People v. Walton CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. SCD127128
- Trial judge
- David J. Danielsen
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Patricia D. Benke (author), Richard D. Huffman, Sr., Cynthia Aaron
Analysis
The trial court denied defendant's motion for recall of sentence, finding him ineligible under the Three Strikes Reform Act of 2012, barred by res judicata on ex post facto claims, and not entitled to relief under People v. Vargas. The Court of Appeal affirmed the order, independently concluding the defendant was ineligible for resentencing and that Vargas did not apply to his distinct prior convictions.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion for recall of sentence under the Three Strikes Reform Act of 2012 (Pen. Code, § 1170.126)“Here, the court in its August 13 order correctly ruled that defendant's 1997 robbery conviction qualified as a "violent felony" pursuant to subdivision (c)(9) of section 667.5. As such, we independently conclude defendant was ineligible for resentencing under the Act.” | de novo | correct | agree with court agree with court |
Denial of ex post facto claim based on prior litigation“We also conclude defendant was not entitled to relief based on principles of ex post facto. As noted, defendant raised this issue in his petition in 2009, which this court denied on the merits.” | de novo | correct | agree with court agree with court |
Denial of relief under People v. Vargas“Here, the record shows defendant pleaded guilty in 1993 to "two separate offenses of robbery in the second degree" involving two victims, John Cruz and Tina Carpenter. Although the record shows both offenses occurred on the same day, December 29, 1992, the record shows defendant's two 1993 robbery convictions did not involve a single act on a single victim as was the case in Vargas.” | de novo | correct | agree with court agree with court |
Authorities
- relied: People v. Vargas (2014) 59 Cal.4th 635 — Two prior convictions arising out of a single act against a single victim cannot constitute two strikes under the three strikes law.
- relied: People v. Benson (1998) 18 Cal.4th 24 — A stay of execution of a sentence under section 654 does not affect whether a felony conviction qualifies under the three strikes law.
- relied: People v. Yearwood (2013) 213 Cal.App.4th 161 — The Three Strikes Reform Act of 2012 diluted the three strikes law by reserving the life sentence for cases where the current crime is a serious or violent felony.
- relied: People v. Johnson (2015) 61 Cal.4th 674 — Before the 2012 Act, a defendant convicted of two prior serious or violent felonies was subject to a 25 years to life sentence upon conviction of any additional felony.
- relied: People v. Superior Court (Kaulick) (2013) 215 Cal.App.4th 1279 — Before the 2012 Act, a defendant convicted of two prior serious or violent felonies was subject to a 25 years to life sentence upon conviction of any additional felony.
- relied: Sabek, Inc. v. Engelhard Corp. (1998) 65 Cal.App.4th 992 — A party is barred by estoppel principles from relitigating an issue that has already been decided against that party.
- relied: People v. Wende (1979) 25 Cal.3d 436 — Appellate counsel must review the entire record to identify reasonably arguable issues when appointed for a defendant.
- relied: Anders v. California (1967) 386 U.S. 738 — Appointed counsel must file a brief identifying any arguable issues to assist the court in its review.
The appellate opinion: sound — The opinion correctly applies the statutory eligibility requirements of the Three Strikes Reform Act and accurately distinguishes the facts of People v. Vargas from the defendant's case based on the number of victims and acts involved. It appropriately applies res judicata to the ex post facto claim previously litigated.
