People v. Almazo CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. SCN288698
- Trial judge
- Harry M. Elias
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Patricia D. Benke (author), Judith L. Haller, Judith D. McConnell
Analysis
The trial court denied defendant's motion to withdraw his guilty plea, finding that his plea was voluntary and that he was not prejudiced by not personally viewing the forensic video, as his counsel had reviewed it with him. The Court of Appeal affirmed, holding that the trial court did not abuse its discretion and that the defendant failed to provide clear and convincing evidence that his plea was involuntary or that he was entitled to withdraw it.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion to withdraw guilty plea“We conclude the trial court did not abuse its discretion in denying his motion.” | abuse of discretion | correct | agree with court The appellate court correctly applied the abuse of discretion standard to the trial court's factual findings regarding the voluntariness of the plea. The court properly relied on the trial court's credibility determinations and the substantial evidence that defense counsel had reviewed the forensic video with the defendant, thereby negating the claim of prejudice or involuntariness. |
Authorities
- relied: People v. Breslin (2012) 205 Cal.App.4th 1409 — Establishes the standard for withdrawing a guilty plea (good cause) and the standard of review (abuse of discretion/substantial evidence).
- relied: People v. Huricks (1995) 32 Cal.App.4th 1201 — Identifies factors that can overcome free judgment, such as inadvertence, fraud, or duress.
- relied: People v. Weaver (2004) 118 Cal.App.4th 131 — States the burden on the defendant to present clear and convincing evidence that the ends of justice would be subserved by a change of plea.
- relied: People v. Mestas (2013) 217 Cal.App.4th 1509 — Cited in support of the procedural requirements and admissibility issues regarding evidence of a victim's prior sexual conduct.
- relied: People v. Randle (1982) 130 Cal.App.3d 286 — Distinguished on the grounds that it involved newly discovered evidence sufficient to impeach a witness, unlike the current case.
The appellate opinion: sound — The opinion is sound because it correctly applies the established legal standards for withdrawing a guilty plea and relies on the trial court's factual findings supported by substantial evidence. It effectively addresses the defendant's arguments regarding the forensic video and the victim's relationship with the brother by noting the lack of clear and convincing evidence of prejudice or involuntariness.
How this analysis was made · dispute it
unusual dispositionThe San Diego Superior Court denied Almazo's Penal Code section 1018 motion to withdraw his negotiated guilty plea to two counts of lewd acts on a child, after an evidentiary hearing at which it credited former defense counsel's testimony that she had reviewed the forensic video, police reports, and discovery with him through an interpreter before the plea. The Court of Appeal, Fourth District, Division One, affirmed, holding there was no abuse of discretion because substantial evidence supported the finding that defendant knew the contents of the video and had not shown by clear and convincing evidence that ignorance of the victim's relationship with his brother or her pregnancy overcame his free judgment.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Credibility finding that defense counsel, not defendant, was credible regarding what information defendant had before pleading guilty, including counsel's review of her notes of N.'s forensic video with defendant through a Spanish interpreter“Following the presentation of the evidence on defendant’s motion, the court found defense counsel more credible than defendant regarding the information that had been available to defendant before he pleaded guilty.” | substantial evidence | correct | agree with court Credibility determinations at a section 1018 hearing are for the trial court and are binding on appeal if supported by substantial evidence (Breslin). Counsel's testimony about the April 24, 2019 meeting, her six or seven paragraphs of notes, and the interpreter-assisted review was substantial evidence; defendant's contrary testimony was contradicted and the court was entitled to reject it. |
Denial of the section 1018 motion on the ground that defendant's failure personally to watch the forensic video did not render his plea involuntary or establish good cause by clear and convincing evidence“Substantial evidence supports the finding defendant was not prejudiced by his reliance on defense counsel regarding the contents of the video and its implications, if any, to his case.” | abuse of discretion | correct | agree with court Under section 1018 and Breslin, Huricks, and Weaver, the defendant bears the burden of showing by clear and convincing evidence mistake, ignorance, or another factor overcoming free judgment; a change of mind is not enough. Defendant knew the video existed, counsel reviewed its contents with him, he raised no concerns, there was no claim of prosecutorial suppression, and his argument that he might have 'picked up' on something is speculative. The court correctly distinguished Randle, which involved a new-trial motion based on substantial newly discovered non-impeachment evidence. |
Rejection of the claim that ignorance of N.'s consensual relationship with Raymundo and resulting pregnancy was good cause to withdraw the plea“However, there is no evidence, much less clear and convincing evidence (see Weaver, supra, 118 Cal.App.4th at p. 146), that his knowledge of such separately or together overcame his free will in deciding to plead guilty.” | abuse of discretion | correct | agree with court The police reports and forensic interview that counsel reviewed with defendant included N.'s disclosure of her relationship with Raymundo, supporting the inference he knew of it; the pregnancy and birth predated the charges. More fundamentally, defendant offered no evidence linking this asserted ignorance to his decision to plead, and the court reasonably noted the evidence's admissibility was doubtful under Evidence Code section 782 (Mestas). The inference that he knew of the pregnancy is somewhat thin, but the burden was his and the alternative holding is independently sufficient. |
Authorities
- relied: People v. Breslin (2012) 205 Cal.App.4th 1409 — Good cause under section 1018 requires clear and convincing evidence of mistake, ignorance, or other factor overcoming free judgment; denial is reviewed for abuse of discretion and the trial court's factual findings are accepted if supported by substantial evidence.
