People v. Lopez CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCS250943
- Trial judge
- Francis M. Devaney
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Patricia D. Benke (author), Judith L. Haller, O'Rourke
Analysis
The trial court denied Lopez's motions for a mistrial regarding gang references, permitted the use of his prison moniker 'Evil,' and instructed the jury on first-degree murder theories including lying in wait. The Court of Appeal affirmed the judgment, finding no abuse of discretion in the evidentiary rulings and no error in the jury instructions.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motions for a mistrial due to gang-related references“Thus, on this record, the trial court in no sense abused its discretion in denying Lopez's motions for a mistrial.” | abuse of discretion | not reached | agree with court The appellate court held that the trial court did not abuse its discretion because the gang references were oblique, accidental, and substantially outweighed by overwhelming evidence of guilt, including the defendant's own incriminating notes and his callous behavior after the murder. The court reasoned that the prejudice from the gang references was minimal compared to the probative value of the evidence of the defendant's leadership role and the nature of the crime. |
Admission of evidence regarding defendant's prison moniker 'Evil'“In sum, in permitting reference to Lopez's moniker the trial court did not abuse its discretion.” | abuse of discretion | not reached | agree with court The appellate court found the moniker relevant to establish identity and intent, particularly in linking the defendant to the incriminating kites and letters. The court relied on People v. Lee to support the proposition that a nickname can be probative of intent and identity, and noted that the trial court limited prejudice by restricting government witnesses from using the term. |
Sufficiency of evidence for torture and murder by torture“In particular, the manner in which Lopez stomped on Hartsaw's genitals and, following the beating, gleefully took a shower, was more than sufficient evidence of an intent to severely injure Hartsaw and with a sadistic purpose within the meaning of both sections 206 and 189.” | substantial evidence | not reached | agree with court The court determined that the evidence of a 30-minute beating, specific acts of violence against the victim's genitals, and the defendant's subsequent celebratory behavior was sufficient to prove the specific intent to cause cruel and extreme pain for a sadistic purpose. The court noted that even if the torture theory failed, other theories of first-degree murder were supported by the record. |
Failure to give sua sponte instruction on intent to kill/injure for lying in wait“We find no such sua sponte duty.” | de novo | not reached | agree with court The court held that there is no duty to instruct the jury that lying in wait requires an intent to kill or injure, citing People v. Laws for the proposition that lying in wait is the functional equivalent of premeditation and deliberation. The court distinguished People v. Gutierrez, noting that the additional intent requirement in Gutierrez applied only to the special circumstance of lying in wait, which was not at issue here. |
Authorities
- relied: People v. Collins (2010) 49 Cal.4th 175 — Establishes the standard of review for mistrial motions, noting that the trial court has considerable discretion and reversal is required only if the discretion was exercised in an arbitrary, capricious, or patently absurd manner.
- relied: People v. Guerra (2006) 37 Cal.4th 1067 — Supports the standard of review for mistrial motions, stating that a ruling will not be disturbed unless it results in a manifest miscarriage of justice.
- relied: People v. Williams (2008) 43 Cal.4th 584 — Defines relevance as evidence that logically, naturally, and by reasonable inference tends to establish material facts such as identity, intent, or motive.
- relied: People v. Lee (2011) 51 Cal.4th 620 — Holds that a defendant's nickname can be relevant and probative of intent and identity, and that the trial court does not abuse its discretion in admitting such evidence if the probative value outweighs the prejudice.
- relied: People v. Guiton (1993) 4 Cal.4th 1116 — Establishes that when a jury is presented with alternative theories of guilt, it is presumed to adopt only the theory or theories for which there is substantial evidence, so an error in one theory does not require reversal if another theory supports the conviction.
- relied: People v. Baker (2002) 98 Cal.App.4th 1217 — Defines the elements of the substantive crime of torture, requiring great bodily injury inflicted with specific intent to cause cruel and extreme pain for revenge, extortion, persuasion, or a sadistic purpose.
