In re G.G. CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. J519977
- Trial judge
- Rohanee Zapanta
- Outcome
- reversed — Reversed and remanded with instructions.
- Area
- dependency
- Panel
- Patricia D. Benke (author), Judith D. McConnell, O'Rourke
Analysis
The trial court terminated the mother's parental rights and selected adoption as the permanent plan during a contested Welfare and Institutions Code section 366.26 hearing held in the mother's absence, despite her incarceration and counsel's request for a continuance. The Court of Appeal reversed, finding that the violation of Penal Code section 2625 was not harmless error because the mother was deprived of the opportunity to testify regarding the beneficial relationship exception.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Termination of parental rights and selection of adoption plan under Welfare and Institutions Code section 366.26“We conclude the juvenile court erred in conducting the contested section 366.26 hearing in Mother’s absence, as the Agency acknowledges.” | de novo | error | agree with court The appellate court correctly identified that Penal Code section 2625 requires the physical presence of an incarcerated parent or their attorney, unless a knowing waiver is signed. The trial court's decision to proceed without the mother, despite counsel's request for a continuance and the lack of a waiver, violated this statutory mandate. The court properly applied the Watson harmless error standard, concluding that the error was prejudicial because the mother was unable to present live testimony regarding the beneficial relationship exception, which could have resulted in a guardianship rather than adoption. |
Authorities
- relied: In re Jesusa V. (2004) 32 Cal.4th 588 — A violation of Penal Code section 2625, subdivision (d) is not jurisdictional and is subject to harmless error analysis under People v. Watson.
- relied: People v. Watson (1956) 46 Cal.2d 818 — Reversal is required if it is reasonably probable that a result more favorable to the appealing party would have been reached in the absence of the error.
- relied: In re M.M. (2015) 236 Cal.App.4th 955 — Live testimony plays a vital role in the court's assessment of credibility and evaluation of conflicting evidence, particularly when a parent is absent from a contested hearing.
- relied: In re Hunter W. (2011) 200 Cal.App.4th 1454 — A juvenile court may grant a continuance for good cause if it is not contrary to the child's interest.
- relied: In re Michael G. (2012) 203 Cal.App.4th 580 — At a section 366.26 hearing, the court must terminate parental rights and select adoption unless a statutory exception applies.
- relied: In re Bailey J. (2010) 189 Cal.App.4th 1308 — The parent bears the burden of producing evidence to establish the beneficial relationship exception to adoption.
- relied: In re I.R. (2014) 226 Cal.App.4th 201 — Regular visitation exists where parents visit consistently and to the extent permitted by court orders.
- relied: In re C.F. (2011) 193 Cal.App.4th 549 — Sporadic visitation is insufficient to satisfy the first prong of the parent-child relationship exception to adoption.
- relied: In re Celine R. (2003) 31 Cal.4th 45 — The Watson harmless error test is appropriate for use in dependency cases.
The appellate opinion: sound — The opinion is sound because it correctly applies the statutory requirement for the presence of incarcerated parents under Penal Code section 2625 and properly utilizes the Watson harmless error standard to determine that the mother's absence prejudiced her ability to prove the beneficial relationship exception. The court effectively distinguishes the procedural error from a jurisdictional defect, relying on established California precedent to support its reversal.
