People v. Vargas CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCD175175
- Trial judge
- Eugenia A. Eyherabide
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Patricia D. Benke (author), Judith D. McConnell, Joan K. Irion
Analysis
The trial court denied defendant's petition for resentencing under Senate Bill No. 620, finding the law inapplicable to his final pre-2018 conviction. The Court of Appeal affirmed, holding that SB 620 is not retroactive and does not violate equal protection principles.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of petition to resentence under Senate Bill No. 620“We affirm the trial court’s denial of a petition to resentence defendant Ernesto Vargas on firearm enhancements because his conviction was final long before changes to the law that made sentencing on firearms discretionary instead of mandatory.” | unclear | correct | agree with court The appellate court correctly applied the principle that statutory changes to sentencing enhancements are generally not retroactive to final judgments unless the legislature expressly provides for retroactivity. The court relied on binding precedent (People v. Hernandez) to support this conclusion, which is the standard legal framework in California for such petitions. The reasoning is legally sound and consistent with established California law regarding the retroactivity of non-constitutional statutory amendments. |
Authorities
- relied: People v. Hernandez (2019) 34 Cal.App.5th 323 — Senate Bill No. 620 does not apply to cases where the judgment of conviction was final before the effective date, and there is no violation of equal protection.
- relied: People v. Johnson (2019) 32 Cal.App.5th 938 — The statutory changes made by Senate Bill No. 620 do not apply to cases where the judgment of conviction was final before the effective date.
The appellate opinion: sound with gaps — The opinion is procedurally sound but substantively thin. It relies entirely on two unpublished or recent published cases (Hernandez and Johnson) to dismiss the appeal without addressing the specific equal protection argument in depth beyond citing the conclusion of Hernandez. While the result is likely correct, the analysis is minimal and does not engage with the constitutional arguments independently.
How this analysis was made · dispute it
unusual dispositionThe trial court denied Ernesto Vargas's February 2020 petition to be resentenced on his firearm enhancements under Senate Bill No. 620, his 32-year-4-month sentence having become final in 2004. The Court of Appeal affirmed, holding that Senate Bill No. 620 does not apply to judgments final before its January 1, 2018 effective date and that prospective-only application does not violate equal protection, while declining to decide the People's timeliness and appealability objections.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of petition for resentencing on firearm enhancements under Senate Bill No. 620 because the judgment was final before the law's effective date“The statutory changes made by Senate Bill No. 620 do not apply to cases where the judgment of conviction was final before the effective date.” | de novo | correct | agree with court Retroactivity of an ameliorative statute is a question of law. Under In re Estrada and its progeny, Senate Bill No. 620 reaches only judgments not yet final on January 1, 2018; Vargas's judgment became final in 2004. Hernandez and Johnson squarely support the result and no contrary authority exists. |
Rejection of defendant's equal protection challenge to prospective-only application of Senate Bill No. 620“We agree with the court in People v. Hernandez, which concluded there is no violation of equal protection (id. at pp. 326–327).” | de novo | correct | agree with court The result is consistent with People v. Floyd, where the Supreme Court held that the Legislature may limit an ameliorative sentencing change to nonfinal cases without offending equal protection, and with Hernandez. The court's treatment is conclusory and does not cite Floyd, but the conclusion is correct. |
People's request to dismiss the appeal as untimely and as taken from a nonappealable order not affecting substantial rights“We conclude that regardless of these issues, defendant’s appeal fails on the merits because Senate Bill No. 620 is not retroactive and does not violate principles of equal protection.” | unclear | not reached (procedure) | unsure Appealability and timeliness are jurisdictional questions that ordinarily must be resolved before the merits; several published decisions treat an order denying a post-finality SB 620 motion as nonappealable because the trial court lacked jurisdiction and dismiss the appeal rather than affirm. The court's bypass of this question is a gap, although the practical outcome for the defendant is the same. |
Authorities
- relied: People v. Hernandez (2019) 34 Cal.App.5th 323 — Senate Bill No. 620 does not apply to judgments final before January 1, 2018, and limiting its benefit to nonfinal cases does not violate equal protection.
- relied: People v. Johnson (2019) 32 Cal.App.5th 938 — Senate Bill No. 620's amendments to sections 12022.5 and 12022.53 are not retroactive to cases in which the judgment was final before the effective date.
- missed: People v. Floyd (2003) 31 Cal.4th 179 — The Legislature may apply an ameliorative sentencing change prospectively only, and denying its benefit to defendants whose judgments were already final does not violate equal protection.
- missed: In re Estrada (1965) 63 Cal.2d 740 — An ameliorative statute reducing punishment applies to all cases not yet final on its effective date, but not to judgments already final.
- missed: People v. Fuimaono (2019) 32 Cal.App.5th 132 — A trial court lacks jurisdiction to entertain a Senate Bill No. 620 motion after the judgment is final, so an order denying such a motion does not affect substantial rights and the appeal must be dismissed.
The appellate opinion: sound with gaps — The court reached the correct and well-settled result that Senate Bill No. 620 is unavailable to a defendant whose judgment became final in 2004 and that this does not offend equal protection, relying on Hernandez and Johnson. It skipped the threshold appealability and timeliness questions, which other published decisions treat as requiring dismissal rather than affirmance, and did not cite the controlling Supreme Court authorities (Estrada, Floyd).
How this analysis was made · dispute it
unusual dispositionOpinion
Filed 11/25/20 P. v. Vargas CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D077605
Plaintiff and Respondent, v. (Super. Ct. No. SCD175175)
ERNESTO VARGAS,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Eugenia A. Eyherabide, Judge. Affirmed.
