gno.law

People v. Rodriguez CA4/1

California Court of Appeal · D067011 · 2015-10-09 · Unpublished

Proceeding
appeal from a judgment
Trial court
Superior Court of San Diego County · No. SCD253339, SCD253592SCD255639
Trial judge
Lorna A. Alksne
Outcome
affirmed — Affirmed.
Area
criminal
Panel
McINTYRE (author), Joan K. Irion

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T06:07Z · confidence high

The trial court denied the defendant's motion to represent himself under Faretta and his subsequent motion to withdraw his guilty plea based on a claim of not understanding English. The Court of Appeal affirmed the judgment, finding the Faretta motion was untimely and properly denied under the Windham factors, and that the denial of the plea withdrawal was not an abuse of discretion given the defendant's demonstrated English proficiency.

Ruling reviewedStandardThe courtThe model
Denial of Faretta motion for self-representation
“In sum, the Windham factors militate against granting Rodriguez's untimely request to represent himself in propria persona. We affirm the trial court's denial of Rodriguez's Faretta motion.”
de novocorrectagree with court
The appellate court correctly applied the de novo standard to determine the motion was untimely, as it was made on the day of trial. It then properly applied the Windham factors to review the trial court's discretion, noting the defendant's history of dissatisfaction with counsel and lack of legal preparation, which supported the denial.
Denial of motion to withdraw guilty plea
“In sum, the trial court personally witnessed abundant evidence of Rodriguez's competency with the English language. Accordingly, under the California Standards of Judicial Administration, there was no need for an examination and, by extension, no need for an interpreter.”
abuse of discretioncorrectagree with court
The court found no error because the record demonstrated the defendant's ability to speak and understand English, negating the need for an interpreter under the California Standards of Judicial Administration. The trial court's denial was therefore not arbitrary, capricious, or patently absurd.

Authorities

  • relied: Faretta v. California (1974) 422 U.S. 806 — Establishes the Sixth Amendment right to self-representation in criminal trials.
  • relied: People v. Lynch (2010) 50 Cal.4th 693 — A Faretta motion must be knowing, intelligent, unequivocal, and timely to be granted as a matter of right.
  • relied: People v. Clark (1992) 3 Cal.4th 41 — Untimely Faretta motions are addressed to the trial court's sound discretion, and the court may independently review the record to weigh the Windham factors.
  • relied: People v. Windham (1977) 19 Cal.3d 121 — Sets forth the factors (quality of counsel, proclivity to substitute, reasons, length/stage, disruption) for evaluating untimely Faretta motions.
  • relied: People v. Dent (2003) 30 Cal.4th 213 — The reviewing court examines the entire record de novo to determine if the defendant properly invoked the right to self-representation.
  • relied: People v. Marshall (1997) 15 Cal.4th 1 — The trial court must determine if the defendant's request for self-representation is unequivocal and not made in passing anger or frustration.
  • relied: People v. Moore (1988) 47 Cal.3d 63 — A Faretta motion made on the day trial is set to begin is untimely and within the court's discretion to deny.
  • relied: People v. Scott (2001) 91 Cal.App.4th 1197 — Faretta motions made just prior to the start of trial are considered untimely.
  • relied: People v. Hill (1983) 148 Cal.App.3d 744 — A Faretta motion made five days before trial is untimely and within the trial court's discretion to deny.
  • relied: People v. Rodriguez (1986) 42 Cal.3d 1005 — Establishes the two-step review for interpreter denials: first determining if the lower court erred, then determining if the error was harmless.
  • relied: In re Raymundo B. (1988) 203 Cal.App.3d 1447 — Error in denying an interpreter is established only where the trial court makes an arbitrary, capricious, or patently absurd determination.
  • relied: People v. Carreon (1984) 151 Cal.App.3d 559 — Supports the standard that interpreter denial error requires an arbitrary, capricious, or patently absurd determination.

