People v. Kelm CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. SCD256541
- Trial judge
- David J. Danielsen
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Judith L. Haller (author), McINTYRE
Analysis
The trial court denied Kelm's postjudgment motion to strike a prison prior enhancement and reduce his sentence, finding that his 2011 felony conviction was final and valid at the time of his current sentencing. The Court of Appeal affirmed, holding that Proposition 47's reclassification of the 2011 conviction to a misdemeanor does not retroactively strike enhancements based on that conviction in a separate, already-final case.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of postjudgment motion to strike prison prior enhancement and reduce sentence“The court denied Kelm's motion, finding his sentence in this case was final before the 2011 felony conviction was reduced to a misdemeanor.” | de novo | correct | agree with court The appellate court correctly applied de novo review to the statutory construction question. It properly distinguished the current case from People v. Park and People v. Camarillo, where the prior conviction was reduced before the subsequent offense was committed or sentenced. Here, the 2011 conviction was a felony at the time Kelm was sentenced in 2014, so the enhancement was validly imposed. The court correctly relied on People v. Valenzuela and People v. Rivera to conclude that section 1170.18, subdivision (k) does not have retroactive collateral effects on final judgments in other cases. |
Authorities
- relied: People v. Valenzuela (2016) 244 Cal.App.4th 692 — Section 1170.18 does not provide a procedure for striking a prison prior if the underlying felony has been reduced to a misdemeanor, and the relief is limited to prospective application.
- relied: People v. Rivera (2015) 233 Cal.App.4th 1085 — Section 1170.18, subdivision (k) does not apply retroactively for purposes such as determining appellate jurisdiction, indicating a lack of retroactive collateral effect.
- relied: People v. Park (2013) 56 Cal.4th 782 — A conviction reduced to a misdemeanor under section 17(b)(3) cannot serve as the basis for an enhancement for crimes committed after the reduction, but the case is distinguishable where the conviction was a felony at the time of the subsequent sentencing.
- relied: People v. Gokey (1998) 62 Cal.App.4th 932 — Sentence enhancements for prior prison terms are based on the defendant's status as a recidivist, not on the underlying criminal conduct.
- relied: People v. Camarillo (2000) 84 Cal.App.4th 1386 — A prior felony conviction reduced to a misdemeanor before the defendant is convicted of a subsequent felony cannot serve as the basis for a prison prior enhancement.
The appellate opinion: sound — The opinion is sound because it correctly applies the principle that statutory reclassification under Proposition 47 does not retroactively invalidate enhancements in final judgments where the underlying conviction was a felony at the time of sentencing. It effectively distinguishes controlling precedent (Park, Camarillo) based on the timing of the reduction relative to the sentencing.
How this analysis was made · dispute it
unusual dispositionKelm pleaded guilty to possession of methamphetamine for sale and admitted a Penal Code section 667.5(b) prison prior based on a 2011 felony; after the judgment was final he had the 2011 felony redesignated a misdemeanor under Proposition 47 and moved to strike the one-year prison prior, which the trial court denied because the current sentence was final before the redesignation. The Court of Appeal, reviewing the statutory question de novo, held that section 1170.18(k)'s 'misdemeanor for all purposes' language does not operate retroactively to strike an enhancement in a final judgment, distinguished People v. Park and People v. Camarillo, and affirmed the order.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of postjudgment motion to strike the section 667.5(b) prison prior enhancement and reduce the sentence by one year after the underlying 2011 felony was redesignated a misdemeanor under Proposition 47 (section 1170.18(f), (k))“The court denied Kelm's motion, finding his sentence in this case was final before the 2011 felony conviction was reduced to a misdemeanor.” | de novo | correct | agree with court The court read section 1170.18 as creating a specific, limited procedure (recall/resentencing under subd. (a), redesignation under subd. (f)) with no mechanism to strike a prison prior in a separate, already-final case, relying on Valenzuela, Rivera, Shabazz and Noyan, and on subdivision (n)'s preservation of finality. It also reasoned, with Gokey and Walker, that a 667.5(b) enhancement punishes recidivist status fixed at sentencing, when the 2011 conviction was still a felony. As of March 2016 this was consistent with published Court of Appeal authority, and the judgment here was final, so Estrada-type retroactivity would not have helped Kelm. The analysis is defensible; the only weakness is that the court did not expressly engage the 'for all purposes' text beyond quoting Valenzuela and Rivera, and Buycks (the contrary view) was uncitable after grant of review. |