How this analysis was made · dispute it
unusual dispositionThe San Diego Superior Court denied Walton's 2015 motion to recall his 1997 three-strikes sentence, finding him ineligible under Penal Code section 1170.126 because robbery is a violent felony, finding his ex post facto claim already litigated in a 2009 habeas petition, and finding People v. Vargas inapplicable. On a Wende appeal with a supplemental brief from Walton, the Court of Appeal independently reviewed each ground and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of resentencing under the Three Strikes Reform Act (Pen. Code § 1170.126) because the 1997 commitment offense of robbery is a violent felony under § 667.5, subd. (c)(9).“Here, the court in its August 13 order correctly ruled that defendant's 1997 robbery conviction qualified as a "violent felony" pursuant to subdivision (c)(9) of section 667.5.” | de novo | correct | agree with court Section 1170.126, subdivision (e)(1) limits eligibility to inmates whose current offense is not a serious or violent felony; robbery is expressly listed in section 667.5, subdivision (c)(9), so the statutory conclusion is unavoidable. The court also noted the earlier 2013 denial of the same claim went unchallenged. |
Denial of the ex post facto challenge to use of the 1993 priors on the ground the issue had already been decided against defendant in his 2009 habeas petition.“As noted, defendant raised this issue in his petition in 2009, which this court denied on the merits.” | unclear | correct | agree with court The claim was identical to one the same appellate court rejected on the merits in 2009, and the underlying merits ruling (recidivist enhancements punish the new offense, not the prior) is settled. Relying on a civil collateral-estoppel case (Sabek) rather than the criminal successive-petition doctrine is an odd fit, but the result is correct either way. |
Denial of relief under People v. Vargas (2014) 59 Cal.4th 635, treated by the trial court as a habeas petition, because the two 1993 robbery priors involved two separate victims rather than a single act against a single victim.“the record shows defendant's two 1993 robbery convictions did not involve a single act on a single victim as was the case in Vargas.” | de novo | correct | agree with court Vargas is expressly confined to the rare case where two strike convictions rest on one act against one victim; the record here shows two robberies of two different victims (Cruz and Carpenter). The court correctly added that even if the robberies were part of an indivisible course of conduct, Benson holds a section 654 stay does not prevent each conviction from counting as a strike. |
Authorities
- relied: People v. Vargas (2014) 59 Cal.4th 635 — Two prior convictions arising from a single act against a single victim cannot be treated as two separate strikes under the three strikes law.
- relied: People v. Benson (1998) 18 Cal.4th 24 — A stay of punishment under section 654 does not affect whether a prior felony conviction qualifies as a strike; convictions from multiple acts in an indivisible course of conduct may each count.
- relied: People v. Yearwood (2013) 213 Cal.App.4th 161 — The Three Strikes Reform Act reserves indeterminate life sentences for cases where the current offense is serious or violent or a disqualifying factor is pled and proved.
- relied: People v. Johnson (2015) 61 Cal.4th 674 — Describes the pre-Act three strikes scheme under which any third felony triggered a 25-years-to-life sentence.
- relied: People v. Superior Court (Kaulick) (2013) 215 Cal.App.4th 1279 — Describes the operation of the three strikes law before and after Proposition 36.
- relied: Sabek, Inc. v. Engelhard Corp. (1998) 65 Cal.App.4th 992 — A party is estopped from relitigating an issue previously decided against it; issue preclusion promotes judicial economy.
- relied: People v. Wende (1979) 25 Cal.3d 436 — When appointed counsel finds no arguable issues, the appellate court independently reviews the entire record.
- missed: In re Hochberg (1970) 2 Cal.3d 870 — No appeal lies from a superior court's denial of a petition for writ of habeas corpus; the petitioner's remedy is a new petition in a higher court. The trial court treated the Vargas claim as a habeas petition, yet the Court of Appeal did not address whether that portion of the order was appealable.
The appellate opinion: sound with gaps — The court correctly resolved each ground on the merits with the controlling statute and Supreme Court authority (section 1170.126, Vargas, Benson), and its alternative Benson analysis closes any gap on the Vargas claim. It did not, however, address its own jurisdiction over the portion of the order the trial court treated as a habeas denial, nor the question (raised in published decisions such as People v. Serrano (2012) 211 Cal.App.4th 496) whether Wende review applies to appeals from postjudgment orders, and it borrowed a civil estoppel case rather than criminal successive-petition doctrine for the ex post facto ruling.
Opinion
Filed 3/10/16 P. v. Walton CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D068800
Plaintiff and Respondent, v. (Super. Ct. No. SCD127128)
PREVIN L. WALTON, Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, David J.
Danielsen, Judge. Affirmed.
Vanessa Place, under appointment by the Court of Appeal, for Defendant and Appellant.
No appearance for Plaintiff and Respondent.
OVERVIEW
In 1997, a jury convicted defendant and appellant Previn L. Walton of robbery, and the court found true the allegation that defendant had two prior serious felony convictions for robbery in 1993 involving two separate victims. The court in December 1997 sentenced defendant to 25 years to life plus five years. We affirmed the judgment of conviction in August 1999. (People v. Walton (Aug. 24, 1999, D030140) [nonpub.
opn.].)