The appellate opinion: sound — The opinion is sound because it correctly applies the de novo standard to the timeliness of the Faretta motion and the abuse of discretion standard to the interpreter issue. It relies on established California authorities (Windham, Clark, Rodriguez) to support its conclusions that the motion was untimely and the defendant's English proficiency negated the need for an interpreter.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:31Z · confidence low

The trial court denied Rodriguez's day-of-trial Faretta motion on the ground that he lacked legal sophistication, took his guilty pleas to resisting an executive officer, reckless evading, and vehicle theft with strike priors, and then denied his motion to withdraw the pleas on the claim that he did not understand English, sentencing him to six years. The Court of Appeal affirmed, holding the Faretta motion was unequivocal but untimely and that the Windham factors supported denial, and that the record amply showed Rodriguez understood English so denial of the plea-withdrawal motion was not an abuse of discretion.

Ruling reviewedStandardThe courtThe model
Denial of Rodriguez's Faretta motion for self-representation made on the first day of trial
“In sum, the Windham factors militate against granting Rodriguez's untimely request to represent himself in propria persona.”
mixedcorrectagree with court
The court correctly treated a motion made on the morning of trial as untimely under Lynch, Moore, Scott and Hill, placing it within the trial court's discretion under Windham and Clark. It candidly acknowledged the trial court used an impermissible ground (legal skill) and did not expressly weigh the Windham factors, but Clark permits the reviewing court to weigh them on the record, and the record here (two Marsden motions, vague reasons, six months of proceedings, defendant's admitted need for time to research) supports denial. The opinion does not discuss whether the Faretta claim is cognizable after a guilty plea without a certificate of probable cause under Penal Code section 1237.5, and misdates Faretta as 1974, but these do not undermine the result.
Denial of Rodriguez's motion to withdraw his guilty pleas on the ground he did not read or understand English and needed an interpreter
“The trial court did not abuse its discretion by denying Rodriguez's motion to withdraw his guilty pleas.”
abuse of discretioncorrectagree with court
The court properly applied the interpreter framework from People v. Rodriguez and the Standards of Judicial Administration, and the record it describes (U.S.-born defendant, 11th grade education, no interpreter request at any appearance, competent English participation in two Marsden hearings and the Faretta colloquy, and an English explanation of the need for an interpreter) supports the trial court's credibility determination. The opinion frames the ruling as an interpreter issue rather than under Penal Code section 1018's good-cause/clear-and-convincing standard for plea withdrawal, but the outcome would be the same under either standard.

Authorities

  • relied: Faretta v. California (1975) 422 U.S. 806 — Sixth Amendment right of a criminal defendant to represent himself (the opinion lists the year as 1974; the decision issued in 1975).
  • relied: People v. Lynch (2010) 50 Cal.4th 693 — A Faretta motion must be granted if knowing, intelligent, unequivocal, and made within a reasonable time before trial.
  • relied: People v. Clark (1992) 3 Cal.4th 41 — An untimely Faretta motion is addressed to the trial court's discretion; the reviewing court may weigh the Windham factors on the record even if the trial court did not explicitly do so.
  • relied: People v. Windham (1977) 19 Cal.3d 121 — Factors governing discretionary denial of an untimely Faretta motion: quality of counsel, proclivity to substitute counsel, reasons for the request, stage of proceedings, and disruption or delay.
  • relied: People v. Dent (2003) 30 Cal.4th 213 — The reviewing court examines the entire record de novo to determine whether the defendant properly invoked the right of self-representation.
  • relied: People v. Marshall (1997) 15 Cal.4th 1 — A Faretta request must be unequivocal; a request made in passing anger or frustration or that is rambling and ambivalent may be denied.
  • relied: People v. Moore (1988) 47 Cal.3d 63 — A Faretta motion made on the day trial is set to begin may be denied within the trial court's discretion.
  • relied: People v. Scott (2001) 91 Cal.App.4th 1197 — Faretta motions made just prior to the start of trial are untimely.
  • relied: People v. Hill (1983) 148 Cal.App.3d 744 — A Faretta motion made five days before trial was untimely and within the court's discretion to deny.
  • relied: People v. Rodriguez (1986) 42 Cal.3d 1005 — Framework for reviewing denial of interpreter services: determine error using the Standards of Judicial Administration as a guide, then assess harmlessness beyond a reasonable doubt.
  • relied: In re Raymundo B. (1988) 203 Cal.App.3d 1447 — Trial court's determination of need for an interpreter is reviewed for abuse of discretion; error only where the determination is arbitrary, capricious, or patently absurd.
  • relied: People v. Carreon (1984) 151 Cal.App.3d 559 — Trial court's determination regarding interpreter need is reviewed for abuse of discretion.
  • relied: People v. Marsden (1970) 2 Cal.3d 118 — Procedure for a defendant's motion to substitute appointed counsel; relevant here as background for the Windham proclivity factor.
  • missed: People v. Fairbank (1997) 16 Cal.4th 1223 — A motion to withdraw a guilty plea under Penal Code section 1018 requires good cause shown by clear and convincing evidence and is reviewed for abuse of discretion; the opinion analyzed the plea-withdrawal ruling solely as an interpreter issue without citing the governing section 1018 standard.

