People v. Gates CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCD274056
- Trial judge
- Melinda J. Lasater
- Outcome
- remanded — Remanded with directions.
- Area
- criminal
- Panel
- Richard D. Huffman, Sr. (author), Judith L. Haller, O'Rourke
Analysis
The trial court resentenced the defendant in his absence without a written waiver, failed to recalculate custody credits, and failed to properly reflect the elimination of prior prison term enhancements in the abstract of judgment. The Court of Appeal remanded the case for a new sentencing hearing to correct these errors and allow the defendant to challenge fees based on inability to pay.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Proceeding with resentencing in the defendant's absence without a written waiver.“The court erred by proceeding in the defendant’s absence without a written waiver. (People v. Garrison (1989) 47 Cal.3d 746, 782 (Garrison).)” | unclear | error (procedure) | agree with court The court correctly identified that Penal Code section 977 requires a written waiver for a defendant to be absent from a felony resentencing hearing. While the court applied the Chapman harmless error standard to determine if the error required reversal, it ultimately remanded the case for a new sentencing hearing rather than finding the error harmless, likely due to the defendant's argument that his presence would have allowed him to reference a prior probation offer. This is a defensible procedural outcome given the lack of a written waiver and the potential impact on the sentencing decision. |
Failure to recalculate custody credits against the modified sentence.“the amended abstract of judgment and minute order state the same number of days as the original abstract of judgment, indicating no recalculation occurred.” | de novo | error (procedure) | agree with court The court correctly applied the rule from People v. Buckhalter that when a sentence is modified on remand, the trial court must recalculate and credit all actual time served. The record clearly showed the abstract of judgment was not updated to reflect the new sentence length, making the failure to recalculate a clear legal error that required remand. |
Imposition of the $300 restitution fine.“Here the trial court was not required to hold a separate hearing on ability to pay to assess the restitution fine because it imposed only the minimum.” | de novo | not reached | agree with court The court correctly noted that under Penal Code section 1202.4, a separate hearing on ability to pay is not required when the restitution fine is set at the statutory minimum of $300. Since the trial court imposed the minimum amount, it did not err in failing to hold a specific hearing, although it did consider the defendant's future earnings. The appellate court affirmed this aspect of the sentence. |
Imposition of nonpunitive fees and assessments.“to the extent that Gates wishes to argue he lacks the ability to pay the other nonpunitive fees and assessments, he will have the opportunity to do so on remand.” | de novo | not reached | agree with court The court correctly applied People v. Kopp, which establishes a due process right to challenge nonpunitive fees based on inability to pay. Since the defendant had not yet made a specific showing of inability to pay for these fees at the resentencing hearing, the court properly deferred the issue to the remand, allowing the defendant to raise the argument in the new sentencing proceeding. |
Failure to modify the abstract of judgment to reflect the elimination of one-year prior prison term enhancements.“The abstract of judgment must be modified to reflect the change in law.” | de novo | error (procedure) | agree with court The court correctly identified that Senate Bill No. 136 amended Penal Code section 667.5, subdivision (b) to eliminate one-year prior prison term enhancements. Although the minute order stated the enhancements were struck, the abstract of judgment still listed them. The court properly directed the trial court to modify the abstract to accurately reflect the current law and the sentence imposed. |
Authorities
- relied: People v. Garrison (1989) 47 Cal.3d 746 — A defendant's right to be present at sentencing can be waived, but the waiver must be knowing and voluntary; the court may proceed in the defendant's absence if the error is harmless beyond a reasonable doubt.
- relied: Chapman v. California (1967) 386 U.S. 18 — Constitutional errors are harmless if the state can prove beyond a reasonable doubt that the error did not contribute to the verdict.
- relied: People v. Buckhalter (2001) 26 Cal.4th 20 — When a prison term is modified on remand, the sentencing court must recalculate and credit all actual time the defendant has already served.
- relied: People v. Kopp (2019) 38 Cal.App.5th 47 — A defendant has a due process right to challenge nonpunitive fees and assessments based on inability to pay.
