People v. Inman CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCN320624
- Trial judge
- Harry M. Elias
- Outcome
- reversed in part — Affirmed in part and reversed in part with directions.
- Area
- criminal
- Panel
- Patricia D. Benke (author), Gilbert Nares, Joan K. Irion
Analysis
The trial court found true a prison prior enhancement based on a 1986 Utah burglary conviction and sentenced the defendant to 20 years. The Court of Appeal reversed the enhancement finding, holding the record was insufficient to prove the Utah conviction met California's burglary elements, and directed the sentence be reduced.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
True finding of 1986 Utah prison prior enhancement under Penal Code section 667.5, subdivision (b).“we agree with the parties and conclude the true finding on this conviction must be reversed.” | de novo | error | agree with court The court correctly applied the requirement that the prosecution must prove all elements of an enhancement beyond a reasonable doubt. Because the Utah statute allows for burglary based on remaining unlawfully without initial felonious intent, and the record lacked documents to prove the specific intent required by California law, the finding was unsupported. |
Whether to remand for retrial of the enhancement or strike it entirely.“we conclude defendant's 1986 Utah prison prior should be stricken and his sentence reduced accordingly.” | de novo | error | agree with court The court determined that because the record contained no documents (such as a plea colloquy or jury instructions) to resolve the ambiguity in the Utah conviction, and given the age of the offense, a remand for retrial was not a viable option. Therefore, striking the enhancement was the only appropriate remedy. |
Authorities
- relied: People v. Romero (1996) 13 Cal.4th 497 — Establishes the discretion to dismiss strike priors based on remoteness, which the trial court exercised for two priors.
- relied: People v. Holt (1997) 15 Cal.4th 619 — Establishes that California burglary requires felonious intent at the time of entry.
- relied: People v. Sparks (2002) 28 Cal.4th 71 — Notes that some jurisdictions allow burglary based on remaining unlawfully, contrasting with California's requirement of entry with intent.
- relied: People v. Miles (2008) 43 Cal.4th 1074 — Establishes that the People must prove all elements of a sentence enhancement beyond a reasonable doubt.
The appellate opinion: sound — The opinion is sound because it correctly identifies the element mismatch between Utah and California burglary statutes and applies the standard that enhancements must be proven beyond a reasonable doubt. It logically concludes that without specific record evidence of the intent at entry, the enhancement cannot stand.
How this analysis was made · dispute it
unusual dispositionAfter a bench trial the San Diego Superior Court convicted Inman of annoying or molesting a minor and indecent exposure, found true three strikes, two serious-felony priors and eight prison priors, dismissed two strikes under Romero, and imposed a 20-year sentence that included one year for a 1986 Utah burglary prison prior under Penal Code section 667.5, subdivision (b). The Court of Appeal, accepting the People's concession that the Utah conviction was not shown to contain all the elements of California burglary, reversed the true finding on that prison prior, directed the trial court to strike it and reduce the sentence by one year rather than remanding for retrial, and otherwise affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
True finding that the 1986 Utah third-degree burglary conviction qualified as a prison prior under Penal Code section 667.5, subdivisions (b) and (f)“there is no factual basis in the record establishing defendant entered the building with the intent to commit theft in connection with his 1986 Utah conviction, we agree with the parties and conclude the true finding on this conviction must be reversed.” | substantial evidence | error (fact finding unsupported) | agree with court Utah Code section 76-6-202 criminalizes entering 'or remaining unlawfully' with intent to commit theft, while section 459 requires the intent at entry (People v. Holt; People v. Sparks, fn. 17). The certified Utah plea documents did not disclose which theory supported the plea, and the probation report's description of the facts is not part of the record of conviction. Under People v. Miles the People bore the burden beyond a reasonable doubt, and both parties agreed it was not met. The court's analysis does, however, apply the 'all of the elements of the particular felony' sentence of section 667.5(f), which governs particular-felony priors, when a section 667.5(b) prison prior only requires a felony that 'if committed in California, is punishable by imprisonment in the state prison'; the conceded result is nonetheless defensible because unlawfully remaining and taking a wallet would not necessarily be a California felony. |
