion of the appropriate standard of review.
- relied: City of Santa Maria v. Adam (2012) 211 Cal.App.4th 266 — To demonstrate error, an appellant must supply cogent argument supported by legal analysis and citation to the record.
- relied: Brown v. Garcia (2017) 17 Cal.App.5th 1198 — A claim is forfeited where the party supplies neither relevant authority nor cogent legal analysis.
The appellate opinion: sound with gaps — The opinion correctly applies settled forfeiture and briefing-deficiency principles with apposite published authority, and the result is defensible given the appellant's failure to cite the record, identify the proper standard of review, or supply the prior complaint and amendment request. It is thin, however, in that it never describes how the dismissal arose procedurally or engages even briefly with the due process notice claim, leaving the merits of a potentially sua sponte dismissal entirely unexamined.
How this analysis was made · dispute it
record incompleteOpinion
Filed 10/18/21 Craig v. Cardona-Morales CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
SAMUEL C. CRAIG, JR., D077969 Plaintiff and Appellant, v. (Super. Ct. No. 37-2018- 00049181-CU-FR-CTL) MARIA DEL REFUGIO CARDONA- MORALES et al.
Defendants and Respondents.
APPEAL from a judgment of the Superior Court of San Diego County, John S. Meyer, Judge. Affirmed. Samuel C. Craig, Jr., in pro. per., for Plaintiff and Appellant. Santa Cardona, Francisco Cardona, Eva Lopez, in pro. per., for Defendants and Respondents Santa Cardona, Francisco Cardona, Eva Lopez. No appearance for Defendants and Respondents Heliodora Craig, Maria del Refugio Cardona-Morales, Marta Cardona, Mary Esther Craig, Jesus Coronado, and Michaela Coronado. DISCUSSION Plaintiff Samuel C. Craig, Jr. sued the estate of his father’s widow and several members of her family alleging intentional interference with expected inheritance, constructive trust, fraud, and conversion in connection with the probate of his deceased father’s will.1 The trial court dismissed the lawsuit after finding it was duplicative of a prior lawsuit Craig filed concerning the same subject matter (Super. Ct. No. 37–2015–00010184–CU–MC–CTL). In the prior lawsuit, the trial court rendered judgment against Craig because his claims were time-barred—a judgment this court affirmed on appeal. (Craig v. Cardona (Feb. 8, 2018, D070310) [nonpub. opn.].) Craig appeals the judgment of dismissal. He contends the trial court erred by failing to give him proper notice and an opportunity to contest whether the present lawsuit is in fact duplicative of the prior lawsuit. Additionally, he argues he requested leave to amend the complaint and the trial court erred by denying his alleged amendment request. Defendants Francisco Cardona, Santa Cardona, and Eva Lopez filed a respondent’s brief and the remaining defendants did not do so. We do not treat the failure to file a respondent’s brief as an admission of error; rather, we consider the record and Craig’s arguments to determine whether reversal is required. (In re Marriage of Rifkin & Carty (2015) 234 Cal.App.4th 1339, 1342, fn. 1; Cal. Rules of Court, rule 8.220(a)(2).) When considering Craig’s arguments, we remain mindful that he is a self-represented litigant. However, we treat him the same as any other party and grant him the same consideration as other litigants and attorneys, but no more. (Nwosu v. Uba (2004) 122 Cal.App.4th 1229, 1247.) “The same rules 1 The defendants include Heliodora Craig, Maria del Refugio Cardona- Morales, Marta Cardona, Mary Esther Craig, Francisco Cardona, Santa Cardona, Eva Lopez, Jesus Coronado, and Michaela Coronado. 