gno.law

People v. Willis CA4/1

California Court of Appeal · D067114 · 2016-04-04 · Unpublished

Proceeding
appeal from an order
Trial court
Superior Court of San Diego County · No. SCD208339
Trial judge
David J. Danielsen
Outcome
affirmed — Affirmed.
Area
criminal
Panel
Patricia D. Benke (author), O'Rourke, Gilbert Nares

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T05:53Z · confidence high

The trial court denied Willis's petition to recall his sentence under Proposition 36, determining that he was 'armed' during the commission of his third-strike offense based on the record of conviction. The Court of Appeal affirmed the denial, holding that the trial court properly relied on the prior appellate opinion's factual findings, which were established through adversary proceedings.

Ruling reviewedStandardThe courtThe model
Denial of petition to recall sentence under Proposition 36
“Accordingly, we affirm the trial court's order denying his petition to recall his sentence.”
unclearcorrectagree with court
The appellate court found the trial court's reliance on the prior appellate opinion's factual findings was proper because those facts were litigated in adversary proceedings, distinguishing the case from Lockley. The court correctly applied the definition of 'record of conviction' to include prior appellate opinions and concluded the evidence showed Willis was personally armed, not just in constructive possession.

Authorities

  • relied: People v. Sifuentes (2011) 195 Cal.App.4th 1410 — A conviction under former section 12021, subdivision (a) is possible when a defendant was not armed within the meaning of section 667, subdivision (e)(2)(C)(iii), but merely had constructive possession of a sawed-off shotgun.
  • relied: People v. Bradford (2014) 227 Cal.App.4th 1322 — Under Proposition 36, in determining whether a crime was committed while a defendant was armed, a trial court must rely on the 'record of conviction,' rather than conduct new factfinding proceedings.
  • relied: People v. Brimmer (2014) 230 Cal.App.4th 782 — The record of conviction includes any factual conclusions reached in an opinion on a defendant's appeal from a conviction.
  • relied: People v. Woodell (1998) 17 Cal.4th 448 — An appellate opinion itself, representing the action of a court, clearly comes within the exception to the hearsay rule for official records and can help determine the nature of the crime.
  • relied: People v. Trujillo (2006) 40 Cal.4th 165 — The record of conviction includes factual conclusions from appellate opinions.
  • relied: Lockley v. Law Office of Cantrell, Green, Pekich & McCort (2001) 91 Cal.App.4th 875 — Facts stated in an appellate opinion may not be judicially noticed where those facts have not been established by way of an adversary proceeding.

The appellate opinion: sound — The opinion is sound because it correctly distinguishes Lockley by establishing that the facts in the prior appellate opinion were the result of adversary proceedings, thereby satisfying the requirements for reliance on the record of conviction. It accurately applies the statutory framework of Proposition 36 and the definition of 'armed' to the specific facts found in the prior appeal.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:30Z · confidence low

The San Diego Superior Court denied Mario Willis's Proposition 36 petition to recall his 25-years-to-life three-strikes sentence, finding from the record of conviction (including the sentencing court's remarks and the Court of Appeal's 2009 opinion) that he was armed with a sawed-off shotgun during his felon-in-possession offense and so was ineligible under section 1170.126, subdivision (e)(2). The Court of Appeal affirmed, holding the prior appellate opinion is part of the record of conviction, that Lockley did not bar reliance on it because the arming facts were adversarially litigated at sentencing and on appeal, and that nothing in the record supported Willis's constructive-possession theory.