Imposition of the one-year section 667.5(b) enhancement for the Utah prior; on appeal the court chose to strike the enhancement outright rather than remand to permit the People to retry the allegation“the likelihood of the existence of such documents dating back 30 years is so slim given his guilty plea, we conclude defendant's 1986 Utah prison prior should be stricken and his sentence reduced accordingly.” | unclear | error (fact finding unsupported) | disagree with court The California Supreme Court has held that retrial of a prior-conviction allegation reversed for insufficient evidence is not barred by double jeopardy or by fairness, res judicata or law-of-the-case principles (People v. Monge (1997) 16 Cal.4th 826; People v. Barragan (2004) 32 Cal.4th 236), and the ordinary disposition is to remand and allow the People to elect retrial using the record of conviction (People v. Guerrero; People v. McGee). The court did not cite or distinguish those authorities; it instead predicted that 30-year-old Utah records probably do not exist and declined to decide whether Descamps even applies. A speculative forecast about the availability of records is not a legal ground for denying the People the retrial opportunity Barragan recognizes, so the remedy is doubtful even though the one-year reduction is small and the People's own briefing on the point was initially silent. |
Authorities
- relied: People v. Miles (2008) 43 Cal.4th 1074 — The prosecution must prove every element of a sentence-enhancement allegation beyond a reasonable doubt.
- relied: People v. Holt (1997) 15 Cal.4th 619 — California burglary under section 459 requires that the felonious intent exist at the time of entry.
- relied: People v. Sparks (2002) 28 Cal.4th 71 — Section 459 requires entry with the requisite intent, unlike statutes in other jurisdictions that also reach one who 'remains' with such intent.
- relied: Descamps v. United States (2013) 133 S.Ct. 2276 — Under the ACCA a sentencing court may consult only a limited class of documents (modified categorical approach) and only where the prior statute is divisible; it may not use a plea colloquy to find facts beyond the elements of an indivisible statute.
- relied: State v. Reece (2015) 349 P.3d 712 — Utah burglary is committed by one who remains unlawfully in a building and commits a felony or theft, regardless of intent at entry.
- relied: People v. Superior Court (Romero) (1996) 13 Cal.4th 497 — Trial court has discretion under section 1385 to dismiss prior strike allegations in furtherance of justice (background to the sentence imposed).
- missed: People v. Barragan (2004) 32 Cal.4th 236 — Retrial of a prior-conviction allegation after reversal for insufficient evidence is permitted; double jeopardy, res judicata, law of the case and fairness do not bar it.
- missed: People v. Monge (1997) 16 Cal.4th 826 — Double jeopardy does not bar retrial of a prior-conviction sentencing allegation found insufficiently supported on appeal.
- missed: People v. Guerrero (1988) 44 Cal.3d 343 — In determining whether a prior conviction qualifies as an enhancement, the court may look to the entire record of conviction, but no further.
- missed: People v. McGee (2006) 38 Cal.4th 682 — A trial court may examine the record of an out-of-state conviction to determine whether it qualifies as a California serious felony or strike without violating the jury-trial right.
The appellate opinion: sound with gaps — The court correctly held, consistent with Holt, Sparks and Miles, that a bare Utah guilty plea to a statute reaching one who 'remains unlawfully' does not establish the entry-with-intent element of section 459, and the People conceded the point. It skipped the governing California framework in two respects: it analyzed the 'particular felony' clause of section 667.5(f) rather than the felony-if-committed-in-California clause that governs section 667.5(b) prison priors, and it struck the enhancement without addressing Monge and Barragan, which permit the People to retry a reversed prior allegation, relying instead on speculation that old records do not exist.