- relied: People v. Jennings (2019) 42 Cal.App.5th 664 — Senate Bill No. 136 amended section 667.5, subdivision (b) to eliminate one-year prior prison term enhancements.
The appellate opinion: sound — The opinion is sound because it correctly applies the relevant statutes and case law to the specific procedural errors identified in the record. It appropriately remands the case to allow the defendant to exercise his rights regarding presence and fee challenges, while correcting the clerical error in the abstract of judgment.
How this analysis was made · dispute it
unusual dispositionOn remand after a prior appeal, the superior court resentenced Gates in his absence (by video hearing with counsel only, no written waiver) to 16 years, declined to strike his serious felony prior, struck punishment on two prison priors, imposed the minimum restitution fine and fees, and left custody credits to CDCR. The Court of Appeal found error in proceeding without a written section 977 waiver, declined to speculate on prejudice, and vacated the sentence and remanded for a new sentencing hearing with directions to recalculate custody credits, strike the section 667.5(b) enhancements from the abstract, and strike the unpaid portion of the former Government Code section 29550 fee, affirming in all other respects.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Proceeding with resentencing in the defendant's absence based on counsel's oral representation, without a written section 977 waiver“The court erred by proceeding in the defendant’s absence without a written waiver.” | de novo | error (procedure) | unsure The court correctly identifies a violation of section 977, subdivision (b)(2), since no written waiver existed. Its prejudice analysis is muddled, however: it first states (citing Fedalizo) that constitutional rights are not violated when a defendant is knowingly absent on counsel's representation, which would make the error purely statutory and subject to Watson review under People v. Davis, yet it then applies Chapman and, rather than finding the error not harmless beyond a reasonable doubt, simply 'declines to speculate' and remands. The result is defensible given the independent need to remand for credits, but the reasoning does not cleanly apply either harmless-error standard. |
Failure to recalculate custody credits upon resentencing, leaving the calculation to CDCR“The parties agree that remand is required so that the superior court can recalculate credits against any modified sentence to ensure Gates receives credit for all the time he has actually already served.” | de novo | error (law misapplied) | agree with court Buckhalter squarely requires the sentencing court, not CDCR, to recalculate and credit all actual time served when a sentence is modified on appellate remand; the amended abstract repeated the original figures, so no recalculation occurred. The Attorney General conceded the point and the court's holding follows directly from binding Supreme Court authority. |
Imposition of the $300 minimum restitution fine under section 1202.4“The court did not err in imposing the restitution fine.” | de novo | correct | agree with court Section 1202.4, subdivisions (c) and (d) permit consideration of inability to pay only when the fine exceeds the statutory minimum, so no ability-to-pay hearing was required for a $300 fine; the trial court nonetheless noted Gates would earn prison wages. The statutory reading is correct and consistent with the text. |
Imposition of court operations assessment, criminal conviction assessment, and former Government Code section 29550 criminal justice administration fee without an ability-to-pay determination“However, to the extent that Gates wishes to argue he lacks the ability to pay the other nonpunitive fees and assessments, he will have the opportunity to do so on remand.” | unclear | not reached | agree with court The court noted Gates did not challenge the fees below and that the defendant bears the burden under Kopp, but because the matter was being remanded anyway it deferred the ability-to-pay question to the new sentencing hearing and denied the requested stay pending Supreme Court review of Kopp. It separately directed that the unpaid portion of the $154 fee be stricken under Government Code section 6111, which reflects an intervening change in law rather than trial court error. This disposition is practical and consistent with the court's own precedent. |
Amended abstract of judgment continuing to list the two section 667.5(b) prior prison term enhancements with punishment struck, rather than striking the enhancements under Senate Bill No. 136“The abstract of judgment must be modified to reflect the change in law.” | de novo | error (other) | agree with court Senate Bill No. 136 eliminated one-year prior prison term enhancements except for sexually violent offenses and applies retroactively to nonfinal judgments (Jennings). The minute order reflected the enhancements were struck, but the abstract did not; correcting the abstract to conform to the governing law is required and was raised by the Attorney General. The ruling is correct. |
Denial of motion to strike the five-year serious felony prior enhancement under section 667(a)(1)“Ultimately, the court struck the punishment for the two prison priors but declined to strike the serious felony prior and resentenced Gates to 16 years in state prison.” | abuse of discretion | not reached | agree with court Gates did not directly challenge the denial on the merits; he argued only that his presence could have influenced the court by reminding it of the earlier probation offer. Because the court vacated the sentence and remanded for a full resentencing, the merits of the denial were not reviewed and Gates may renew his arguments below. This is a reasonable course given the remand. |
Authorities
- relied: People v. Fedalizo (2016) 246 Cal.App.4th 98 — A court may rely on counsel's representation that the defendant is knowingly absent; constitutional rights are not violated by a knowing absence from resentencing.