- relied: People v. Huricks (1995) 32 Cal.App.4th 1201 — Factors overcoming free judgment include inadvertence, fraud, duress, or prosecutorial suppression of favorable evidence; a plea may not be withdrawn merely because the defendant changed his mind.
- relied: People v. Weaver (2004) 118 Cal.App.4th 131 — The defendant bears the burden of presenting clear and convincing evidence that the ends of justice would be served by a change of plea, and a plea resulting from a bargain should not be set aside lightly.
- relied: People v. Mestas (2013) 217 Cal.App.4th 1509 — Evidence of a complaining witness's prior sexual conduct offered to attack credibility is subject to the written-motion and offer-of-proof requirements of Evidence Code section 782.
- relied: People v. Randle (1982) 130 Cal.App.3d 286 — Distinguished: abuse of discretion found in denying a new-trial motion where newly discovered evidence consisting of numerous declarations did more than impeach the complaining witness; no comparable showing here.
The appellate opinion: sound — The opinion correctly states the section 1018 clear-and-convincing standard, defers appropriately to the trial court's credibility finding, and answers each of defendant's arguments with the governing Court of Appeal authority while properly distinguishing Randle as a new-trial case. It does not cite the Supreme Court's foundational section 1018 decisions, but the standard it applied is the settled one and the omission does not affect the result.
Opinion
Filed 1/15/21 P. v. Almazo CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D077565
Plaintiff and Respondent, v. (Super. Ct. No. SCN288698)
SANTIAGO G. ALMAZO, Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, Harry M. Elias, Judge. Affirmed.
Suzanne Antley, under appointment by the Court of Appeal, for Defendant and Appellant. Xavier Becerra, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Michael Pulos and Britton B. Lacy, Deputy Attorneys General, for Plaintiff and Respondent. On March 2, 2011, the San Diego District Attorney filed a complaint charging defendant Santiago G. Almazo with six counts of lewd acts on a child under the age of 14 (Pen. Code,1 § 288, subd. (a); counts 1-6); penetration of a person under the age of 16 with a foreign object (§ 289, subd. (i); counts 7-8 and 10-11); and sodomy of a person under the age of 16. (§ 286, subd. (b)(2); count 9.) On July 10, 2019, pursuant to a negotiated disposition, defendant entered a plea of guilty to two counts of lewd acts upon a child. In return, the court dismissed the remaining charges. The court denied probation and sentenced defendant to eight years in state prison. On October 11, 2019, defendant hired private counsel and moved to withdraw his guilty plea. After an evidentiary hearing, the trial court denied his motion. Defendant obtained a certificate of probable cause and appealed. Affirmed. STATEMENT OF FACTS N. was about 11 years old when she moved with her mother and two sisters from Mexico to the United States. Once in this country, N.’s mother married defendant, her stepfather. Defendant’s 19-year-old brother, Raymundo, moved in with the family. When N. was 15 years old, she told her mother defendant was sexually abusing her. N.’s mother confronted defendant about the abuse, which he denied. N.’s mother then directed N. to report the abuse to her middle school counselor. The next day, N. told her counselor about the abuse and a deputy was called to interview N. During the interview, N. reported defendant over the previous three years had raped her numerous times. Specifically, N. told the deputy that while her mother was at work, defendant would send her younger sisters to their aunt’s home and defendant would then fondle her and have sexual intercourse with her. She estimated 1 All further statutory references are to the Penal Code unless otherwise noted. 2 this had occurred more than 50 times, beginning when she was 12 years old. N. disclosed the last incident of sexual abuse had occurred about three weeks earlier, when defendant entered her bedroom, grabbed her breasts, threatened to hit her, then took off his clothes and tried to force N. into having sexual intercourse. N. admitted during the interview that she was sexually active with Raymundo, defendant’s younger brother. After the interview, Child Protective Services removed N. and her siblings from the home. On February 8, 2010, N. met with a forensic interviewer. During the video-recorded interview, N. initially denied the sexual abuse by defendant. However, as the interview continued, N. told the interviewer defendant had started touching her sexually shortly