- relied: People v. Jennings (2010) 50 Cal.4th 616 — Defines first-degree murder by torture, requiring acts causing death with a high probability of death and a willful, deliberate, and premeditated intent to cause extreme pain for a sadistic purpose.
- relied: People v. Streeter (2012) 54 Cal.4th 205 — Holds that a jury may infer the intent to inflict extreme pain from the circumstances of the crime, the nature of the killing, and the condition of the victim's body.
- relied: People v. Laws (1993) 12 Cal.App.4th 786 — Holds that nothing in Penal Code section 189 requires the lying in wait to have been done with the intent to kill or injure; lying in wait is the functional equivalent of premeditation and deliberation.
- relied: People v. Gutierrez (2002) 28 Cal.4th 1083 — Holds that for the special circumstance of lying in wait, the prosecution must establish the killing was intentional and occurred during concealment and watchful waiting, but this does not alter the basic principle for first-degree murder under section 189.
The appellate opinion: sound — The opinion is sound because it correctly applies the abuse of discretion standard to the evidentiary rulings and accurately interprets the legal requirements for first-degree murder by lying in wait. The court effectively distinguishes between the general murder statute and the special circumstance statute, relying on binding authority to reject the defendant's instruction claim.
How this analysis was made · dispute it
unusual dispositionA San Diego County jury convicted prison inmate Mario Lopez of first degree murder and torture for the 30-minute beating death of a fellow inmate, and the trial court denied three mistrial motions based on stray gang references, allowed inmate witnesses to use Lopez's moniker "Evil," denied a new trial, and sentenced him to 28 years to life. The Court of Appeal affirmed, finding no abuse of discretion in the mistrial and moniker rulings, substantial evidence of torture, and no sua sponte duty to instruct that lying-in-wait first degree murder requires intent to kill or injure.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of three motions for mistrial based on witnesses' references to gangs (South Siders, Surenos, Lopez having 'dealt with' another prisoner) despite pretrial exclusion of gang evidence“Thus, on this record, the trial court in no sense abused its discretion in denying Lopez's motions for a mistrial.” | abuse of discretion | correct | agree with court The court correctly stated the Collins/Guerra standard that a mistrial is required only when the defendant's chances of a fair trial are irreparably damaged, and the references were brief, the trial court found them accidental, the jury necessarily knew the crime occurred among felons in a jail, and Lopez's own kites and letter were overwhelming evidence of guilt. The opinion's phrasing that the properly admitted evidence was 'far more prejudicial' than the gang references is loose, but the point—that the gang references added little incremental prejudice—is sound. The opinion does not mention whether the jury was admonished, which is a gap but not an error. |
In limine ruling permitting inmate witnesses, the codefendant, and codefendant's counsel (but not the prosecutor or government witnesses) to refer to Lopez by his prison moniker 'Evil'“Here, Lopez's moniker was plainly relevant in establishing his identity as the author of the two kites and letter.” | abuse of discretion | correct | agree with court The kites were signed 'Evil,' making the moniker directly probative of identity under Evidence Code section 210, and the trial court's partial sanitization (barring government witnesses from using it) reasonably limited Evidence Code section 352 prejudice; People v. Lee upheld admission of a far more pointed moniker. The court's secondary rationale that the moniker was relevant to torture intent as in Lee is thin—'Evil' lacks the specific factual nexus 'Point Blank' had to the manner of killing—but the identity rationale alone supports the ruling. The opinion does not state whether a limiting instruction like the one in Lee was given. |