- relied: People v. Cutting (2019) 42 Cal.App.5th 344 — A defendant has the right to be present at resentencing; erroneous exclusion is reviewed for prejudice under Chapman.
- relied: People v. Garrison (1989) 47 Cal.3d 746 — Proceeding without a written waiver of presence is error under section 977; it is harmless when the defendant's presence does not bear a reasonably substantial relation to the fullness of his opportunity to defend.
- relied: Chapman v. California (1967) 386 U.S. 18 — Federal constitutional error requires reversal unless harmless beyond a reasonable doubt.
- relied: Kentucky v. Stincer (1987) 482 U.S. 730 — Due process guarantees a defendant's presence where it would contribute to the fairness of the procedure.
- relied: People v. Buckhalter (2001) 26 Cal.4th 20 — When a prison term is modified on appellate remand, the sentencing court must recalculate and credit all actual time served, in jail or prison, before and after commitment.
- relied: People v. Kopp (2019) 38 Cal.App.5th 47 — A defendant has a due process right to challenge nonpunitive fees and assessments for inability to pay, and bears the burden of establishing inability to pay.
- relied: People v. Jennings (2019) 42 Cal.App.5th 664 — Senate Bill No. 136's amendment of section 667.5(b) eliminating most one-year prior prison term enhancements applies retroactively to nonfinal judgments.
- missed: People v. Davis (2005) 36 Cal.4th 510 — Violation of a defendant's statutory right to be present under sections 977 and 1043, as distinct from a federal constitutional violation, is state-law error reviewed for prejudice under the Watson reasonable-probability standard rather than Chapman.
The appellate opinion: sound with gaps — The result is defensible because remand was independently required to recalculate custody credits under Buckhalter and to correct the abstract under Senate Bill No. 136, and the restitution fine and fee rulings are correct. The presence analysis is the weak point: the court acknowledges that a knowing absence does not violate the Constitution, yet applies Chapman without addressing People v. Davis's holding that section 977 error is reviewed under Watson, and it resolves prejudice by declining to speculate rather than by applying either standard.
