People v. Bell CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCN357154
- Trial judge
- Harry M. Elias
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- O'Rourke (author), Judith D. McConnell, Patricia Guerrero
Analysis
The trial court convicted the defendant of second-degree murder, imposed a 15-year-to-life sentence with enhancements, and assessed various fines and fees without an ability-to-pay hearing. The Court of Appeal affirmed the judgment, rejecting claims of instructional error, ineligibility for mental health diversion, and forfeiture of the due process challenge to the fees.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Instructional Error (CALCRIM No. 3428)“Here, the court accurately instructed the jury with the pattern version of CALCRIM No. 3428 that the evidence of Bell's mental disorder could be considered “for the limited purpose of deciding whether, at the time of the charged crime, the defendant acted with the intent or mental state required for that crime.”” | de novo | correct | agree with court The court correctly applied the de novo standard to determine if the instructions, taken as a whole, accurately stated the law. It properly distinguished the pattern instruction from the erroneous instructions in Townsel and Ocegueda, noting that the other instructions (520, 570, 522) supplied the specific mental states required for the charged offenses, rendering the instruction non-prejudicial. |
Mental Health Diversion Eligibility (Section 1001.36)“Bell was convicted of second degree murder; therefore, she is statutorily ineligible for mental health diversion under section 1001.36, subd. (b)(2)(A).” | de novo | correct | agree with court The court correctly applied the statutory text of Section 1001.36, which categorically excludes defendants charged with murder from eligibility. It correctly rejected the ex post facto argument by noting that the statute did not exist at the time of the offense and did not increase the punishment for the crime, only the eligibility for a discretionary diversion program. |
Fees, Fines, and Assessments (Due Process/Ability to Pay)“We conclude Bell forfeited her due process argument by failing to object to imposition of the fines, fees and assessments in the trial court.” | unclear | correct | agree with court The court correctly applied the forfeiture rule, which requires a defendant to object to the imposition of fines and fees based on ability to pay at the trial level. It correctly noted that the ineffective assistance claim failed because the underlying claim was meritless under subsequent case law (Evans, Allen) which declined to extend Dueñas to victim restitution. |
Authorities
- relied: People v. Posey (2004) 32 Cal.4th 193 — Establishes the de novo standard of review for assessing whether jury instructions correctly state the law.
- relied: People v. Tate (2010) 49 Cal.4th 635 — Establishes that instructional error claims are assessed by considering the instructions as a whole to determine if there is a reasonable likelihood the jury was misled.
- relied: People v. Burgener (1986) 41 Cal.3d 505 — Holds that the absence of an essential element in one instruction may be supplied by another or cured in light of the instructions as a whole.
- relied: People v. Townsel (2016) 63 Cal.4th 25 — Distinguished on the basis that it involved an instruction that precluded consideration of mental disability evidence for non-murder charges, whereas the current case involved only a murder charge.
- relied: People v. Ocegueda (2016) 247 Cal.App.4th 1393 — Distinguished on the basis that it involved an instruction that substituted 'intent to kill' for 'malice aforethought,' whereas the current instruction correctly used 'malice aforethought.'
- relied: People v. Frahs (2020) 9 Cal.5th 618 — Holds that Section 1001.36 applies retroactively to judgments that are not final, but declines to address the retroactivity of the 2019 amendments that made certain defendants ineligible.
- relied: Collins v. Youngblood (1990) 497 U.S. 37 — Defines the ex post facto prohibition as applying to legislation that makes more burdensome the punishment for a crime after its commission.
- relied: People v. McVickers (1992) 4 Cal.4th 81 — Reaffirms the state ex post facto prohibition against legislation that makes punishment more burdensome after the crime is committed.
- relied: Landgraf v. USI Film Products (1994) 511 U.S. 244 — Explains that ex post facto prohibitions are intended to ensure fair warning and restrict arbitrary governmental power.
- relied: People v. White (2017) 2 Cal.5th 349 — Supports the principle that an amendment does not violate ex post facto clauses if it does not make an act unlawful that was not formerly unlawful or increase the punishment for that offense.
- relied: People v. Cawkwell (2019) 34 Cal.App.5th 1048 — Accords with the conclusion that the 2019 amendment to Section 1001.36 does not violate ex post facto clauses.
- relied: People v. Smith (2020) 46 Cal.App.5th 375 — Holds that a defendant forfeits a challenge to the trial court's imposition of a restitution fine for failing to consider ability to pay if the defendant did not object in the trial court.
- relied: People v. Keene (2019) 43 Cal.App.5th 861 — Supports the forfeiture rule for challenges to fines and fees not raised at trial.
- relied: People v. Gutierrez (2019) 35 Cal.App.5th 1027 — Supports the forfeiture rule for challenges to fines and fees not raised at trial.
- relied: People v. Baker (2018) 20 Cal.App.5th 711 — Holds that claims requiring a fact-specific inquiry are forfeited if not raised below.
