In re T.E. CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. J515545B
- Trial judge
- Ana L. Espana
- Outcome
- affirmed — Affirmed.
- Area
- dependency
- Panel
- O'Rourke (author), Judith L. Haller, Patricia Guerrero
Analysis
The trial court terminated the father's parental rights and selected a permanent plan of adoption, finding the child specifically adoptable despite his ambivalence. The Court of Appeal affirmed, holding the finding was supported by substantial evidence and that the father forfeited his argument for delaying the hearing until the child turned 12.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Finding that the minor was specifically adoptable and terminating parental rights“Applying the proper standard of review, we conclude the trial court’s finding is supported by substantial evidence. We disagree with Father that the record establishes T.E. was not in favor of adoption.” | substantial evidence | correct | agree with court The appellate court correctly applied the substantial evidence standard, which requires upholding the trial court's findings if supported by substantial evidence. The record contained evidence that the child previously expressed a desire to be adopted and stay with the foster mother, which was sufficient to support the finding of specific adoptability. The court correctly rejected the argument that the child's current uncertainty constituted a legal impediment, noting that such a view would rely on speculation about future events. |
Failure to continue the hearing to wait until the child turned 12“To the extent that Father is suggesting the juvenile court erred in not continuing the section 366.26 hearing to wait until T.E. was 12 years old, he forfeited that claim by not objecting at the hearing.” | unclear | correct | agree with court The appellate court correctly identified that the father failed to raise the issue of continuing the hearing in the trial court, thereby forfeiting the claim on appeal. The court also noted that the father provided no authority suggesting that holding a section 366.26 hearing for an 11-year-old child constitutes an abuse of discretion, and that delaying hearings based on speculation is contrary to the legislative preference for expediency in permanency cases. |
Authorities
- relied: In re Celine R. (2003) 31 Cal.4th 45 — Establishes that the focus of a section 366.26 hearing shifts to the child's needs for permanency and stability, and that adoption is the Legislature's first choice for permanent placement.
- relied: In re Anthony B. (2015) 239 Cal.App.4th 389 — Clarifies that a parent has the burden of proving by a preponderance of the evidence that a statutory exception to the termination of parental rights applies.
- relied: In re R.C. (2008) 169 Cal.App.4th 486 — Defines the substantial evidence standard of review for findings of adoptability, requiring the appellate court to determine if there is substantial evidence from which a reasonable trier of fact could find the minor is adoptable.
- relied: In re Helen W. (2007) 150 Cal.App.4th 71 — Explains that when a child is specifically adoptable because a particular caretaker is willing to adopt, the analysis shifts to whether there are legal impediments to that specific adoption and whether the caretaker can meet the child's needs.
- relied: In re Jose C. (2010) 188 Cal.App.4th 147 — Supports the principle that appellate courts cannot interfere with a juvenile court's ruling based on speculation about what may happen in the future.
- relied: In re A.S. (2018) 28 Cal.App.5th 131 — Establishes that a claim is forfeited on appeal if the party fails to object to the issue in the trial court.
- relied: In re Dakota H. (2005) 132 Cal.App.4th 212 — Supports the proposition that issues requiring a balancing of interests, such as whether to continue a hearing, cannot be raised for the first time on appeal.
The appellate opinion: sound — The opinion is sound because it correctly applies the substantial evidence standard to the finding of specific adoptability and properly identifies the forfeiture of the argument regarding the delay of the hearing. The court relies on established California authorities to support its conclusions and addresses the father's arguments with the appropriate legal standards.
