People v. Palafox CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCN384086
- Trial judge
- Harry M. Elias
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Judith D. McConnell (author), Patricia D. Benke, Patricia Guerrero
Analysis
The trial court convicted the defendant of second-degree murder under an implied malice theory and instructed the jury that voluntary intoxication was not a defense, using a caption labeled 'General Intent Crimes.' The Court of Appeal affirmed the judgment, holding that the misleading caption did not reasonably likely cause the jury to misapply the law regarding the specific mental state required for implied malice murder.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Instructional error regarding the caption of the voluntary intoxication instruction (CALJIC No. 4.20 adapted) which read 'Voluntary Intoxication—General Intent Crimes' despite the murder charge requiring a specific mental state.“We conclude it is not reasonably likely the caption to the voluntary intoxication jury instruction caused the jury to misapply the law pertaining to implied malice murder.” | de novo | not reached | agree with court The court applied the 'reasonable likelihood' standard to determine if the instruction, viewed in context with other correct instructions and the judge's admonition that titles are not the law, misled the jury. The court found that because the specific murder instruction (CALCRIM 520) and the union of act and intent instruction (CALCRIM 252) correctly defined the required mental state, the misleading caption did not lower the prosecution's burden of proof. |
Authorities
- relied: People v. Delgado (2017) 2 Cal.5th 544 — Defines implied malice as acting with conscious disregard for human life when one knows the act is dangerous to life.
- relied: People v. Mitchell (2019) 7 Cal.5th 561 — Establishes the standard of review for instructional error as de novo and the 'reasonable likelihood' test for prejudice.
- relied: People v. Sattiewhite (2014) 59 Cal.4th 446 — Supports the inquiry into whether the jury was misled in the context of the instructions as a whole.
- relied: People v. Whitfield (1994) 7 Cal.4th 437 — Characterizes implied malice as closely akin to specific intent, requiring proof of a particularly culpable mental state.
- relied: People v. Reyes (1997) 52 Cal.App.4th 975 — Suggests that the criteria for specific intent under the voluntary intoxication statute may differ from the scienter required for the offense itself.
- relied: People v. Cleaves (1991) 229 Cal.App.3d 367 — Characterizes second-degree murder based on implied malice as a general intent crime with a specific mental state requirement.
- relied: People v. Ortiz (2012) 208 Cal.App.4th 1354 — Supports the presumption that the jury follows the substance of the instruction rather than the title when the court admonishes them to do so.
The appellate opinion: sound — The opinion is sound because it correctly applies the 'reasonable likelihood' standard and relies on the presumption that juries follow the court's explicit instruction to ignore titles. It effectively distinguishes the misleading caption from the substantive legal requirements correctly conveyed in the specific murder and union of act/intent instructions.
How this analysis was made · dispute it
unusual dispositionThe trial court convicted Palafox by jury of implied malice second degree murder, gross vehicular manslaughter while intoxicated, and hit-and-run causing death, after instructing the jury with an adapted CALJIC No. 4.20 captioned "Voluntary Intoxication—General Intent Crimes" that applied to all counts including murder. The Court of Appeal, assuming the unobjected-to claim was preserved and reviewing de novo, held there was no reasonable likelihood the caption misled the jury given the correct CALCRIM No. 520 and 252 instructions and the court's express admonition that captions are not the law, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Giving the adapted CALJIC No. 4.20 voluntary intoxication instruction, captioned "Voluntary Intoxication—General Intent Crimes," as applicable to the implied malice murder count“We conclude it is not reasonably likely the caption to the voluntary intoxication jury instruction caused the jury to misapply the law pertaining to implied malice murder.” | de novo | correct | agree with court The court applied the correct reasonable-likelihood standard from Mitchell and Sattiewhite, examined the instructions as a whole, and identified that CALCRIM No. 520 and 252 required the jury to find knowledge of danger to life and conscious disregard as a specific mental state, while the trial court expressly told jurors the captions were not the law. The defendant did not challenge the substance of the instruction, and the presumption that jurors follow instructions (Ortiz) supports the result. The court sensibly avoided the unresolved general/specific intent characterization issue because it was unnecessary to the outcome. |
Authorities
- relied: People v. Mitchell (2019) 7 Cal.5th 561 — Claims of instructional error are reviewed de novo; the question is whether, viewing the instructions as a whole and the trial record, there is a reasonable likelihood the jury applied the instruction impermissibly.