Ruling reviewedStandardThe courtThe model
Trial court's reliance on the prior appellate opinion (and sentencing-court findings) as part of the record of conviction to determine Proposition 36 eligibility
“Moreover, the record of conviction includes any factual conclusions we reached in an opinion on a defendant's appeal from a conviction.”
unclearcorrectagree with court
Woodell and Trujillo establish that an appellate opinion is part of the record of conviction and admissible as an official record, and Bradford and Brimmer apply that rule to Proposition 36 eligibility determinations. The court reasonably distinguished Lockley because the facts regarding the shotgun were relevant to and litigated in the cruel-and-unusual-punishment challenge on the prior appeal, which is the reliability concern Woodell identified. The court did not state a standard of review, but the question is essentially legal and the authorities support the result.
Trial court's determination that Willis was armed with a firearm during the commission of the current offense and therefore ineligible for resentencing under section 1170.126, subdivision (e)(2)
“As the record in this case demonstrates, including the opinion of this court, there is no evidence that Willis constructively possessed the weapon.”
unclearcorrectagree with court
The record of conviction quoted in the opinion shows Willis personally retrieved the sawed-off shotgun from a pillowcase, said he would use it, and racked it; that is actual possession with the weapon available for offensive or defensive use, which satisfies the arming disqualifier. The court correctly rejected the inference from the hung criminal-threat count, since arming does not require a threat. The opinion is weaker in characterizing the sentencing court's Romero remarks and the prior appellate court's cruel-and-unusual discussion as findings that Willis was 'armed,' since neither was adjudicating that element, and it does not state the standard of proof governing the eligibility determination, but the underlying facts are undisputed in the record and support the result.

Authorities

  • relied: People v. Woodell (1998) 17 Cal.4th 448 — An appellate opinion is part of the record of conviction and falls within the official records hearsay exception; it is a judicial statement that can help determine the nature of the crime of which the defendant was convicted.
  • relied: People v. Trujillo (2006) 40 Cal.4th 165 — The record of conviction consists of adjudicated matters reflecting the facts of the offense for which the defendant was convicted, not unadjudicated statements such as those in a probation report.
  • relied: People v. Bradford (2014) 227 Cal.App.4th 1322 — In determining Proposition 36 eligibility, the trial court must rely on the record of conviction rather than conducting new factfinding.
  • relied: People v. Brimmer (2014) 230 Cal.App.4th 782 — A trial court may rely on the appellate opinion from the defendant's original appeal as part of the record of conviction when determining whether the defendant was armed for Proposition 36 purposes.
  • relied: People v. Sifuentes (2011) 195 Cal.App.4th 1410 — A felon-in-possession conviction can rest on constructive possession, which does not necessarily establish that the defendant was armed.
  • relied: Lockley v. Law Office of Cantrell, Green, Pekich & McCort (2001) 91 Cal.App.4th 875 — Facts recited in an appellate opinion may not be judicially noticed for their truth where they were not established in an adversary proceeding; distinguished because the arming facts here were litigated at sentencing and on appeal.
  • missed: People v. Osuna (2014) 225 Cal.App.4th 1020 — A defendant convicted of being a felon in possession of a firearm is disqualified from Proposition 36 resentencing if the record of conviction shows he was armed (had the firearm available for offensive or defensive use) during the offense, and the arming need not be tethered to a separate offense; the court may examine the record of conviction to make that determination.

The appellate opinion: sound with gaps — The opinion correctly applies Woodell, Trujillo, Bradford and Brimmer to hold the prior appellate opinion is part of the record of conviction, sensibly distinguishes Lockley, and the undisputed facts of retrieving and racking the shotgun clearly establish arming. It omits any statement of the standard of review or standard of proof, does not address the leading published felon-in-possession arming cases such as Osuna, and somewhat loosely treats Romero and cruel-and-unusual rulings as adjudicated 'findings' of arming.

How this analysis was made · dispute it

Opinion

Filed 4/4/16 P. v. Willis CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

THE PEOPLE, D067114

Plaintiff and Respondent, v. (Super. Ct. No. SCD208339)

MARIO WILLIS,

Defendant and Appellant.

APPEAL from an order of the Superior Court of San Diego County, David J.

Danielsen, Judge. Affirmed.

Carl Fabian, under appointment by the Court of Appeal, for Defendant and Appellant.

Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Barry Carlton and Sabrina Y.

Lane-Erwin, Deputy Attorneys General, for Plaintiff and Respondent.

In 2008, defendant and appellant Mario Willis was sentenced under the three strikes law (Pen. Code,1 §§ 667, subds. (b)–(i), 1170.12) to a term of 25 years to life.