How this analysis was made · dispute it
unusual dispositionThe juvenile court found 11-year-old T.E., a child with cystic fibrosis, not generally adoptable but specifically adoptable by his foster mother (a nurse), found no exception applied, terminated Father's parental rights, and selected adoption as the permanent plan. On appeal Father argued T.E.'s ambivalence about adoption undermined the adoptability finding and that the hearing should have been delayed until T.E. turned 12; the Court of Appeal affirmed, holding substantial evidence supported the finding and the continuance argument was forfeited.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Finding that T.E. was specifically adoptable and termination of parental rights under section 366.26“Applying the proper standard of review, we conclude the trial court’s finding is supported by substantial evidence.” | substantial evidence | correct | agree with court Under Helen W. and Carl R., specific adoptability turns on legal impediments and the caregiver's ability to meet the child's needs; Father conceded both. The child's wishes were not a statutory bar because he was under 12 and did not object (§ 366.26, subd. (c)(1)(B)(ii)), and the record showed he had recently stated he wanted to be adopted and to remain with the caregiver. Treating later ambivalence as a barrier would require speculation, which Jose C. forbids under deferential review. The court's formulation of the standard (substantial evidence from which a reasonable trier of fact could find by clear and convincing evidence) is consistent with Conservatorship of O.B., though that case was not cited. |
Implicit refusal to continue the section 366.26 hearing until T.E. turned 12 so his consent to adoption would be required“To the extent that Father is suggesting the juvenile court erred in not continuing the section 366.26 hearing to wait until T.E. was 12 years old, he forfeited that claim by not objecting at the hearing.” | abuse of discretion | not reached | agree with court Father presented no evidence, no argument, and no continuance request at the hearing, so forfeiture under A.S. and Dakota H. is properly applied; a continuance would require a fact-dependent balancing the juvenile court never had the chance to perform. The court alternatively noted Father cited no authority that holding a 366.26 hearing for an 11-year-old is an abuse of discretion, and delay for speculative reasons conflicts with the statutory preference for prompt permanency. The reasoning is adequate and the authorities fit. |
Authorities
- relied: In re Celine R. (2003) 31 Cal.4th 45 — After reunification services are terminated the focus shifts to the child's need for permanency; adoption is the Legislature's first choice and termination of services is a sufficient basis for termination of parental rights absent a compelling exception.
- relied: In re Anthony B. (2015) 239 Cal.App.4th 389 — The parent bears the burden of proving by a preponderance of the evidence that a statutory exception to termination of parental rights applies.
- relied: In re R.C. (2008) 169 Cal.App.4th 486 — Adoptability findings are reviewed for substantial evidence from which a reasonable trier of fact could find adoptability by clear and convincing evidence; the appellant bears the burden of showing the evidence is insufficient.
- relied: In re Helen W. (2007) 150 Cal.App.4th 71 — When a child is adoptable only because a particular caretaker is willing to adopt, the inquiry shifts to whether there is a legal impediment to that adoption and whether the caretaker can meet the child's needs.
- relied: In re Carl R. (2005) 128 Cal.App.4th 1051 — For a specifically adoptable child, the court examines legal impediments to the prospective adoptive parent's adoption and that parent's ability to meet the child's needs.
- relied: In re Jose C. (2010) 188 Cal.App.4th 147 — A reviewing court cannot interfere with the juvenile court's ruling based on speculation about what may happen in the future.
- relied: In re A.S. (2018) 28 Cal.App.5th 131 — A claim not raised by objection in the juvenile court is forfeited on appeal.
- relied: In re Dakota H. (2005) 132 Cal.App.4th 212 — Issues requiring a balancing of interests that were not raised in the juvenile court may not be raised for the first time on appeal.
The appellate opinion: sound — The opinion correctly frames specific adoptability under Helen W. and Carl R., notes Father's concessions on legal impediment and caregiver capacity, and reasonably treats the child's ambivalence as insufficient to defeat the finding given his earlier stated desire for adoption and the statutory 12-year-old objection rule that did not yet apply. Forfeiture of the continuance claim is properly applied, and the only omission is the failure to cite the recently decided Conservatorship of O.B. on reviewing clear-and-convincing findings, which would not have changed the result.
