People v. Alkhafaji CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCE332398
- Trial judge
- John M. Thompson
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Richard D. Huffman, Sr. (author), Judith D. McConnell, Gilbert Nares
Analysis
The trial court convicted the defendant of evading a police officer with reckless driving and denied a motion to strike a serious/violent felony prior conviction. The Court of Appeal affirmed the judgment, finding that the defendant failed to demonstrate prejudice for ineffective assistance of counsel regarding the admission of prior flight evidence.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Ineffective assistance of counsel for failure to object to parole officer's testimony and prosecutor's argument regarding defendant's prior flight from police.“Given the overwhelming evidence of wild, reckless driving to avoid capture by police in marked vehicles with emergency lights activated, we are satisfied Appellant has not shown prejudice, even if we assumed an error on the part of trial counsel.” | de novo | error | agree with court The court applied the Strickland standard, focusing on the prejudice prong. It concluded that because the evidence of reckless driving was overwhelming, the admission of the prior flight statements did not render the trial unfair. This is a standard application of Strickland where the record supports a finding of no prejudice. |
Authorities
- relied: Strickland v. Washington (1984) 466 U.S. 668 — Establishes the two-prong test for ineffective assistance of counsel: deficient performance and prejudice.
- relied: People v. Lucas (1995) 12 Cal.4th 415 — When the record is silent on counsel's strategy, the appellant must show there could be no rational tactical purpose for the omission.
- relied: People v. Vines (2011) 51 Cal.4th 830 — Counsel's conduct is presumed to fall within the wide range of professional assistance.
- relied: People v. Williams (1988) 44 Cal.3d 883 — Prejudice must be a demonstrable reality, not mere speculation.
- relied: People v. Mendoza Tello (1997) 15 Cal.4th 264 — Issues of ineffective assistance based on a silent record are often better resolved in habeas corpus proceedings.
The appellate opinion: sound — The opinion is sound because it correctly applies the Strickland standard, noting that the record does not support a claim of deficient performance due to the lack of explanation for counsel's silence, and independently finds no prejudice given the overwhelming evidence of guilt. It appropriately suggests that further factual development would be required in a habeas proceeding if the defendant wished to pursue the claim further.
How this analysis was made · dispute it
unusual dispositionA San Diego County jury convicted Alkhafaji of felony evading a police officer with reckless driving (Veh. Code, § 2800.2); he admitted a strike prior and three prison priors, the court denied his motion to strike the strike, struck one prison prior, and sentenced him to six years. On appeal he argued only that trial counsel was ineffective for failing to object to a parole agent's statement that officers knew he had fled from police before and to the prosecutor's argument echoing it; the Court of Appeal held the record did not establish deficient performance and that no prejudice was shown given overwhelming evidence, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Judgment of conviction challenged on the ground of ineffective assistance of counsel for failure to object to the parole agent's testimony that Appellant was likely to flee based on his record and to the prosecutor's argument that Appellant had a history of running from police (asserted inadmissible propensity evidence, after six prior flight incidents had been excluded in limine).“Given the overwhelming evidence of wild, reckless driving to avoid capture by police in marked vehicles with emergency lights activated, we are satisfied Appellant has not shown prejudice, even if we assumed an error on the part of trial counsel.” | unclear | correct | agree with court The opinion does not expressly state a standard of review but applies the two-prong Strickland test directly. Its deficient-performance analysis is thin: the asserted defense theory (that Appellant fled out of fear of armed officers and drove cautiously) does not obviously explain why counsel would let in propensity evidence that had been excluded pretrial, so the 'rational tactical purpose' reasoning is somewhat speculative. However, the court correctly relied on the rule that a silent record on direct appeal ordinarily cannot establish ineffective assistance (Mendoza Tello, Lucas, Vines) and, more importantly, its prejudice finding is well supported: undisputed facts showed Appellant reversed rapidly through an occupied parking lot, collided with a marked patrol SUV running lights and siren, drove through a landscaped planter and across four lanes of traffic, and hid for four hours, with video of the pursuit in evidence. Under Strickland a defendant must show a reasonable probability of a different result, and two brief references to prior flight could not plausibly have changed the outcome on these facts. |
Authorities
- relied: Strickland v. Washington (1984) 466 U.S. 668 — To establish ineffective assistance, a defendant must show both deficient performance falling below an objective standard of reasonableness and prejudice, i.e., a reasonable probability of a different result absent the error.
- relied: People v. Lucas (1995) 12 Cal.4th 415 — Where the record does not explain counsel's omission, an ineffective assistance claim on direct appeal succeeds only if the record demonstrates there could be no rational tactical purpose for the omission.
