In re A.L. CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. J519198
- Trial judge
- Kimberlee A. Lagotta
- Outcome
- affirmed — Affirmed.
- Area
- dependency
- Panel
- Patricia D. Benke (author), Judith D. McConnell, Cynthia Aaron
Analysis
The trial court sustained the dependency petition under Welfare and Institutions Code section 300, subdivision (b), finding that the father's brain damage and inability to control his emotions rendered him unable to adequately care for his one-year-old daughter, despite the injury being accidental. The Court of Appeal affirmed the judgment, holding that substantial evidence supported the finding that the child remained at substantial risk of serious physical harm at the time of the jurisdictional hearing due to the father's deep-seated issues and history of neglect.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Jurisdictional finding under Welfare and Institutions Code section 300, subdivision (b)“The juvenile court here could reasonably find that D.L.'s brain damage and inability to control his emotions rendered him unable to properly care for A.L. after her accidental injury.” | substantial evidence | correct | agree with court The appellate court correctly applied the substantial evidence standard, which requires viewing the record in the light most favorable to the prevailing party and indulging all legitimate inferences. The court properly distinguished the case from In re Isabella F. because the father was actively involved in the child's life and his neglect directly impacted her, unlike the absent father in Isabella F. The court also correctly noted that In re John M. did not establish a specific factual prerequisite for jurisdiction that was missing here. The reasoning that past neglect combined with deep-seated, unresolved causes (brain damage) supports a finding of current substantial risk is consistent with In re Janet T. and In re Savannah M. |
Authorities
- relied: In re Janet T. (2001) 93 Cal.App.4th 377 — Evidence of past events has probative value for current conditions only if circumstances at the time of the hearing make it likely the child will suffer the same type of serious physical harm or illness in the future.
- relied: In re Savannah M. (2005) 131 Cal.App.4th 1387 — Previous acts of neglect, standing alone, do not establish a substantial risk of harm; there must be some reason beyond mere speculation to believe they will reoccur.
- relied: In re J.N. (2010) 181 Cal.App.4th 1010 — The substantial evidence test is the appropriate standard of review for both jurisdictional and dispositional findings in dependency cases.
- relied: In re Rocco M. (1991) 1 Cal.App.4th 814 — Appellate review of sufficiency of evidence begins and ends with determining if there is any substantial evidence to support the conclusion; all conflicts are resolved in favor of the respondent.
- relied: In re Noe F. (2013) 213 Cal.App.4th 358 — The appellate court does not consider whether the dependency court could have drawn a different conclusion, but whether there is substantial evidence to support the conclusion the court did draw.
- relied: In re Drake M. (2012) 211 Cal.App.4th 754 — Substantial evidence is not synonymous with any evidence; inferences must be a product of logic and reason and rest on the evidence, not mere speculation.
- relied: In re John M. (2013) 212 Cal.App.4th 1117 — The court distinguished this case, noting that John M. did not imply its specific facts were necessary for a jurisdictional finding under section 300, subdivision (b), and thus had little relevance to the issues in the current case.
- relied: In re Isabella F. (2014) 226 Cal.App.4th 128 — The court distinguished this case, noting that in Isabella F., the jurisdictional finding was based on the actions of an absent father two years prior, with no evidence the child was in his care or affected by the events, unlike the current case where the father was involved and his neglect directly placed the child at risk.
The appellate opinion: sound — The opinion is sound because it correctly applies the substantial evidence standard and properly distinguishes the cited authorities (In re John M. and In re Isabella F.) based on the specific facts of the father's active involvement and the direct risk posed to the child. The reasoning logically connects the father's deep-seated brain damage and history of hostile behavior to the current substantial risk of harm, satisfying the requirements of In re Janet T. and In re Savannah M.