Opinion
Filed 10/7/20 In re T.E. CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re T.E., a Person Coming Under the Juvenile Court Law. D077501 SAN DIEGO COUNTY HEALTH AND HUMAN SERVICES AGENCY, (Super. Ct. No. J515545B)
Plaintiff and Respondent, v. M.P., Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Ana L. Espana, Judge. Affirmed. Monica Vogelmann, under appointment by the Court of Appeal, for Defendant and Appellant. Thomas E. Montgomery, County Counsel, Caitlin E. Rae, Chief Deputy County Counsel, and Tahra Broderson, Deputy County Counsel, for Plaintiff and Respondent. M.P. (Father) appeals an order terminating his parental rights in the juvenile dependency case involving his minor son, T.E., following a selection and implementation hearing under Welfare and Institutions Code section 366.26.1 Father contends the trial court erred in finding T.E. to be specifically adoptable. He argues that because T.E., who was 11 years old at the time of the hearing, was equivocal about his interest in adoption, his potential opposition to adoption was sufficient to undermine the trial court’s finding that he was adoptable. He suggests it would have been prudent to delay the hearing to allow T.E. to turn 12 years old, at which point his consent to adoption would be necessary. We disagree. Affording the trial court’s findings the usual deference, we conclude the juvenile court did not err in making its ruling. Accordingly, we affirm. FACTUAL AND PROCEDURAL SUMMARY In July 2017, the San Diego County Health and Human Services Agency (the Agency) petitioned the juvenile court under section 300, subdivision (b), on behalf of eight-year-old T.E. The Agency alleged that Father and L.E. (Mother) were failing to provide T.E. with adequate nutrition and medical treatment.2 As discussed in the detention report, T.E. was diagnosed at birth with cystic fibrosis, which caused him to need, inter alia, regular medical care and a special diet. T.E. was placed in foster care when he was six years old as 1 All further statutory references are to the Welfare and Institutions Code.
2 Mother has not appealed from the juvenile court’s order. Accordingly, our discussion of the proceeding as it relates to her is limited.
2 part of an earlier dependency proceeding which terminated with T.E. being reunified with his parents. Immediately before the current proceeding, parents caused T.E. to miss medical appointments, admitted they had run out of some of T.E.’s medications, and were not providing him with the necessary supplemental nutrition. T.E. also required the assistance of a chest compression vest, but it appeared the parents were not ensuring he used it as needed. The juvenile court found that the Agency had made an adequate showing that T.E. was a person described by section 300, subdivision (b), and ordered him detained in out-of-home care. In the Agency’s jurisdiction/disposition report, the social worker opined that it was not safe for T.E. to remain in the care of his parents. Parents had misrepresented their care of T.E. to the Agency, leading T.E. to continue to lose weight and live without his required medications. In an addendum report, the social worker noted that T.E. had been placed at Polinsky Children’s Center. At the time of the Agency’s addendum report, T.E. expressed to the social worker that he did not want to be placed in a foster home. However, by early September 2017, he was placed in a foster home and was excited to be with his foster mother. Unfortunately, he was forced to return to Polinsky Children’s Center shortly thereafter because the foster mother could not care for T.E. and there was no alternative caretaker. At T.E.’s jurisdiction hearing in October 2017, the court sustained the allegations of the petition under section 300, subdivision (b), continued T.E.’s placement in out-of-home care, and ordered reunification services for both parents. Before the six-month review hearing, the Agency continued to seek a foster placement for T.E. but was struggling to find one given his medical 3 issues and aggressive behaviors. T.E. expressed that he did not want to be placed in a foster home. At the six-month review hearing in May 2018, T.E. was still at Polinsky Children’s Center and the trial court ordered that reunification services continue. At the 12-month review hearing in October 2018, T.E. had still not been placed in a foster home. Based on the parents’ failure to make significant progress on their case plans and inconsistent visitation with T.E., the juvenile court terminated reunification services and granted the Agency’s request to schedule a selection and implementation hearing under section 366.26. In January 2019, T.E. was placed in a foster home in Los Angeles. At the section 366.26 hearing held in April 2019, the juvenile court found T.E. was not adoptable and selected a permanent plan of foster care. T.E. continued his placement in the Los Angeles foster home, but his foster mother expressed she was not interested in adoption at that time. T.E. expressed that he would be in favor of staying in his current placement on a long-term basis. Several months later, in August 2019, T.E.’s attorney filed a section 388 petition asking the trial court to set a new section 366.26 hearing to modify T.E.’s permanent plan because the foster mother had changed her mind and was now interested in adoption. The trial court granted the petition and in a report filed in December 2019, the Agency recommended that the court terminate parental rights and select a permanent plan of adoption. The Agency noted that T.E., who was now 11 years old, was not generally adoptable