In January 2009, defendant filed a petition for writ of habeas corpus (D054381)
(petition). In that petition, Walton contended his sentence violated ex post facto principles because the 1993 convictions used to enhance his 1997 sentence allegedly predated the three strikes law. (Pen. Code,1 §§ 667 & 1170.12.) In the order denying the petition, we ruled that " ' " ' "[i]ncreased penalties for subsequent offenses . . .
attributable to the defendant's status as a repeat offender . . . arise as an incident to the subsequent offense rather than constituting a penalty of the prior offense." ' " ' " We further ruled that at the time defendant "committed the robbery in 1997, Penal Code section 667, subdivision (e)(2), was in effect and [defendant] was on notice that he would be treated more severely if he committed a new felony and had previously been convicted of a serious felony." As such, we concluded defendant's sentence was not illegal.
In July 2015, defendant filed a motion for "[r]ecall of [s]entence" (motion). In the motion, defendant sought to have his 1997 sentenced recalled/modified based on (i) the Three Strikes Reform Act of 2012 (Act); (ii) principles of ex posto facto; and (iii) the case of People v. Vargas (2014) 59 Cal.4th 635 (Vargas).
1 All further statutory references are to the Penal Code. 2 The court in its August 13, 2015 order denied defendant's motion. Regarding defendant's first contention that he was eligible for resentencing under the Act, the court found defendant previously had filed a petition for recall of sentence under section 1170.126, which the court had denied in an October 25, 2013 written order. In that order, the court found that defendant's commitment offense of robbery was a violent felony as defined by section 667.5, subdivision (c)(9); that defendant therefore was ineligible for resentencing (§ 1170.126, subdivision (e)(1)); and that defendant did not challenge that finding on appeal.
As to his second contention, the court in its August 13 order found defendant already had litigated the ex post facto issue in his 2009 petition, which as noted was denied by this court. The court thus denied defendant relief on this issue.
As to defendant's contention in his motion he was entitled to resentencing under Vargas, the court in its August 13 order found that this was in fact a new issue raised by defendant and that because this contention "essentially alleges the unlawfulness of his incarceration pursuant to a Three Strikes indeterminate sentence," it treated this portion of defendant's motion as a petition for writ of habeas corpus. The court found Vargas inapplicable and denied defendant's motion.
Defendant timely appealed from the order denying his motion. Pursuant to People v. Wende (1979) 25 Cal.3d 436 (Wende), appointed counsel filed a brief on behalf of defendant setting forth the key facts of the case and requesting we review the entire record. In addition, pursuant to Anders v. California (1967) 386 U.S. 738, appointed counsel set forth the following possible, but not arguable, issues to assist us in conducting 3 our Wende review: whether the court erred in ruling (1) defendant was ineligible for resentencing under section 1170.126, and (2) Vargas was inapplicable to defendant.
On our own motion, we gave defendant 30 days to file a brief on his behalf with this court. Defendant in fact filed a supplemental brief, which we have read and considered in connection with his appeal. Affirmed.
DISCUSSION
On November 6, 2012, California voters approved the Act, which amended the three strikes law effective November 7, 2012. (People v. Yearwood (2013) 213 Cal.App.4th 161, 167.) Before passage of the Act, a defendant convicted of two prior serious or violent felonies was subject to a 25 years to life sentence upon his or her conviction of any additional felony. (People v. Johnson (2015) 61 Cal.4th 674, 680;
People v. Superior Court (Kaulick) (2013) 215 Cal.App.4th 1279, 1285.) However, the "Act diluted the three strikes law by reserving the life sentence for cases where the current crime is a serious or violent felony or the prosecution has pled and proved an enumerated disqualifying factor. In all other cases, the recidivist will be sentenced as a second strike offender." (People v. Yearwood, supra, at pp. 167-168; see § 1170.126, subd. (e)(1) [noting an "inmate is eligible for resentencing if . . . [t]he inmate is serving an indeterminate term of life imprisonment . . . for a conviction of a felony or felonies that are not defined as serious and/or violent felonies by subdivision (c) of Section 667.5 or subdivision (c) of Section 1192.7" (italics added)].)
Here, the court in its August 13 order correctly ruled that defendant's 1997 robbery conviction qualified as a "violent felony" pursuant to subdivision (c)(9) of section 667.5.
4 As such, we independently conclude defendant was ineligible for resentencing under the Act. (See § 1170.126, subd. (e)(1).)
