gno.law

In re T.M. CA4/1

California Court of Appeal · D078916 · 2021-09-13 · Unpublished

Proceeding
appeal from an order
Trial court
Superior Court of San Diego County · No. EJ3734A
Trial judge
Rohanee Zapanta
Outcome
reversed — Reversed.
Area
dependency
Panel
Cynthia Aaron (author), Patricia Guerrero, Truc T. Do

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T05:02Z · confidence high

The juvenile court terminated the mother's parental rights and selected adoption as the permanent plan based on a finding that the child was likely to be adopted by her current caregivers. The Court of Appeal reversed the order, accepting new post-judgment evidence that the caregivers and the child no longer wished to proceed with adoption, which completely undermined the basis of the trial court's finding.

Ruling reviewedStandardThe courtThe model
Order terminating parental rights and selecting adoption as the permanent plan
“we conclude that this situation falls within a narrow exception to the general rule precluding an appellate court’s consideration of new evidence not considered by the juvenile court.”
substantial evidenceerroragree with court
The appellate court applied the substantial evidence standard but determined that the new evidence completely undermined the legal underpinnings of the judgment, triggering the exception to the general rule against considering post-judgment evidence. The court relied on the parties' stipulation and the specific facts that the child was now over 12 and objected to adoption, making the original finding of adoptability legally untenable. This aligns with the precedent set in In re Zeth S. and In re Elise K. regarding the limited circumstances where post-judgment evidence may be considered to reverse a termination order.

Authorities

  • relied: In re Zeth S. (2003) 31 Cal.4th 396 — Establishes the general rule that appellate courts should not consider post-judgment evidence of changed circumstances in appeals of termination orders, but recognizes an exception where such evidence completely undermines the judgment and parties stipulate to reversal.
  • relied: In re Elise K. (1982) 33 Cal.3d 138 — Holds that when parties agree that changed circumstances and the minor's advanced age render the minor no longer adoptable, it is appropriate for the appellate court to accept that agreement and reverse the judgment.
  • relied: In re B.D. (2019) 35 Cal.App.5th 803 — Relies on the exception discussed in In re Zeth S. to consider new evidence on appeal that completely undermined the juvenile court's finding that the minor was specifically adoptable.
  • relied: In re R.C. (2008) 169 Cal.App.4th 486 — States that review of a court's finding that a minor is adoptable applies the substantial evidence test, requiring the appellate court to determine if there is substantial evidence from which a reasonable trier of fact could find the minor adoptable by clear and convincing evidence.
  • relied: In re Christopher L. (2006) 143 Cal.App.4th 1326 — Establishes that once a child reaches the age of 12, their objection to adoption or termination of parental rights is a relevant factor that may serve as a legal impediment to adoption.
  • relied: In re Sarah M. (1994) 22 Cal.App.4th 1642 — Supports the proposition that a child's objection to adoption is a relevant factor in determining the appropriate permanent plan.
  • relied: In re Francisco W. (2006) 139 Cal.App.4th 695 — Indicates that the juvenile court's ability to modify its prior order terminating parental rights is limited, raising the likelihood that the child could become a legal orphan absent a reversal by the appellate court.
  • relied: In re Meranda P. (1997) 56 Cal.App.4th 1143 — States that an order terminating parental rights may not be collaterally attacked and that the juvenile court has no power to set aside, change, or modify it except by means of a direct appeal.

The appellate opinion: sound — The opinion is sound because it correctly identifies the narrow exception to the general rule against considering post-judgment evidence, as established in In re Zeth S. and In re Elise K. The court properly applies this exception given the parties' stipulation and the fact that the new evidence completely undermines the legal basis for the termination order, specifically the finding of adoptability.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:30Z · confidence medium

After a Welfare and Institutions Code section 366.26 hearing in April 2021, the juvenile court found 11-year-old T.M. likely to be adopted by her long-term foster caregivers and terminated Mother's parental rights. On appeal the Agency did not defend the order but moved to augment the record with postjudgment evidence that the caregivers no longer wished to adopt and that T.M., now 12, objected to adoption; the Court of Appeal granted the motion under the Elise K./Zeth S. exception, reversed the termination order, and remanded for a new section 366.26 hearing with immediate issuance of the remittitur.

Ruling reviewedStandardThe courtThe model
Finding under section 366.26 that T.M. was likely to be adopted (specific adoptability by current caregivers) and resulting order terminating parental rights
“This new evidence completely undermines the juvenile court’s finding that T.M. is adoptable. For this reason, we agree with the parties that the order should be reversed.”
substantial evidenceerror (other)agree with court
The appellate court recited the substantial evidence standard but did not actually decide Mother's sufficiency challenge on the original record; it reversed because postjudgment evidence (caregivers' withdrawal and T.M.'s objection at age 12, a legal impediment under section 366.26, subd. (c)(1)(B)(ii) as reflected in Christopher L. and Sarah M.) completely undermined the sole basis for the specific-adoptability finding, and all parties agreed to reversal. Zeth S. footnote 11 expressly preserves Elise K. for exactly this situation, and In re B.D. applied it to a specific-adoptability finding. The court also correctly noted the legal-orphan risk given section 366.26, subd. (i), which bars the juvenile court from modifying a termination order, making the pending section 388 petition an inadequate remedy. The reasoning tracks binding authority and the result is well within the court's discretion.