The juvenile court sustained a Welfare and Institutions Code section 300, subdivision (b) petition as to one-year-old A.L., finding her burn injury was accidental but that father D.L. was negligent and that jurisdiction was needed to prevent further injury, while placing A.L. in D.L.'s home with services. On D.L.'s appeal challenging the sufficiency of the evidence for the jurisdictional finding, the Court of Appeal applied substantial evidence review and affirmed, holding D.L.'s brain damage, hostility toward hospital and Agency staff, and inability to understand medical and court information supported a finding of continuing substantial risk despite his later improvement.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Jurisdictional finding under section 300, subdivision (b) that A.L. was at substantial risk of serious physical harm at the time of the hearing as a result of D.L.'s neglect“The court sustained the allegations of the petition and placed A.L. with D.L.” | substantial evidence | correct | agree with court The opinion correctly states the rule from Janet T. and Savannah M. that past neglect alone is insufficient and current risk must be shown, and then identifies record evidence of present risk: deep-seated brain damage, the hospital incident in which D.L. obstructed admission and was removed by police, hostility to social workers, incompetence requiring a guardian ad litem, and the fact that improvement occurred only under court and Agency supervision. Drawing all inferences for the respondent, that is more than a scintilla. The tension that the Agency itself recommended return home does not undermine jurisdiction, since placement with a parent under supervision is a permissible disposition. |
Finding that A.L. suffered or was at substantial risk of serious physical harm or illness (rejecting D.L.'s claim that no serious harm or risk existed)“The juvenile court, however, could reasonably find that D.L.'s neglect could have prevented A.L. from obtaining needed medical treatment for her severe burns, which put A.L. at risk of serious physical harm.” | substantial evidence | correct | agree with court Second degree burns requiring referral to a specialized burn center and hospital admission, coupled with a parent's irrational refusal of admission, reasonably support a finding of risk of serious physical harm; the court's footnote 5 point that a denial of treatment need not be informed to be neglectful is a sensible reading of the statute. The court could have more directly relied on the statute's 'has suffered' prong given the trial court's own negligence finding, but the result is supported. |
Authorities
- relied: In re Janet T. (2001) 93 Cal.App.4th 377 — Evidence of past events is probative under section 300(b) only if circumstances at the time of the hearing make it likely the child will suffer the same type of serious physical harm in the future.
- relied: In re Savannah M. (2005) 131 Cal.App.4th 1387 — Previous acts of neglect standing alone do not establish substantial risk of harm; there must be some reason beyond speculation to believe they will reoccur.
- relied: In re J.N. (2010) 181 Cal.App.4th 1010 — Substantial evidence is the standard of review for both jurisdictional and dispositional findings.
- relied: In re Rocco M. (1991) 1 Cal.App.4th 814 — Appellate review of sufficiency of evidence in juvenile cases begins and ends with whether any substantial evidence supports the trier of fact's conclusion, resolving conflicts in favor of respondent.
- relied: In re Noe F. (2013) 213 Cal.App.4th 358 — The question is not whether the dependency court could have drawn a different conclusion but whether substantial evidence supports the conclusion it did draw.
- relied: In re Drake M. (2012) 211 Cal.App.4th 754 — Substantial evidence is not any evidence; inferences must be the product of logic and reason and rest on the evidence, not speculation.
- relied: In re John M. (2013) 212 Cal.App.4th 1117 — Affirmed a section 300(b) finding on its facts; the court held it does not establish facts necessary for every 300(b) finding and so does not aid D.L.
- relied: In re Isabella F. (2014) 226 Cal.App.4th 128 — A 300(b) finding cannot rest on an absent parent's conduct two years earlier where the child was not in that parent's care or affected by it; distinguished because D.L. was actively involved in A.L.'s life.
- missed: In re J.K. (2009) 174 Cal.App.4th 1426 — Section 300, subdivision (b) is satisfied by a showing that the child has suffered serious physical harm as a result of parental neglect, without a separate showing of current risk; this would have supported the finding more directly given the trial court's negligence finding regarding the burns.
The appellate opinion: sound with gaps — The opinion states the correct current-risk rule, applies the correct deferential standard, and answers both of D.L.'s cited cases with accurate distinctions, reaching a defensible result on the record described. It does not engage with the trial court's own finding that D.L. was negligent in causing the burns or with the 'has suffered' prong of section 300(b) (In re J.K.), and it relies on the generalized reasoning that improvement occurred only under supervision without squarely confronting the Agency's own changed recommendation that the child was safe in D.L.'s home.
Opinion
Filed 3/14/16 In re A.L. CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re A.L., a Person Coming Under the Juvenile Court Law. D068988 SAN DIEGO COUNTY HEALTH AND HUMAN SERVICES AGENCY, (Super. Ct. No. J519198) Plaintiff and Respondent, v. D.L., Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Kimberlee A. Lagotta, Judge. Affirmed.
Elizabeth C. Alexander, under appointment by the Court of Appeal, for Defendant and Appellant.
Thomas E. Montgomery, County Counsel, John E. Philips, Chief Deputy County Counsel, and Lisa M. Maldonado, Deputy County Counsel, for Plaintiff and Respondent. D.L. appeals the judgment entered following the jurisdiction and disposition hearing in the juvenile dependency case of his minor daughter A.L. He contends the evidence was insufficient to support the court's jurisdictional finding under Welfare and Institutions Code section 300, subdivision (b).1 We disagree and affirm.