- relied: People v. Vines (2011) 51 Cal.4th 830 — A reviewing court presumes, absent contrary evidence, that counsel's conduct fell within the wide range of reasonable professional assistance.
- relied: People v. Williams (1988) 44 Cal.3d 883 — A defendant must prove Strickland prejudice as a demonstrable reality, not through speculation about the effect of counsel's errors.
- relied: People v. Mendoza Tello (1997) 15 Cal.4th 264 — Ineffective assistance claims resting on a silent record as to counsel's reasons are ordinarily more appropriately resolved on habeas corpus, where a record can be developed, rather than on direct appeal.
The appellate opinion: sound — The court applied the correct Strickland framework and the settled California rule that a silent record on direct appeal rarely supports an ineffective assistance finding, and its prejudice conclusion is amply supported by the undisputed facts and video evidence of the pursuit. Its suggestion that the defense theory of fear-driven flight explains the failure to object is not entirely persuasive, but the court properly rested the result on the independently sufficient prejudice prong.
Opinion
Filed 5/10/16 P. v. Alkhafaji CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D067702
Plaintiff and Respondent, v. (Super. Ct. No. SCE332398)
ALI LATEF ALKHAFAJI,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, John M.
Thompson, Judge. Affirmed.
Sylvia W. Beckham, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Eric A. Swensen and Felicity A.
Senoski, Deputy Attorneys General, for Plaintiff and Respondent. A jury convicted Ali Latef Alkhafaji (Appellant) of one count of evading a police officer with reckless driving (Veh. Code, § 2800.2).1 Appellant admitted one serious/violent felony prior conviction (Pen. Code,2 § 667, subds. (b)-(i)). He also admitted three prison priors (§ 667.5, subd. (b)).
The court denied a motion to strike the serious/violent felony prior conviction.
The court did strike one of the prison priors and sentenced Appellant to a determinate term of six years in prison.
Appellant appeals contending his trial counsel was ineffective for failure to object to a statement by one of the parole officers that they were aware Appellant had fled from police before. Given the state of the record we will find Appellant has not met his burden to show trial counsel was ineffective. Accordingly, we will affirm the judgment.
STATEMENT OF FACTS
The facts of the offense are not in dispute. Accordingly, we will adopt Appellant's statement of facts as an accurate and helpful summary of the evidence.
A warrant was issued for Alkhafaji's arrest by his parole agent. A parole agent, Chris Morris, cross-sworn as a member of the U.S. Marshal's Fugitive Task Force, conducted an investigation seeking information on Alkhafaji's likely whereabouts.
Surveillance was conducted at a location of a drug treatment program (McAlister 1 Appellant was also convicted in two other pending cases tried immediately before this case. Appellant has not appealed from those convictions thus we will not discuss them in this opinion.
2 All further statutory references are to the Penal Code unless otherwise specified. 2 Institute) in a building at 1100 Johnson Avenue in El Cajon. Alkhafaji's girlfriend, Dasha Elkerton, was on probation and enrolled in the program there. On July 30, Morris worked at that location in plain clothes with fellow agent Steve Cornwell. Morris observed Elkerton outside of the building in an area of trees, while she was on a break from the program.
On a hunch Alkhafaji would come to the area to pick up Elkerton at the end of the treatment session, Morris returned with reinforcements. Morris parked his car in the parking lot. A purple or maroon Mitsubishi backed into the adjacent parking stall.
Alkhafaji was seated in the driver's seat, and he kept the motor running. Morris was concerned that Alkhafaji might flee if he realized he was under surveillance. Morris turned off his radio, and removed his weapon and badge from his person to avoid Alkhafaji possibly identifying Morris as a law enforcement agent.
Morris got out and went into a graphic design shop because it was the shop closest to where he parked his vehicle that was open for business. As Alkhafaji remained seated in his vehicle, Morris called Cornwell and alerted him to Alkhafaji's presence, and provided a description and location of the Mitsubishi. Alkhafaji drove away. The agents initially decided to follow Alkhafaji, but not having enough reinforcing officers to back them up for an arrest, it was decided to wait for more officers, and hope that Alkhafaji would return to pick up Elkerton.
Officers from the El Cajon Police Department were summoned to assist, as were agents from the California Parolee Apprehension Team, and California Highway Patrol, as Morris maintained surveillance from the graphic design business. Morris thought the 3 plan was to wait for Alkhafaji to park his vehicle, and then black and white patrol vehicles would enter from each entrance and park as close as possible to Alkhafaji, and arrest him. Gathered two blocks away, officers from various agencies devised a plan to simply block the two entrances of the parking lot so that Alkhafaji could not exit the parking lot.