- relied: People v. Sattiewhite (2014) 59 Cal.4th 446 — The inquiry is whether, in the context of the instructions as a whole and the trial record, there is a reasonable likelihood the jury was misled to the defendant's prejudice.
- relied: People v. Delgado (2017) 2 Cal.5th 544 — Definition of express and implied malice; implied malice requires an intentional act dangerous to life performed with knowledge of the danger and conscious disregard for life.
- relied: People v. Ortiz (2012) 208 Cal.App.4th 1354 — Rejecting a claim that an instruction's title was misleading and presuming the jury followed the substance of the instruction.
- relied: People v. Whitfield (1994) 7 Cal.4th 437 — Implied malice does not fall literally within the standard formulation of specific intent but is closely akin to it, requiring a specific and particularly culpable mental state.
- relied: People v. Cleaves (1991) 229 Cal.App.3d 367 — Second degree implied malice murder is a general intent crime but with the requirement of a certain mental state.
- relied: People v. Reyes (1997) 52 Cal.App.4th 975 — The criteria of specific intent for purposes of the voluntary intoxication statute are not necessarily the same as the criteria of specific intent as a measure of scienter for an offense.
The appellate opinion: sound — The opinion applies the governing reasonable-likelihood standard, reads the challenged caption against the full set of murder, mens rea, and union-of-act-and-intent instructions, and relies on the trial court's explicit admonition that captions are not the law. It properly declines to resolve the general/specific intent characterization debate because the outcome does not depend on it, and the defendant did not attack the instruction's substance.
Opinion
Filed 10/15/20 P. v. Palafox CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D075968
Plaintiff and Respondent, v. (Super. Ct. No. SCN384086)
DAVID MARTIN PALAFOX,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Harry M.
Elias, Judge. Affirmed.
Thomas E. Robertson, under appointment by the Court of Appeal, for Defendant and Appellant.
Xavier Becerra, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Natasha Cortina and Melissa Mandel, Deputy Attorneys General, for Plaintiff and Respondent. I
INTRODUCTION
David Martin Palafox appeals a judgment of conviction after a jury found him guilty of second degree murder under an implied malice theory (Pen. Code, § 187, subd.
(a));1 gross vehicular manslaughter while intoxicated (Pen. Code, § 191.5, subd. (a)); and hit-and-run causing death (Veh. Code, § 20001, subd. (b)(2)). The charges arose from an incident in which the defendant drove a pickup truck through a red light and struck and killed a pedestrian.
The defendant contends the trial court erred when instructing the jury with an adapted version of CALJIC No. 4.20. As given by the trial court, the instruction provided that the defendant's state of voluntary intoxication was not a defense to the charges against him, including the implied malice murder charge. The defendant does not challenge the substance of the instruction. Rather, he claims the caption to the instruction was misleading because it read "Voluntary Intoxication—General Intent Crimes," (italics added), and, according to the defendant, implied malice murder is a specific intent crime. He asserts the caption lowered the prosecution's burden of proof by permitting the jury to convict him of implied malice murder without finding that he acted with knowledge of the danger to, and with conscious disregard for, human life.
1 All further statutory references are to the Penal Code, unless otherwise noted. 2 We conclude it is not reasonably likely the caption to the voluntary intoxication jury instruction caused the jury to misapply the law pertaining to implied malice murder.
Therefore, we affirm the judgment.
II
BACKGROUND
The defendant was driving his pickup truck one evening when he ran a red light and struck a pedestrian, killing him instantaneously. The defendant fled the scene and drove to his nearby home.
Approximately an hour after the collision, law enforcement officers located the defendant's pickup truck parked outside his home. They believed the pickup truck was involved in the collision because there was damage to the front portion of the vehicle.