after she arrived in the United States. At the time, defendant was 33 years old and she was 12 years of age. She reported that defendant would put his penis in her vagina, and the incidents included ejaculation and oral copulation. N. also told the interviewer about her consensual sexual relationship with defendant’s brother. On the day of the forensic interview, N. took a pregnancy test that came back positive. In August 2010, N. gave birth to a daughter. A DNA test revealed the child was Raymundo’s. DISCUSSION Defendant argues the trial court erred in denying his motion to withdraw his guilty plea. Specifically, he argues his plea was not knowing or intelligent because before entering his plea, he did not have the opportunity to watch the forensic video in which N. initially recanted her testimony regarding the sexual abuse. He further argues this evidence would have created a doubt about his guilt if it had been presented at trial. Defendant also argues that at the time of his plea, he was unaware N. had a consensual 3 sexual relationship with his brother and there was a resulting pregnancy. We conclude the trial court did not abuse its discretion in denying his motion. A. Additional Background At the evidentiary hearing held in response to defendant’s motion, defendant confirmed that prior to entering his guilty plea, the court asked if he had sufficient time to speak with defense counsel and review the allegations brought against him. He acknowledged on cross-examination that, with the assistance of an interpreter, he reviewed the change of plea form with his counsel and initialed and signed it. He also stated he had the opportunity to ask questions about the plea, but did not ask anything of the court. In addition, defendant’s former public defender testified at the hearing that on April 24, 2019, she met with the defendant and read through the police reports and the statements N. made to the police, contradicting defendant’s testimony at the hearing. She confirmed this meeting took place with the assistance of a court-certified Spanish interpreter. Counsel also testified that she obtained the video of N.’s forensic interview, reviewed it and took six or seven paragraphs of notes based on its contents. She stated that the majority of the video was in English and any portions in Spanish were later repeated in English. With the assistance of an interpreter she read her notes to defendant, and he then did not appear to have any concerns or questions about the video or its contents. Counsel further testified she advised defendant that the plea was in his best interests, but placed no undue pressure on him to enter a guilty plea. Indeed, counsel stated she explained that if they proceeded to trial, they had arguments they could make based on discovery and lack of admissions; and 4 that it was defendant’s choice whether to accept the plea offer or proceed to trial. Following the presentation of the evidence on defendant’s motion, the court found defense counsel more credible than defendant regarding the information that had been available to defendant before he pleaded guilty. Specifically, the court was impressed by the fact defense counsel had taken notes of N.’s forensic video. In addition, the court did not find the failure to show the video to defendant was sufficient to allow withdrawal of the plea because defense counsel described to defendant what she saw and heard on the video. The court thus denied the motion, finding defendant’s plea was voluntary and uncoerced. We find no error. B. Guiding Principles and Analysis Section 1018 authorizes a trial court to allow a defendant to withdraw a guilty plea for “good cause.” To establish “good cause,” a defendant must show by clear and convincing evidence that he or she was operating under a mistake, ignorance, or any other factor overcoming his or her free judgment. (People v. Breslin (2012) 205 Cal.App.4th 1409, 1416 (Breslin).) Factors that can overcome the exercise of free judgment include inadvertence, fraud, duress or the prosecution’s suppression of evidence favorable to the defendant. (People v. Huricks (1995) 32 Cal.App.4th 1201, 1208.) A plea, however, cannot be changed merely because a defendant has changed his or her mind. (Ibid.) “ ‘The burden is on the defendant to present clear and convincing evidence the ends of justice would be subserved by permitting a change of plea to not guilty. [Citation.]’ ” (People v. Weaver (2004) 118 Cal.App.4th 131, 146 (Weaver).) The decision to deny a motion to withdraw a plea rests in the sound discretion of the trial court; and, as a court of review, we must adopt the trial 5 court’s factual findings if they are supported by substantial evidence. (Breslin, supra, 205 Cal.App.4th at p. 1416.) In examining the trial court’s ruling, we must keep in mind that a guilty plea resulting from a plea bargain should not be set aside lightly. (Weaver, supra, 118 Cal.App.4th at p. 146.) Here, the court properly exercised its discretion when it found defendant was not prejudiced, thereby rendering his plea involuntary, merely because he himself did not watch the video before he pleaded guilty. As noted, although defendant did not watch N.’s video-taped forensic interview, defense counsel did, took several paragraphs of notes, and then—with the assistance of a Spanish interpreter—reviewed them with defendant. Counsel was available to respond to any questions or concerns defendant might have had about N.’s interview, but there is no evidence he had any prior to pleading guilty. After weighing the credibility of defendant and defense counsel, the trial court found defense counsel credible, as noted, and thus found defendant was aware of the video and its contents before his plea. Defendant nonetheless argues that had he seen the video before the plea he might have “picked up” on crucial elements of the recantation. Defendant’s argument is based on speculation, and, in any event, does not support a finding his plea was involuntary or otherwise coerced, particularly in light of the court’s finding that defense counsel reviewed the contents of the video with him before his plea. Moreover, there is no allegation or evidence that the prosecutor purposely withheld the video. In summary, it is undisputed that defendant and defense counsel were well aware of N.’s forensic video; that defense counsel watched and listened to the video, and took considerable notes that she shared and discussed with defendant prior to his guilty plea; and that defendant then seemed unconcerned about the fact that he himself had not watched the video.
6 Substantial evidence supports the finding defendant was not prejudiced by his reliance on defense counsel regarding the contents of the video and its implications, if any, to his case. Defendant also argues his lack of knowledge of N.’s pregnancy and her relationship with his brother Raymundo could have possibly undermined N.’s credibility and provided him with a viable defense at trial. However, there is no evidence, much less clear and convincing evidence (see Weaver, supra, 118 Cal.App.4th at p. 146), that his knowledge of such separately or together overcame his free will in deciding to plead guilty. Moreover, defense counsel’s review and discussion with defendant regarding N.’s forensic interview, the police reports, and other discovery support the inference that defendant was aware of the relationship between N. and his younger brother before the plea hearing. This finding is further supported by the fact that N. learned of her pregnancy on the day of her forensic interview and gave birth months before the district attorney filed criminal charges against defendant. In any event, there is no evidence as to how defendant’s knowledge (or lack thereof) of the relationship between N. and his brother, and N.’s resulting pregnancy, rendered defendant’s guilty plea involuntary and coerced; or otherwise would have created a reasonable doubt about his guilt, inasmuch as it is less than certain that the “evidence” of N.’s relationship with Raymundo would have been admissible at trial. (See Evid. Code, § 782, subd. (a)(1) [requiring a defendant seeking to introduce evidence of the witness’s prior sexual conduct to file a written motion accompanied by an affidavit containing an offer of proof concerning the relevance of the proffered evidence to attack the credibility of the victim]; see also People v. Mestas (2013) 217 Cal.App.4th 1509, 1514.)
7 Defendant’s reliance on People v. Randle (1982) 130 Cal.App.3d 286 is misplaced. There, the reviewing court found an abuse of discretion by the trial court where a motion for new trial was denied, inasmuch as newly discovered evidence—20 declarations made by 17 individuals—did more than impeach the complaining witness. No such showing is made here. In light of the above, we conclude the trial court did not abuse its discretion in denying defendant’s motion to withdraw his guilty plea. DISPOSITION The order is affirmed.
BENKE, J.
WE CONCUR:
McCONNELL, P. J.
HALLER, J.
Cites, in this corpus
- The People v. Mestas C066730 · 2013-07-22
- People v. Breslin No. A132443 · 2012-05-16
- People v. Weaver D039114 · 2004-05-05
- People v. Huricks Docket Nos. B080496, B085033 · 1995-03-01
- People v. Randle Docket Nos. 21855, 23356 · 1982-03-01