FACTUAL AND PROCEDURAL BACKGROUND
On May 29, 2015, the San Diego County Health and Human Services Agency (the Agency) petitioned the juvenile court under section 300, subdivision (b) on behalf of one- year-old A.L. The Agency alleged that A.L. suffered second degree burns on her abdomen and left thigh while D.L. was bathing her. The Agency further alleged that D.L.
became angry with hospital staff when he was told they wanted to admit A.L., refused to allow A.L. to be taken from him, and had to be removed from the hospital by law enforcement. A.L.'s mother, Erica R., was incarcerated in state prison.2 The Agency concluded that A.L.'s parents were unable and unwilling to provide care for A.L. and she had suffered or was at substantial risk of suffering serious physical harm or illness.
In its detention report, the Agency described the circumstances leading to the involvement of the Agency. D.L. told the Agency he was legally blind. When he was bathing A.L., he mistakenly turned off the cold water faucet instead of the hot water faucet. Hot water continued to flow over A.L. and caused her burns. D.L. brought A.L.
to a hospital, where medical personnel told D.L. to take A.L. to a specialized burn center 1 Further statutory references are to the Welfare and Institutions Code.
2 Erica is not a party to this appeal and will be discussed only where necessary. 2 within a few days. The next day, D.L. took A.L. to the University of California, San Diego Medical Center. A doctor examined A.L. and told D.L. that A.L. should be admitted. D.L. became angry. When a hospital social worker tried to speak with D.L., he was hostile and uncooperative. D.L. did not appear to understand what he was told and was unable to control his emotions. Law enforcement removed D.L. from the hospital, and in accordance with hospital policy D.L. was barred from entering the hospital for seven days. When an Agency social worker contacted D.L. in jail, he continued to be hostile and shouted obscenities. During a later discussion, D.L. was more cooperative with the Agency but did not appear to fully understand the information provided by the social worker. The Agency later learned that D.L. had swallowed a large amount of crack cocaine 12 years ago, which caused D.L.'s blindness and other brain damage.3 The Agency contacted A.L.'s maternal grandmother, Robin B., who described D.L. as "attentive" and "loving" but was concerned about his ability to care for A.L. The maternal grandmother claimed she provided primary care for A.L.
At the detention hearing, the juvenile court found that the Agency had made a prima facie showing under section 300, subdivision (b). A.L. was placed in foster care.
The court ordered liberal supervised visitation for D.L.
A month later, the Agency reported that D.L. had made threatening statements towards Agency staff and A.L.'s foster parent. The Agency intended to move D.L.'s 3 An Agency investigation revealed that D.L. had an extensive criminal history in California and other states. D.L. admitted to selling and using illegal drugs in the past, but he denied any current involvement with drugs. 3 visits with A.L. to a secure location such as a police station. While D.L. acted appropriately toward A.L. during visits, his behavior toward others was concerning and erratic. At a special hearing, the juvenile court determined that D.L. was not competent to participate in the dependency proceedings and appointed a guardian ad litem for him.
The court also reduced the frequency of D.L.'s visits with A.L. to once per week, with discretion to allow unsupervised and extended visits.
In its initial jurisdiction and disposition report, the Agency recommended that the court sustain the allegations of the petition and continue A.L.'s placement in out-of-home care. The Agency expressed its concerns as follows: "[D.L.] wants his daughter returned to him, and it is obvious that he loves her and the injury to his daughter was accidental.
However, [D.L.] does have problems with anger, he can be impulsive, and [he] has created high risk safety concerns from the Agency, [c]ourts, and the community."
In advance of the jurisdiction and disposition hearing, D.L. successfully participated in several services offered by the Agency and community groups. D.L.'s visitation with A.L. was moved from the police station to a more conventional location and then progressed to unsupervised visits. The Agency reported that the visits were going well. The Agency convened a team decision meeting (TDM) to discuss A.L.'s possible return to D.L.'s care. The Agency reported that D.L. had no further problems with anger or hostility toward the Agency or others. The Agency therefore changed its recommendation regarding disposition: "Based on [D.L.]'s positive interactions with the Agency, his demonstrated commitment to [A.L.], [and] his willingness to engage in 4 services and increase his support network, the Agency is recommending that [A.L.] be placed in the home of [D.L.] while [D.L.] continues to participate in services."