- relied: People v. Evans (2019) 39 Cal.App.5th 771 — Declines to extend the rule of Dueñas to victim restitution, distinguishing it from the moneys at issue in Dueñas.
- relied: People v. Allen (2019) 41 Cal.App.5th 312 — Accords with Evans in declining to extend Dueñas to victim restitution.
- relied: People v. Ochoa (1998) 19 Cal.4th 353 — Holds that counsel does not perform deficiently for failing to make what would have been a meritless request.
The appellate opinion: sound — The opinion is sound because it correctly applies the de novo standard to the instructional error claim, properly distinguishes the cited authorities, and correctly applies the forfeiture rule to the fees and fines claim. It also correctly applies the statutory text and ex post facto principles to the diversion claim.
A San Diego jury convicted Bell of second degree murder with a knife-use enhancement, and the trial court sentenced her to 16 years to life and imposed a $10,000 restitution fine plus $224 in fees and assessments without an ability-to-pay hearing. The Court of Appeal affirmed, holding the pattern CALCRIM No. 3428 instruction was correct when read with the other instructions, that Bell is categorically ineligible for section 1001.36 mental health diversion because she was charged with murder and the 2019 amendment does not offend ex post facto principles, and that her Dueñas challenge was forfeited and her related ineffective assistance claims fail.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Instructing the jury with the unmodified pattern version of CALCRIM No. 3428 (mental impairment as to intent or mental state), identifying the required mental state only as 'malice aforethought' rather than itemizing the mental states for first degree murder, second degree murder, and imperfect self-defense voluntary manslaughter.“Here, the court in its instruction with CALCRIM No. 3428 properly stated that the mental state required was “malice aforethought.”” | de novo | correct | agree with court The court properly reviewed the instructions as a whole under Posey and Tate. Because imperfect self-defense operates by negating malice, telling the jury it could consider mental illness on whether Bell harbored malice aforethought, together with CALCRIM Nos. 520, 570, 571, 505, 522 and 627, allowed the jury to apply the mental-illness evidence to the imperfect self-defense theory. Townsel and Ocegueda were correctly distinguished: there the instructions affirmatively restricted the evidence to a narrower mental state or to one of several charges; here the instruction used the broad pattern phrase that encompasses both express and implied malice. The court did not cite People v. Elmore, the leading authority on the limited role of mental illness evidence in imperfect self-defense, but Bell's testimony described an actual knife attack, so Elmore would not have changed the result. The alternative Watson prejudice finding is also supported, although reliance on defense counsel's closing argument to show the jury understood the instruction is a weaker point. |
Rejection of the ineffective assistance of counsel claim premised on trial counsel's failure to object to CALCRIM No. 3428 or request a pinpoint instruction.“Because there was no instructional error, Bell’s ineffective assistance of counsel claim based on that ground fails.” | mixed | correct | agree with court Having found the instruction legally correct and non-prejudicial, the court properly concluded counsel could not have performed deficiently or caused prejudice by failing to object; counsel is not required to make meritless objections (Ochoa). The result follows directly from the instructional ruling. |
Refusal to conditionally remand for a Penal Code section 1001.36 mental health diversion eligibility hearing, on the ground that the 2019 amendment excluding defendants charged with murder applies to Bell and does not violate ex post facto or due process principles.“Bell was convicted of second degree murder; therefore, she is statutorily ineligible for mental health diversion under section 1001.36, subd. (b)(2)(A).” | de novo | correct | agree with court Frahs held the diversion statute retroactive to nonfinal judgments but expressly left open the retroactivity of the 2019 exclusion. The court's ex post facto analysis is correct: under Collins v. Youngblood and McVickers the clause bars laws that increase punishment relative to the law in force when the crime was committed; when Bell killed in 2013 no diversion existed, so the 2019 amendment neither criminalized new conduct nor increased punishment. The court's reasoning that Bell 'could not have relied' on the statute is less important than the point that the amendment leaves her no worse off than under 2013 law. The result also aligns with Cawkwell and McShane (review granted, properly noted). A gap: the court never squarely resolved the threshold question of whether the amendment is itself retroactive under Estrada principles before addressing the constitutional challenge, but because the statute speaks to defendants 'currently charged' and Bell was charged with murder, the result is defensible. |
Imposition of a $10,000 restitution fine (§ 1202.4, subd. (b)), $40 court security fee, $30 court facilities assessment, and $154 criminal justice administration fee without an ability-to-pay determination; appellate holding that the Dueñas due process challenge was forfeited by failure to object at sentencing.“We conclude Bell forfeited her due process argument by failing to object to imposition of the fines, fees and assessments in the trial court.” | de novo | correct | agree with court Forfeiture is well supported as to the $10,000 restitution fine because section 1202.4, subdivision (d) expressly permitted the court to consider inability to pay when setting a fine above the $300 minimum, so an objection was available before Dueñas (Smith, Gutierrez). Forfeiture as to the $224 in nonpunitive fees is more contested in the case law, since no pre-Dueñas statutory mechanism existed for an ability-to-pay objection, but the court's citation of Keene and Baker reflects one recognized line of authority and the court separately addressed the point through the IAC alternative. |
Rejection of the ineffective assistance of counsel claim based on trial counsel's failure to object to the restitution fine and fees on ability-to-pay grounds.“Bell’s ineffective assistance claim fails because Dueñas did not support an objection to victim restitution, as courts have since held.” | mixed | correct (law misapplied) | unsure The court's first reason misdescribes the record: Bell challenged a restitution fine under section 1202.4, subdivision (b), not victim restitution under subdivision (f). Evans and Allen hold only that Dueñas does not extend to direct victim restitution; Dueñas itself addressed the subdivision (b) restitution fine and ordered it stayed pending an ability-to-pay hearing. The court's second reason is sound and sufficient: Bell cited no record evidence that she could not pay the fees from prison wages over a 16-year sentence, so she failed to show a meritorious objection was overlooked or any resulting prejudice. The result is defensible, but the stated rationale for the restitution fine is legally inaccurate. |
Authorities
- relied: People v. Posey (2004) 32 Cal.4th 193 — Claims that instructions misstate the law or remove an issue from the jury are reviewed de novo.