The defendant's roommate gave the officers consent to enter the premises, told the officers the defendant was present in the home, and stated that she had not observed the defendant drinking alcohol since he had returned home.
Law enforcement officers entered the defendant's home and heard a noise that sounded like a running shower coming from the bathroom. The defendant's roommate knocked on the bathroom door and the defendant opened the door a few minutes later.
The defendant appeared to be extremely intoxicated and his breath had a strong alcohol smell. The defendant was taken into custody and a blood draw was performed on him.
The results of the blood draw indicated he had a blood alcohol concentration of .20 and marijuana in his system.
3 2 The defendant was charged by information with second degree murder under an implied malice theory (Pen. Code, § 187, subd. (a); count 1); gross vehicular manslaughter while intoxicated (Pen. Code, § 191.5, subd. (a); count 2); driving under the influence of alcohol causing injury (Veh. Code, § 23153, subd. (a); count 3); driving with a measurable blood alcohol content causing injury (Veh. Code, 23153, subd. (b); count 4); and hit-and-run causing death (Veh. Code, § 20001, subd. (b)(2); count 5). The information alleged the defendant fled the scene of the crime charged in count 2 (Veh.
Code, § 20001, subd. (c)) and, for counts 2, 3, and 4, alleged he personally inflicted great bodily injury on the victim (Pen. Code, §§ 1192.7, subd. (c)(8), 12022.7, subd. (a)).
The jury found the defendant guilty of counts 1, 2, and 5, and found the attendant allegations to be true. It did not return verdicts on counts 3 or 4, which were lesser included offenses of count 2. The trial court sentenced the defendant to an aggregate term of 17 years to life, consisting of two years for the hit-and-run conviction and 15 years to life for the murder conviction. The court stayed the punishment for the gross vehicular manslaughter conviction.
III
DISCUSSION
We begin with an overview of basic homicide concepts. The elements of the offense of murder are: (1) an unlawful killing of a human being or fetus; (2) committed with malice aforethought. (§ 187, subd. (a).) Malice may be express or implied. (§ 188, subd. (a).) " 'It is express when the defendant manifests "a deliberate intention 4 unlawfully to take away the life of a fellow creature." [Citation.] It is implied ... "when the killing results from an intentional act, the natural consequences of which are dangerous to life, which act was deliberately performed by a person who knows that his conduct endangers the life of another and who acts with conscious disregard for life"
[citation].' " (People v. Delgado (2017) 2 Cal.5th 544, 571.)
The defendant contends the trial court committed an instructional error permitting the jury to convict him of implied malice murder without finding that he acted with the requisite mens rea—i.e., without finding that he knew his actions were dangerous to human life and consciously disregarded that risk. He asserts the error can be found in the caption of the court's instruction on voluntary intoxication. The caption read, "Voluntary Intoxication—General Intent Crimes," and the instruction applied to all pending charges, including the murder charge.2 The defendant did not object to the use of the caption.
But, on appeal, he claims the caption lowered the prosecution's burden of proof for the murder charge because it conveyed to the jury that murder was a general intent crime requiring proof only of a general criminal intent to commit the proscribed act.
We assume for purposes of this appeal the defendant's argument is preserved and review his claim of instructional error de novo. (People v. Mitchell (2019) 7 Cal.5th 561, 579.) We assess whether the challenged instruction accurately states the law and 2 The substance of the instruction, an adapted version of CALJIC No. 4.20, provided as follows: "No act committed by a person while in a state of voluntary intoxication is less criminal by reason of that condition. [¶] In the crimes charged in Counts 1, 2, 3, 4, and 5, the fact the defendant was voluntarily intoxicated is not a defense and does not relieve him of responsibility for the crime." 5 consider whether there is a reasonable likelihood the trial court's instructions caused the jury to misapply the law. (Ibid.) We review the challenged instruction " 'in the context of the instructions as a whole and the trial record to determine whether there is a reasonable likelihood the jury applied the instruction in an impermissible manner.' "
(Ibid.; see also People Sattiewhite (2014) 59 Cal.4th 446, 475 ["The relevant inquiry here is whether, 'in the context of the instructions as a whole and the trial record, there is a reasonable likelihood that the jury was misled to defendant's prejudice.' "].)