Rejection of Kelm's reliance on People v. Park (and People v. Camarillo) for the proposition that a prior reduced to a misdemeanor cannot support an enhancement“Unlike the defendant in Park, Kelm's 2011 conviction for drug possession was a felony at the time he was sentenced in this case and properly served as the basis for a one-year enhancement under section 667.5, subdivision (b).” | de novo | correct | agree with court Park itself stated that the section 667(a) enhancement would have applied had the defendant committed and been convicted of the new crimes before the court reduced the earlier offense to a misdemeanor (56 Cal.4th at p. 802), and Camarillo likewise involved a reduction occurring before the later conviction. The sequence here is the reverse: the prior was a felony when Kelm was sentenced and the judgment was final before the redesignation. The distinction is faithful to the language of Park and Camarillo. |
Authorities
- relied: People v. Valenzuela (2016) 244 Cal.App.4th 692 — Section 1170.18 provides no procedure for striking a prison prior when the underlying felony is later reduced to a misdemeanor; the statute reflects intent for limited prospective application, and a 667.5(b) enhancement rests on recidivist status rather than the underlying conduct.
- relied: People v. Rivera (2015) 233 Cal.App.4th 1085 — Overview of Proposition 47; the 'misdemeanor for all purposes' language in section 1170.18(k) does not operate retroactively (there, for purposes of appellate jurisdiction).
- relied: People v. Lynall (2015) 233 Cal.App.4th 1102 — Description of Proposition 47's reclassification of drug possession offenses and the recall/resentencing mechanism under section 1170.18(a).
- relied: People v. Park (2013) 56 Cal.4th 782 — A wobbler reduced to a misdemeanor under section 17(b) before the current offense cannot support a section 667(a) enhancement, but the enhancement would apply if the current crimes were committed and adjudicated before the reduction; also sets out rules for construing ballot initiatives.
- relied: People v. Feyrer (2010) 48 Cal.4th 426 — When a misdemeanor sentence is ultimately imposed on a wobbler, the offense is a misdemeanor from that point forward, not retroactively.
- relied: People v. Gokey (1998) 62 Cal.App.4th 932 — Prior prison term enhancements are based on the defendant's status as a recidivist, not on the underlying criminal conduct.
- relied: People v. Walker (2002) 29 Cal.4th 577 — Punishment for a felony and for a penalty enhancement serve different purposes; enhancements deter future similar conduct.
- relied: People v. Shabazz (2015) 237 Cal.App.4th 303 — Section 1170.18's procedures indicate the electorate's intent for limited, prospective application of Proposition 47 relief.
- relied: People v. Noyan (2014) 232 Cal.App.4th 657 — Proposition 47 relief must be sought through the specific procedures of section 1170.18 rather than applied automatically or retroactively.
- relied: People v. Camarillo (2000) 84 Cal.App.4th 1386 — A prior felony reduced to a misdemeanor before the subsequent felony conviction cannot serve as the basis for a prison prior enhancement; distinguished because here the reduction came after the current judgment was final.
- relied: People v. Albillar (2010) 51 Cal.4th 47 — Statutory construction begins with the words of the statute, given their ordinary meaning in context, to effectuate the enacting body's intent.
The appellate opinion: sound with gaps — The opinion answers Kelm's argument with the then-governing published authority (Valenzuela, Rivera, Shabazz, Noyan), correctly distinguishes Park and Camarillo on the timing of the reduction, and properly treats Buycks as uncitable after review was granted; the result follows for a judgment that was final before Proposition 47 relief was obtained. It does not expressly discuss Estrada-based retroactivity or explain why the trial court's finality finding was dispositive, and it leans on Valenzuela for the textual reading of 'misdemeanor for all purposes' rather than independently construing it, so the reasoning is defensible but abbreviated.