- relied: People v. Tate (2010) 49 Cal.4th 635 — Instructions are considered as a whole to determine whether there is a reasonable likelihood the jury was misled.
- relied: People v. Burgener (1986) 41 Cal.3d 505 — An element absent from one instruction may be supplied by another; splitting elements across instructions is not itself prejudicial.
- relied: People v. Townsel (2016) 63 Cal.4th 25 — A modified mental-impairment instruction limiting the evidence to the murder counts erroneously precluded its consideration on other charges and allegations; distinguished because Bell faced a single murder charge.
- relied: People v. Ocegueda (2016) 247 Cal.App.4th 1393 — Substituting 'intent to kill' for 'malice aforethought' in CALCRIM No. 3428 was error because the phrases are not equivalent; distinguished because the pattern language was used here.
- relied: People v. Frahs (2020) 9 Cal.5th 618 — Section 1001.36 applies retroactively to nonfinal judgments, but the Court did not decide whether the 2019 amendment excluding certain offenses is retroactive.
- relied: Collins v. Youngblood (1990) 497 U.S. 37 — The ex post facto clause bars legislation that makes punishment for a crime more burdensome after its commission.
- relied: People v. McVickers (1992) 4 Cal.4th 81 — California's ex post facto clause is construed consistently with the federal clause.
- relied: Landgraf v. USI Film Products (1994) 511 U.S. 244 — The ex post facto prohibition protects fair warning and restrains arbitrary or vindictive legislation.
- relied: People v. White (2017) 2 Cal.5th 349 — A law violates ex post facto principles only if it criminalizes previously lawful conduct or increases punishment for an offense.
- relied: People v. Cawkwell (2019) 34 Cal.App.5th 1048 — Applying the 2019 amendment to section 1001.36 to a defendant charged with an excluded offense does not violate ex post facto principles (review granted, cited for persuasive value).
- relied: People v. McShane (2019) 36 Cal.App.5th 245 — The 2019 amendment excluding murder defendants from diversion applies to pending cases without ex post facto violation (review granted; cited as 'supra' without a prior full citation in the opinion).
- relied: People v. Dueñas (2019) 30 Cal.App.5th 1157 — Due process requires an ability-to-pay hearing before imposing court facilities and operations assessments, and the section 1202.4(b) restitution fine must be stayed until ability to pay is determined.
- relied: People v. Smith (2020) 46 Cal.App.5th 375 — A defendant forfeits a challenge to a restitution fine above the statutory minimum for failure to consider ability to pay if no objection was made below.
- relied: People v. Keene (2019) 43 Cal.App.5th 861 — Failure to object at sentencing forfeits a Dueñas-based ability-to-pay challenge.
- relied: People v. Gutierrez (2019) 35 Cal.App.5th 1027 — A defendant who did not object to a restitution fine above the minimum forfeits an ability-to-pay challenge to fines and fees.
- relied: People v. Baker (2018) 20 Cal.App.5th 711 — Claims requiring a fact-specific inquiry are forfeited if not raised in the trial court.
- misapplied: People v. Evans (2019) 39 Cal.App.5th 771 — Evans declined to extend Dueñas to direct victim restitution under section 1202.4, subdivision (f); it does not address the section 1202.4, subdivision (b) restitution fine at issue here, which Dueñas itself held must be stayed pending an ability-to-pay determination.
- relied: People v. Allen (2019) 41 Cal.App.5th 312 — Dueñas does not apply to victim restitution; cited in accord with Evans.