Authorities

  • relied: In re Zeth S. (2003) 31 Cal.4th 396 — Appellate courts generally may not consider postjudgment evidence to reverse an order terminating parental rights, but footnote 11 preserves the Elise K. exception where such evidence completely undermines the judgment and all parties agree to reversal.
  • relied: In re Elise K. (1982) 33 Cal.3d 138 — Where the parties agree that changed circumstances and the minor's age render the child no longer adoptable, the appellate court may accept the agreement and reverse the judgment.
  • relied: In re B.D. (2019) 35 Cal.App.5th 803 — The Elise K./Zeth S. exception permits consideration of new evidence that completely undermines a specific-adoptability finding, and post-Zeth S. statutory amendments did not eliminate the exception.
  • relied: In re R.C. (2008) 169 Cal.App.4th 486 — Adoptability findings are reviewed for substantial evidence supporting a finding by clear and convincing evidence.
  • relied: In re Christopher L. (2006) 143 Cal.App.4th 1326 — A child age 12 or older who objects to adoption presents a legal impediment relevant to the adoptability determination.
  • relied: In re Sarah M. (1994) 22 Cal.App.4th 1642 — Where adoptability rests on a particular caregiver's willingness to adopt, legal impediments to that adoption, including the child's objection, bear on the adoptability finding.
  • relied: In re Francisco W. (2006) 139 Cal.App.4th 695 — Reversal of a termination order may be warranted to avoid leaving the child a legal orphan when adoption has failed.
  • relied: In re Meranda P. (1997) 56 Cal.App.4th 1143 — Section 366.26, subdivision (i) forbids alteration or revocation of an order terminating parental rights except by direct appeal.

The appellate opinion: sound — The court correctly identified the general bar on postjudgment evidence in Zeth S., located the narrow Elise K. exception the Supreme Court expressly preserved, and showed why it applied: the finding rested solely on specific adoptability, the caregivers withdrew, the child turned 12 and objected, all parties agreed, and section 366.26, subdivision (i) left no juvenile-court remedy. Every step is supported by the cited binding authority, and the recent published decision in In re B.D. applied the same exception on materially similar facts.

How this analysis was made · dispute it

unusual disposition

Opinion

Filed 9/13/21 In re T.M. CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

In re T.M., a Person Coming Under the Juvenile Court Law. D078916 SAN DIEGO COUNTY HEALTH AND HUMAN SERVICES AGENCY, (Super. Ct. No. EJ3734A)

Plaintiff and Respondent, v. G.M., Defendant and Appellant.