Opinion
Filed 3/15/16 P. v. Kelm CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D068319
Plaintiff and Respondent, v. (Super. Ct. No. SCD256541)
HERBERT KELM,
Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, David J.
Danielsen, Judge. Affirmed.
Patrick J. Hennessey, Jr., under appointment by the Court of Appeal, for Defendant and Respondent.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Arlene A. Sevidal and Michael Pulos, Deputy Attorneys General, for Plaintiff and Respondent.
Under a plea agreement, Herbert Kelm pleaded guilty to possession of methamphetamine for sale. (Health & Safety Code, § 11378.) Kelm also admitted he had suffered a prison prior under Penal Code section 667.5,1 subdivision (b), and section 668 based on a 2011 felony conviction. Under the stipulated plea agreement, the trial court sentenced Kelm to three years in custody, and an additional four years under mandatory supervision. After the conviction in this case was final, Kelm successfully petitioned to have the 2011 felony conviction designated as a misdemeanor under Proposition 47. Thereafter, Kelm filed a postjudgment motion in this case to strike the prison prior enhancement and reduce his current sentence by one year. The trial court denied Kelm's motion and he appeals the order. Kelm asserts that section 1170.18, subdivision (k) should be applied retroactively to reduce his sentence. We affirm the order.
BACKGROUND
In 2011, Kelm was convicted of unlawful possession of a controlled substance in violation of Health and Safety Code section 11350, subdivision (a). Three years later in 2014, Kelm was arrested for possession of methamphetamine for sale. In this case, Kelm pleaded guilty to a violation of Health & Safety Code section 11378. He also admitted one of three prior conviction enhancements under Health and Safety Code section 11370.2, subdivision (c), and one of two alleged prison priors under section 667.5, subdivision (b), and section 668. (The prison prior was based on the 2011 conviction.)
In September 2014, under a plea agreement, the trial court sentenced Kelm to a stipulated term of seven years in local prison, consisting of a base term of three years, three years for the prior conviction enhancement, and one year for the prison prior.
1 Further statutory references are to the Penal Code unless otherwise noted. 2 After Proposition 47 became effective in November 2014, Kelm filed a petition in his 2011 case seeking to have the felony conviction designated as a misdemeanor under section 1170.18, subdivision (f). Kelm's petition was granted. Kelm then filed a "Motion to dismiss prison prior because of resentencing" in this case, seeking to strike the prison prior enhancement as a result of his successful petition in the 2011 case and to reduce his sentence by one year. The court denied Kelm's motion, finding his sentence in this case was final before the 2011 felony conviction was reduced to a misdemeanor.
DISCUSSION
Kelm asserts that because his 2011 felony conviction has now been designated a "misdemeanor for all purposes," section 1170.18 should be applied retroactively to strike the prison prior enhancement from his current sentence.2 A. Application of Proposition 47 to Prior Felony Convictions "Proposition 47 makes certain drug- and theft-related offenses misdemeanors, unless the offenses were committed by certain ineligible defendants. These offenses had previously been designated as either felonies or wobblers (crimes that can be punished as either felonies or misdemeanors)." (People v. Rivera (2015) 233 Cal.App.4th 1085, 1091 (Rivera).) Prior to the enactment of Proposition 47, possession of a controlled substance in violation of Health and Safety Code section 11377, subdivision (a), was punishable as either a felony or a misdemeanor. (People v. Lynall (2015) 233 Cal.App.4th 1102, 1108 2 Kelm relied on People v. Buycks (2015) 241 Cal.App.4th 519, review granted Jan. 20, 2016, S231765 (Buycks) to support his assertion that section 1170.18, subdivision (k) should be applied retroactively to reduce his sentence. After filing his reply brief, the California Supreme Court granted review of Buycks rendering it not citable as superseded by grant of review. (Cal. Rules of Court, rule 8.1105(e)(1).) 3 (Lynall); Rivera, at p. 1091.) As a result of Proposition 47, possession of a controlled substance is now punishable as a misdemeanor with certain exceptions under section 667, subdivision (e)(2)(C)(iv), which are inapplicable to this case. (Lynall, at pp. 1108-1109.)