Sufficiency of the evidence that Lopez intended to inflict torture, supporting the torture conviction and the murder-by-torture theory of first degree murder“Contrary to Lopez's argument, this evidence was more than sufficient to establish both the substantive crime of torture and murder by torture.” | substantial evidence | correct | agree with court Under Streeter the intent to cause extreme pain may be inferred from the manner of the killing and the condition of the body; a 30-minute beating in which Lopez circled the victim and repeatedly jumped on his genitals, limbs, and torso, followed by singing in the shower and gloating kites expressing hatred of child molesters, readily supports an inference of intent to inflict cruel and extreme pain for a sadistic or revenge purpose. The court also correctly invoked Guiton for the point that the murder conviction stands on unchallenged alternative theories regardless, while separately reaching the merits because the substantive torture count required it. |
Failure to instruct sua sponte that first degree murder by lying in wait (Pen. Code, § 189) requires an intent to kill or to cause injury likely to cause death; CALCRIM No. 521 given as is“That holding has no bearing here, where no special circumstance was pled or proved.” | unclear | correct | agree with court The opinion did not articulate a standard, though the existence of a sua sponte instructional duty is a question of law. People v. Laws squarely holds that section 189 lying-in-wait murder does not require intent to kill or injure, relying on the Supreme Court's statement in Thomas that intent is unnecessary to fix the degree, and the court correctly distinguished Gutierrez, whose intentional-killing requirement applies to the lying-in-wait special circumstance under section 190.2, not to first degree murder under section 189. CALCRIM No. 521 as given tracked the elements. |
Authorities
- relied: People v. Collins (2010) 49 Cal.4th 175 — Mistrial rulings are reviewed for abuse of discretion; a mistrial should be granted only when the defendant's chances of receiving a fair trial have been irreparably damaged.
- relied: People v. Guerra (2006) 37 Cal.4th 1067 — A mistrial ruling will not be disturbed unless the court acted in an arbitrary, capricious, or patently absurd manner resulting in a manifest miscarriage of justice.
- relied: People v. Williams (2008) 43 Cal.4th 584 — Evidence is relevant if it tends logically, naturally, and by reasonable inference to establish material facts such as identity, intent, or motive.
- relied: People v. Lee (2011) 51 Cal.4th 620 — Admission of a defendant's nickname ('Point Blank') was not an abuse of discretion under Evidence Code section 352 where it was probative of intent and gang references were avoided; relevance and section 352 rulings are reviewed for abuse of discretion.
- relied: People v. Guiton (1993) 4 Cal.4th 1116 — When a jury is instructed on alternative theories of guilt and one is factually insufficient, the conviction stands if another theory is supported by substantial evidence, absent an affirmative indication the jury relied on the unsupported theory.
- relied: People v. Baker (2002) 98 Cal.App.4th 1217 — Elements of the substantive crime of torture under Penal Code section 206: infliction of great bodily injury with specific intent to cause cruel and extreme pain for revenge, extortion, persuasion, or any sadistic purpose.
- relied: People v. Jennings (2010) 50 Cal.4th 616 — First degree murder by torture requires acts causing death involving a high probability of death, committed with a willful, deliberate, and premeditated intent to cause extreme pain for revenge, extortion, persuasion, or a sadistic purpose.
- relied: People v. Streeter (2012) 54 Cal.4th 205 — A jury may infer intent to inflict extreme pain from the circumstances of the crime, the nature of the killing, and the condition of the victim's body.
- relied: People v. Laws (1993) 12 Cal.App.4th 786 — Section 189 lying-in-wait first degree murder does not require proof of intent to kill or injure; the required mental state is the intent to watch and wait to gain advantage and take the victim unawares.
- relied: People v. Thomas (1953) 41 Cal.2d 470 — Where murder is committed by lying in wait, a showing of intent is unnecessary to fix the degree.
- relied: People v. Gutierrez (2002) 28 Cal.4th 1083 — The lying-in-wait special circumstance requires an intentional killing during a period of concealment and watchful waiting; this requirement is distinct from lying-in-wait first degree murder under section 189.
The appellate opinion: sound with gaps — The opinion identifies the correct standards and controlling authorities for each claim and reaches results the facts amply support, particularly given Lopez's self-incriminating kites and the brutality of the killing. It leaves minor gaps: it does not say whether the jury was admonished after the gang references or given a limiting instruction on the moniker as in Lee, and its analogy between the moniker 'Evil' and torture intent is weaker than the identity rationale on which the ruling actually rests.
