gno.law

Tran v. Rogers CA4/1

California Court of Appeal · D066364 · 2015-09-28 · Unpublished

Proceeding
appeal from a judgment
Trial court
Superior Court of San Diego County · No. 37-2013-00062758
Trial judge
Randa Trapp
Outcome
affirmed — Affirmed.
Area
civil
Panel
Judith D. McConnell (author), Cynthia Aaron

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T06:08Z · confidence high

The trial court sustained a demurrer to Tran's first amended complaint without leave to amend, finding the claims barred by the litigation privilege, constituting an improper collateral attack on a prior judgment, and failing to state a conspiracy claim. The Court of Appeal affirmed, holding that the allegations were absolutely privileged and that Tran failed to demonstrate the possibility of cure.

Ruling reviewedStandardThe courtThe model
Sustaining the demurrer based on the litigation privilege (Civil Code § 47, subd. (b))
“We conclude the court properly sustained Respondents' demurrer because all of Tran's allegations and causes of action concern absolutely privileged conduct.”
de novocorrectagree with court
agree with court
Sustaining the demurrer based on the bar against collateral attack on a prior judgment
“Additionally, the FAC is an impermissible collateral attack on the adverse judgment Tran received in his prior lawsuit.”
de novocorrectagree with court
agree with court
Sustaining the demurrer for failure to state a conspiracy claim
“the FAC fails to allege a conspiracy claim because it does not allege a wrongful act to support a conspiracy”
de novocorrectagree with court
agree with court
Denying leave to amend
“Tran has not met his burden of demonstrating how he could cure the FAC's fatal deficiencies or how he could avoid the application of section 1714.10.”
abuse of discretioncorrectagree with court
agree with court

Authorities

  • relied: Action Apartment Assn., Inc. v. City of Santa Monica (2007) 41 Cal.4th 1232 — The litigation privilege is absolute and applies to steps taken prior to or after judicial proceedings, barring derivative tort actions.
  • relied: Flatley v. Mauro (2006) 39 Cal.4th 299 — The litigation privilege applies to civil actions based on perjury or other fraudulent communications made during litigation.
  • relied: Jacob B. v. County of Shasta (2007) 40 Cal.4th 948 — The lack of a civil remedy against perjurers is the price paid for witnesses' freedom from intimidation by civil liability.
  • relied: Mullen v. Dep't of Real Estate (1988) 204 Cal.App.3d 295 — A decree will not be vacated merely because it was obtained by forged documents or perjured testimony (intrinsic fraud).
  • relied: Grinzi v. San Diego Hospice Corp. (2004) 120 Cal.App.4th 72 — Demurrers are reviewed de novo; the trial court abuses its discretion in denying leave to amend if it is reasonably possible the pleading can be cured.
  • relied: Berg & Berg Enterprises, LLC v. Sherwood Partners, Inc. (2005) 131 Cal.App.4th 802 — Civil Code section 1714.10 requires a petition to state a claim for civil conspiracy against an attorney.
  • relied: Nwosu v. Uba (2004) 122 Cal.App.4th 1229 — Self-represented litigants are entitled to the same, but no greater, consideration than attorneys and must follow correct rules of procedure.

The appellate opinion: sound — The opinion correctly applies the absolute nature of the litigation privilege to bar civil claims based on alleged perjury or fraud during litigation, citing controlling Supreme Court authority. It also correctly identifies the bar against collateral attacks on prior judgments for intrinsic fraud and properly applies the abuse of discretion standard to the denial of leave to amend.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:31Z · confidence medium

The San Diego Superior Court sustained without leave to amend the demurrer of Rogers, Nguoi Viet Today News, and Dung to Tran's first amended complaint alleging they conspired, through false representations to the court during a prior trial, to obtain a continuance and prevent him from presenting his case, ruling the conduct was absolutely privileged under Civil Code section 47(b), the suit was an improper collateral attack on the prior judgment, and no conspiracy was pleaded. The Court of Appeal reviewed the demurrer de novo and the denial of leave to amend for abuse of discretion, held all alleged acts were privileged communications in a judicial proceeding and the suit was an impermissible attack on intrinsic fraud, found Tran had not shown how amendment could cure the defects or avoid section 1714.10, and affirmed with costs to respondents.