At the time the program meeting concluded, Elkerton came out of the building and went to the same area where she earlier rested on her break. She seemed to be communicating on her cell phone, and pacing back and forth. Alkhafaji was observed traveling toward the direction of the McAlister Institute. Alkhafaji drove into the L- shaped parking lot, entering by way of the Johnson Avenue driveway. He drove past the graphic design business, and headed toward the Steele Street driveway. Rather than parking, Alkhafaji stopped his vehicle in the aisle between parking spaces to let Elkerton get into his vehicle. Morris directed the officers in the black and white patrol vehicles to "move in." After Elkerton got into the Mitsubishi, Alkhafaji headed toward the Steele Street driveway.
El Cajon police officer Brandon Stanley was partnered with Officer Kenneth Gray.
Stanley drove a Ford Crown Victoria marked El Cajon police vehicle, but it was a "slick top" (lights and sirens not on the roof of the vehicle). Stanley entered the parking lot ahead of his sergeant. Sergeant Winslow drove a black and white Chevy Tahoe SUV marked police vehicle with overhead emergency lights, and at least one forward-facing red light. Winslow positioned the SUV police vehicle across the Steele Street driveway 4 to block Alkhafaji from exiting. Stanley stopped his vehicle nose to nose with the Mitsubishi.
Officers Stanley and Gray exited and stood behind their doors. They drew their sidearms in an attempt to effectuate a "hot stop" arrest. They yelled loudly at Alkhafaji to turn the vehicle off, and get out of the vehicle. Winslow positioned his vehicle in a gap between the slick top and parked cars where Alkhafaji might be able to drive past the slick top. Alkhafaji made eye contact with Stanley and Gray and ducked down. He revved the motor, put his vehicle into reverse gear, and backed up rapidly through the populated parking lot into an area of trees. The Mitsubishi did not strike any tree, object, or person.
As Stanley and Gray got back into their vehicle, Winslow drove the marked SUV around the slick top and followed Alkhafaji nose to nose, with overhead lights and siren activated. Alkhafaji stopped briefly as he switched to a forward gear and turned to the left driving toward the other driveway. There was screeching of tires, and a collision between the patrol SUV and the Mitsubishi as Alkhafaji proceeded while Winslow attempted to block Alkhafaji. There was property damage to the police SUV caused by the collision.
Alkhafaji drove rapidly through the parking lot toward the Johnson Avenue driveway, estimated speed between 30 and 35 miles per hour, seeming to have the accelerator pedal "floored." Winslow followed with lights and siren activated, while Stanley and Gray followed behind Winslow with the forward facing LED lights of the slick top activated. Parole agent Morris was in the parking lot with his firearm drawn as 5 he repeatedly yelled, "Let me see your hands." Alkhafaji made eye contact with Morris, and hunkered down low in his seat as he attempted to drive away from Morris. Morris loudly shouted repeatedly for Alkhafaji to "stop." Alkhafaji sped away through the parking lot toward the Johnson Avenue driveway which lay between two landscaped areas. If Alkhafaji had not maneuvered his vehicle to avoid Morris, Morris probably would have shot him to prevent being struck by the Mitsubishi.
A CHP vehicle was parked at an angle across most of the Johnson Avenue driveway. CHP Officer Jerry Page was putting his K-9 partner into the back seat, and he stood in between his vehicle parked across the driveway, and the oncoming Mitsubishi driven by Alkhafaji. The Mitsubishi sped toward one end of the patrol vehicle where there was a gap between the vehicle and the edge of the driveway. Alkhafaji continued to accelerate.
As Alkhafaji approached Officer Page, Page fired four gunshots. Three bullets penetrated the Mitsubishi's windshield. Alkhafaji was wearing a hat with a flat bill. He wore the hat on the back of his head with the bill pointing up. It would be later discovered that a bullet pierced the hat bill.
Stanley heard the sound of another collision as Alkhafaji drove his vehicle around the CHP vehicle, and through a planted landscape area, over the curb, and out onto Johnson Avenue. There was property damage to the planter, curb, and street surface.
Vehicles traveling in the traffic lanes stopped to avoid collisions, as Alkhafaji crossed all four lanes of the roadway, and entered the driveway for industrial buildings on the other side of Johnson Avenue. He drove away westbound, with the El Cajon Police 6 Department and CHP patrol vehicles in pursuit, followed by undercover agents in unmarked vehicles. Alkhafaji was pursed through the industrial park, across Vernon, and into a parking lot for commercial buildings off of Vernon.
When the Mitsubishi hit the street from the curb at Vernon, the glass broke out of the driver's door. Alkhafaji progressively increased speed as he was pursued. Alkhafaji parked the Mitsubishi in the parking lot of a warehouse type of business. He parked behind a gate, which obscured view of the Mitsubishi; then he fled on foot. After attempting to call Alkhafaji out from the Mitsubishi to no avail, officers walked around the gate and discovered that Elkerton was still in the Mitsubishi alone. The driver's door was open, and Alkhafaji left behind the hat that he had been wearing.