APPEAL from an order of the Superior Court of San Diego County, Rohanee Zapanta, Judge. Reversed. Jamie A. Moran, under appointment by the Court of Appeal, for Defendant and Appellant. Lonnie J. Eldridge, County Counsel, Caitlin E. Rae, Chief Deputy County Counsel, and J. Jeffrey Bitticks, Deputy County Counsel, for Plaintiff and Respondent. G.M. (Mother) appeals an order terminating her parental rights and selecting a permanent plan of adoption for her daughter, T.M. Mother contends that the juvenile court erred in terminating her parental rights after finding that T.M. was likely to be adopted. Rather than filing a respondent’s brief, the San Diego County Health and Human Services Agency (the Agency) filed a motion to augment the record with new evidence that T.M.’s prospective adoptive family is no longer interested in adoption and that T.M., who is now over the age of 12, no longer wants to be adopted. The Agency concedes that based on this new evidence, a permanent plan of adoption is no longer appropriate and that the juvenile court’s order should be reversed. For reasons we shall explain, we conclude that this situation falls within a narrow exception to the general rule precluding an appellate court’s consideration of new evidence not considered by the juvenile court. Under this exception, we may rely on this new evidence and the parties’ agreement that the juvenile court’s findings should be reversed. Accordingly, we will grant the motion to augment, reverse the juvenile court’s order, and remand for a new selection and implementation hearing. FACTUAL AND PROCEDURAL BACKGROUND In 2013, the Agency petitioned the juvenile court pursuant to Welfare and Institutions code section 300, subdivision (b),1 on behalf of then four- year-old T.M. The Agency alleged that Mother was unable to provide a suitable home for T.M. because of Mother’s failure to take the necessary medication to treat her mental illness and also because of an instance when Mother physically abused T.M. Over the next several years, the Agency provided reunification services and T.M. was placed with a series of different 1 Further statutory references are to the Welfare and Institutions Code. 2 caregivers, including with her Mother and Father, J.M.2 In May 2016, after efforts to reunite T.M. with her parents were unsuccessful, the juvenile court terminated reunification services for Mother and set the matter for a selection and implementation hearing. (§ 366.26.) The section 366.26 hearing was originally scheduled for August 2016. The Agency struggled to find an adoptive placement for T.M. In April 2017, after several unsuccessful prospective adoptive placements, the juvenile court concluded that T.M. was not adoptable, placed T.M. in a foster home, and selected a permanent plan of placement “with a fit and willing relative, return home to parent, adoption or legal guardianship.” In September 2017, T.M. was placed in a new foster home. For the next several years, T.M. remained in the same home, but the foster parents repeatedly informed the Agency that they were not interested in adoption. During this time period, T.M. also reacted negatively to the prospect of adoption. T.M. had been diagnosed with epilepsy, which was being treated with medication, and was participating in individual therapy. T.M. was struggling in school and had behavioral issues. In November 2020, the foster parents changed their minds and informed the Agency that they were now willing to have T.M. placed permanently in their care. However, they were still unsure whether they were willing to adopt and expressed interest in the option of legal guardianship. They asked the Agency for more time to consider their options. By March 2021, T.M., now 11 years old, told a social worker that she wanted to be adopted. The caregivers had also decided that they wanted to 2 Father is not a party to this appeal. 3 adopt T.M. Based on this information, the Agency contended that T.M. was specifically adoptable and recommended that parental rights be terminated. At a section 366.26 hearing in April 2021, the juvenile court found that T.M. was likely to be adopted and that no exception to the statutory preference for adoption existed.3 Accordingly, the juvenile court terminated parental rights. Mother appealed. DISCUSSION Mother contends that the juvenile court erred in selecting adoption as the permanent plan for T.M. following the selection and implementation hearing held pursuant to section 366.26. She asserts that the juvenile court’s finding is not supported by clear and convincing evidence, given the difficulties in placing T.M. in a successful permanent home. In response, the Agency declined to file a respondent’s brief and instead moved to augment the record on appeal to include new evidence that the Agency relies upon to agree with Mother that, because of a change in circumstances, T.M. is currently not adoptable. The new evidence reveals that after the filing of this appeal, T.M.’s caregivers decided that they no longer wanted to adopt T.M., but were willing to continue the foster placement. Additionally, T.M., who is now 12 years old, expressed that she does not want to be adopted and wishes to remain in her current placement. Based on this information, the Agency filed a section 388 petition to change the juvenile court’s previous order to modify the permanent plan.4 The 3 At the hearing, the juvenile court did not specify whether it was finding T.M. to be specifically or generally adoptable. The record does not suggest that the Agency believed T.M. to be generally adoptable. 4 As of the filing of this opinion, that petition remains pending in the juvenile court. 