- relied: People v. Ochoa (1998) 19 Cal.4th 353 — Counsel does not perform deficiently by failing to make a meritless request or objection.
- missed: People v. Elmore (2014) 59 Cal.4th 121 — Imperfect self-defense cannot rest on a purely delusional belief in a threat; mental illness evidence is relevant to imperfect self-defense only insofar as it bears on an actual belief arising from misperceived objective circumstances. This governs the interplay between mental-illness evidence and imperfect self-defense that Bell's instructional claim raised, though it would not have changed the result.
The appellate opinion: sound with gaps — The instructional and section 1001.36 holdings answer Bell's arguments with the correct authorities, properly distinguish Townsel and Ocegueda, and correctly apply ex post facto doctrine to a diversion statute enacted after the offense. The fees discussion, however, mischaracterizes the section 1202.4(b) restitution fine as 'victim restitution' and relies on Evans and Allen for a proposition they do not support, omits any citation to Elmore on mental illness and imperfect self-defense, and cites McShane as 'supra' without a prior full citation; the result nonetheless stands on the independent forfeiture and no-prejudice grounds.
How this analysis was made · dispute it
inconsistent with cited authorityOpinion
Filed 12/17/20 P. v. Bell CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D074669
Plaintiff and Respondent, v. (Super. Ct. No. SCN357154)
ASIATAE ROBINETTE BELL,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Harry M. Elias, Judge. Affirmed. Christine Vento, under appointment by the Court of Appeal, for Defendant and Appellant. Xavier Becerra, Attorney General, Lance E. Winters and Julie L. Garland, Assistant Attorneys General, Arlene A. Sevidal and Randall D. Einhorn, Deputy Attorneys General for Plaintiff and Respondent. A jury convicted Asiatae Robinette Bell of second degree murder (Pen. Code,1 § 187, subd. (a)) and found true allegations that she personally used a 1 Undesignated statutory references are to the Penal Code. deadly and dangerous weapon, to wit, a knife (§ 12022, subd. (b)(1)). The court sentenced her to 15 years to life in prison on the murder conviction plus one year on the weapon use enhancement. The court imposed a $10,000 restitution fine (§ 1202.4, subd. (b)), a stayed $10,000 parole revocation fine (§ 1202.45); a $40 court security fee (§ 1465.8), a $30 court facilities assessment (Gov. Code, § 70373) and a $154 criminal justice administration fee (Gov. Code, § 29550). Bell contends: (1) The court prejudicially erred by instructing the jury with the pattern version of CALCRIM No. 3428 on imperfect self-defense or alternatively, her trial counsel provided ineffective assistance by failing to object to that instruction or request a pinpoint instruction; (2) we should remand this matter for the court to ascertain her eligibility for the section 1001.36 diversionary program based on her mental illness; and (3) the court erred by imposing certain fees, fines, and assessments without ascertaining her ability to pay them under People v. Dueñas (2019) 30 Cal.App.5th 1157. We affirm. FACTUAL AND PROCEDURAL BACKGROUND Prosecution Case Bell does not challenge the sufficiency of the evidence to support her conviction; therefore, we present an abbreviated version of the underlying facts. On November 20, 2013, Bell lived in Escondido, California with her father and his wife, M.B., who was not Bell’s mother. M.B. was not very mobile or physically active. M.B.’s cousin, R.E., testified that he visited M.B. at her apartment that morning. Bell was not there when he arrived. Surveillance video evidence from that morning showed Bell went to three different stores inquiring about cellphone prices.