How this analysis was made · dispute it
unusual dispositionOpinion
Filed 9/11/15 P. v. Inman CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D066916
Plaintiff and Respondent, v. (Super. Ct. No. SCN320624)
MICHAEL WAYNE INMAN,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Harry M.
Elias, Judge. Affirmed in part and reversed in part with directions.
Laura P. Gordon, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Charles C. Ragland, Scott Taylor and Paige B. Hazard, Deputy Attorneys General, for Plaintiff and Respondent.
After a bench trial, the court found defendant and appellant Michael Wayne Inman guilty of: unlawfully annoying and molesting a child under 18 years of age, with a prior felony conviction (Pen. Code,1 § 647.6, subds. (a)(1) & (c)(2); count 1); and indecent exposure, with two prior convictions (§ 314, subd. (1); count 2). The court also found true defendant had previously been convicted of three prior strike offenses (§§ 667, subds. (b)-(i), 1170.12 & 668), two serious felonies (§§ 667, subd. (a)(1), 668 & 1192.7, subd. (c)) and eight prison prior offenses (§§ 667.5, subd. (b) & 668).
The court exercised its discretion under People v. Romero (1996) 13 Cal.4th 497 and dismissed two of defendant's strike priors based on remoteness. The court sentenced defendant on count 1 to six years, doubled to 12 based on the third strike prior; the upper term of three years doubled to six on count 2, which the court stayed pursuant to subdivision (a) of section 654; and, as relevant here, to consecutive eight years for each of defendant's eight prison priors, for a total term of 20 years.
On appeal, defendant claims the evidence was insufficient to prove his third prison prior based on a 1986 Utah conviction for burglary following defendant's guilty plea.2 (§ 667.5, subd. (b).) The People agree. The parties, however, disagree on whether the matter should be remanded to allow the prosecutor the opportunity to retry the 1986 Utah conviction as a prison prior, as the People contend, or whether this prior should be stricken and defendant's sentence reduced accordingly, as he contends.
1 All statutory references are to the Penal Code unless otherwise noted.
2 In a petition for writ of habeas corpus (D066929), defendant raises various other claims including ineffective assistance of counsel in advising him to waive a jury trial, the erroneous admission of evidence of prior similar bad acts and whether his sentence constitutes cruel and unusual punishment. In a separate order filed concurrently with this opinion, we deny the petition. 2 As we explain, we conclude that there is insufficient evidence in the record to support defendant's 1986 Utah prison prior; that this prison prior should be struck; and that defendant's sentence should be reduced accordingly.
OVERVIEW
In the afternoon of May 17, 2013, then 16-year-old victim Natalia P. was riding a transit bus after school to her grandmother's house in the North County of San Diego.
Natalia initially boarded the bus with school friends, and they sat in the back of the bus.
After her friends got off the bus, a man later identified as defendant moved from the front of the bus to the back and sat directly in front of Natalia.
Carmen P. was sitting across the aisle when the man sat down near Natalia.
Carmen saw the man spread his legs apart and noticed near his groin a hole in his pants about the size of a baseball. Carmen saw the man's penis, noticed the man made no attempts to cover himself and instead "blatantly" exposed himself to her. Carmen at the same time heard the man asking Natalia many personal and inappropriate questions, including how old she was, where she lived and when was she getting off the bus. As the man continued to ask Natalia questions, Carmen observed Natalia looked "real scared."
As the man's persistent questioning of Natalia continued, Carmen saw the man face the girl, expose himself and begin touching and massaging his penis. While he touched his penis, the man told Natalia she was a "good girl." Carmen felt disgusted by the man.
Natalia testified she initially was polite to the man when he first sat down by her but then tried to ignore him as he continued to ask her personal and inappropriate questions. She estimated the man spoke to her for about 10 or 15 minutes. At some point 3 when the man repeatedly asked Natalia why she would not talk or pay attention to him, Natalia looked over at him and saw him "masturbating." Specifically, Natalia stated that the man was facing her; that his penis was erect and was visible through a hole in the middle of his pants; and that he was using his hand to rub his penis. According to Natalia, the man looked her in the eye and just smiled. Natalia estimated the man was "less than arm length" away from where she was sitting as he was masturbating. Scared and worried the man might sexually assault her, Natalia cried.