Opinion
Filed 10/18/21 P. v. Gates CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D077631
Plaintiff and Respondent, v. (Super. Ct. No. SCD274056)
WILLIAM CHARLES GATES,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Melinda J. Lasater, Judge. Remanded with directions. Charles R. Khoury, Jr., under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Michael Pulos, and Nora S. Weyl, Deputy Attorneys General, for Plaintiff and Respondent. Following a bench trial, William Charles Gates was convicted of assault by means of force likely to produce great bodily injury (Pen. Code,1 § 245, subd. (a)(4)), battery with serious physical injury (§ 243, subd. (d)), and battery by gassing (§ 243, subd. (9)(a)). The court also found true that Gates personally inflicted great bodily injury (§§ 1192.7, subd. (c)(8) and 12022.7, subd. (a)); was ineligible for parole (§ 1203, subd. (e)(4)); had served two prior prison terms (§ 667.5, subd. (b)); had a serious felony prior (§ 667, subd. (a)(1)); and had a strike prior (§§ 667, subds. (b)-(i), 1170.12, 668). The court sentenced Gates to 17 years in prison. Gates successfully appealed, and at a resentencing hearing from which Gates was absent, the court sentenced him to 16 years in state prison and imposed the minimum amounts for the restitution fine and for fees and assessments. Gates appeals the superior court’s resentencing, contending (1) he was prejudiced by his improper exclusion from the resentencing hearing; (2) the court failed to recalculate custody credits, and (3) the court improperly imposed the fines, fees, and assessments. The Attorney General challenges Gates’s first and third contentions but concedes the court should have recalculated the custody credits. The Attorney General also contends that the abstract of judgment must be modified to reflect amendments to section 667.5, subdivision (b), eliminating the one-year prior prison term enhancements. We will remand the matter for resentencing so the court can recalculate custody credits and strike the one-year prior prison term enhancements from the abstract of judgment. Because we are remanding the matter for resentencing, Gates will have the opportunity to make additional 1 Further statutory references are to the Penal Code unless otherwise specified. 2 arguments regarding the length of his sentence and challenging the fees and assessments based on his claim of inability to pay. I. BACKGROUND AND PROCEDURAL FACTS We include the underlying facts of the offenses to provide context for the resentencing court’s conclusions. On October 4, 2017, Andrew B. was in line for dinner at the St. Vincent De Paul homeless shelter in San Diego when Gates sucker punched him in the face. Andrew momentarily lost consciousness as a result of the upper cut to his face. He suffered two black eyes and whiplash, became dizzy and bled profusely. Andrew identified Gates as the assailant. Two security officers witnessed the incident. Joshua Presley saw Gates run at Andrew before striking. Presley recognized Gates, who had been a resident for about five months and did not have privileges to eat dinner there that day. Normally Gates was well mannered, but that day Gates seemed to be under the influence. After he struck Andrew, Gates delivered a roundhouse kick, during which time Presley grabbed Gate’s leg to take him to the ground. After Gates was cleared by medical personnel and transported to jail, he spat in the face of Corporal John G. while being fingerprinted, and police placed a spit rag on him to prevent further spitting. On May 7, 2018, Gates appeared before Judge Polly Shamoon. The court reviewed with Gates his motion to represent himself. Before granting the motion, the court told Gates that the People had agreed to a probation sentence. After the court explained that Gates could accept the offer of 3 probation instead of taking the case to trial, Gates said he would not plead guilty to a felony. Following a bench trial before Judge Melinda Lasater, Gates was convicted of assault by means of force likely to produce great bodily injury (count 1; § 245, subd. (a)(4)), battery with serious physical injury (count 2; § 243, subd. (d)), and battery by gassing (count 3; § 243, subd. (9)(a)). The court also found true that Gates personally inflicted great bodily injury (counts 1 and 2; §§ 1192.7, subd. (c)(8) and 12022.7, subd. (a)); was ineligible for parole (§ 1203, subd. (e)(4)); had served two prior prison terms (§ 667.5, subd. (b)); had a serious felony prior (§ 667, subd. (a)(1)); and had a strike prior (§§ 667, subds. (b)-(i), 1170.12, 668). Gates asked the court to strike the prior strikes. The court recounted Gates’s criminal history in some detail. It noted the frequency of his convictions, his numerous unsuccessful attempts at probation and parole, and his history of crimes of violence. The court told Gates there was “no way” it would strike the strike