4 Agency asks this court to consider this new evidence and determine that the juvenile court’s order must be reversed because T.M. is no longer adoptable. “When reviewing a court’s finding a minor is adoptable, we apply the substantial evidence test. [Citations.] If, on the entire record, there is substantial evidence to support the findings of the juvenile court, we must uphold those findings. We do not pass on the credibility of witnesses, attempt to resolve conflicts in the evidence or weigh the evidence. [Citations.] Rather, our task is to determine whether there is substantial evidence from which a reasonable trier of fact could find, by clear and convincing evidence, that the minor is adoptable.” (In re R.C. (2008) 169 Cal.App.4th 486, 491.) Thus, our review of a finding of adoptability follows the general rules for appellate review and is typically limited to the evidence presented to the juvenile court and included in the record on appeal. This principle was discussed by our Supreme Court in In re Zeth S. (2003) 31 Cal.4th 396 (Zeth S.), in which the Court similarly reviewed an order terminating parental rights and the trial court’s finding that the minor was likely to be adopted by his current caretaker. That finding was challenged on appeal based on new evidence not presented to the juvenile court. (Id. at pp. 402-404.) The Supreme Court held that, except in limited circumstances, “consideration of postjudgment evidence of changed circumstances in an appeal of an order terminating parental rights, and the liberal use of such evidence to reverse juvenile court judgments and remand cases for new hearings, would violate both the generally applicable rules of appellate procedure, and the express provisions of section 366.26 which strictly circumscribe the timing and scope of review of termination orders, for the very purpose of expediting the 5 proceedings and promoting the finality of the juvenile court’s orders and judgment.” (Id. at p. 413.) The Zeth S. court explained that even when an appellate court considers such evidence with the best of intentions, this approach “effectively substitutes the reviewing court’s own post hoc determination of whether termination of parental rights remains in the minor’s best interests for the legislatively mandated determination that follows when the comprehensive juvenile dependency statutory scheme is dutifully adhered to in the trial court. The Legislature, however, has determined that what is in the child’s best interests is best realized through implementation of the procedures, presumptions, and timelines written into the dependency statutes. The statutory scheme does not authorize a reviewing court to substitute its own judgment as to what is in the child’s best interests for the trial court’s determination in that regard, reached pursuant to the statutory scheme’s comprehensive and controlling provisions. This is particularly true where the reviewing court reaches a contrary determination on the basis of postjudgment evidence outside the record on appeal, which evidence, in likelihood, would have been irrelevant and excludable had it been known and presented to the trial court in the first instance.” (Zeth S., supra, 31 Cal.4th at pp. 409-410, fn. omitted.) However, the California Supreme Court in Zeth S. noted that existing case law recognizes an important exception to this general rule. (Zeth S., supra, 31 Cal.4th at p. 413, fn. 11.) In In re Elise K. (1982) 33 Cal.3d 138 (Elise K.), the Supreme Court held that when the parties were in agreement that, due to changed circumstances and the minor’s advanced age, the minor was no longer adoptable, it was appropriate to accept that agreement and 6 reverse the judgment. (Id. at p. 139.) In Zeth S., the Court reaffirmed that its prior decision in Elise K. “serves as precedent for the proposition that where postjudgment evidence stands to completely undermine the legal underpinnings of the juvenile court’s judgment under review, and all parties recognize as much and express a willingness to stipulate to reversal of the juvenile court’s judgment, an appellate court acts within its discretion in accepting such a stipulation and reversing the judgment.” (Zeth S., at p. 413, fn. 11.) More recently, the court in In re B.D. (2019) 35 Cal.App.5th 803 relied on this exception to the general rule discussed in Zeth S. to consider new evidence on appeal that completely undermined the juvenile court’s finding that the minor was specifically adoptable. (Id. at p. 818.) The court further concluded that changes to the Welfare and Institutions Code made after the decision in Zeth S. did not alter or negate this exception. (Id. at pp. 816-817.) Considering the specific circumstances of this case, we conclude that the situation presented here falls within the exception set forth in Elise K. and recognized by the Supreme Court in Zeth S. At the time of the section 366.26 hearing, the Agency and the juvenile court were focused solely on T.M.’s specific adoptability by her current caregivers and her willingness, as an 11-year-old minor, to be adopted. However, the new evidence submitted by the Agency reveals that (1) the caregivers are no longer willing to adopt and (2) T.M. is no longer willing to be adopted. Once T.M. reached the age of 12, her objection to adoption or the termination of parental rights is a relevant factor that may serve as a legal impediment to adoption. (In re Christopher L. (2006) 143 Cal.App.4th 1326, 1333-1334; In re Sarah M. (1994) 22 Cal.App.4th 1642, 1650.) Similarly, given the focus at the prior 7 hearing on T.M.’s specific adoptability based on the current caregivers’ willingness to adopt and other evidence suggesting that T.M. was not generally adoptable, the caregivers’ unwillingness to adopt T.M. completely undermines the juvenile court’s finding that T.M. was likely to be adopted. Moreover, the juvenile court’s ability to modify its prior order terminating parental rights is limited, raising the likelihood that T.M. could become a legal orphan absent a reversal by this court. (See, e.g., In re Francisco W. (2006) 139 Cal.App.4th 695, 710.) The Legislature has clearly and unequivocally established that an order terminating parental rights may not be collaterally attacked and that the juvenile court “shall have no power to set aside, change, or modify it” except in a limited exception that does not appear to be applicable here. (§ 366.26, subd. (i)(1)-(2).) “This statute forbids alteration or revocation of an order terminating parental rights except by means of a direct appeal from the order.” (In re Meranda P. (1997) 56 Cal.App.4th 1143, 1161.) Accordingly, we grant the Agency’s unopposed motion to augment the record on appeal with new evidence establishing that T.M. does not wish to be adopted and that the current caregivers are no longer willing to adopt T.M. This new evidence completely undermines the juvenile court’s finding that T.M. is adoptable. For this reason, we agree with the parties that the order should be reversed. On remand, the juvenile court may conduct a new selection and implementation hearing, at which it may consider the evidence as it exists at the time of the hearing regarding the appropriate permanent plan for T.M.

8 DISPOSITION The order terminating parental rights is reversed and the matter is remanded for the juvenile court to conduct a new section 366.26 hearing. We accept the parties’ stipulation to the immediate issuance of the remittitur. The clerk of the court is directed to issue the remittitur forthwith.

AARON, Acting P. J.

WE CONCUR:

GUERRERO, J.

DO, J.

Cites, in this corpus