We also conclude defendant was not entitled to relief based on principles of ex post facto. As noted, defendant raised this issue in his petition in 2009, which this court denied on the merits. (See Sabek, Inc. v. Engelhard Corp. (1998) 65 Cal.App.4th 992, 997 [concluding a party was barred by estoppel principles from relitigating an issue that already had been decided against that party and noting that preventing relitigation of the same issue promoted judicial economy "by preventing needless litigation"].)
Finally, we conclude defendant is not entitled to relief under Vargas. In that case, our high court held that two prior convictions arising out of a single act against a single victim could not constitute two strikes under the three strikes law. (Vargas, supra, 59 Cal.4th at p. 637.) There, the defendant had two prior strikes—carjacking and robbery— which were based on the same act of taking the victim's car by force. (Id. at p. 645.) The trial court counted each prior conviction separately and sentenced the defendant to prison for 25 years to life.
In reversing, our high court concluded that the defendant's case fell into a "rare category" because the defendant's "two strikes were based on the same act." (Vargas, supra, 59 Cal.4th at p. 642.) The court further concluded that treating such a defendant "as a third strike offender[ ] was inconsistent with the intent underlying both the legislative and initiative versions of the Three Strikes law." (Id. at p. 645.) The court explained the "voting public would reasonably have understood the 'Three Strikes' baseball metaphor to mean that a person would have three chances—three swings of the 5 bat, if you will—before the harshest penalty could be imposed. The public also would have understood that no one can be called for two strikes on just one swing." (Id. at p.
646.)
Our high court in Vargas noted it previously had held a stay of execution of a sentence under section 654 did not affect whether a felony conviction qualified under the three strikes law. (Vargas, supra, 59 Cal.4th at p. 642, citing People v. Benson (1998) 18 Cal.4th 24, 28-31 (Benson).) In making this point, the Vargas court recognized Benson had posed, but not decided, the issue then before it in Vargas: " 'Because the proper exercise of a trial court's discretion under section 1385 necessarily relates to the circumstances of a particular defendant's current and past criminal conduct, we need not and do not determine whether there are some circumstances in which two prior felony convictions are so closely connected—for example, when multiple convictions arise out of a single act by the defendant as distinguished from multiple acts committed in an indivisible course of conduct—that a trial court would abuse its discretion under section 1385 if it failed to strike one of the priors.' (Benson, supra, p. 36, fn. 8, italics added.)"
(Vargas, supra, 59 Cal.4th at p. 643.)
Here, the record shows defendant pleaded guilty in 1993 to "two separate offenses of robbery in the second degree" involving two victims, John Cruz and Tina Carpenter.
Although the record shows both offenses occurred on the same day, December 29, 1992, the record shows defendant's two 1993 robbery convictions did not involve a single act on a single victim as was the case in Vargas. (See Vargas, supra, 59 Cal.4th at p. 645.)
As such, we independently conclude defendant is not entitled to relief under Vargas.
6 What's more, even if defendant's 1993 convictions arose from multiple acts committed in an indivisible course of conduct, he still would not be entitled to relief under Vargas. As noted, our high court distinguished the situation involving multiple convictions arising out of single act against a single victim (i.e., its case) from that of multiple convictions arising from multiple acts committed in an indivisible course of conduct (i.e., Benson). (See Vargas, 59 Cal.4th at p. 643.) As Vargas recognized, Benson concluded a stay of punishment under section 654 had no affect on whether a prior felony conviction qualified under the three strikes law. (See Vargas, supra, 59 Cal.4th at p. 642, citing Benson, 18 Cal.4th at pp. 28-31.)
Finally, a review of the entire record pursuant to Wende, supra, 25 Cal.3d 436 has disclosed no other reasonably arguable appellate issues in connection with defendant's motion.
DISPOSITION
The court's order denying defendant's motion is affirmed.
BENKE, Acting P. J.
WE CONCUR:
HUFFMAN, J.
AARON, J.
Cites, in this corpus
- People v. Johnson S219454; S219819 · 2015-07-02
- People v. Vargas S203744 · 2014-07-10
- The People v. Super. Ct. B246632 · 2013-04-30
- People v. Yearwood No. F063712 · 2013-01-29
- Sabek, Inc. v. Engelhard Corp. No. H016704 · 1998-07-28
- People v. Benson S061678 · 1998-05-14
- People v. Wende Crim. 20851 · 1979-10-12