Ruling reviewedStandardThe courtThe model
Sustaining demurrer on the ground that all alleged conduct is absolutely privileged under Civil Code section 47, subdivision (b) (litigation privilege)
“Each of these communicative acts made during the course of litigation falls within section 47, subdivision (b)'s purview.”
de novocorrectagree with court
The allegations concern statements to the court about a party's health and witness availability during a judicial proceeding; under Action Apartment, Flatley, Jacob B. and Kenne the privilege is absolute and bars civil tort claims premised on perjury or fraudulent communications, with malicious prosecution the only exception. The court correctly distinguished Flatley as an anti-SLAPP/extortion case. One minor gap: the allegation that Rogers used Tran's translator without reimbursement is arguably noncommunicative conduct (see Rusheen v. Cohen), but the court treated it as communicative without analysis; that allegation nonetheless states no cognizable tort against respondents, so the result holds.
Sustaining demurrer on the ground that the FAC is an improper collateral attack on the prior adverse judgment (intrinsic fraud)
“Even assuming Tran's allegations to be true, such an attack on intrinsic fraud by way of a subsequent lawsuit is improper.”
de novocorrectagree with court
Alleged false representations to the court about illness and witness availability during trial are classic intrinsic fraud, which under long-settled California law (as stated in Mullen) cannot support relief from or damages collateral to a final judgment. Tran had the opportunity to contest those representations in the prior action, moved unsuccessfully for a new trial, and failed to timely appeal.
Sustaining demurrer on the ground that the FAC fails to allege a wrongful act supporting a civil conspiracy claim
“it fails to allege a conspiracy claim because it does not allege a wrongful act to support a conspiracy.”
de novonot reachedagree with court
The Court of Appeal affirmed on the litigation privilege and collateral attack grounds and did not independently analyze the third ground; it touched on conspiracy only in connection with section 1714.10 when addressing leave to amend. Because a demurrer may be affirmed on any ground, not reaching this basis was proper.
Denial of leave to amend the first amended complaint
“Tran has not met his burden of demonstrating how he could cure the FAC's fatal deficiencies or how he could avoid the application of section 1714.10.”
abuse of discretioncorrectagree with court
Under Grinzi the plaintiff bears the burden of showing a reasonable possibility of cure; Tran offered only to plead more about respondents' motives, which cannot defeat an absolute privilege that applies irrespective of malice, and he did not explain how any amendment would avoid the intrinsic fraud bar or satisfy section 1714.10's prefiling requirement for conspiracy claims against an attorney. Nwosu correctly holds self-represented status confers no greater leniency.

Authorities

  • relied: Grinzi v. San Diego Hospice Corp. (2004) 120 Cal.App.4th 72 — Demurrer rulings are reviewed de novo accepting properly pleaded facts; denial of leave to amend is reviewed for abuse of discretion and plaintiff bears the burden of showing a reasonable possibility of cure.
  • relied: Flannery v. VW Credit, Inc. (2014) 232 Cal.App.4th 606 — Standard of review on demurrer.
  • relied: Action Apartment Assn., Inc. v. City of Santa Monica (2007) 41 Cal.4th 1232 — The litigation privilege is absolute, applies to all publications in judicial proceedings irrespective of malice, extends to steps before and after trial, and serves to afford free access to courts without fear of derivative tort actions; it does not bar criminal prosecution for perjury.
  • relied: Kenne v. Stennis (2014) 230 Cal.App.4th 953 — The litigation privilege bars all tort causes of action except malicious prosecution and has been applied to fraudulent communications and perjured testimony.
  • relied: Flatley v. Mauro (2006) 39 Cal.4th 299 — The litigation privilege applies to civil actions based on perjury or fraudulent communications; the anti-SLAPP statute is substantively different and does not protect criminal extortion.
  • relied: Jacob B. v. County of Shasta (2007) 40 Cal.4th 948 — The lack of an effective civil remedy against perjurers is the price paid for witnesses free from intimidation by the threat of civil liability.
  • relied: Mullen v. Department of Real Estate (1988) 204 Cal.App.3d 295 — A judgment will not be vacated or collaterally attacked on the ground it was obtained by intrinsic fraud such as perjured testimony committed within the trial.
  • relied: Nwosu v. Uba (2004) 122 Cal.App.4th 1229 — Self-represented litigants are held to the same rules of procedure and receive no greater consideration than represented parties.
  • relied: Berg & Berg Enterprises, LLC v. Sherwood Partners, Inc. (2005) 131 Cal.App.4th 802 — Failure to comply with Civil Code section 1714.10's prefiling requirements for a civil conspiracy claim against an attorney is a defense that may be raised by demurrer.
  • missed: Rusheen v. Cohen (2006) 37 Cal.4th 1048 — The litigation privilege protects communicative acts, not noncommunicative conduct; the threshold question is whether the gravamen of the claim is a communication. The court could have used this to address the allegation that Rogers used Tran's translator without reimbursement, which it treated as communicative without analysis.