California's appellate courts have been somewhat divided on whether implied malice murder is better characterized as a general intent crime or a specific intent crime.
(Compare People v. Whitfield (1994) 7 Cal.4th 437, 450 [implied malice does "not fall literally within the [standard] formulation of specific intent," but it is "closely akin to [the] definition of specific intent, which requires proof that the defendant acted with a specific and particularly culpable mental state."], superseded by statute on another point as stated in People v. Timms (2007) 151 Cal.App.4th 1292, 1297–1298, and Ho v. Carey (9th Cir. 2003) 332 F.3d 587, 592–593 [general-intent instruction improper for implied malice murder charge]; with People v. Reyes (1997) 52 Cal.App.4th 975, 984 [" '[T]he criteria of specific intent for [the voluntary intoxication statute] are not necessarily the same as the criteria of specific intent as a measure of the scienter required for an offense.' "], and People v. Cleaves (1991) 229 Cal.App.3d 367, 380 ["[S]econd degree murder based on implied malice is a general intent crime but with the requirement of a certain mental state[.]"].) We need not resolve the issue because, regardless of whether implied malice murder is better categorized as a specific intent crime or a general intent 6 crime, it is not reasonably likely the caption to the voluntary intoxication instruction caused the jury to misapply the law of murder.
The trial court instructed the jury on the murder charge using an instruction modeled after CALCRIM No. 520. The murder instruction correctly relayed the People's burden to prove malice aforethought and thoroughly defined implied malice. In pertinent part, it stated that a person acts with implied malice only if "[a]t the time he acted, he knew his act was dangerous to human life" and "[h]e deliberately acted with conscious disregard for human life." The trial court also instructed the jury on the union of act and intent using an instruction modeled after CALCRIM No. 252. The instruction on the union of act and intent correctly stated that second degree murder required proof the defendant acted with the "specific mental state" set forth in the instruction on the murder charge, not merely proof the defendant "intentionally commit[ted] the prohibited act …."
Given these instructions, the jury could not have found the defendant guilty of implied malice murder without necessarily finding that he knew his act was dangerous to human life and deliberately acted notwithstanding the risk associated with his conduct.
Further, the defendant does not claim the substance of the voluntary intoxication instruction was flawed; instead, he challenges only the caption. The court expressly instructed the jury that the instruction captions were not the law and admonished the jury to follow only the substance of the instructions by stating: "I leave [the numbers and titles] on. And the reason I do is it's not uncommon for the attorneys in their arguments to you to want to draw your attention to a particular instruction. The easiest way to find it is by number and title. So I leave it on there. [¶] But the point I want to make is, 7 neither the number nor the title are the law. In fact, [at] times, in my opinion, some of the titles can be a little misleading. So it's everything below the line, it's the body of the instruction that's the actual law of the case and what you're obligated to follow." (Italics added.) Absent evidence showing otherwise, we presume the jury followed the court's direction to apply only the substance of the instructions. (People v. Ortiz (2012) 208 Cal.App.4th 1354, 1370 [rejecting defendant's claim that the title to an instruction was misleading and inferring the jury followed the substance of the instruction].)
Based on the foregoing, we conclude it is not reasonably likely the jury instructions, viewed as a whole, caused the jury to misapply the law.
IV
DISPOSITION
The judgment is affirmed.
McCONNELL, P. J.
WE CONCUR:
BENKE, J.
GUERRERO, J.
Cites, in this corpus
- People v. Mitchell S147335 · 2019-06-24
- People v. Delgado S089609 · 2017-02-27
- People v. Sattiewhite S039894 · 2014-06-30
- People v. Ortiz No. D058348 · 2012-08-29
- People v. Timms A113889 · 2007-06-11
- People v. Reyes D024260 · 1997-02-11
- People v. Whitfield S030759 · 1994-02-28
- People v. Cleaves D010657 · 1991-04-16