Stephen M. Hinkle, under appointment by the Court of Appeal, for Defendant and Appellant. Xavier Becerra, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Steve Oetting and Warren J. Williams, Deputy Attorneys General, for Plaintiff and Respondent. We affirm the trial court’s denial of a petition to resentence defendant Ernesto Vargas on firearm enhancements because his conviction was final long before changes to the law that made sentencing on firearms discretionary instead of mandatory.
FACTUAL BACKGROUND1 On the night of June 4, 2003, Refugio R. was working as the closing manager at a restaurant in Old Town, in San Diego. He closed the restaurant at about 9:00 p.m. and let the last employee out at about 11:00 p.m. As he was working in his office, Refugio heard something hit the wall. He began walking through the restaurant, calling out whether anyone was there. In the kitchen area, Refugio came upon defendant. He was standing about 12 feet away and was holding a shotgun. Refugio ran away, but slipped on a doormat, hit his knee on a wall and fell to the floor. Defendant approached Refugio from behind and pointed the shotgun at him. He said, “stop motherfucker. I’m gonna kill you.” At the time he said this, defendant had his hand on the trigger of the shotgun and was standing three or four feet away from Refugio. He was wearing light tan gloves and a homemade black face mask. Refugio replied, “Take it easy. Don’t do anything crazy. I’ll give you anything you want. Don’t do anything crazy.” Defendant then dropped a backpack he was carrying and ordered Refugio to get on his knees, go to the office and get him money. Refugio got on his knees and crawled to the office. Defendant ordered Refugio to take everything from his pockets and put it on 1 The facts are taken from the unpublished opinion in defendant’s appeal in this case. (People v. Vargas (Sept. 28, 2004; D043309) [nonpub. opn.].) 2 the floor. Defendant again warned him, “don’t do anything or I’m gonna kill you, you motherfucker.” When Refugio reached the office door, defendant poked him hard on the back with the barrel of the shotgun and told him, “Hurry up you motherfucker. I need my money. I don’t have time.” Refugio stated, “You know what? Don’t do anything crazy. I’ll give you the money. Take it easy.” Defendant replied, “Well hurry up, motherfucker, or you’re gonna fucking die.” With defendant still immediately behind him, Refugio crawled across the office floor to the safe. Defendant kept the gun pressed on Refugio’s shoulder. He continued to threaten to kill him. Defendant took his left hand off the shotgun and started throwing and destroying phones and a fax machine in the office. In doing this, defendant moved to the front of Refugio and moved the barrel of the shotgun to Refugio’s chest just above his heart. When defendant reached out to destroy one of the phones, Refugio grabbed the barrel of the shotgun, which immediately fired. The shot missed Refugio and hit a pile of garments. The two men struggled to control the shotgun. Refugio finally pinned defendant against the wall and hit him three times in the face and head. Defendant was knocked out. Refugio grabbed the shotgun. The police arrived about five minutes later. When they sat defendant up, he spun around. The officers wrestled defendant to the floor and handcuffed him. PROCEDURAL BACKGROUND A jury found defendant guilty of attempted robbery (Pen. Code,2 2 Further statutory references are to the Penal Code. 3 §§ 664/211); assault with a firearm (§ 245, subd. (a)(2)); making a criminal threat (§ 422); burglary (§ 459); and false imprisonment by violence (§§ 236 & 237, subd. (a)). It found true that defendant personally used a firearm (§ 12022.53, subd. (b)) and personally discharged a firearm (§ 12022.53, subd. (c)) in the commission of the attempted robbery, and that he personally used a firearm (§ 12022.5, subd. (a)(1)) with respect to the other counts. In addition, defendant pleaded guilty to being a felon in possession of ammunition (§ 12316, subd. (b)(1)); and with being a felon in possession of a firearm (§ 12021, subd. (a)(1)). He admitted the allegations that he committed the crimes while out on bail (§ 12022.1, subd. (b)); and that he had a prior robbery conviction that was both a prior serious felony (§ 667, subd. (a)(1)), and a “strike” prior (§§ 667, subds. (b)-(i), 1170.12). The court sentenced defendant to a prison term of 32 years 4 months, on November 12, 2003. We affirmed the conviction on September 28, 2004. (People v. Vargas, supra, D043309.) In February of 2020, defendant filed a petition requesting resentencing in light of Senate Bill No. 620, which ended the statutory prohibition on a trial court’s ability to strike a firearm enhancement. The petition was denied by the trial court on February 24, 2020. Defendant signed and mailed a notice of appeal on March 16, 2020. It was not filed until May 26, 2020, due to the emergency shutdown of the courts. The court granted a certificate of probable cause on June 11, 2020. ANALYSIS The People contend defendant’s appeal should be dismissed because the notice of appeal is untimely, and he is not appealing from an order affecting his substantial rights. We conclude that regardless of these issues, 4 defendant’s appeal fails on the merits because Senate Bill No. 620 is not retroactive and does not violate principles of equal protection. Senate Bill No. 620 became effective January 1, 2018, nearly 16 years after defendant’s case became final. The statutory changes made by Senate Bill No. 620 do not apply to cases where the judgment of conviction was final before the effective date. (People v. Hernandez (2019) 34 Cal.App.5th 323, 326; People v. Johnson (2019) 32 Cal.App.5th 938, 942.) Defendant recognizes this but urges he should obtain relief under principles of equal protection. We agree with the court in People v. Hernandez, which concluded there is no violation of equal protection (id. at pp. 326–327). DISPOSITION The judgment is affirmed.
BENKE, J.
WE CONCUR:
McCONNELL, P. J.
IRION, J.