Opinion
Filed 1/28/16 P. v. Lopez CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D065801
Plaintiff and Respondent, v. (Super. Ct. No. SCS250943)
MARIO A. LOPEZ, Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Francis M.
Devaney, Judge. Affirmed.
Nancy J. King, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Julie L. Garland, Assistant Attorney General, Charles C. Ragland and Brendon W. Marshall, Deputy Attorneys General, for Plaintiff and Respondent.
At all pertinent times, defendant and appellant Mario A. Lopez was a prison inmate. In July 2011, Lopez discovered that a fellow inmate, 70-year-old Russell Hartsaw, was a child molester, and Lopez, along with other inmates, brutally murdered Hartsaw. Lopez was convicted of first degree murder and torture. Among other evidence of Lopez's guilt, at trial the prosecution presented two notes which Lopez wrote to other prisoners after the murder and a letter he wrote to another inmate's wife, all of which implicated Lopez in the murder.
Although prior to trial the trial court excluded gang-related evidence, during trial two witnesses made oblique references to Lopez's gang affiliation. On appeal, Lopez argues that in light of those references the trial court erred in failing to grant his motions for a mistrial. We find no abuse of discretion. We also find the trial court properly permitted witnesses to make reference to Lopez's prison moniker—"Evil"—because it assisted in identifying defendant as one of the perpetrators of the murder. Contrary to Lopez's argument, there was sufficient evidence to support his convictions of first degree murder and torture. Finally, we reject Lopez's contention the trial court failed to properly instruct the jury on first degree murder while lying in wait within the meaning of Penal Code1 section 189.
FACTUAL AND PROCEDURAL BACKGROUND
In July 2011, Lopez was a prisoner being detained at the George Bailey Detention Center and was known in the prison by the moniker "Evil." Prison personnel had made Lopez the "captain" of the medical unit where he was being held, and inmates in the unit 1 All further statutory references are to the Penal Code unless otherwise indicated. 2 followed his orders without question.
Hartsaw was also a prisoner at Bailey, and, on the evening July 17, 2011, Hartsaw asked a correctional officer to be moved from his then current unit to another unit. Later that evening, a correctional officer placed Hartsaw in the medical unit and asked Lopez to help Hartsaw find a bunk. Lopez agreed. At some point, Lopez learned that Hartsaw had been in protective custody and that he was a convicted child molester.
A few hours after Hartsaw was placed in the unit, Lopez and a number of other inmates lured Hartsaw to an isolated area of the unit, and, shortly after guards had passed through the area, Lopez and the other inmates spent 30 minutes punching, kicking, and stomping Hartsaw to death. Toward the end of the assault, Lopez circled Hartsaw and repeatedly jumped on his genitals, limbs, and torso, causing Hartsaw's body to bounce "like a trampoline."
After the beating was over, and at Lopez's instruction, other inmates dragged Hartsaw back to the floor near his bunk and placed his body in a position so that it appeared as if Hartsaw had fallen from his top bunk. Lopez also instructed the other inmates to clean up the area where the beating had occurred; while they were doing so, Lopez took a shower and sang "loudly and happily."
Approximately 20 minutes after the beating was over, an inmate alerted guards that Hartsaw "was down." Emergency personnel who responded were unable to resuscitate Hartsaw. A medical examination disclosed Hartsaw had suffered 18 rib fractures, 32 facial injuries, multiple facial fractures, two skull fractures, a fractured 3 sternum, numerous internal injuries and bleeding.
Following Hartsaw's death, Lopez sent two notes or, in prison parlance, kites, to other inmates. One kite stated Lopez had already given 25 years of his life to the state, and it looked like the state might get the rest because Lopez was now facing murder charges. The kite stated: "That fool was also a P.C.," which was a reference to the fact Hartsaw was in protective custody and therefore presumably a child molester. According to Lopez's kite, Hartsaw showed Lopez paperwork which established that Hartsaw had been convicted of child molestation. The kite further stated Lopez "took care of a fuck'n chomo [child molester] that ain't gon hurt kids no more." A second kite set forth Lopez's hatred of child molesters and stated that many "who no do got respeto what I did." The kites were signed "Evil."