How this analysis was made · dispute it
unusual dispositionThe juvenile court denied incarcerated Mother's request for a continuance of the contested Welfare and Institutions Code section 366.26 hearing, proceeded in her absence without a Penal Code section 2625 waiver, terminated her parental rights to two-year-old G.G., and referred the child for adoption. The Court of Appeal accepted the Agency's concession that proceeding without Mother violated Penal Code section 2625, subdivision (d), found the error prejudicial under Watson, and reversed and remanded for a new section 366.26 hearing.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of Mother's request for a continuance and decision to proceed with the contested section 366.26 hearing while Mother was incarcerated, not produced, and had not waived her right to be present under Penal Code section 2625, subdivision (d)“Based on counsel having made herself available to be contacted, the juvenile court denied the request for a continuance.” | unclear | error (procedure) | agree with court Penal Code section 2625, subdivision (d), bars a section 366.26 hearing without the prisoner's physical presence absent a signed knowing waiver or affidavit, and Jesusa V. construes it to require both prisoner and attorney. The court confirmed Mother was an inmate, had issued an order to produce that the sheriff did not honor, and had no new information on her status; the Agency conceded the violation. Good cause for a continuance under section 352 existed and the child, placed long-term with Grandmother, would not have been harmed by delay. The appellate court did not articulate a standard of review, but the result follows under any standard. |
Order terminating parental rights, finding no applicable exception to adoption, and referring G.G. for adoptive placement, entered at the hearing held in Mother's absence“There is a reasonable likelihood that she would have obtained a more favorable result, e.g., a legal guardianship, if she had been present at trial.” | unclear | error (procedure) | agree with court Jesusa V. holds a section 2625 violation is not reversible per se and is reviewed for prejudice under Watson. The record showed near-weekly visitation for most of the child's life, an Agency social worker who had recommended 'adoption or guardianship,' a relative caregiver (Grandmother) who was also absent, and counsel who could not learn anything from her client. As in M.M., the parent's absence deprived the court of live testimony on disputed matters, so a reasonable probability of a more favorable outcome (guardianship) is defensible. The analysis is somewhat thin because it does not address the substantive standard for the beneficial relationship exception, which requires more than loving, regular contact, and the reports suggested G.G. looked primarily to Grandmother for comfort; but given the low Watson threshold and the Agency's own prior guardianship consideration, the prejudice finding is supportable. |
Authorities
- relied: In re Jesusa V. (2004) 32 Cal.4th 588 — Penal Code section 2625, subdivision (d), requires presence of both the prisoner and the prisoner's attorney at a section 366.26 hearing absent waiver; a violation is not jurisdictional and is reviewed for harmless error under Watson.
- relied: People v. Watson (1956) 46 Cal.2d 818 — Reversal is required when it is reasonably probable a result more favorable to the appealing party would have been reached absent the error.
- relied: In re M.M. (2015) 236 Cal.App.4th 955 — Applying Watson to a Penal Code section 2625 violation and finding prejudice where facts were disputed and the absent parent could not testify; live testimony plays a vital role in credibility assessment.
- relied: In re Celine R. (2003) 31 Cal.4th 45 — Watson harmless error standard applies to errors in dependency proceedings.
- relied: In re Hunter W. (2011) 200 Cal.App.4th 1454 — Juvenile court may grant a continuance under section 352 for good cause when not contrary to the child's interest.
- relied: In re Michael G. (2012) 203 Cal.App.4th 580 — Once adoptability is found by clear and convincing evidence, the court must terminate parental rights unless the parent establishes a statutory exception.
- relied: In re Bailey J. (2010) 189 Cal.App.4th 1308 — Parent bears the burden of producing evidence to establish the beneficial parent-child relationship exception, and the court must find a compelling reason that termination would be detrimental.
- relied: In re I.R. (2014) 226 Cal.App.4th 201 — Regular visitation exists where parents visit consistently and to the extent permitted by court orders.
- relied: In re C.F. (2011) 193 Cal.App.4th 549 — Sporadic visitation is insufficient to satisfy the first prong of the beneficial relationship exception.
- missed: In re Autumn H. (1994) 27 Cal.App.4th 567 — The beneficial relationship exception requires that the parent-child relationship promote the child's well-being to such a degree as to outweigh the benefits of adoption; frequent and loving contact alone is insufficient. The court's Watson prejudice analysis would have been stronger had it measured Mother's likely showing against this substantive standard.
The appellate opinion: sound with gaps — The opinion correctly applies Penal Code section 2625, subdivision (d), Jesusa V., and Watson to a conceded statutory violation and reasonably finds prejudice given the Agency's own earlier guardianship recommendation, Mother's consistent visitation, and the absence of both Mother and the relative caregiver from the hearing. It does not, however, engage with the substantive standard for the beneficial relationship exception (e.g., Autumn H.) or with record evidence that the child looked primarily to Grandmother, leaving the prejudice analysis somewhat conclusory.