Proposition 47 also allows a person currently serving a felony sentence for an offense that is now a misdemeanor under Proposition 47, to request recall and resentencing in the trial court that entered the judgment of conviction in his or her case.
(§ 1170.18, subd. (a); Lynall, supra, 233 Cal.App.4th at p. 1109.) Under section 1170.18, subdivision (f), a person who has completed a sentence for a felony conviction that would have been guilty of a misdemeanor had Proposition 47 been in effect at the time, may file to have the judgment designated as a misdemeanor.
Section 1170.18, subdivision (k) states that "[a]ny felony conviction that is recalled and resentenced . . . shall be considered a misdemeanor for all purposes, except that such resentencing shall not permit that person to own, possess, or have in her or her custody or control any firearm or prevent his or her conviction under Chapter 2 (commencing with Section 29800) of Division 9 or Title 4 of Part 6." Finally, under section 1170.18, subdivision (n), "[n]othing in this and related sections is intended to diminish or abrogate the finality of judgments in any case not falling within the purview of this act."
The question here is one of statutory construction and interpretation that we review de novo. (People v. Taylor (1992) 6 Cal.App.4th 1084, 1090-1091.) "[O]ur interpretation of a ballot initiative is governed by the same rules that apply in construing a statute enacted by the Legislature." (People v. Park (2013) 56 Cal.4th 782, 796 4 (Park).) When we interpret a statute, "our goal is ' " 'to ascertain the intent of the enacting legislative body so that we may adopt the construction that best effectuates the purpose of the law.' " ' " (People v. Albillar (2010) 51 Cal.4th 47, 54-55 (Albillar).)
Proposition 47 was enacted by the electorate, so the voters' intent controls. (Park, at p. 796.) We first examine the words of the statutory language added or amended by the ballot initiative, " ' "giving them their ordinary and usual meaning and viewing them in their statutory context, because the statutory language is usually the most reliable indicator of legislative intent." ' " (Albillar, at p. 55.) "If the language is ambiguous, we examine other indicators of the voters' intent, particularly the analysis and arguments contained in the official voter information guide." (People v. Valenzuela (2016) 244 Cal.App.4th 692, 706 (Valenzuela); People v. Briceno (2004) 34 Cal.4th 451, 459.)
" ' "When statutory language is clear and unambiguous, there is no need for construction and courts should not indulge in it." ' " (People v. Hendrix (1997) 16 Cal.4th 508, 512, quoting People v. Martin (1995) 32 Cal.App.4th 656, 662.)
B. Retroactive Application of Proposition 47 to Previously Imposed Prison Enhancements Kelm argues that because his 2011 felony conviction is now a "misdemeanor for all purposes" pursuant to section 1170.18, subdivision (k), the prison prior enhancement in this case that was based on that 2011 conviction should be stricken from his current sentence. (§ 1170.18 subd. (k).)
"Nothing in [section 1170.18's] language or the voter information materials for Proposition 47 indicates that this provision was intended to have . . . retroactive collateral consequences . . . . To the contrary, as discussed, the procedures set forth in section 5 1170.18 that must be followed to obtain the resentencing and reclassification benefits of Proposition 47 indicate the electorate's intent for a specific, limited prospective application of the relief available under the new law." (Valenzuela, supra, 244 Cal.App.4th at p. 709, citing People v. Shabazz (2015) 237 Cal.App.4th 303, 313-314;
People v. Noyan (2014) 232 Cal.App.4th 657, 672; Rivera, supra, 233 Cal.App.4th at pp.
1099-1100.) "Section 1170.18 provides a mechanism for reducing felony conviction to misdemeanors, but contains no procedure for striking a prison prior if the felony underlying the enhancement has subsequently been reduced to a misdemeanor."