2 apply to a party appearing in propria persona as to any other party.” (Flores v. Department of Corrections & Rehabilitation (2014) 224 Cal.App.4th 199, 205; see Kobayashi v. Superior Court (2009) 175 Cal.App.4th 536, 543 [self- represented “litigants are held to the same standards as attorneys”].) Applying these standards, we conclude the judgment of dismissal must be affirmed for three reasons. First, Craig’s opening brief is filled with factual assertions unsupported by citation to the appellate record. This violates California Rules of Court, rule 8.204(a)(1)(C), which states: “Each brief must … [s]upport any reference to a matter in the record by a citation to the volume and page number of the record where the matter appears.” Because most of Craig’s factual assertions are not supported with citations to the appellate record, his claims of error are waived.2 (Young v. Fish and Game Com. (2018) 24 Cal.App.5th 1178, 1191 [“ ‘[I]f a party fails to support an argument with the necessary citations to the record, that portion of the brief may be stricken and the argument deemed to have been waived.’ ”]; WFG National Title Ins. Co. v. Wells Fargo Bank, N.A. (2020) 51 Cal.App.5th 881, 894 [“we may decide that the appellant has forfeited a point urged on appeal when it is not supported by accurate citations to the record”].) Second, Craig’s opening brief includes a standard of review heading, states a de novo standard of review applies to rulings “regarding the applicability of a statute of limitation [sic] defense,” and cites legal standards 2 The appearing defendants filed a motion to augment the appellate record with various items including court records from the prior lawsuit and provisions of the Probate Code. We denied the motion in relevant part, but stated we “may construe the motion as to the … items as a request for judicial notice, and consider such request during the pendency of the appeal.” We now decline to take judicial notice of these items, as they are unnecessary to the disposition of the appeal. 3 governing the propriety of a grant of summary judgment. But the present appeal has nothing to do with these inapposite issues; it concerns the correctness of the trial court’s order dismissing Craig’s complaint as duplicative and denying his alleged request for leave to amend. “ ‘Arguments should be tailored according to the applicable standard of appellate review.’ [Citation.] Failure to acknowledge the proper scope of review is a concession of a lack of merit.’ ” (Ewald v. Nationstar Mortgage, LLC (2017) 13 Cal.App.5th 947, 948; see Ponte v. County of Calaveras (2017) 14 Cal.App.5th 551, 555 [rejecting claim of error in part because party omitted “any discussion of the appropriate standard of review”].) Third, Craig makes no cogent arguments and provides no relevant legal authorities to support his claims of error. He cites no legal authorities at all in support of his claim that the court deprived him of proper notice and an opportunity to be heard, and he cites only general legal standards for the proposition that there is a strong policy favoring allowance of amendment to complaints. He has not included the complaint from the prior lawsuit in the appellate record, nor has he provided the amendment request he purportedly filed in this case. Further, he has not explained what amendments to the complaint, if any, could be made to remedy its defects. Craig’s claims of error are waived based on his failure to support them with cogent analysis and relevant legal authorities. (City of Santa Maria v. Adam (2012) 211 Cal.App.4th 266, 286–287 [“In order to demonstrate error, an appellant must supply the reviewing court with some cogent argument supported by legal analysis and citation to the record.”]; Brown v. Garcia (2017) 17 Cal.App.5th 1198, 1207 [plaintiffs “supplied neither relevant authority nor cogent legal analysis to support [their] claim, so it [was] forfeited”].)
4 DISPOSITION The judgment is affirmed. Francisco Cardona, Santa Cardona, and Eva Lopez are entitled to their appellate costs. All other parties are to bear their own appellate costs.
McCONNELL, P. J.
WE CONCUR:
O’ROURKE, J.
IRION, J.
Cites, in this corpus
- In re Marriage of Rifkin & Carty A139484 · 2015-03-06
- Flores v. Cal. Dept. of Corrections and Rehabilitation CA5 F066036 · 2014-01-29
- City of Santa Maria v. Adam No. H032750 · 2012-11-21
- Kobayashi v. Superior Court G042173 · 2009-06-30
- Nwosu v. Uba No. H026182 · 2004-10-01