Natalia testified another bus passenger, whom she later learned was Carmen, began yelling at the man. Until this incident, Natalia and Carmen had never met. The man in response got off the bus at the next stop. Natalia went to Carmen and sobbed.
The two reported the incident to the bus driver, and the police were called.
A few days later, Carmen and Natalia separately identified defendant in a photographic lineup as the man exposing himself on the bus. The police also obtained and reviewed a copy of the surveillance video from the bus, which was consistent with the reports and statements made by Natalia, Carmen and others. At the time of the incident, defendant was on parole as a result of prior sex offense convictions and was required to wear a GPS monitoring device. Records subsequently obtained by the police in connection with that device showed defendant was in fact on the same bus as the victim at the time of the incident.
4 DISCUSSION
As noted, defendant contends—and the People concede—that the evidence was insufficient to prove that his 1986 Utah burglary conviction qualified as a prison prior for purposes of the one-year enhancement under section 667.5, subdivision (b).
Subdivision (f) of section 667.5 provides: "A prior conviction of a felony shall include a conviction in another jurisdiction for an offense which, if committed in California, is punishable by imprisonment in the state prison or in county jail under subdivision (h) of Section 1170 if the defendant served one year or more in prison for the offense in the other jurisdiction. A prior conviction of a particular felony shall include a conviction in another jurisdiction for an offense which includes all of the elements of the particular felony as defined under California law if the defendant served one year or more in prison for the offense in the other jurisdiction." (Italics added.)
Here, the record shows the prosecutor submitted certified documents establishing defendant pleaded guilty in March 1986 in the Third Judicial District Court, Salt Lake County, State of Utah, to burglary, "a felony, of the 3rd degree" and to "theft," a "class B misdemeanor." The certified documents also included photographs and the fingerprints of defendant. The fingerprint card states defendant was sentenced to five years six months on both counts. The probation report in the instant case states that, in connection with the 1986 Utah conviction, defendant "was arrested for stealing an employee's wallet out of the back storeroom of the Coach House Gift Store (Adult Probation Officer's report dated 06/15/05)."
As relevant here, in 1986 (and today) the Utah burglary statute provided: "An actor is guilty of burglary who enters or remains unlawfully in a building or any portion 5 of a building with intent to commit: [¶] . . . [¶] (b) theft; . . ." (Utah Code, § 76-6-202, subd. (1)(b), italics added.) In contrast, section 459 (of the California Penal Code)
defines burglary as follows: "Every person who enters any house, room, apartment, tenement, shop, warehouse, store, mill, barn, stable, outhouse or other building, tent, vessel . . . with intent to commit grand or petit larceny or any felony is guilty of burglary."
There is a primary difference between the elements of burglary in Utah and in California: unlike California law which requires a felonious intent at the time of entry (People v. Holt (1997) 15 Cal.4th 619, 669), Utah law allows a defendant to be convicted of burglary even if the defendant did not enter with such intent, as long as a defendant "remains unlawfully" after such entry. (State v. Reece (Utah 2015) 349 P.3d 712, 721 [citing Utah Code § 76-6-202 and noting "a person can commit burglary without stealing anything—a person who commits any felony while remaining unlawfully inside a building is also guilty of burglary"]; see People v. Sparks (2002) 28 Cal.4th 71, 85, fn. 17 [noting the burglary statutes "in some jurisdictions . . . include in their definition of burglary the situation where one enters or remains with the requisite intent" and further noting § 459, "by contrast, requires an entry with requisite intent"].)
Thus, a person could be convicted of burglary in Utah for remaining unlawfully inside a building and committing theft, for example, while that same crime would not constitute a burglary in California. As such, the 1986 Utah conviction of defendant may not have included "all of the elements" (§ 667.5, subd. (f)) of burglary as defined in section 459.