Opinion
Filed 2/10/21 In re G.G. CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re G.G., a Person Coming Under the Juvenile Court Law. D077948 SAN DIEGO COUNTY HEALTH AND HUMAN SERVICES AGENCY, (Super. Ct. No. J519977)
Plaintiff and Respondent, v. ROSA C., Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, Rohanee Zapanta, Judge. Reversed and remanded with instructions. Michelle D. Peña, under appointment by the Court of Appeal, for Defendant and Appellant. Thomas E. Montgomery, County Counsel, Caitlin E. Rae, Chief Deputy County Counsel and Jesica N. Fellman, Deputy County Counsel, for Plaintiff and Respondent. Rosa C. (Mother) appeals from a Welfare and Institutions Code section 366.261 hearing at which the juvenile court terminated her parental rights over two-year-old G.G., found no applicable exceptions to the termination of parental rights, and referred G.G. to the San Diego County Health and Human Services Agency (Agency) for adoptive placement. Mother contends the court reversibly erred in proceeding with the contested section 366.26 hearing in her absence. She was incarcerated at the time of the hearing and did not waive her right to participate under Penal Code section 2625. Mother’s counsel, who was present at the hearing, requested a continuance so that Mother could participate, and further, objected to a termination of parental rights. The Agency concedes the juvenile court’s error but argues the error was harmless. We reverse. FACTUAL AND PROCEDURAL BACKGROUND Mother has a history of serious mental illness, including schizoaffective disorder bipolar type and severe depression. Her conditions would stabilize when she took her prescribed medication, but Mother had poor medication adherence. She was prone to mental health episodes or crises when she was not taking her medication. As a teenager, Mother also experimented with different illicit drugs. In 2018, Mother was raped and became pregnant. In November 2018, she was hospitalized in a mental health facility for suicidal ideation. During the last few months of her pregnancy, Mother lived with her mother, the maternal grandmother (Grandmother); received prenatal care and psychiatric treatment; and took her medication. Grandmother reported that 1 Further unspecified statutory references are to the Welfare and Institutions Code. 2 Mother acted “fine” and “normal” when she was taking her medication and that Mother was happy at the thought of having a baby. In February 2019, Mother gave birth to a healthy girl, G.G. Mother exhibited concerning behaviors in the hospital, did not provide appropriate care for the baby, and appeared depressed and/or overwhelmed. The hospital placed her on a 14-day psychiatric hold due to decompensating mental health. The Agency filed a petition on behalf of G.G., alleging the child was at significant risk of serious physical harm due to Mother’s mental illness and inability to provide regular care. (§ 300, subd. (b).) Mother told the assigned social worker that she had stopped taking her medication and did not believe she needed to take it anymore. The juvenile court detained G.G. in foster care and granted Mother liberal supervised visits. In late February, Mother acknowledged to the Agency that she suffered mental health issues yet maintained that she could care for G.G. Mother was receiving weekly psychiatric treatment and taking her medication. Grandmother provided emotional and financial support to Mother and encouraged Mother to take her medication. In April 2019, the court made a true finding on the petition, continued G.G.’s placement in foster care, and ordered reunification services for Mother. G.G. could not be placed in Grandmother’s home at the time because Mother was also living there. During the ensuing six-month period, Mother had weekly supervised visits with G.G., often accompanied by Grandmother. Mother was frequently observed holding her child but struggled to recognize and respond to the baby’s cues. When the baby cried, Mother appeared overwhelmed; she was further agitated by the social worker’s presence during visits. Mother was able to meet her baby’s needs when guided by Grandmother.