At the hearing, the Agency requested that its petition be amended to delete the phrase alleging that D.L. was "unwilling" to provide care to A.L. The juvenile court granted the Agency's request. The court received several Agency reports into evidence;
no party presented live testimony. A.L.'s counsel agreed with the Agency's recommendation and urged the court to find the allegations of the petition true. D.L.'s counsel asked the court to dismiss the Agency's petition, arguing that D.L. had made substantial progress since A.L.'s accidental injury and A.L. was not at risk of injury in his care.
The court sustained the allegations of the petition and placed A.L. with D.L. The court found that A.L.'s initial injury was not willfully inflicted. However, the court believed D.L. was negligent and dependency jurisdiction over A.L. was necessary to prevent additional injury. D.L. appeals.
DISCUSSION
D.L. challenges the court's jurisdictional finding under section 300, subdivision (b). That statute provides, in relevant part, as follows: "A child who comes within any of the following descriptions is within the jurisdiction of the juvenile court which may adjudge that person to be a dependent child of the court: [¶] . . . [¶] (b)(1) The child has suffered, or there is a substantial risk that the child will suffer, serious physical harm or illness, as a result of the failure or inability of his or her parent or guardian to adequately supervise or protect the child, . . . or by the inability of the parent or guardian to provide 5 regular care for the child due to the parent's or guardian's mental illness, developmental disability, or substance abuse."
Jurisdiction under this subdivision may continue "only so long as is necessary to protect the child from [the] risk of suffering physical harm or illness." (§ 300, subd. (b)(1).) A jurisdictional finding must therefore be supported by evidence that the minor is subject to the defined risk of harm at the time of the jurisdiction hearing.
"[E]vidence of past events may have some probative value in considering current conditions. But under section 300, subdivision (b) this is only true if circumstances existing at the time of the hearing make it likely the children will suffer the same type of 'serious physical harm or illness' in the future." (In re Janet T. (2001) 93 Cal.App.4th 377, 388, fns. omitted.) " 'Thus[,] previous acts of neglect, standing alone, do not establish a substantial risk of harm; there must be some reason beyond mere speculation to believe they will reoccur.' " (In re Savannah M. (2005) 131 Cal.App.4th 1387, 1394, italics omitted.)
Our standard of review is well-settled: " 'On appeal, the "substantial evidence"
test is the appropriate standard of review for both the jurisdictional and dispositional findings.' " (In re J.N. (2010) 181 Cal.App.4th 1010, 1022.) " 'In juvenile cases, as in other areas of the law, the power of an appellate court asked to assess the sufficiency of the evidence begins and ends with a determination as to whether or not there is any substantial evidence, whether or not contradicted, which will support the conclusion of the trier of fact. All conflicts must be resolved in favor of the respondent and all legitimate inferences indulged in to uphold the verdict, if possible.' [Citation.] ' "If the 6 evidence so viewed is sufficient as a matter of law, the judgment must be affirmed . . . ." ' [Citation.]" (In re Rocco M. (1991) 1 Cal.App.4th 814, 820.) "Thus, we do not consider whether there is evidence from which the dependency court could have drawn a different conclusion but whether there is substantial evidence to support the conclusion that the court did draw." (In re Noe F. (2013) 213 Cal.App.4th 358, 366.)
" ' "However, substantial evidence is not synonymous with any evidence.
[Citations.] A decision supported by a mere scintilla of evidence need not be affirmed on appeal. [Citation.] Furthermore, '[w]hile substantial evidence may consist of inferences, such inferences must be "a product of logic and reason" and "must rest on the evidence"
[citation]; inferences that are the result of mere speculation or conjecture cannot support a finding [citations].' [Citation.] 'The ultimate test is whether it is reasonable for a trier of fact to make the ruling in question in light of the whole record.' " ' " (In re Drake M.
(2012) 211 Cal.App.4th 754, 763, italics omitted.)