The appellate opinion: sound with gaps — The court correctly applied the absolute litigation privilege and the intrinsic fraud bar, with controlling Supreme Court authority, to allegations that are plainly derivative of statements made to the court in a prior trial, and properly placed the burden of showing a possible cure on Tran. It skipped any analysis of whether the translator allegation was noncommunicative conduct outside the privilege and did not address the trial court's third ground, though neither gap affects the result.

How this analysis was made · dispute it

Opinion

Filed 9/28/15 Tran v. Rogers CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

NEIL TRAN, D066364

Plaintiff and Appellant, v. (Super. Ct. No. 37-2013-00062758)

MICHAEL ROGERS et al., Defendants and Respondents.

APPEAL from a judgment of the Superior Court of San Diego County, Randa Trapp, Judge. Affirmed.

Neil Tran, in pro. per., for Plaintiff and Appellant.

Lambert & Rogers and Michael Rogers, for Defendants and Respondents. INTRODUCTION This is Neil Tran's fourth appeal in a series of lawsuits stemming from statements Tran made about Lieu Minh Quang1 in Tran's publication, Nang Moi, in 2002.2 In this case, Tran sued Quang, Michael Rogers (Quang's former attorney), Doan Dung, Nguoi Viet Today News, and Tri T. Nguyen, M.D. for allegedly conspiring to continue the trial in Tran's case against Quang by falsely representing that Quang was ill and to prevent Tran from presenting his case at trial. Tran appeals a judgment dismissing Rogers, Nguoi Viet Today News, and Dung (collectively Respondents) after the court sustained their demurrer to his first amended complaint (FAC) without leave to amend. The trial court sustained the demurrer on three grounds: (1) the conduct alleged is absolutely privileged under Civil Code3 section 47, subdivision (b); (2) the FAC is an improper collateral attack on a previous judgment; and (3) the FAC fails to allege a conspiracy claim.

1 Quang was sued in this case, and is sometimes referred to, as Quang Minh Lieu. Respondents inform us this is based on linguistic differences between English and Vietnamese regarding placement of the surname. For consistency, we refer to this individual as Quang.

2 Tran was the appellant in the following matters arising from the dispute with Quang: Quang v. Tran (Aug. 23, 2004, D041992) [nonpub. opn.]) affirmed an order denying Tran's special motion to strike under the anti-SLAPP statute (Code Civ. Proc., § 425.16); Quang v. Tran (Oct. 10, 2007, D048346) [nonpub. opn.]) affirmed judgment for Quang; and Tran v. Quang et al. (Sept. 18, 2013, D064038), dismissed as untimely. Tran was also the appellant in a similar case, Dinh v. Tran (Sept. 27, 2004, D042139) [nonpub. opn.]) affirmed an order denying Tran's special motion to strike under the anti- SLAPP statute regarding statements in Nang Moi.

3 All further statutory references are to the Civil Code unless otherwise specified.

2 On appeal, Tran contends the litigation privilege should not apply to this case and this action does not constitute an improper collateral attack on a previous judgment. He also contends the court erred in sustaining the demurrer without granting him leave to amend. We conclude there is no merit to these contentions and affirm the judgment.

FACTUAL AND PROCEDURAL BACKGROUND

In the first lawsuit, Quang v. Tran, supra, D048346, Quang obtained a money judgment against Tran for libel, negligent infliction of emotional distress, and punitive damages based on false statements Tran published in Nang Moi about Quang. We affirmed the judgment in an unpublished opinion.