3 Mother made some, but insubstantial, progress in her services. She enrolled in KIVA for drug treatment, but self-discharged from the program one or two days later. Despite participating in individual therapy and receiving psychiatric treatment, Mother suffered three mental health episodes that required her admittance to a mental health facility. At one point, Mother began renting a room on her own, yet before long was asked to leave the home for using drugs and alcohol. In October 2019, Mother began staying at a sober living facility. In the same timeframe, G.G. was placed in the home of Grandmother, where the child continuously lived thereafter. In November 2019, following a contested six-month review hearing at which both Mother and Grandmother were present, the court terminated reunification services and set a section 366.26 permanency planning hearing. Subsequently, Mother obtained stable housing, managed her mental health symptoms, and continued participating in supervised visits with G.G. Mother was preparing for G.G. to be returned to her care and believed that their visits were going well. The Agency reported that Mother played with her daughter and performed caregiving tasks at Grandmother’s direction, but the child primarily looked to Grandmother for comfort and reassurance.
In early March 20202 at the scheduled section 366.26 hearing, the Agency requested a 30-day continuance so that it could further assess the best permanent plan for G.G. Mother and Grandmother were present at this hearing. The Agency was considering whether a plan of guardianship would be in the child’s best interest. G.G.’s counsel (minor’s counsel) supported a continuance to see whether guardianship might be appropriate. The court granted the continuance request and set a new hearing date in April. Later, 2 Further unspecified date references occurred in 2020. 4 the April hearing date was reset to July 14 due to the COVID-19 global pandemic and related court disruptions. The Agency submitted an addendum report, recommending adoption as G.G.’s permanent plan. According to this report, Mother last visited with G.G. in late May 2020, when Mother accompanied her daughter to a medical appointment. Two days after the visit, Mother had “what appeared to be difficulty with her mental health,” allegedly broke the windows of her apartment, and threatened the responding law enforcement officers. The officers shot Mother in the abdomen during an altercation. She was admitted to a hospital in critical condition and needed about five surgeries, with the last one scheduled for late June. When she was not in the hospital, Mother was in custody at Las Colinas Detention and Reentry Facility (Las Colinas). On July 9, the juvenile court issued an order directing the sheriff to produce Mother for the section 366.26 hearing (order to produce).
On July 14, Mother was not produced or present for the hearing.3 The court and counsel discussed Mother’s situation and that there appeared to be a telephone at the hospital, which she could access. The court confirmed that notice of the hearing had been effectuated but believed that Mother could not be produced due to her medical condition. Mother’s counsel requested a continuance, and there was no objection. Minor’s counsel indicated that then one-year-old G.G. would suffer no detriment and would be “relatively unaffected” by a continuance. The court continued the hearing and issued another order to produce Mother on the date set in August. On August 10, the date of the rescheduled section 366.26 hearing, Mother was, once again, not produced or present. Grandmother was also 3 Because of COVID-19 restrictions, juvenile court hearings were conducted virtually. Party appearances were made by video or telephone. 5 absent from the proceeding. Mother’s counsel (Regina Ryu) requested a continuance so that Mother could participate in the hearing. Ryu recounted her client’s circumstances—Mother was incarcerated but being moved “back and forth” between the jail and hospital, and “the hospital was not even able to tell me whether [Mother] is staying there.” Attorney Ryu stated that she did not have “an impression one way or the other” whether Mother was physically capable of making contact. Ryu “simply” had no information about Mother’s status. The juvenile court nonetheless believed that Mother was not precluded from contacting counsel if she wished to. The court searched certain records and confirmed that Mother was an “inmate at Las Colinas” but “for whatever reason,” had not been made available to attend the hearing. Based on counsel having made herself available to be contacted, the juvenile court denied the request for a continuance. The court proceeded to receive the Agency’s reports in evidence without objection. There was no live testimony. The Agency argued in favor of terminating parental rights and selecting adoption as G.G.’s permanent plan. Minor’s counsel supported adoption by Grandmother, noting that Mother would continue to have a relationship with G.G. if her mental health was stable. Attorney Ryu asserted an objection on Mother’s behalf to terminating parental rights. The court found G.G. was adoptable and there were no applicable exceptions to terminating parental rights; terminated parental rights; and referred G.G. to the Agency for adoption. Mother’s appeal followed.