prior given his history and because he had previously benefited from a court doing so. It concluded there were no mitigating factors and adopted the probation officer’s circumstances in aggravation. The court sentenced Gates to 17 years: six years for count 1 (midterm doubled for the strike), three years consecutive for the personal infliction of great bodily injury enhancement on count 1, two years on count 3 (one-third the midterm doubled), five years for the serious felony prior enhancement, and one year for the prison prior enhancement. The court stayed the sentence for count two and the accompanying enhancement pursuant to section 654. Gates appealed the judgment, and in a nonpublished opinion, we remanded the matter with directions to permit Gates to bring a motion to 4 strike the serious felony prior. (People v. Gates (June 18, 2019, D074792 [nonpub. opn.].) Gates subsequently filed a motion to strike his serious felony prior and prison priors. The parties appeared by video conference for resentencing. The court asked defense counsel if she had conveyed to Gates that he could appear by video. She said she had not, but that he told her to proceed without him. When the court asked if defense counsel was comfortable that she had “valid 977 authority,” defense counsel replied that Gates was “perfectly fine with [her] doing the hearing without him.” No written waiver is in the record. The court reread the probation officers’ reports, reviewed the transcript from the original sentencing hearing, and considered the parties’ briefing and arguments. The court told the parties it believed Gates “took the stand and just lied,” and it was concerned about his level of risk. It did not believe imposing the upper term and striking the five-year serious felony prior was the appropriate approach. The court explained: “I do recognize that the serious felony prior and the strike prior are the same conviction, . . . ; but in this particular case, I am not going to strike it.” The court imposed a restitution fine of $300, commenting that Gates “does have funds that he will earn in state prison.” It also issued the minimum amounts for fees and assessments, explaining it would have its clerk verify the amounts and then notify the parties if changes were necessary. Ultimately, the court struck the punishment for the two prison priors but declined to strike the serious felony prior and resentenced Gates to 16 years in state prison. The court reserved jurisdiction for victim 5 restitution. It awarded custody credits back to the original date but stated that the California Department of Corrections was in a better position to compute them. Gates timely appealed. II. DISCUSSION A. Resentencing in Defendants’ Absence A defendant’s constitutional rights are not violated when he is knowingly absent from resentencing. (See People v. Fedalizo (2016) 246 Cal.App.4th 98, 110 [court may rely on counsel’s representation that defendant is knowingly absent].) However, section 977 establishes a statutory right in felony cases to be present at resentencing, which a defendant can waive via “a written waiver of his or her right to be personally present[.]” (§ 977, subd. (b)(2).) The parties agree that Gates was entitled to be present at the resentencing hearing. (§§ 977, subd. (b)(1) and 1043; Kentucky v. Stincer (1987) 482 U.S. 730, 745 [due process right to be present if presence would contribute to fairness of procedure]; People v. Cutting (2019) 42 Cal.App.5th 344, 348 (Cutting).) The court erred by proceeding in the defendant’s absence without a written waiver. (People v. Garrison (1989) 47 Cal.3d 746, 782 (Garrison).) We review such errors for prejudice under the standard outlined in Chapman v. California (1967) 386 U.S. 18, 23, to determine if the error was harmless beyond a reasonable doubt. (Cutting, supra, 42 Cal.App.5th at p. 348.) The failure to obtain the waiver in writing is harmless when the defendant’s presence “does not bear a ‘reasonably substantial relation to the 6 fullness of his opportunity to defend against the charge.’ [Citations.]” (Garrison, supra, 47 Cal.3d at p. 782.) Gates argues that had he been present, he could have reminded the trial judge that the prosecution initially offered him probation. Gates contends the offer “would have tended to prove that the prosecution opposition to striking the strike prior was of little substance if the prosecution was willing to stipulate to a probationary sentence if [he] gave up his right to trial.” We note that the department that sentenced Gates was not the same one that presided over the hearing at which there was a discussion about the offer of probation in lieu of trial. While we recognize that the court believed Gates posed a high level of risk to others and believed that imposing the upper term and striking the five-year serious felony prior was not the appropriate approach, we decline to speculate