2 M.B. had told R.E. she was afraid of Bell because several times when M.B. awoke from naps, Bell was staring at her. Upon leaving the apartment close to 1:00 p.m., R.E. saw Bell outside. At 1:20 p.m., Bell telephoned her father and said M.B. appeared to be bleeding. He asked if M.B. was fine, and Bell said, “yes,” claiming M.B. was sleeping. Bell did not mention anything about M.B. attacking her or having a knife. Bell’s father did not realize M.B.’s condition was urgent; therefore, he left work at 2:00 p.m. for his regular lunch break. When he reached the apartment shortly afterwards, M.B. was covered in blood and unresponsive, and a knife was sticking out of her neck. He immediately called 911. Paramedics responded to the apartment and pronounced M.B. dead. Investigating police officers saw the apartment’s blood-splattered walls. A knife blade broken from its handle was stuck in M.B.’s neck, and a second broken knife blade was found near her. A police officer testified that upon learning M.B. had died, Bell had “a flat emotional response. She was static when we arrived, and I did not see any obvious change of emotion after the paramedics had made the statement that the victim was deceased.” Bell never told the police anything about M.B attacking her with a knife or Bell having to defend herself from M.B. Collected blood samples from Bell’s hair and clothing matched M.B.’s blood. Bell’s right knuckle was injured, and dried blood was found under one of her left fingernails. The next day, a police detective asked Bell to write down what had happened to M.B. Bell wrote a note without indicating that she was involved in M.B.’s death or that M.B. had attacked her. The medical examiner who performed the autopsy testified M.B.’s cause of death was multiple sharp force injuries (a total of 59) from two 3 different knives. M.B. received 22 stab wounds and 31 incised wounds to her head, neck and chest. She also had one stab wound on her left arm and five incised wounds on her left arm and hand that were consistent with defensive wounds. M.B.’s internal and external jugular vein and vertebral artery were severed, leading to excessive bleeding. Defense Case Bell’s Testimony Bell testified that she and M.B. had no arguments in the days leading up to M.B.’s murder. Bell stated that on the day of the murder, R.E. entered her bedroom and stared at her “with this cold stare.” She heard M.B. yell, “Rape[ he]r.” R.E. replied, “What about [Bell’s father]?” M.B. replied, “Kill him.” Defense counsel asked Bell, “What did you do when you heard that?” Bell replied, “I was upset because I didn't know what to do at the time. My dad was at work . . . so I was freaking out because I didn't even have a phone to call him.” She went to several stores looking for an affordable phone but never bought one. She admitted she did not ask any of the shop attendants to contact 911. Bell testified that when she returned to the apartment, R.E. was gone. M.B. asked her if she had overheard the earlier conversation about Bell’s father, but Bell denied knowledge of it. M.B. tried to stab Bell, who pushed her into a chair, and grabbed the knife from M.B. Bell became scared and remembered stabbing M.B. “like maybe a couple of times,” before Bell “blacked out.” In an interview with a detective on the day of the murder, Bell repeatedly denied that M.B. had attacked her. A forensic neuropsychologist evaluated Bell in June 2017, and without making a formal diagnosis, concluded based on a test that Bell showed 4 symptoms consistent with post-traumatic stress disorder. Bell’s test score indicated she possibly exaggerated some of her symptoms. Bell reported taking antipsychotic medications for “auditory and visual hallucinations and she had been prescribed antidepressants.” However, Bell had not been taking her medications in the month before the murder. Bell’s Youth and History of Mental Illness Bell testified that she was raped when she was 11 years old, she became pregnant, and had an abortion. Bell was 16 years old when her first child was born. Bell was again raped when she was 18 years old. At age 22, after giving birth to twins, she required reconstructive surgery. Her mental health subsequently deteriorated. She started seeing spirits and hearing voices saying they were going to harm her. Bell was diagnosed with grandiose schizophrenia, and she began taking medication to control the symptoms. She said that over the years she was hospitalized for having suicidal and homicidal thoughts. Bell stated that in the days before the murder, she did not hear voices or see visions; rather, she was “fine.” After the murder, Bell underwent psychiatric evaluation at Patton State Hospital for approximately 16 months and was treated with medication. DISCUSSION I. CALCRIM NO. 3428 on Mental Impairment as a Defense to a Specific Intent or Mental State for Murder Bell contends the trial court instructed the jury with an incomplete version of CALCRIM No. 3428 as follows: “You have heard evidence that the defendant may have suffered from a mental disease, defect or disorder. You may consider this evidence only for the limited purpose of deciding whether, at the time of the charged crime, the defendant acted with the intent or 5 mental state required for that crime. [¶] The People have the burden of proving beyond a reasonable doubt that the defendant acted with the required intent or mental state, which specifically is malice aforethought. [¶] If the People have not met this burden, you must find the defendant not guilty of murder.” (Italics added.)2 Bell contends the court should have followed the CALCRIM No. 3428 use note and inserted the specific “mental state or intent required for each count.” Accordingly, she argues that the correct jury instruction should have included the following: “The People have the burden of proving beyond a reasonable doubt that the defendant acted with the required intent or mental state, specifically: express malice aforethought and willful, deliberate, and with premeditation [sic]. If the People have not met this burden, you must find the defendant not guilty of first degree murder. [¶] The People have the burden of proving . . . specifically implied malice aforethought, that [defendant] knows her conduct endangers the life of another and acts with a conscious disregard for that life or express malice aforethought or an intent to kill. If the People have not met this burden, you must find the defendant not guilty of second degree murder. [¶] The People have the burden of proving . . . specifically malice aforethought (express or implied malice) that was not negated by [defendant’s] unreasonable self[-]defense. If the People have not 2 This instruction is based on section 28, subdivision (a), which states: “Evidence of mental disease, mental defect, or mental disorder shall not be admitted to show or negate the capacity to form any mental state, including, but not limited to, purpose, intent, knowledge, premeditation, deliberation, or malice aforethought, with which the accused committed the act. Evidence of mental disease, mental defect, or mental disorder is admissible solely on the issue of whether or not the accused actually formed a required specific intent, premeditated, deliberated, or harbored malice aforethought, when a specific intent crime is charged.” (Italics added.)