Lopez also sent a codefendant's girlfriend a letter in which he stated that he was sure her boyfriend told her what had happened and "let's just say 'them people' aren't allowed, sabes?"
Lopez and four other inmates were charged with first degree murder, conspiracy to commit murder and torture. (§§ 187, subd. (a), 182, subd. (a)(1) & 206.) Prior to trial, three of the other defendants pled to lesser chargers. At trial, Lopez was convicted of first degree murder and torture; however, the jury found him not guilty of conspiracy.
The jury was unable to determine whether Lopez's codefendant was guilty of murder, but it did find him not guilty of torture; later, the codefendant pled guilty to involuntary manslaughter.
4 Following the trial, Lopez moved for a new trial and the trial court denied his motion. Lopez admitted prior prison allegations and was sentenced to a term of 28 years to life.
DISCUSSION
I
A. Gang Evidence As we indicated at the outset, because no gang allegations were made against Lopez, prior to trial the trial court excluded the presentation of evidence of Lopez's affiliation with any gang. Nonetheless, during trial, in explaining why "Evil" was in charge of other prisoners, a prosecution witness, Omar Acosta, made a reference to a gang known as South Siders; later, Acosta stated Lopez was the leader of the South Siders, and the attack on Hartsaw was performed by South Siders. During a break in Acosta's testimony, the trial court instructed the prosecutor to refrain from using the term "South Siders" in questioning witnesses because it might prompt a response that included gang references. The trial court also denied Lopez's motion for a mistrial, finding that Acosta's references to gangs was accidental and that the lay jury would not draw references that might be drawn by those familiar with gang culture.
Later, counsel for Lopez's codefendant cross-examined Acosta about a prior incident in which Lopez had a conflict with another prisoner who was in a bible study group with Acosta. Acosta stated that Lopez "dealt with him." The trial court prevented Acosta from offering any further testimony on the subject because it found that the 5 evidence would be barred as prior bad act. (Evid. Code, § 1101, subd. (b).) In light of the reference, Lopez's counsel made another motion for a mistrial, which the trial court denied.
A district attorney's investigator also made reference to gangs in explaining the import of a reference to "Surenos," which appeared in the letter Lopez sent to his codefendant's girlfriend. Lopez's counsel made a third motion for a mistrial, which the trial court also denied.
B. Standard of Review As we indicated, on appeal Lopez argues this evidence denied him a fair trial and the trial court erred in denying his motions for a mistrial.
" 'Whether a particular incident is incurably prejudicial is by its nature a speculative matter, and the trial court is vested with considerable discretion in ruling on mistrial motions. [Citation.]' [Citation.] A motion for a mistrial should be granted when ' " 'a [defendant's] chances of receiving a fair trial have been irreparably damaged.' " ' [Citation.]" (People v. Collins (2010) 49 Cal.4th 175, 198.) Thus, a trial court's ruling on a motion for a mistrial "will not be disturbed, and reversal of the judgment is not required, unless the court exercised its discretion in an arbitrary, capricious, or patently absurd manner that resulted in a manifest miscarriage of justice." (People v. Guerra (2006) 37 Cal.4th 1067, 1113.)
C. Analysis Here, a host of circumstances put the trial court's rulings on Lopez's motions for 6 mistrial well beyond our power to disturb them. First, there was overwhelming evidence Lopez participated in and indeed instigated Hartsaw's horrific murder and was able to do so because of his role as a leader of the Hispanic inmates in his unit. Significantly, the evidence of his leadership role in the unit was presented apart from any gang affiliation.
More damning of course were the kites and letters Lopez sent implicating himself in the murder. Second, as the Attorney General points out, of necessity the jury knew the murder occurred in a state prison and that both the murderers and the victim were felons.
Third, Lopez demonstrated the most profound callousness by singing in the shower immediately after the lethal beating and by taking pride in the kites and letter in what had happened. The overwhelming evidence of guilt, the location of the crime, and the pride and joy Lopez took in his role in the murder, were not only admissible and probative, but together those circumstances were far more prejudicial than the relatively oblique and benign references to criminal street gangs. Thus, on this record, the trial court in no sense abused its discretion in denying Lopez's motions for a mistrial.