given the complexity of medical care required to address his cystic fibrosis, but he was specifically adoptable. His foster mother was a nurse with the necessary skill and background to care for T.E. T.E. expressed concerns with adoption given its effect on his parents, but told the 4 social worker that “he does want to be adopted and has stated prior that he would want to stay with the caregiver long term, regardless of the designated permanent plan.” In an addendum report filed in March 2020, the Agency noted that T.E. “has become increasingly unwilling and hesitant to discuss the permanent plan of adoption.” T.E. told the social worker that “he feels the issue has already been decided and that his voice does not matter.” At the section 366.26 hearing, neither parent presented any evidence or asked to cross-examine the social worker. Father offered no argument and his counsel indicated that Father informed counsel that “he understands that his son wants to stay [in his current placement].” T.E.’s counsel reported that T.E. had been undecided about which permanent plan he would prefer and “as we speak here, he says that he does not know what plan he would like to have.” T.E.’s counsel noted that in her role as guardian ad litem, she believed that adoption was the best permanent plan for T.E. The court found that T.E. was not generally adoptable but was specifically adoptable and that none of the exceptions to the termination of parental rights applied in this case. Accordingly, the court ordered that parental rights be terminated and adopted a permanent plan of adoption. Father timely appealed the order. DISCUSSION I. On appeal, Father challenges the trial court’s finding that T.E. was specifically adoptable, asserting that the finding was not supported by substantial evidence. We disagree. “ ‘Once reunification services are ordered terminated, the focus shifts to the needs of the child for permanency and stability.’ [Citation.] ‘A section 5 366.26 hearing . . . is a hearing specifically designed to select and implement a permanent plan for the child.’ [Citation.] It is designed to protect children’s ‘compelling rights . . . to have a placement that is stable, permanent, and that allows the caretaker to make a full emotional commitment to the child.’ [Citation.] ‘The Legislature has declared that California has an interest in providing stable, permanent homes for children who have been removed from parental custody and for whom reunification efforts with their parents have been unsuccessful.’ ” (In re Celine R. (2003) 31 Cal.4th 45, 52-53 (Celine R.).) “Whenever the court finds ‘that it is likely the child will be adopted, the court shall terminate parental rights and order the child placed for adoption.’ [Citation.] The circumstance that the court has terminated reunification services provides ‘a sufficient basis for termination of parental rights unless the court finds a compelling reason for determining that termination would be detrimental to the child due to one or more’ of specified circumstances. [Citation.] The Legislature has thus determined that, where possible, adoption is the first choice. ‘Adoption is the Legislature’s first choice because it gives the child the best chance at [a full] emotional commitment from a responsible caretaker.’ ” (Celine R., supra, 31 Cal.4th at p. 53.) “[T]o avoid termination of parental rights and adoption, a parent has the burden of proving, by a preponderance of the evidence, that one or more of the statutory exceptions to termination of parental rights set forth in section 366.26, subdivision (c)(1)(A) or (B) apply.” (In re Anthony B. (2015) 239 Cal.App.4th 389, 395.) “When reviewing a court’s finding a minor is adoptable, we apply the substantial evidence test. [Citations.] If, on the entire record, there is substantial evidence to support the findings of the juvenile court, we must 6 uphold those findings. We do not pass on the credibility of witnesses, attempt to resolve conflicts in the evidence or weigh the evidence. [Citations.] Rather, our task is to determine whether there is substantial evidence from which a reasonable trier of fact could find, by clear and convincing evidence, that the minor is adoptable. [Citation.] The appellant has the burden of showing there is no evidence of a sufficiently substantial nature to support the finding or order.” (In re R.C. (2008) 169 Cal.App.4th 486, 491 (R.C.).) Here, the juvenile court found T.E. was not generally adoptable, but rather specifically adoptable because his current caregiver wanted to adopt T.E. “When a child is deemed adoptable only because a particular caretaker is willing to adopt, the analysis shifts from evaluating the characteristics of the child to whether there is any legal impediment to the prospective adoptive parent’s adoption and whether he or she is able to meet the needs of the child.” (In re Helen W. (2007) 150 Cal.App.4th 71; citing In re Carl R. (2005) 128 Cal.App.4th 1051, 1062.) Here, Father admits that there is no legal impediment to the prospective parent’s adoption and that she is capable of meeting the needs of T.E. He instead relies on T.E.’s stated ambivalence toward adoption as a potential barrier. In his opening brief, Father asserts that T.E. will soon turn 12 years old, at which point he must consent to adoption.3 (Fam. Code, § 8602.) At a section 366.26 hearing, one exception to the general rule favoring adoption may exist when a “child 12 years of age or older objects to termination of parental rights.” (§ 366.26, subd. (c)(1)(B)(ii).) In his reply brief, Father acknowledges this exception does not apply here because T.E.