6 met this burden, you must find the defendant not guilty of voluntary manslaughter.” (Italics added, some capitalization omitted.) She contends that “[a]n itemized list requires the jury to individually examine how mental illness affects the elements of each crime. That is why the instruction requires such a list and why it was error not to provide it.” Defense counsel did not object to the pattern instruction at trial; however, Bell contends this court must review her claim because the alleged instructional error affected her substantial rights. She further argues her trial counsel provided ineffective assistance by failing to object to the instruction or offer a pinpoint instruction. We do not need to decide whether Bell forfeited review because we address the claim on the merits to forestall the ineffective assistance of counsel claim. “The independent or de novo standard of review is applicable in assessing whether instructions correctly state the law [citations] and also whether instructions effectively direct a finding adverse to a defendant by removing an issue from the jury's consideration.” (People v. Posey (2004) 32 Cal.4th 193, 218.) “In assessing a claim of instructional error or ambiguity, we consider the instructions as a whole to determine whether there is a reasonable likelihood the jury was misled.” (People v. Tate (2010) 49 Cal.4th 635, 696.) Here, the court accurately instructed the jury with the pattern version of CALCRIM No. 3428 that the evidence of Bell's mental disorder could be considered “for the limited purpose of deciding whether, at the time of the charged crime, the defendant acted with the intent or mental state required for that crime.” Moreover, the court separately instructed the jury regarding the specific mental state required with CALCRIM No. 520 on “first or second degree murder with malice aforethought.” (Capitalization omitted, italics 7 added.) The court also instructed the jury with CALCRIM No. 570 on voluntary manslaughter, where malice is presumptively absent when a defendant kills upon a sudden quarrel or heat of passion (§ 192, subd. (a)), provided that the provocation is sufficient to cause an ordinarily reasonable person to act rashly and without deliberation, and from passion rather than judgment. “ ‘[T]he fact that the necessary elements of a jury charge are to be found in two instructions rather than in one instruction does not, in itself, make the charge prejudicial.’ [Citation.] ‘The absence of an essential element in one instruction may be supplied by another or cured in light of the instructions as a whole.’ ” (People v. Burgener (1986) 41 Cal.3d 505, 538-539, disapproved on other grounds by People v. Reyes (1998) 19 Cal.4th 743, 756.) The court instructed the jury with CALCRIM No. 522 regarding provocation that may reduce a murder from first degree to second degree, and imperfect self-defense. It also instructed the jurors with CALCRIM No. 627 on “Hallucination: Effect on Premeditation” as follows: “A hallucination is a perception not based on objective reality. In other words, a person has a hallucination when the person believes that he or she is seeing or hearing or otherwise perceiving something that is not actually present or happening. You may consider evidence of hallucinations, if any, in deciding whether the defendant acted with deliberation and premeditation. Again, the People have the burden of proving beyond a reasonable doubt that the defendant acted with deliberation and premeditation, and if the People have not met this burden, you must find the defendant not guilty of first degree murder.” In sum, the trial court correctly instructed the jury with CALCRIM No. 3428 and based on the other instructions given, if the jury had found Bell did not act with malice aforethought, and found she acted in imperfect self- defense, it would have found her guilty of manslaughter. [CALCRIM No. 571 8 (Voluntary Manslaughter: Imperfect Self-Defense).] Additionally, if the jury found she acted in perfect self-defense, it would have acquitted her. [CALCRIM No. 505 (Justifiable Homicide: Self-Defense or Defense of Another).] We therefore reject Bell’s argument that “the trial court effectively instructed the jury not to consider [her] mental disabilities” in deciding whether she had the state of mind “required for second degree murder and imperfect self-defense.” Moreover, her contention is belied by defense counsel’s comment on the instruction in closing argument: “And you can consider the mental disorder, her mental disorder, in determining whether she acted with intent or the required mental state. [¶] And that's [CALCRIM No.] 3428, and you'll have that. And it will explain how you can use her mental state, how you can use her mental disorder. [¶] Now there may be some of you right now who start saying, you know: Self-defense. Yeah, maybe she did have a knife. Maybe she reasonably believed it. And yeah, maybe she was in imminent danger and felt the need to use the force, use deadly force. [¶] But amongst you, there may be some who are just not sure, who may have thought: You know what? That was unreasonable. [¶] And if one of you or two of you or somebody is thinking I'm not sure if that's reasonable, there's a jury instruction that tells you what you can do and it's called imperfect self-defense. And a killing that would otherwise be murder is reduced to voluntary manslaughter if the defendant killed the person because she acted in imperfect self-defense. [¶] So what does that mean? It means she acted in imperfect self-defense if Bell