The juvenile court here could reasonably find that D.L.'s brain damage and inability to control his emotions rendered him unable to properly care for A.L. after her accidental injury. Although D.L. initially sought medical treatment for A.L., he attempted to prevent medical personnel from admitting her to the hospital to provide needed care. D.L.'s reaction caused him to be removed from the hospital by law enforcement and led to his exclusion from the hospital for seven days. D.L.'s inability to care for A.L. was further shown by his hostile treatment of Agency social workers and his apparent inability to understand medical information and the juvenile court proceedings. The court could reasonably conclude that D.L.'s hostility and lack of 7 understanding severely inhibited D.L.'s ability to make appropriate decisions regarding A.L.'s care. The evidence supports the finding that A.L. was at substantial risk of serious physical harm or illness as a result of D.L.'s neglect.4 Although D.L. had participated in services and his attitude had markedly improved by the time of the jurisdiction and disposition hearing, that improvement had occurred only with the involvement of the court and the Agency. Given the severity of the problems exhibited by D.L. at the outset of the case, the juvenile court could reasonably find that A.L. remained at substantial risk of serious physical harm or illness at the time of the hearing. A.L. was a very young child, and D.L.'s past actions showed he had the potential to neglect A.L. to the point of preventing her from obtaining necessary medical care. The causes of D.L.'s neglect were deep-seated (including brain damage D.L. had suffered more than a decade earlier), and the juvenile court was entitled to find that these causes had not been resolved by the time of the jurisdictional hearing and that A.L.
remained at risk in D.L's care. (See In re Janet T., supra, 93 Cal.App.4th at p. 388.) We therefore disagree with D.L.'s claim that no protective issue existed at the time of the hearing.
D.L. focuses on the accidental nature of the injury and his initial attempts to obtain medical care for A.L. D.L. argues that he cared for A.L. properly and did not neglect her.
While D.L. never directed any hostility or inappropriate behavior toward A.L., the 4 In passing, D.L. claims A.L. did not suffer serious physical harm or illness and was not at substantial risk of such. The juvenile court, however, could reasonably find that D.L.'s neglect could have prevented A.L. from obtaining needed medical treatment for her severe burns, which put A.L. at risk of serious physical harm. 8 juvenile court could reasonably find that his brain damage and intentional behavior toward others (including medical personnel) rendered him unable to care for A.L. For example, D.L. attempted to prevent medical personnel from admitting A.L. into the hospital to treat her second degree burns and then effectively removed himself from involvement in her care by reacting to medical personnel with such hostility he had to be removed from the hospital by law enforcement.5 D.L.'s subsequent hostility to the Agency and his lack of understanding compounded his inability to care for A.L. While the evidence supports the inference D.L. did not intend to neglect A.L., the juvenile court could reasonably find that D.L. did in fact neglect her, which is sufficient under the statute.
D.L. relies on In re John M. (2013) 212 Cal.App.4th 1117 (John M.), where the Court of Appeal affirmed a jurisdictional finding under section 300, subdivision (b).
D.L. contends the facts here are distinguishable from John M. and therefore the juvenile court's jurisdictional finding should be reversed. John M. did not imply, much less state, that its facts were necessary for a jurisdictional finding under section 300, subdivision (b). John M. therefore has little relevance to the issues in this case. We conclude the facts here were sufficient to support the juvenile court's jurisdictional finding as well for the reasons we have stated.
5 D.L. argues that his emotional response to the possibility of A.L.'s admission to the hospital "does not translate . . . to an informed denial of consent for his daughter's treatment." A denial of treatment, however, need not be "informed" in order to be neglectful. An emotional, irrational reaction to needed medical treatment may also constitute neglect, including under the circumstances here. 9 D.L. also contends In re Isabella F. (2014) 226 Cal.App.4th 128 (Isabella F.)
supports his position. We disagree. In that case, the juvenile court made a jurisdictional finding under section 300, subdivision (b) based on the actions of an absent father two years before the dependency petition was filed. (Isabella F., at p. 140.) The Court of Appeal held this evidence was insufficient to support the finding: "There is no evidence in the record that Isabella was in father's care at the time of these events or was affected by them or that she even knew about them. Isabella reported that it had been a long time since she had seen father, and the record contains no indication that father is or will be involved in her life." (Ibid.) Here, D.L. was involved in A.L.'s life, and his neglect directly placed her at risk. The allegations of the petition involving D.L. are not comparable to the allegations at issue in Isabella F.
DISPOSITION
The judgment is affirmed.
BENKE, J.
WE CONCUR:
MCCONNELL, P.J.
AARON, J.
Cites, in this corpus
- Sonoma County Human Services Department v. Y.M. A139220 · 2014-05-14
- Los Angeles County Deparment of Children & Family Services v. Emma M. No. B238278 · 2013-01-16
- Los Angeles County Department of Children & Family Services v. L.C. No. B241501 · 2012-12-17
- Los Angeles County Department of Children & Family Services v. Paul M. No. B236769 · 2012-12-05
- In Re Savannah M. D045713 · 2005-07-20
- In Re Janet T. B147625 · 2001-10-29
- In Re Rocco M. A050854 · 1991-12-11