II
Next, Lopez contends the trial court erred in permitting prosecution witnesses to refer to his prison moniker, Evil. We find no abuse of discretion.
A. In Limine Ruling and Trial References Prior to trial, Lopez moved for an order preventing both the prosecution and his codefendant from making any reference to his prison moniker on the grounds it was unduly prejudicial. In opposing the motion, the prosecution argued that references to the 7 moniker were necessary to identify Lopez, and the codefendant argued that the moniker was relevant to his defense of duress. The trial court, in part, granted Lopez's motion.
The court ordered that neither the prosecutor nor any law enforcement or government witness called by the prosecution make any reference to the moniker; however, the court permitted inmate witnesses, Lopez's codefendant and codefendant's counsel to refer to Lopez by his moniker. In making its ruling, the trial court noted that although the prosecutor could easily control the witnesses employed by the government and require that they refer to him as Mr. Lopez, there were practical problems sanitizing the identification of other inmates who may have only known Lopez as Evil. The trial court stated: "I can't save Mr. Lopez from himself. He uses the term. He goes by that term.
I'm sure if I saw his tattoos in that picture, I'm sure somewhere that says 'Evil' on them.
So that's the persona he has given to these witnesses. And I understand sanitizing, but I can't erase things completely."
B. Legal Principles "Evidence is relevant if it tends ' "logically, naturally, and by reasonable inference" to establish material facts such as identity, intent, or motive.' " (People v. Williams (2008) 43 Cal.4th 584, 633; see Evid. Code, § 210.) "Even if relevant, evidence may be excluded in the trial court's discretion 'if its probative value is substantially outweighed by the probability that its admission will (a) necessitate undue consumption of time or (b) create substantial danger of undue prejudice, of confusing the issues, or of misleading the jury.' (Evid. Code, § 352.) Rulings regarding relevancy and Evidence 8 Code section 352 are reviewed under an abuse of discretion standard. [Citations.]"
(People v. Lee (2011) 51 Cal.4th 620, 643 (Lee).)
In Lee, the defendant shot his victim seven times in the face because she was unwilling to have sex with him; the defendant used the moniker "Point Blank." In finding that the moniker was relevant, the court stated: "[E]vidence of defendant's nickname was relevant and extremely probative with regard to the intent with which defendant shot [the victim] and whether the killing was premeditated and deliberate. The prosecution's theory was that defendant shot [the victim] the way he did, with seven shots to her face at close range, to live up to his nickname. In that regard, in her closing argument, the prosecutor reminded the jury that, immediately after the murder, defendant did not respond when [a witness] asked, 'So, is that why they call you Point Blank?' The prosecutor also reminded the jury that defendant sang a gloating rap song about the shooting and said, ' "They're never gonna really have to make a rap about my name being Point Blank." ' The next words of the prosecutor's argument to the jury were, 'Does that show his express intent to kill? Absolutely. Absolutely.' " (Lee, supra, 51 Cal.4th at p. 643, fn. omitted.)
In rejecting the defendant's contention the moniker was unduly prejudicial, the court stated: "[T]he trial court did not abuse its discretion by finding the risk that the jury would improperly infer criminal disposition from defendant's nickname did not substantially outweigh the fact that evidence of defendant's nickname was highly probative because it uniquely tended to prove defendant had a specific reason for 9 shooting [the victim] multiple times at very close range. We note that, in order to minimize the prejudicial impact of the evidence, the prosecutor avoided any reference to the subject of gangs throughout the trial by reminding the court to instruct witnesses not to mention defendant's gang affiliation, and, at defendant's request, the jury was instructed not to consider the evidence of defendant's nickname 'to prove that defendant is a person of bad character, has a disposition to commit crimes, or has ever acted in a manner consistent with this nickname.' " (Lee, supra, 51 Cal.4th at p. 644, fn. omitted.)