In the second lawsuit, Tran v. Quang, supra, D064038, Tran sued Quang, Dung, Nguoi Viet Today News, and other parties, for intentional infliction of emotional distress and defamation. After a jury trial, Quang, Dung, and Nguoi Viet Today News obtained a defense judgment against Tran. Tran unsuccessfully moved for a new trial and failed to timely appeal the judgment.

In this third lawsuit, Tran sued Respondents for conspiracy, fraud, unfair business practice, and intentional and negligent infliction of emotional distress.4 Tran's FAC alleges Respondents conspired with Tran's former attorney during the Tran v. Quang, supra, D064038 case: (1) to induce the court to continue the trial for three months by allegedly falsely representing Quang suffered a heart attack and was too ill to proceed 4 Tran amended his original complaint prior to service. Therefore, the FAC is the operative complaint.

3 with trial as scheduled; (2) to deny Tran's request for Quang to produce medical records;

(3) to use Tran's translator for Quang during trial without reimbursing Tran; and (4) to prevent Tran from calling witnesses (allegedly falsely representing a witness had been murdered) and presenting evidence of damage to his reputation.5 Tran contends the Respondents made false representations and conspired to deny him the opportunity to fairly present his defamation case.

Respondents demurred to the FAC contending its allegations are barred by section 47, subdivision (b)'s litigation privilege and by section 1714.10's procedural requirements for filing a civil conspiracy action against an attorney. Additionally, Respondents contended this lawsuit is an impermissible counterattack on the prior adverse judgment against Tran. In opposition, Tran argued section 47, subdivision (b) is inapplicable to his allegations and requested leave to amend.

The court sustained the demurrer without leave to amend on the grounds the FAC concerned absolutely privileged conduct under section 47, subdivision (b), it constitutes an improper collateral attack on a previous judgment, and it fails to allege a conspiracy claim because it does not allege a wrongful act to support a conspiracy. The court denied leave to amend stating it did not appear Tran could state a cause of action.

5 Tran apparently has a separate lawsuit pending against his former attorney arising from the Tran v. Quang case. (Tran v. Kanter (Super. Ct. San Diego County, 2013, No. 37-2013-0053420-CU-PN-CTL).)

4 DISCUSSION

I

Demurrer "A demurrer tests the legal sufficiency of the complaint. [Citation.] Therefore, we review the [FAC] de novo to determine whether it contains sufficient facts to state a cause of action. [Citation.] 'We treat the demurrer as admitting all material facts properly pleaded, but not contentions, deductions or conclusions of fact or law.' " (Grinzi v. San Diego Hospice Corp. (2004) 120 Cal.App.4th 72, 78; see Flannery v. VW Credit, Inc. (2014) 232 Cal.App.4th 606, 613.)

We conclude the court properly sustained Respondents' demurrer because all of Tran's allegations and causes of action concern absolutely privileged conduct. "The litigation privilege, codified at … section 47, subdivision (b), provides that a 'publication or broadcast' made as part of a 'judicial proceeding' is privileged. This privilege is absolute in nature, applying 'to all publications, irrespective of their maliciousness.' [Citation.] … The privilege 'is not limited to statements made during a trial or other proceedings, but may extend to steps taken prior thereto, or afterwards.' " (Action Apartment Assn., Inc. v. City of Santa Monica (2007) 41 Cal.4th 1232, 1241.) The purpose of the litigation privilege is to afford " 'the utmost freedom of access to the courts without fear of being harassed subsequently by derivative tort actions.' " (Ibid.)

" '[T]he privilege is "an 'absolute' privilege, and it bars all tort causes of action except a claim of malicious prosecution." [Citation.] The litigation privilege has been 5 applied in "numerous cases" involving "fraudulent communication or perjured testimony." ' " (Kenne v. Stennis (2014) 230 Cal.App.4th 953, 965, italics omitted.)

Tran's allegations all concern communications during the Tran v. Quang, supra, D064038 judicial proceeding. Tran alleges Respondents and Tran's former attorney made statements to the court concerning Quang's health and the availability of witnesses.