6 DISCUSSION Mother contends the juvenile court’s proceeding with the section 366.26 hearing in her absence violated Penal Code section 2625. It is undisputed Mother did not waive her right to be present at the hearing. Additionally, Mother argues the error was not harmless because she was unable to meaningfully present her position, personally or through counsel. The Agency concedes the court erred in proceeding with the contested section 366.26 hearing but argues the error was harmless under People v. Watson (1956) 46 Cal.2d 818 (Watson). “A proceeding may not be held under . . . Section 366.26 of the Welfare and Institutions Code . . . without the physical presence of the prisoner or the prisoner’s attorney, unless the court has before it a knowing waiver of the right of physical presence signed by the prisoner or an affidavit signed by . . . a designated representative stating that the prisoner has, by express statement or action, indicated an intent not to appear at the proceeding. (Pen. Code, § 2625, subd. (d); In re Jesusa V. (2004) 32 Cal.4th 588, 623-624 (Jesusa V.) [interpreting statutory provision to mean that both the prisoner and the prisoner’s attorney must be present].) Although dependency cases should be resolved expeditiously, the juvenile court may grant a continuance for good cause and if it is not contrary to the child’s interest. (§ 352; In re Hunter W. (2011) 200 Cal.App.4th 1454, 1464-1465.) We conclude the juvenile court erred in conducting the contested section 366.26 hearing in Mother’s absence, as the Agency acknowledges. In July, the court seemingly recognized the need to secure Mother’s presence at the hearing, yet in August decided to move forward anyway despite her absence and having no additional information on her status. The rationale 7 for proceeding was convoluted. If Mother was physically incapable of contacting counsel, then it did not matter whether counsel had made herself available to be contacted. Even if Mother could contact counsel, that did not explain why the sheriff had not complied with the order to produce her.4 The court confirmed Mother was a prison inmate. Moreover, a continuance would not have been contrary to G.G.’s interest, and good cause existed for a continuance. The child was in a long- term placement with Grandmother, who was prepared to become an adoptive parent or legal guardian. Mother did not execute a “knowing waiver” of her right to be present (Pen. Code, § 2625, subd. (d)). There is nothing in the record to suggest that Mother was purposely delaying the case. It bears emphasizing that her parental rights were at stake. Prior to the incident with law enforcement, Mother consistently appeared at court hearings and indicated her desire to reunify with G.G. A continuance should have been granted. The parties dispute the proper disposition of the case given the juvenile court’s error. Mother argues she was deprived of due process and the case must be reversed per se, or, reversed under the standards set forth in Chapman v. California (1967) 386 U.S. 18, or Watson, supra, 46 Cal.2d 818. The Agency argues the court’s error was harmless under Watson. The Agency submits that parental rights were properly terminated because Mother failed to demonstrate the applicability of the beneficial relationship exception to termination of parental rights (§ 366.26, subd. (c)(1)(B)(i)). We need not determine whether Mother’s due process rights were violated because we are able to resolve this case under Watson.