C. Analysis Here, Lopez's moniker was plainly relevant in establishing his identity as the author of the two kites and letter. The other inmates' repeated references to the moniker helped show that, consistent with the identity he had established in prison, Lopez was the author of the kites and letter and his use of it was in no sense unusual or out of character.
The moniker was also relevant with respect to the allegation that Lopez was guilty of torture. As in Lee, there was a logical connection between the moniker and the intent element of the torture allegation. Thus, the moniker was relevant under Evidence Code section 210.
The trial court did not abuse its discretion in finding that the inmates' references to the moniker and its presentation in the kites and letter were not unduly prejudicial under Evidence Code section 352. The trial court limited undue prejudice by preventing government witnesses and the prosecution from making reference to it, thereby reducing the likelihood the moniker would connect Lopez with a gang or be treated as evidence of 10 bad character, rather than as proof of identity and intent. As presented to the jury by other inmates, the moniker suggested very little more than Lopez's identity as the author of the kites and letter and his intent with respect to the torture charge. The real prejudice Lopez suffered was the proper connection the moniker made between Lopez and the incriminating and callous statements set forth in the correspondence.
In sum, in permitting reference to Lopez's moniker the trial court did not abuse its discretion.
III
The jury was presented with four alternative theories of first degree murder: (1)
willful, deliberate, and premeditated murder; (2) murder by torture; (3) murder by lying in wait; and (4) murder while committing the felony of torture. The jury was also instructed on the substantive offense of torture. On appeal, Lopez argues there was insufficient evidence that Lopez intended to inflict torture on Hartsaw.
Because there were other theories of first degree murder that, by implication, Lopez concedes were amply supported by the record, Lopez's argument, even if it had merit, would not impact his murder conviction. (See People v. Guiton (1993) 4 Cal.4th 1116, 1129-1131.) We presume that when alternative theories of guilt are presented to a jury, the jury will only adopt the theory or theories for which there is substantial evidence. (Ibid.) In any event however, there was sufficient of evidence of torture to support both a murder by torture conviction as well as a torture conviction.
11 A. Legal Principles The substantive crime of torture requires proof: "(1) a person inflicted great bodily injury upon the person of another, and (2) the person inflicting the injury did so with specific intent to cause cruel and extreme pain and suffering for the purpose of revenge, extortion, persuasion, or for any sadistic purpose." (People v. Baker (2002) 98 Cal.App.4th 1217, 1223; see § 206.) First degree murder by torture occurs when a defendant commits " 'acts causing death that involve a high degree of probability of the victim's death' " and did do so with " 'a willful, deliberate, and premeditated intent to cause extreme pain or suffering for the purpose of revenge, extortion, persuasion, or another sadistic purpose.' " (People v. Jennings (2010) 50 Cal.4th 616, 643; see § 189.)
Importantly, a jury "may infer the intent to inflict extreme pain from the circumstances of the crime, the nature of the killing, and the condition of the victim's body. [Citation.]"
(People v. Streeter (2012) 54 Cal.4th 205, 237.)
B. Analysis At trial, the prosecution presented evidence that the beating Hartsaw endured was approximately 30 minutes long and that, after an initial beating, Lopez circled Hartsaw and jumped on his limbs, torso, head and genitals. Hartsaw suffered gruesome and extensive injuries over his entire body. As we have noted, shortly after the beating was concluded, Lopez took a shower and sang loudly and happily. We also note that the kites and letter Lopez wrote after the murder manifested considerable antipathy toward pedophiles, such as Hartsaw. Contrary to Lopez's argument, this evidence was more than 12 sufficient to establish both the substantive crime of torture and murder by torture. In particular, the manner in which Lopez stomped on Hartsaw's genitals and, following the beating, gleefully took a shower, was more than sufficient evidence of an intent to severely injure Hartsaw and with a sadistic purpose within the meaning of both sections 206 and 189.