6 Because the People must prove all elements of an alleged sentence enhancement beyond a reasonable doubt (People v. Miles (2008) 43 Cal.4th 1074, 1082) and because there is no factual basis in the record establishing defendant entered the building with the intent to commit theft in connection with his 1986 Utah conviction, we agree with the parties and conclude the true finding on this conviction must be reversed.
Defendant contends the 1986 prison prior should be stricken and his sentence reduced by one year because, "given the distinctions between Utah's and California's burglary statutes, there is no method by which respondent will be able to present evidence that the Utah burglary qualified as a California prison prior." To support this contention, defendant primarily relies on Descamps v. United States (2013) 570 U.S. ___ [133 S.Ct. 2276] (Descamps).3 There, the Supreme Court addressed the issue of whether sentencing courts may examine certain documents to determine whether a prior conviction for a crime with a single, indivisible set of elements qualifies as a "violent felony" under the enumerated- offenses clause of the Armed Career Criminal Act (ACCA) (18 U.S.C. § 924(e)).
(Descamps, supra, ___ U.S. at p. ___ [133 S.Ct. at p. 2281].) The ACCA increases the sentences of certain federal defendants who have three prior convictions of such a felony, which includes "burglary, arson or extortion." (18 U.S.C. § 924(e).)
3 The Attorney General in its respondent's brief neither mentioned Descamps nor addressed defendant's contention that his 1986 Utah prison prior must be stricken. We thus requested the Attorney General to brief this issue and allowed defendant to respond. We have read and considered the supplemental briefs of the parties in connection with this issue. 7 The Descamps Court concluded that, in determining whether a prior conviction of the defendant (which by happenstance was based on § 459) qualified as a "serious felony" under the ACCA, the sentencing court could not refer to a plea colloquy to discover whether the defendant admitted the elements of generic burglary, which required the entry to be unlawful (i.e., breaking and entering), when section 459 had no such requirement and thus was categorically broader than "generic" burglary. (Descamps, supra, ___ U.S. at p. ___ [133 S.Ct. at pp. 2285-2286].)
We need not decide whether Descamps applies here; although Descamps concluded a court could consult a limited class of documents such as jury instructions to determine whether a conviction under a "divisible statute" (i.e., a statute that "sets out one or more elements of the offense in the alternative—for example, stating that burglary involves entry into a building or an automobile") matches an element in the generic offense (albeit for purposes of the ACCA) (Descamps, supra, ___ U.S. at p. ___ [133 S.Ct. at p. 2281]), we note from the record in this case there are no such documents that would allow such a limited inquiry, even if we determined the Utah statute at issue here was in fact "divisible" as the People contend.
Because defendant pleaded guilty in the Utah offense without specifying whether he formed the requisite intent to commit burglary before (i.e., as required in California)
or after (i.e., as allowed in Utah) he entered the building, and because as noted the record in the instant case is devoid of the limited class of documents that would allow such an inquiry and the likelihood of the existence of such documents dating back 30 years is so slim given his guilty plea, we conclude defendant's 1986 Utah prison prior should be stricken and his sentence reduced accordingly.
8 DISPOSITION
The true finding on the 1986 Utah prison prior is reversed. The trial court is directed to strike the 1986 Utah prison prior and reduce defendant's sentence accordingly.
The trial court is further directed to prepare a new abstract of judgment reflecting these changes and to forward a certified copy of the new abstract to the Department of Corrections and Rehabilitation. In all other respects, the judgment of conviction is affirmed.
BENKE, Acting P. J. WE CONCUR:
NARES, J.
IRION, J.
Cites, in this corpus
- People v. Miles S140413 · 2008-05-29
- People v. Sparks S098290 · 2002-06-19
- People v. Holt No. S016076 · 1997-05-19
- People v. Superior Court (Romero) S045097 · 1996-06-20