The record of conviction with respect to that sentence supports the trial court's later, 2014, determination that sentence on Willis's third strike was imposed for commission of an offense during which he was armed within the meaning of Penal Code section 667, subdivision (e)(2). Willis's use of a firearm during commission of the third-strike offense disqualified him for relief under Proposition 36, adopted by the voters in 2012. (See § 1170.126, subd. (e)(2).) Accordingly, we affirm the trial court's order denying his petition to recall his sentence.

As we discuss more fully below, we reject Willis's contention with respect to what composes his record of conviction and what it shows. In particular, the record of conviction includes both the trial court's conclusion at the time of his sentence that, in the course of a heated domestic dispute, Willis was armed with a sawed-off shotgun, and our reliance on that fact in later affirming his conviction and life sentence.

FACTUAL AND PROCEDURAL BACKGROUND

1. Underlying Offense In August 2007, Willis had multiple felony convictions on his record, which included a prison term for his participation in armed robberies.2 At that time, Willis had been out of prison and was employed as a printer. Although in 2007 Willis was living with his girlfriend, he was married to another woman and frequently returned to his wife's 1 All further statutory references are to the Penal Code.

2 His record included eight prior "strike" convictions. 2 residence, where she was living with two of his stepsons and two of his children.

On August 10, 2007, Willis parked his car in front of his wife's garage so that one of his stepsons could not get his bicycle out of the garage. According to Willis, he did so because his stepson had been disrespectful to Willis's mother, and he was punishing the child by preventing him from using his bicycle. Willis's wife wanted her son to get his bike, and she and Willis began to argue. Willis went into his wife's bedroom and took a sawed-off shotgun out of a pillow case. When Willis's wife asked him what he was going to do the with gun, he told her he was going to use it; according to both Willis's wife and one of his stepsons, Willis then "racked" or pumped the shotgun. Willis's stepson later testified that, at some earlier point, he had seen Willis with the shotgun.

Willis's wife attempted to keep her children out of the bedroom and managed to direct one of her sons to call police. Police arrived and arrested Willis; they recovered the sawed off shotgun, searched the home, and found ammunition.

2. Conviction and Sentence Willis was charged with attempting to make a criminal threat (§ § 664/422); being a felon in possession of a firearm (former § 12021, subd. (a)(1)); being a felon in possession of a deadly weapon (former § 12020 subd. (a)); and being a felon in possession of ammunition (former § 12316). The charges were tried by a jury, which was unable to reach verdict on the criminal threat count but did find Willis guilty on all the weapons counts.

Because of his prior convictions, Willis was subject to a 25-years-to life sentence 3 under the three strikes Law. At his sentencing, he asked that his prior serious felony convictions be stricken; Willis not only argued that a substantial amount of time had passed between his then current convictions and his prior convictions, and that he had been leading a law abiding life, but he also argued that his current convictions were not serious offenses that merited a life sentence. In rejecting that characterization of the current offenses, and his request that the priors be stricken, the trial court stated: "The reality is the possession charge is that . . . , the son, testified unequivocally, without any hesitation, that he saw his father on three separate occasions in the possession of this shotgun and the bullets. [¶] . . . [¶] It was crystal clear as well that the son heard the racking of the shotgun in the context of the domestic dispute, albeit no criminal offense having occurred. [¶] Now, we can't take it out of context, the husband and wife arguing.

The husband has a sawed-off shotgun. He is racking it with the children in the house, outside. That's not minimal conduct offense . . . ."

Willis filed a timely notice of appeal, and, in our opinion affirming his conviction and upholding his sentence, we set forth a summary of the factual background of the case, including a description of the argument Willis had with his wife and his conduct in retrieving the shotgun from the pillowcase and racking it in her presence and the presence of his stepson. (See People v. Willis (Nov. 13, 2009, D053544) [nonpub. opn.].) Among other issues, on appeal Willis argued his life sentence was so disproportional to the offense of possessing firearms that it amounted to cruel and unusual punishment. In rejecting this argument, we stated: "Although Willis's current offenses do not technically 4 involve violence, they demonstrate the potential for further violence. Willis was found guilty of possessing a sawed-off firearm and live ammunition-offenses which arose in the context of what appears to have been a very heated argument between Willis and his wife." (People v. Willis, supra, D053544.)