IV
Finally, Lopez contends the trial court should have sua sponte instructed the jury that in order to find him guilty of first degree murder under a lying-in-wait theory, the jury needed to find that Lopez acted with an intent to kill or to cause injury likely to cause death. We find no such sua sponte duty.
A. Lying in Wait Instruction The trial court provided the jury with a version of CALCRIM No. 521, which stated: "The defendant is guilty of first degree murder if the People have proved that the defendant murdered while lying in wait or immediately thereafter. The defendant murdered by lying in wait if:
"1. He concealed his purpose from the person killed;
"2. He waited and watched for an opportunity to act;
"AND "3. Then, from a position of advantage, he intended to and did make a surprise attack on the person killed.
"The lying in wait does not need to continue for any particular period of time, but 13 its duration must be substantial enough to show a state of mind equivalent to deliberation or premeditation. Deliberation means carefully weighing the considerations for and against a choice and, knowing the consequences, deciding to act. An act is done with premeditation if the decision to commit the act is made before the act is done.
"A person can conceal his purpose even if the person killed is aware of the person's physical presence.
"The concealment can be accomplished by ambush or some other secret plan."
B. Legal Principles Section 189 provides that a murder which is perpetrated by means of lying in wait is murder of the first degree. In rejecting the argument that Lopez now advances, the court in People v. Laws (1993) 12 Cal.App.4th 786 stated: "[N]othing in section 189 requires the lying in wait to have been done with the intent to kill. Likewise, nothing in the statute requires the lying in wait to have been done with the intent to injure. (Cf.
[People v.] Thomas [(1953)] 41 Cal.2d [470,] 474 ['where a murder is shown to have been committed by "lying in wait" a showing of intent is unnecessary to fix the degree'].)
To impose such a requirement would, in effect, add an additional element to the crime of first degree murder when the murder perpetrated by lying in wait is committed with implied malice. It would require that the killing result from an intentional act, the natural consequences of which are dangerous to human life, deliberately performed with knowledge of the danger to, and with conscious disregard for, human life and performed with the intent to kill or injure. We have no authority to add such an element; imposition 14 of a requirement of independent proof of intent to kill or injure 'would be a matter for legislative consideration.' [Citation.] [¶] All that is required of lying in wait is that the perpetrator exhibit a state of mind equivalent to, but not identical to, premeditation and deliberation. [Citation.] This state of mind simply is the intent to watch and wait for the purpose of gaining advantage and taking the victim unawares in order to facilitate the act which constitutes murder. [Citation.] It does not include the intent to kill or injure the victim. [Citations.]" (Id. at pp. 794-795, fn. omitted.)
Contrary to Lopez's argument, nothing in People v. Gutierrez (2002) 28 Cal.4th 1083, 1148-1149 (Gutierrez) altered the basic principle that in adopting section 189 the Legislature determined that lying in wait, by itself, is the functional equivalent of premeditation, deliberation and intent, and that no additional proof of an intent to kill or injure is required in order to find a defendant guilty of first degree murder. (See Id. at p. 1149, fn. 10.) The court in Gutierrez did find and hold that in order to prove the special circumstance of lying in wait, the prosecution must establish that the killing was intentional and that the murder occurred during a period of concealment and watchful waiting. (Id. at p. 1149.) That holding has no bearing here, where no special circumstance was pled or proved.
15 DISPOSITION
Having found no error,2 the judgment of conviction is affirmed.
BENKE, Acting P. J.
WE CONCUR:
HALLER, J.
O'ROURKE, J.
2 Because no error appears in the record, we also reject Lopez's claim of prejudice from cumulative error. 16
Cites, in this corpus
- People v. Streeter S078027 · 2012-06-07
- People v. Lee S080550 · 2011-02-24
- People v. Collins S058537 · 2010-05-27
- People v. Williams S052520 · 2008-05-05
- People v. Guerra S036864 · 2006-03-02
- People v. Gutierrez S018634 · 2002-10-02
- People v. Baker No. G028224 · 2002-05-30
- People v. Guiton S026003 · 1993-03-18
- People v. Laws C009984 · 1993-01-22