Numerous employees from the business were present, and some pointed out the direction Alkhafaji ran. A perimeter was set up and a slow methodical search was conducted. All available units from the city and county responded, and additional K-9 officers were deployed as well as a helicopter. Alkhafaji was found approximately four hours later by a K-9 officer searching in an area flagged by reporting parties. When found, Alkhafaji was hiding underneath a parked truck in an MTS bus yard on Gable Way.
DISCUSSION
During the testimony of parole agent Chris Morris he explained the planning that went into the attempt to apprehend Appellant, for whom a warrant had been issued.
Morris explained the numbers of officers and plan to watch Appellant without alerting him was based on his review of the record that Appellant was likely to flee. There was 7 no objection to the answer. Later the prosecutor said in argument that Appellant had a history of running from police, again without objection. Prior to trial, defense counsel had been successful in excluding six prior incidents where Appellant had fled from police.
Appellant contends his trial counsel was ineffective and the two references amounted to inadmissible "propensity evidence." He claims those statements denied him a fair trial and counsel was indisputably ineffective for failing to object. As we will explain, this record does not explain why counsel did not object. Further, defense counsel appeared to have a defined strategy to convince the jury Appellant fled because he was afraid of the officers who were shooting at him and that he was not reckless in his driving. Given the overwhelming evidence of wild, reckless driving to avoid capture by police in marked vehicles with emergency lights activated, we are satisfied Appellant has not shown prejudice, even if we assumed an error on the part of trial counsel.
A. Legal Principles When a defendant claims trial counsel has been constitutionally ineffective the defendant must make the showing required by Strickland v. Washington (1984) 466 U.S.
668 (Strickland). Strickland requires that the defendant show trial counsel's performance fell below acceptable standards, in other words counsel erred by commission or omission.
In addition to showing error, the defendant must show that in the absence of the error it is reasonably likely that a different result would have been reached. (Id. at p. 687.)
In reviewing claims of error by trial counsel, where there is an unexplained omission, an appellant can meet the Strickland standard only "if the record on appeal 8 demonstrates there could be no rational tactical purpose for counsel's omissions."
(People v. Lucas (1995) 12 Cal.4th 415, 442.) When we evaluate the performance of trial counsel we are required to presume, in the absence of other evidence, that counsel's conduct falls within the wide range of professional assistance. (People v. Vines (2011) 51 Cal.4th 830, 876.)
Even if an error is discovered, an appellant must meet the Strickland prejudice standard. "[Appellant] must carry his burden of proving prejudice as a 'demonstrable reality,' not simply speculation as to the effect of the errors and omissions of counsel."
(People v. Williams (1988) 44 Cal.3d 883, 937.)
In People v. Mendoza Tello (1997) 15 Cal.4th 264, 267-268 the court noted that it is often difficult to tell, from a silent record, whether the failure by counsel to take some action constitutes ineffective performance. As the court observed in such cases it is often necessary to resolve such issues on habeas corpus, where a record can be developed.
B. Analysis Starting with the question of why counsel did not object, we of course do not have an answer in this record. We do know the parole and police authorities assembled a formidable team of multiple officers, agencies and even a helicopter in their effort to apprehend Appellant. Even without the parole agent's statement, it would appear they thought him likely to flee, which of course he did upon confronting police.
More importantly, however, it appears the defense tactic was to appeal to the jury on the specific intent issue by contending Appellant fled, because he feared the gun- toting, and shooting police. Indeed, his view was a reasonable person might do that.
9 Counsel argued Appellant was cautious in his efforts to escape, thus he did not commit felony evasion, because he was not reckless. That the tactical decision did not work, does not render the approach of defense counsel unreasonable. In any event, there is nothing in this record to indicate that trial counsel was not competent, or well prepared. If such facts exist, they will have to be developed in an appropriate habeas proceeding.
Finally, the record before us, including video of the pursuit and the cars into which Appellant crashed, presents overwhelming proof of guilt. We find nothing in this record that could possibly support a finding that a different result would have been likely if the two statements had not been admitted. Appellant has not met his burden of showing ineffective assistance of counsel under the Sixth Amendment.
DISPOSITION
The judgment is affirmed.
HUFFMAN, J.
WE CONCUR:
McCONNELL, P. J.
NARES, J.
Cites, in this corpus
- People v. Vines S065720 · 2011-05-19
- People v. Mendoza Tello S055184 · 1997-04-17
- People v. Lucas S004788. Crim. 26422 · 1995-12-29
- People v. Williams Docket Nos. Crim. 20911, 23904 · 1988-03-24