3 T.E. was 11 years old when the trial court entered its order and when Father filed his opening brief, but has since turned 12 years old.
7 was not 12 years old at the time of the section 366.26 hearing and did not object to the termination of parental rights. Nevertheless, he contends the juvenile court should have done more to determine whether T.E. would consent to adoption. Applying the proper standard of review, we conclude the trial court’s finding is supported by substantial evidence. We disagree with Father that the record establishes T.E. was not in favor of adoption. At most, the record suggests that T.E. expressed uncertainty about his preferences in regard to a permanent plan. To view T.E.’s uncertainty as evidence that he may ultimately decide he does not want to be adopted would be to rely on mere speculation regarding what may possibly happen in the future. Under our deferential standard of review, “[w]e cannot interfere with the juvenile court’s ruling based on speculation about what ‘may’ happen.” (In re Jose C. (2010) 188 Cal.App.4th 147, 159.) Viewed in the light most favorable to the trial court’s ruling, the record discloses that just months before the section 366.26 hearing, T.E. stated that he wanted to remain in the care of his current foster mother and expressed a desire to be adopted. Faced with T.E.’s unwillingness to provide an opinion at the time of the hearing, and in the absence of any evidence in the record demonstrating an adverse change in circumstances regarding T.E.’s current placement, the trial court could reasonably determine that T.E. was open to being adopted by his current foster mother. The evidence is sufficient to support such a conclusion. To the extent that Father is suggesting the juvenile court erred in not continuing the section 366.26 hearing to wait until T.E. was 12 years old, he forfeited that claim by not objecting at the hearing. (In re A.S. (2018) 28 Cal.App.5th 131, 151.) Had he raised this issue in the juvenile court, that court could have considered continuing the hearing, but he may not raise this 8 issue—which would require a balancing of interests—for the first time on appeal. (In re Dakota H. (2005) 132 Cal.App.4th 212, 222.) Moreover, he offers no authority suggesting that a trial court abuses its discretion by holding a section 366.26 hearing and selecting a permanent plan of adoption regarding a child who is 11 years old. Father’s suggestion for delaying hearings based on mere speculation is inimical to the legislative preference and public policy generally supporting expediency in placing a child in a suitable placement. Finding no error under the proper scope of appellate review, there is no basis for reversal. DISPOSITION The order is affirmed.
O'ROURKE, J.
WE CONCUR:
HALLER, Acting P. J.
GUERRERO, J.
Cites, in this corpus
- San Diego County Health & Human Services Agency v. Anthony B. D067577 · 2015-08-12
- Los Angeles County Department of Children & Family Services v. D.C. B221562 · 2010-09-02
- Orange County Social Services Agency v. Jamie W. G037374 · 2007-04-23
- San Diego County Health & Human Services Agency v. Christina N. No. D045824 · 2005-08-26
- In Re Carl R. D044674 · 2005-05-25
- In Re Celine R. S111138 · 2003-07-07