The appellate opinion: sound with gaps — The court applied the correct Faretta framework, recognized that the trial court relied on an improper ground, and nonetheless affirmed on a reasoned Windham analysis authorized by Clark, and its interpreter analysis rests on a well-documented record of the defendant's English fluency. It did not address whether the pre-plea Faretta claim is cognizable after a guilty plea or frame the plea-withdrawal ruling under Penal Code section 1018, and it misdated Faretta, but these gaps do not affect the defensible result.

How this analysis was made · dispute it

Opinion

Filed 10/9/15 P. v. Rodriguez CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

THE PEOPLE, D067011

Plaintiff and Respondent, v. (Super. Ct. Nos. SCD253339, SCD253592 & SCD255639) JORGE ALBERTO RODRIGUEZ, Defendant and Appellant.

APPEAL from a judgment of the Superior Court of San Diego County, Lorna A.

Alksne, Judge. Affirmed.

Marianne Harguindeguy, under appointment by the Court of Appeal, for Defendant and Appellant.

Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Arlene Sevidal and Barry Carlton, Deputy Attorneys General, for Plaintiff and Respondent. Jorge Alberto Rodriguez pled guilty, pursuant to three separate criminal informations, to one count each of resisting executive officers (Pen. Code, § 69), evading an officer with reckless driving (Veh. Code, § 2800.2), and unlawful taking or driving of an automobile without consent of owner (Veh. Code, § 10851). He also admitted to a strike prior in each case and, in the vehicle theft case, a prior vehicle theft conviction.

On appeal, Rodriguez contends the court erroneously denied his motion to represent himself. He also asserts the court committed prejudicial error by denying his motion to later withdraw his guilty plea on the grounds that he does not write or understand the English language. We affirm the judgment.

FACTUAL AND PROCEDURAL BACKGROUND

The police initially arrested Rodriguez on suspicion of stealing a Honda Accord.

Five days after being released on bail, Rodriguez engaged police in a high-speed chase and was arrested for stealing a second car.

At a readiness conference, Rodriguez moved to replace his appointed counsel under People v. Marsden,1 contending the attorney had not sent him certain discovery items in a timely manner. The court denied his request as meritless.

A month later, Rodriguez was again arrested for stealing another Honda Accord.

Rodriguez resisted arrest by pushing against one of the officers and running away, but the police soon recaptured him.

1 People v. Marsden (1970) 2 Cal.3d 118 (Marsden). 2 On the first day of trial, before any potential jurors were called into the courtroom, Rodriguez made a second Marsden request. He asserted he did not feel comfortable with his appointed counsel and claimed his attorney had not spoken to him about his case.

After investigating the attorney's qualifications and preparedness, the court denied Rodriguez's motion.

Rodriguez immediately moved to represent himself under Faretta v. California.2 The court, after a brief inquiry into Rodriguez's knowledge of the law, concluded he did not have the legal sophistication to make an intelligent waiver of counsel. Rodriguez later submitted a completed Faretta waiver form, acknowledging all of the dangers and disadvantages of self-representation. The next day, without any further ruling on the Faretta motion, the court took Rodriguez's guilty plea.

At the sentencing hearing, Rodriguez moved to withdraw his guilty plea on the ground that he did not read or understand English. The court denied his motion and sentenced him to six years in state prison.

DISCUSSION

I. Faretta Motion Under the Sixth Amendment of the United States Constitution, defendants have a right to represent themselves in criminal trials. (Faretta, supra, 422 U.S. at p. 819.) A trial court must grant a defendant's motion for self-representation if the request is knowing, intelligent, unequivocal, and timely, that is, made within "a reasonable time 2 Faretta v. California (1974) 422 U.S. 806 (Faretta). 3 prior to the commencement of trial." (People v. Lynch (2010) 50 Cal.4th 693, 721, 722.)