(Valenzuela, at p. 709.) "If ultimately a misdemeanor sentence is imposed, the offense is a misdemeanor from that point on, but not retroactively." (People v. Feyrer (2010) 48 Cal.4th 426, 439). Specifically, the language in section 1170.18, subdivision (k), "shall be considered a misdemeanor for all purposes," does not apply retroactively. (See, e.g., Rivera, at pp. 1089, 1096 [section 1170.18, subdivision (k) does not apply retroactively for the purpose of determining appellate jurisdiction].)
Further, the qualifying criterion for the enhancement that Kelm received under section 667.5, subdivision (b) is having served a prior prison term for a felony conviction.
(§ 667.5, subd. (b) ["[T]he court shall impose a one-year term for each prior separate prison term or county jail term imposed under subdivision (h) of Section 1170 or when sentence is not suspended for any felony . . . ."].) A section 667.5 enhancement is based on the defendant's status as a recidivist, not on the underlying criminal conduct.
(Valenzuela, 244 Cal.App.4th at pp. 710-711; People v. Gokey (1998) 62 Cal.App.4th 932, 936 ["Sentence enhancements for prior prison terms are based on the defendant's 6 status as a recidivist, and not on the underlying criminal conduct, or the act or omission, giving rise to the current conviction."].) Separate punishments for a felony and for a penalty enhancement are appropriate, because the punishments serve different purposes, where the enhancement deters similar future conduct. (People v. Walker (2002) 29 Cal.4th 577, 583.) When Kelm was sentenced in this case, the 2011 conviction was a felony, and having served a prison sentence for that conviction, he had recidivist status.
The latter fact is not altered by Proposition 47.
Kelm relies on Park, supra, 56 Cal.4th at pp. 787-788 to support his contention that the felony enhancement should be stricken because his 2011 conviction was retroactively reduced to a misdemeanor. Kelm's reliance on Park is misplaced. In Park, the appellant was convicted of a felony that was subsequently reduced to a misdemeanor under section 17, subdivision (b)(3). (Park, at p. 787.) The appellant was later convicted of attempted premeditated murder and assault with a firearm. (Id. at pp. 787-788.) "Park concluded that once the conviction was reduced to a misdemeanor, it could no longer serve as the basis for the enhancement: 'When the court properly exercises its discretion to reduce a wobbler to a misdemeanor, it has found that felony punishment, and its consequences, are not appropriate for that particular defendant.' " (Valenzuela, supra, 244 Cal.App.4th at p. 710, quoting Park, at p. 801.) The court noted, however, that "[t]here is no dispute that . . . defendant would be subject to the section 667(a)
enhancement had he committed and been convicted of the present crimes before the court reduced the earlier offense to a misdemeanor." (Park, at p. 802.) Unlike the defendant in Park, Kelm's 2011 conviction for drug possession was a felony at the time he was 7 sentenced in this case and properly served as the basis for a one-year enhancement under section 667.5, subdivision (b).3
DISPOSITION
The order is affirmed.
PRAGER, J.* WE CONCUR:
HALLER, Acting P. J.
McINTYRE, J.
3 People v. Camarillo (2000) 84 Cal.App.4th 1386 is similarly distinguishable. Like Park, Camarillo's prior felony conviction was reduced to a misdemeanor before he was convicted of a subsequent felony, and therefore could not serve as the basis for a prison prior enhancement. (Id. at p. 1389.)
* Judge of the San Diego Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution. 8
Cites, in this corpus
- People v. Shabazz B255297 · 2015-06-01
- People v. Rivera H041742 · 2015-01-29
- People v. Lynall H041737 · 2015-01-29
- People v. Noyan C074049 · 2014-12-17
- People v. Park S193938 · 2013-05-13
- People v. Albillar S163905 · 2010-12-20
- People v. Feyrer S154242 · 2010-03-25
- People v. Briceno S117641 · 2004-11-04
- People v. Walker S097725 · 2002-12-12
- People v. Camarillo No. A087919 · 2000-11-27
- People v. Gokey A076192 · 1998-03-30
- People v. Hendrix S055275 · 1997-08-18
- People v. Martin B084857 · 1995-02-22
- People v. Taylor G010516 · 1992-05-21