3. Petition to Recall On March 26, 2013, Willis filed a petition to recall his sentence under the recently adopted provisions of Proposition 36. On November 12, 2014, the trial court issued an order to show cause why the petition should not be denied; the order stated that, in light of the fact Willis retrieved the shotgun in the course of an argument with his wife, Willis was armed within the meaning of section 667, subdivision (e)(2). The order to show cause noted that the underlying facts of the case had been set forth in our opinion on appeal and recited, in part, our description of the domestic dispute, including in particular the fact that Willis retrieved the shotgun from a pillow case and racked it.

At the hearing on the order to show cause, the trial court denied Willis's petition, and he filed a timely notice of appeal.

DISCUSSION

On appeal, Willis contends that the trial court erroneously relied on our prior opinion in determining that he was armed and, therefore, disqualified for relief under Proposition 36. We reject this argument. Although we agree that an appellate court's recitation of facts may, under some circumstances, not be binding on a party in future proceedings, where, as here, those facts were litigated both in the trial court and the Court 5 of Appeal, the Court of Appeal's determination of those facts may be relied upon in future proceedings.

I

The People and Willis agree that he is not qualified for relief under Proposition 36 if his sentence under the three strikes law was imposed for a crime he committed while armed within the meaning of section 667, subdivision (e)(2)(C)(iii). (See § 1170.126, subdivision (e)(2).) We also agree with Willis that a conviction under former section 12021, subdivision (a) is possible when a defendant was not armed within the meaning of section 667, subdivision (e)(2)(C)(iii), but merely had constructive possession of a sawed-off shotgun. (People v. Sifuentes (2011) 195 Cal.App.4th 1410, 1417.)

Under Proposition 36, in determining whether a crime was committed while a defendant was armed, a trial court must rely on the "record of conviction," rather than conduct new factfinding proceedings. (People v. Bradford (2014) 227 Cal.App.4th 1322, 1338-1339.) Moreover, the record of conviction includes any factual conclusions we reached in an opinion on a defendant's appeal from a conviction. (See People v. Brimmer (2014) 230 Cal.App.4th 782, 800; see also People v. Woodell (1998) 17 Cal.4th 448, 458;

People v. Trujillo (2006) 40 Cal.4th 165, 180-181.) An "appellate opinion itself, representing the action of a court, clearly comes within the exception to the hearsay rule for official records." (People v. Woodell, supra, at p. 458.) It represents "a judicial statement and can help determine the nature of the crime of which the defendant had been convicted." (Id. at p. 459.)

6 Contrary to Willis's argument on appeal, nothing in Lockley v. Law Office of Cantrell, Green, Pekich & McCort (2001) 91 Cal.App.4th 875, 882-883 prevented the trial court from relying on our prior opinion in Willis's previous appeal. In Lockley, the court held that facts stated in an appellate opinion may not be judicially noticed where those facts have not been established by way of an adversary proceeding. (Lockley, at p. 883.) Here, Willis litigated the nature of his offense—and in particular its seriousness—both in the trial court at the time of his sentence and in the Court of Appeal.

In both forums, his contentions were rejected because both courts found that he was armed at the time of the subject offense. Thus, unlike the litigant in Lockley, the fact he was personally armed with the shotgun was determined by way of adversary proceedings and was properly noticed in the trial court. Willis argues the jury might have concluded he constructively possessed the firearm, and, therefore, he should be eligible for resentencing because this would not amount to his being "armed". As the record in this case demonstrates, including the opinion of this court, there is no evidence that Willis constructively possessed the weapon. The only evidence Willis points to is the dismissal of count 1, making a criminal threat against his wife. His logic is strained. The alleged victim in count 1 was his wife. The evidence demonstrated that when confronted by his wife, Willis issued a generalized threat to "use it." One can see how the jury could conclude the general threat was not a threat against his wife, particularly where the conflict arose with respect to Willis's stepson. Second, one can certainly possess or arm themselves with a firearm and not threaten to use it. In this case there is no legal or 7 logical relationship between the threat in count 1 and the possession charge.

DISPOSITION

The order is affirmed.

BENKE, Acting P. J.

WE CONCUR:

NARES, J.

O'ROURKE, J.

Cites, in this corpus