A knowing, intelligent, and unequivocal motion made after this period is addressed to the sound discretion of the trial court. (People v. Clark (1992) 3 Cal.4th 41, 98 (Clark).) In exercising its discretion, the court should consider factors such as "quality of counsel's representation of the defendant, the defendant's prior proclivity to substitute counsel, the reasons for the request, the length and stage of the proceedings, and the disruption or delay which might reasonably be expected to follow the granting of such a motion."

(People v. Windham (1977) 19 Cal.3d 121, 128, 129 (Windham).) To determine whether the defendant properly invoked his right to self-representation, the reviewing court examines the entire record de novo. (People v. Dent (2003) 30 Cal.4th 213, 218.)

Rodriguez argues that his Faretta motion was knowing and intelligent, unequivocal, and timely. The Attorney General concedes that the waiver was knowing and intelligent, but claims it was made in an equivocal and untimely manner.

A. Unequivocal To protect the constitutional right to counsel, one of the trial court's tasks in ruling on a Faretta motion is to determine whether the defendant truly wishes to represent himself. (People v. Marshall (1997) 15 Cal.4th 1, 23 (Marshall).) The court should evaluate whether the defendant has stated the motion clearly and whether the defendant's statements or actions create any ambiguity as to his desire to represent himself. (Ibid.) A motion for self-representation "made in passing anger or frustration" may be denied.

(Ibid.)

4 Rodriguez plainly and unambiguously stated his wish to represent himself after the denial of his second Marsden motion. Although his request was possibly born of anger or frustration, Rodriguez affirmed his desire to proceed in propria persona by filing a Faretta waiver form with the court. This subsequent action was not taken in the heat of the moment and suggests a firmness of conviction sometimes not present in other cases.

(Cf. Marshall, supra, 15 Cal.4th at p. 24 [Faretta motion was equivocal where defendant's request was "rambling and laced with requests for time to think . . . ."].)

B. Timely Rodriguez brought his Faretta motion on the morning of the trial. As such, the request was not made "within a reasonable time prior to the commencement of trial."

(See People v. Moore (1988) 47 Cal.3d 63, 79-81 [Faretta motion made on the day trial was set to begin would have been well within the court's discretion to deny]; People v. Scott (2001) 91 Cal.App.4th 1197, 1205 [Faretta motions made "just prior to the start of trial" are untimely]; People v. Hill (1983) 148 Cal.App.3d 744, 757 [Faretta motion made five days before trial was untimely and within trial court's discretion to deny].)

Under these circumstances, the trial court should have applied the factors set forth in Windham to determine whether to deny the tardy motion. (Clark, supra, 3 Cal.4th at p. 98; Windham, supra, 19 Cal.3d at pp. 128-129.) Though the record does not clearly establish that the court considered each of the Windham factors, after reviewing the 5 record and applying the Windham factors, we believe the trial court properly exercised its discretion.3 The court evaluated the first factor, the quality of counsel's representation of defendant, during Rodriguez's July 28 Marsden hearing—a mere 10 minutes before Rodriguez brought his Faretta motion. During this hearing, the court inquired into the defense counsel's work experience and preparations made for Rodriguez's case. Based on his testimony, the court concluded he was adequately representing Rodriguez.

The second factor, the defendant's proclivity to substitute counsel, also weighed in favor of denying the motion. Rodriguez originally moved for the substitution of appointed counsel on March 21. The motion was denied, but the office of the public defender assigned the case to a different attorney, effectively granting Rodriguez's request. Though his wish was fulfilled, Rodriguez was still not satisfied. He ultimately made another Marsden request for new counsel on July 28. This behavior evidenced a pattern of discontent with appointed counsel and a proclivity to bring unnecessary Marsden motions.