actually believed that she was in imminent danger of being killed or suffering great bodily injury.” In light of the above, it is not reasonably probable the jury would have reached an outcome more favorable to Bell if the jury had been specifically 9 instructed with the modified version of the CALCRIM No. 3428 that Bell proposes. Bell’s reliance on People v. Townsel (2016) 63 Cal.4th 25 and People v. Ocegueda (2016) 247 Cal.App.4th 1393 is unavailing. Townsel involved a modified instruction with CALJIC No. 3.32 regarding intellectual disability evidence with respect to the required intent. The court concluded the instruction erroneously directed the jury to consider such evidence solely to determine whether the defendant formed the intent to kill, or express malice, for the charged murders; however, it precluded the jury from considering such evidence as to the mental state required for the other charged offense of dissuading a witness, and a true finding on a witness-killing special circumstance allegation. (Townsel, supra, at pp. 57-58, 63-64.) The court explained that the defendant was entitled to have that evidence considered on any other charge or allegation besides the murder charges. (Id. at pp. 63- 64.) Here, there was only one charge—murder; thus, this case is distinguishable from Townsel. In Ocegueda, the defendant was charged with attempted murder. The court found the jury was erroneously instructed with CALCRIM No. 3428 that it could consider evidence of the defendant’s mental disabilities “only for the limited purpose” of deciding whether defendant harbored the “intent to kill,” thereby disallowing consideration of whether he harbored express malice. (People v. Ocegueda, supra, 247 Cal.App.4th at p. 1407.) The appellate court concluded the trial court improperly “substituted the phrase ‘intent to kill’ in place of the phrase ‘malice aforethought,’ the latter of which appears expressly in the pattern instruction. As noted above, these two phrases are not always equivalent.” (Id. at p. 1408.) Here, the court in its 10 instruction with CALCRIM No. 3428 properly stated that the mental state required was “malice aforethought.” Because there was no instructional error, Bell’s ineffective assistance of counsel claim based on that ground fails. II. Section 1001.36 Claim Bell contends she is entitled to a diversion hearing under section 1001.36 because although she was sentenced before that statute went into effect, the Legislature intended the statute to apply to cases pending on appeal. However, she contends that the statute’s amendment eliminating diversion for defendants charged with specified crimes, including murder, should not be applied retroactively to her case. We disagree with the latter contention. The People argue section 1001.36’s language demonstrates the Legislature intended the law to operate prospectively, and not to a case like this one that was already adjudicated. The People contend that even assuming section 1001.36’s amendments are retroactive, a remand is futile because Bell was convicted of murder and therefore is ineligible for mental health diversion. Effective June 27, 2018, the Legislature created a pretrial diversion program for defendants suffering from a qualifying mental disorder. (§ 1001.36, subds. (a) & (b)(1).) One of the purposes of the legislation is to promote “[i]ncreased diversion of individuals with mental disorders . . . while protecting public safety.” (§ 1001.35, subd. (a).) Under the statute, a trial court may grant pretrial diversion if all the following eligibility criteria are satisfied: (1) a qualified mental health expert has recently diagnosed the defendant with a qualifying mental disorder; (2) the “mental disorder was a significant factor in the commission of the 11 charged offense”; (3) the defendant’s symptoms will respond to treatment; (4) the defendant consents to diversion and waives his or her speedy trial rights; (5) the defendant agrees to comply with treatment; and (6) the defendant will not pose an unreasonable risk of danger to public safety if treated in the community. (§ 1001.36, subd. (b)(1)(A)-(F).) In September 2018, the Legislature amended section 1001.36, effective January 1, 2019, to eliminate a defendant’s eligibility for diversion if the defendant is currently charged with certain offenses, including murder. (§ 1001.36, subd. (b)(2)(A).) During the pendency of this appeal, the California Supreme Court in People v. Frahs (2020) 9 Cal.5th 618 held that section 1001.36 applies retroactively to judgments that are not final and that conditional remand is appropriate to conduct a mental health diversion eligibility hearing. (Frahs, supra, at pp. 635, 640.) However, the court declined to address the separate issue of whether the 2019 amendment, which made certain defendants ineligible for the diversion program, also was retroactive. (Id at p. 640 [“Nor are we here addressing the separate question of whether the 2019 amendments, which rendered defendants charged with certain crimes categorically ineligible for diversion, apply retroactively.”].) Bell was convicted of second degree murder; therefore, she is statutorily ineligible for mental health diversion under section 1001.36, subd. (b)(2)(A). Bell contends that applying amended section 1001.36 here violates ex post facto and due process protections under the federal and state Constitutions. We disagree. The federal and state ex post facto clauses (U.S. Const., art. I, § 10, cl. 1; Cal. Const., art. I, § 9) prohibit legislation “ ‘which makes more burdensome the punishment for a crime, after its commission.’ ” (Collins v. Youngblood (1990) 497 U.S. 37, 42; People v. McVickers (1992) 4 Cal.4th 81, 12 84.) The ex post facto prohibition is intended to ensure that individuals have “ ‘fair warning’ about the effect of criminal statutes [and] ‘restricts governmental power by restraining arbitrary and potentially vindictive legislation.’ ” (Landgraf v. USI Film Products (1994) 511 U.S. 244, 267.) We point out that notwithstanding the amendment, the court under the original version of the statute had discretion not to permit diversion if the defendant posed an unreasonable risk of danger to public safety; therefore, as Bell was charged with and convicted of murder, she had no reasonable expectation of diversion even under the unamended statute. Here, ex post facto concerns do not apply because when Bell committed murder in 2013, she could not have relied on the possibility of receiving pretrial mental health diversion because the law was not yet passed. Moreover, the Legislature’s amendment of section 1001.36 to eliminate eligibility for defendants charged with murder did not make an act unlawful that was not formerly unlawful, nor did it increase the punishment for that offense. (See People v. White (2017) 2 Cal.5th 349, 360.) Bell was subject to the same punishment when she committed her offense as she was after the Legislature narrowed the scope of defendants eligible for diversion. Thus, amended section 1001.36 does not violate the ex post facto clauses of the state or federal Constitutions. (Accord, People v. Cawkwell (2019) 34 Cal.App.5th 1048, 1054, review granted Aug. 14, 2019, No. S256113; app. dism.; People v. McShane, supra, 36 Cal.App.5th at p. 260, rev. gr., app. dism.) III. Fees, Fines, and Assessments Bell contends the trial court violated her constitutional right to due process by imposing fees, fines and assessments without ascertaining her ability to pay them. She also specifically argues the $10,000 restitution fine 13 imposed under section 1202.4 subdivision (b) is unconstitutionally excessive, and it must be stayed until a hearing is held on her ability to pay. Bell concedes that defense counsel at the sentencing hearing did not object to the trial court’s imposition of the $10,000 restitution fine (§ 1202.4, subd. (b)), a $40 court security fee (§ 1465.8), a $30 court facilities assessment fee (Gov. Code, § 70373), and a $154 criminal justice administration fee (Gov. Code, § 29550), but she contends she did not forfeit this claim because, after her sentencing, the court in People v. Dueñas, supra, 30 Cal.App.5th 1157 introduced a new constitutional principle. Bell alternatively contends her trial counsel provided ineffective assistance by failing to object to the challenged fees, fines and assessments. The People contend this claim is forfeited because Bell did not object at the sentencing hearing, and the restitution fine should not be analyzed under due process principles and Dueñas but under the Constitution’s “Excessive Fines” clause. The People further argue that any error was harmless beyond a reasonable doubt as Bell was 39 years old when the court sentenced her to 16 years in prison and “there is no indication that she has any physical issues precluding her ability to work in prison.” They point out that “the only error [the People] concede[ ] with respect to a due process violation in the context of an ability to pay determination is in the imposition of the three non-punitive fees totaling $224.” We conclude Bell forfeited her due process argument by failing to object to imposition of the fines, fees and assessments in the trial court. (See, e.g., People v. Smith (2020) 46 Cal.App.5th 375, 395 [“It is well established that a defendant forfeits a challenge to the trial court’s imposition of a restitution fine above the statutory minimum for failing to consider his or her ability to pay if the defendant did not object in the trial court”]; People v. Keene (2019)
14 43 Cal.App.5th 861, 863-864; People v. Gutierrez (2019) 35 Cal.App.5th 1027, 1033; People v. Baker (2018) 20 Cal.App.5th 711, 720 [claims requiring a fact- specific inquiry are forfeited if not raised below].) Bell’s ineffective assistance claim fails because Dueñas did not support an objection to victim restitution, as courts have since held. (See People v. Evans (2019) 39 Cal.App.5th 771, 777 [“Based on the significant differences in purpose and effect between victim restitution and the moneys at issue in Dueñas, we decline to extend the rule of Dueñas to victim restitution”]; accord, People v. Allen (2019) 41 Cal.App.5th 312, 326.) Moreover, Bell has not cited any evidence in the record indicating that during her incarceration she will be unable to pay at least some of the $224 imposed as nonpunitive fees. She therefore has not shown that her counsel deficiently overlooked a meritorious challenge. (See People v. Ochoa (1998) 19 Cal.4th 353, 432 [“Counsel did not perform deficiently for failing to make what would have been a meritless request”].)
15 DISPOSITION The judgment is affirmed.
O’ROURKE, J.
WE CONCUR:
McCONNELL, P. J.
GUERRERO, J.
Cites, in this corpus
- People v. Frahs S252220 · 2020-06-18
- People v. White S228049 · 2017-01-19
- People v. Ocegueda H041157 · 2016-06-09
- People v. Townsel S022998 · 2016-04-21
- People v. Tate S031641 · 2010-07-08
- People v. Posey S100360 · 2004-01-22
- People v. Ochoa S009522 · 1999-01-27
- People v. Reyes S058825 · 1998-12-02
- People v. McVickers S020115 · 1992-12-03
- People v. Burgener Crim. No. 22219 · 1986-03-27