as to whether the information about the previous probation offer would have persuaded the court to sentence Gates differently. Accordingly, we will remand the matter for resentencing. B. Recalculation of Time Served “[W]hen a prison term already in progress is modified as the result of an appellate sentence remand, the sentencing court must recalculate and credit against the modified sentence all actual time the defendant has already served, whether in jail or prison, and whether before or since he was originally committed and delivered to prison custody.” (People v. Buckhalter (2001) 26 Cal.4th 20, 29.) At the resentencing hearing, the trial court told the parties it would leave the calculation of custody credits to the discretion of the California Department of Corrections. However, the amended abstract of judgment and 7 minute order state the same number of days as the original abstract of judgment, indicating no recalculation occurred. The parties agree that remand is required so that the superior court can recalculate credits against any modified sentence to ensure Gates receives credit for all the time he has actually already served. C. Fines, Fees, and Assessments Gates argues the court improperly sentenced him to pay a restitution fine of $300 (§ 1202.4, subd. (b)), a court operations assessment of $120 (§ 1465.8), a criminal conviction assessment of $90 (Gov. Code, § 70373), and a criminal justice administration fee of $1542 (former Gov. Code, § 29550). He seeks a stay of the fines and fees pending the Supreme Court decision in People v. Kopp (2019) 38 Cal.App.5th 47, 95-97 (Kopp), review granted, November 13, 2019, S257844. A court may consider the defendant’s inability to pay when it imposes a restitution fine greater than the $300 minimum, but a separate hearing on ability to pay is not required when the fine does not exceed the minimum. (§ 1202.4, subds. (c) & (d).) Here the trial court was not required to hold a separate hearing on ability to pay to assess the restitution fine because it imposed only the minimum. Nonetheless, it considered Gates’s ability to pay, commenting that Gates “does have funds that he will earn in state prison.” The court did not err in imposing the restitution fine. We held in Kopp that a defendant has a due process right to challenge the nonpunitive fees and assessments for inability to pay, and the trial court can impose, reduce, or strike those amounts if appropriate. (See Kopp, supra, 38 Cal.App.5th at p. 96, review granted.) The defendant bears the burden of 2 The criminal justice fee imposed under former Government Code section 29550 is no longer enforceable or collectible. (See Gov. Code, § 6111, subd. (a).) 8 establishing inability to pay. (Ibid.) Here, the court implied its intention was to impose only mandatory minimum amounts with respect to the assessments and fees, and Gates did not challenge the fees and assessments the court imposed. Because the $154 criminal justice administration fee imposed under former Government Code section 29550 is no longer enforceable or collectible (See Gov. Code, § 6111, subd. (a)), any unpaid portion of it must be stricken. However, to the extent that Gates wishes to argue he lacks the ability to pay the other nonpunitive fees and assessments, he will have the opportunity to do so on remand. D. Prison Prior Enhancements As the Attorney General notes in the respondent’s brief, Senate Bill No. 136 (2019-2020 Reg. Sess.) amended section 667.5, subdivision (b) to eliminate one-year prior prison term enhancements other than when the term was served for a qualifying sexually violent offense. (See People v. Jennings (2019) 42 Cal.App.5th 664, 667, 682.) The minute order for the resentencing hearing states that the trial court struck the prison prior enhancements pursuant to Senate Bill No. 136 (2019-2020 Reg. Sess.). However, the amended abstract of judgment still lists the enhancements and indicates that the punishments for the enhancements were struck. The abstract of judgment must be modified to reflect the change in law. DISPOSITION The sentence is vacated, and the matter remanded for a new sentencing hearing consistent with this opinion. The superior court is directed to award Gates the proper amount of presentence custody credits, to strike the one- year prior prison term enhancements under section 667.5, subdivision (b), and to strike any portion of the $154 criminal justice administration fee 9 imposed under former Government Code section 29550 unpaid as of July 1, 2021. The court is further directed to forward an amended abstract to the Department of Corrections and Rehabilitation. In all other respects, the judgment is affirmed.
HUFFMAN, Acting P. J.
WE CONCUR:
HALLER, J.
O'ROURKE, J.
Cites, in this corpus
- People v. Fedalizo B263029 · 2016-03-30
- People v. Buckhalter S086220 · 2001-08-29
- People v. Garrison S004354. Crim. 21821; Crim. 26262 · 1989-01-05