During Rodriguez's second Marsden hearing, the court also considered the third factor, the reasons for the request. Rodriguez's justifications for his second Marsden request were contradictory, vague, and insubstantial. He complained that counsel had not talked to him about his case, but, in the next breath, mentioned that he did not want to 3 In Clark, the court did not find an abuse of discretion where the trial court did not explicitly consider the Windham factors. (Clark, supra, 3 Cal.4th at pp. 98-101.) As we do here, the Clark court independently reviewed the record and weighed the Windham factors. (Clark, at pp. 98-101.) 6 discuss his case with counsel. He also broadly and baselessly asserted that he did not feel comfortable with his appointed attorney. Due to the inadequacy of his justifications, the trial court denied his motion. Because Rodriguez brought the Faretta motion in response to his Marsden motion being denied, the superior court could have reasonably concluded that the motivation for both requests was the same and that the reasons for his Faretta request were unsound.

The length and stage of the proceedings also weighed against granting the Faretta motion. By the time Rodriguez brought his Faretta motion (on the first day of trial), the proceedings had been ongoing for half a year. In addition, granting the motion would have disrupted or further delayed the proceedings. Although it impermissibly focused on his legal skills, the trial court's Faretta inquiry revealed that Rodriguez was not prepared to represent himself. He did not understand any of the legal concepts or procedures applicable to his case and admitted he would have to ask for some time to research the relevant law. Thus, granting Rodriguez's motion would have caused an unnecessary delay.

In sum, the Windham factors militate against granting Rodriguez's untimely request to represent himself in propria persona. We affirm the trial court's denial of Rodriguez's Faretta motion.

II. Right to an Interpreter Rodriguez asserts that the trial court committed a prejudicial error by denying his request to withdraw his guilty plea on the grounds that he required an interpreter. The 7 Attorney General argues that Rodriguez could, in fact, speak English and did not need an interpreter and, therefore, the trial court properly exercised its discretion.

Under the California Constitution, "[a] person unable to understand English who is charged with a crime has a right to an interpreter throughout the proceedings." (Cal.

Const., art. I, § 14.) In assessing a trial court's decision to deny interpreter services, the reviewing court makes two determinations. First, the court ascertains whether the lower court erred. (People v. Rodriguez (1986) 42 Cal.3d 1005, 1013 (Rodriguez).) Second, if an error exists, the court determines whether the error was harmless beyond a reasonable doubt. (Ibid.)

There is no clear standard by which the reviewing court determines whether the trial court wrongly denied access to an interpreter. In Rodriguez, the California Supreme Court used the California Standards of Judicial Administration as a guide. (Rodriguez, supra, 42 Cal.3d at p. 1013.) The California Standards of Judicial Administration require a court to provide an interpreter where, after examination, it concludes that the party cannot understand and speak English well enough to participate fully in the proceedings and assist counsel. (Cal. Stds. Jud. Admin., § 2.10.) The court must examine a party's English language skills where a party or counsel requests that it do so or where it appears to the court that a party does not understand English well enough to fully participate in the proceedings. (Ibid.) Further, error is established only where the trial court " ' " 'has exceeded the limits of legal discretion by making an arbitrary, capricious, or patently absurd determination.' " ' " (See In re Raymundo B. (1988) 203 Cal.App.3d 1447, 1456;

People v. Carreon (1984) 151 Cal.App.3d 559, 566-567.)

8 Rodriguez, who was born in the United States and had an 11th grade education, did not ask for an interpreter at any point in the proceedings or at any of his numerous court appearances. When he made the request to withdraw his guilty plea on this basis, the court reacted incredulously, indicating its disbelief in Rodriguez's assertion he could not understand English. The court's assessment of the credibility of Rodriguez's contention was amply borne out by the record. In his first Marsden hearing, Rodriguez competently described his problems with his counsel's legal tactics in English. He demonstrated a comparable mastery of the English language during his second Marsden hearing. His responses in his Faretta inquiry, though brief, were contextually appropriate and displayed no discomfort with the English language. Finally, during his sentencing hearing, Rodriguez explained, in English, his need for an interpreter.

In sum, the trial court personally witnessed abundant evidence of Rodriguez's competency with the English language. Accordingly, under the California Standards of Judicial Administration, there was no need for an examination and, by extension, no need for an interpreter. The trial court did not abuse its discretion by denying Rodriguez's motion to withdraw his guilty pleas.

9 DISPOSITION

The judgment is affirmed.

PRAGER, J.* WE CONCUR:

MCINTYRE, Acting P. J.

IRION, J.

* Judge of the San Diego Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution. 10

Cites, in this corpus