Tran alleges Rogers used Tran's translator for Quang during trial. Tran alleges the Respondents, along with Tran's former attorney, "acted in concert … to conclude the case after the first day of trial," which he alleges prevented him from presenting evidence of damage. Each of these communicative acts made during the course of litigation falls within section 47, subdivision (b)'s purview.

Tran contends the litigation privilege should not apply in this case because he believes the conduct alleged amounts to perjury. It is true the litigation privilege does not apply to prevent criminal prosecution for perjury or subornation of perjury. (Action Apartment Assn., Inc. v. City of Santa Monica, supra, 41 Cal.4th at p. 1246.) However, it is well established the litigation privilege applies to civil actions based on perjury or other fraudulent communications. (Flatley v. Mauro (2006) 39 Cal.4th 299, 322.) The Supreme Court has explained, " ' "[t]he resulting lack of any really effective civil remedy against perjurers is simply part of the price that is paid for witnesses who are free from 6 intimidation by the possibility of civil liability for what they say." ' " (Jacob B. v. County of Shasta (2007) 40 Cal.4th 948, 956.)6 Additionally, the FAC is an impermissible collateral attack on the adverse judgment Tran received in his prior lawsuit. Although Tran does not explicitly seek to reverse or set aside that judgment, he seeks damages for fraud he alleges Respondents committed during trial. Even assuming Tran's allegations to be true, such an attack on intrinsic fraud by way of a subsequent lawsuit is improper. (Mullen v. Dep't of Real Estate (1988) 204 Cal.App.3d 295, 301 ["[W]here the fraud was committed within the trial there can be no relief. '[I]t is settled beyond controversy that a decree will not be vacated merely because it was obtained by forged documents or perjured testimony.' "].)

Therefore, Tran's causes of action are barred and the trial court correctly sustained the demurrer to the FAC.

II

Leave to Amend Tran also contends the court abused its discretion in denying him leave to amend.

"The trial court exercises its discretion in declining to grant leave to amend. [Citation.]

If it is reasonably possible the pleading can be cured by amendment, the trial court abuses its discretion by not granting leave to amend." (Grinzi v. San Diego Hospice Corp.

6 Tran's reliance on Flatley v. Mauro, supra, 39 Cal.4th 299 is misplaced. In that case, the court discussed the litigation privilege, recognizing its broad application even to fraudulent or perjured statements. (Id. at p. 322.) It held, however, the anti-SLAPP statute, which is substantively different from section 47, did not apply to criminal extortion because such conduct is not constitutionally protected speech. (Id. at pp. 328, 333.) 7 (2004) 120 Cal.App.4th 72, 78.) Tran "has the burden of proving the possibility of cure by amendment." (Ibid.)

In opposing Respondents' demurer, Tran claimed he could plead more facts about the motivations for Respondents' actions, but did not specify how such facts would cure the pleading defects or overcome the litigation privilege or the bar against a collateral attack on a prior judgment.

Tran contends we should grant leave to amend because he is representing himself.

Tran also contends because he is not an attorney he should have an opportunity on remand to file a petition under section 1714.10 to permit him to state a claim for civil conspiracy against attorney Rogers, who properly raised this failure as a defense in Respondents' demurrer. (§ 1714.10, subds. (a), (b); Berg & Berg Enterprises, LLC v. Sherwood Partners, Inc. (2005) 131 Cal.App.4th 802, 815.) A self-represented litigant must " 'be treated like any other party and is entitled to the same, but no greater consideration than other litigants and attorneys. [Citation.]' [Citation.] Thus, as is the case with attorneys, pro. per. litigants must follow correct rules of procedure." (Nwosu v. Uba (2004) 122 Cal.App.4th 1229, 1247.) Tran has not met his burden of demonstrating how he could cure the FAC's fatal deficiencies or how he could avoid the application of section 1714.10. Accordingly, the court did not abuse its discretion by denying Tran leave to amend.

8 DISPOSITION

The judgment is affirmed. The Respondents shall recover their costs on appeal.

McCONNELL, P. J.

WE CONCUR:

AARON, J.

PRAGER, J.* * Judge of the San Diego Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution. 9

Cites, in this corpus