4 Mother points out on appeal that she did not even need to be physically transported to court; she would have participated remotely. 8 Our Supreme Court in Jesusa V., supra, 32 Cal.4th 588, held that a violation of Penal Code section 2625, subdivision (d), was not jurisdictional and, therefore, not reversible per se. The court applied a harmless error analysis pursuant to Watson. (Jesusa V., supra, at p. 625; see also In re M.M. (2015) 236 Cal.App.4th 955, 963-964 (M.M.) [applying Watson and finding prejudice where there were disputed facts and the mother could not testify due to her absence].) Under Watson, reversal is required if “it is reasonably probable that a result more favorable to the appealing party would have been reached in the absence of the error.” (Watson, supra, 46 Cal.2d at p. 836; see generally In re Celine R. (2003) 31 Cal.4th 45, 59-60 [discussing propriety of applying the Watson harmless error test in dependency cases].) At a section 366.26 hearing, once the juvenile court finds by clear and convincing evidence that the child is likely to be adopted within a reasonable time, the court is required to terminate parental rights and select adoption as the permanent plan, unless the parent shows that termination of parental rights would be detrimental to the child under one of several statutory exceptions. (In re Michael G. (2012) 203 Cal.App.4th 580, 589.) One of these statutory exceptions is the beneficial parent-child relationship exception to adoption, which applies when it would be detrimental to the child to terminate parental rights in that “[t]he parents have maintained regular visitation and contact with the child and the child would benefit from continuing the relationship.” (§ 366.26, subd. (c)(1)(B)(i).)5 Mother had the 5 “Regular visitation exists where the parents visit consistently and to the extent permitted by court orders.” (In re I.R. (2014) 226 Cal.App.4th 201, 212.) “Sporadic visitation is insufficient to satisfy the first prong of the parent-child relationship exception to adoption.” (In re C.F. (2011) 193 Cal.App.4th 549, 554 (C.F.).) 9 burden of producing evidence to establish this exception. (In re Bailey J. (2010) 189 Cal.App.4th 1308, 1314 (Bailey J.).) If a parent meets his or her burden to establish the requirements of the beneficial relationship exception, the juvenile court may choose a permanent plan other than adoption if it finds the beneficial relationship to be “a compelling reason for determining that termination would be detrimental to the child.” (§ 366.26, subd. (c)(1)(B); see Bailey J., supra, 189 Cal.App.4th at p. 1315.) If the beneficial relationship exception applies, the court “shall order that the present caretakers or other appropriate persons shall become legal guardians of the child . . . .” (§ 366.26, subd. (c)(4)(A).) On the record before us, we cannot conclude the juvenile court’s proceeding with the section 366.26 hearing in violation of Mother’s right to be present was harmless. In the Agency’s report filed March 26, the assigned social worker noted that he would “recommend adoption or guardianship.” (Italics added.) For most of G.G.’s life, Mother visited with the child on a weekly basis except when Mother was in mental health or drug treatment. The Agency did not dispute Mother’s love for her daughter. Mother also had a close relationship with Grandmother, with whom G.G. was placed after October 2019. If Mother had been present at trial, she could have testified about the nature of her relationship with G.G. Further, Mother could have described the extent of her medical incapacity after May. There is a reasonable likelihood that she would have obtained a more favorable result, e.g., a legal guardianship, if she had been present at trial. “We, like the juvenile court, have only read the [Agency’s] account of [Mother’s] story.” (M.M., supra, 236 Cal.App.4th at p. 964.) The Agency’s position essentially ignores any evidence Mother would have presented, had she been allowed to do so. Attorney Ryu’s inability to 10 specifically argue the applicability of the beneficial relationship exception underscores the importance of securing Mother’s presence at the contested hearing; counsel had been unable to learn any new information about her client and expressly requested a continuance. Notably, Grandmother was absent as well and therefore unable to provide information or testimony about the mother and child. Under the circumstances, the court reversibly erred in proceeding with trial. (See M.M., supra, 236 Cal.App.4th at p. 964 [live testimony plays a “vital role” in court’s assessment of credibility and its evaluation of conflicting evidence].) DISPOSITION The juvenile court’s order terminating parental rights and referring G.G. for adoption is reversed. The case is remanded for the court to hold a new section 366.26 hearing consistent with the views expressed in this opinion.
BENKE, J.
WE CONCUR:
McCONNELL, P. J.
O'ROURKE, J.
Cites, in this corpus
- Los Angeles County Department of Children & Family Services v. A.W. B257860 · 2015-05-12
- El Dorado County Department of Human Services v. I.R. C075240 · 2014-05-14
- San Diego County Health & Human Services Agency v. Angela G. No. D060107 · 2012-02-14
- Los Angeles County Department of Children & Family Services v. Ivy B. No. B229507 · 2011-08-30
- San Diego County Health & Human Services Agency v. Sara D. No. D058382 · 2011-03-16
- Santa Clara County Department of Family & Children's Services v. Patricia J. No. H035417 · 2010-11-09
- In Re Celine R. S111138 · 2003-07-07
- People v. Watson Crim. 5813 · 1956-07-03