People v. Diaz CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCD251546
- Trial judge
- Charles G. Rogers
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Judith D. McConnell (author), O'Rourke, McINTYRE
Analysis
The trial court convicted Steven Michael Diaz of seven counts of robbery, denied his motion to strike a prior serious felony conviction under *Romero*, and imposed a 29-year determinate sentence. The Court of Appeal affirmed the judgment, finding no reversible error in the trial court's rulings or sentencing calculations.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion to strike prior serious felony conviction under People v. Superior Court (Romero)“The record shows the court acted in compliance with the limitations on its discretion.” | abuse of discretion | not reached | agree with court The court found the record insufficient to demonstrate that the trial court failed to comply with the strict requirements of Section 1385(a) and *Romero*, noting the trial court cited the extreme nature of the current offenses and the defendant's parole status as justifications for denial. |
Imposition of consecutive prison priors for offenses committed while incarcerated“Diaz's sentence for the second offense―an in-prison battery―was a consecutive sentence to be served after the completion of the term for which he was originally imprisoned, and was therefore "available for enhancement under section 667.5 if the defendant is subsequently convicted of a felony."” | de novo | not reached | agree with court The court applied *People v. Walkkein* to determine that because the second prison offense was sentenced consecutively, the defendant was not serving a term for that offense at the time of the current conviction, making the enhancement proper under Penal Code section 667.5. |
Admission of detective's opinion testimony regarding identity“The jurors were instructed they were not required to accept the opinion of any witness as true or correct. The jury viewed photos of the perpetrator's hands and Diaz's hands.” | abuse of discretion | not reached | agree with court The court concluded there was no merit to the claim of error because the jury was properly instructed that they were not required to accept the witness's opinion and had the opportunity to independently evaluate the photographic evidence. |
Authorities
- relied: People v. Superior Court (Romero) (1996) 13 Cal.4th 497 — Establishes the standard for striking a prior serious or violent felony conviction in furtherance of justice under Penal Code section 1385.
- relied: People v. Walkkein (1993) 14 Cal.App.4th 1401 — Holds that a consecutive sentence for a prior offense does not preclude the imposition of a prison prior enhancement under section 667.5 if the defendant is subsequently convicted of a felony.
- relied: People v. Nguyen (1999) 21 Cal.4th 197 — Clarifies the calculation of sentences under the Three Strikes law, specifically regarding the doubling of terms for current felony convictions.
- relied: People v. Wende (1979) 25 Cal.3d 436 — Requires appointed appellate counsel to conduct an independent review of the record for error when no issues are presented.
- relied: Anders v. California (1967) 386 U.S. 738 — Requires counsel to identify any potentially arguable issues in the record when filing a no-merit brief.
- relied: Strickland v. Washington (1984) 466 U.S. 668 — Establishes the two-prong test for ineffective assistance of counsel: deficient performance and prejudice.
- relied: People v. Pope (1979) 23 Cal.3d 412 — States that ineffective assistance claims are more appropriately raised in habeas corpus proceedings when the record does not illuminate the basis for counsel's acts or omissions.
The appellate opinion: sound — The opinion is procedurally sound as it correctly applies the *Wende/Anders* framework to review the record and addresses the specific issues raised by the appellant and appointed counsel. It correctly applies *Walkkein* to the sentencing issue and *Romero* to the motion to strike, though it relies heavily on the insufficiency of the record for the ineffective assistance claims.
How this analysis was made · dispute it
unusual dispositionA jury convicted Steven Michael Diaz of seven counts of gas-station robbery, he admitted a 2008 robbery strike/serious felony prior and two prison priors, the trial court denied his Romero motion and sentenced him to 29 years, including a five-year section 667(a) enhancement for the 2008 robbery and one year for each of two prison priors. On a Wende appeal with a supplemental pro se brief, the Court of Appeal reviewed the issues flagged by counsel and Diaz (ineffective assistance, opinion and lost-video testimony, the expert instruction, Romero, and several sentencing claims), found no arguable issue, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of Romero motion to strike the 2008 robbery strike prior under section 1385“The record shows the court acted in compliance with the limitations on its discretion.” | abuse of discretion | correct | agree with court The trial court weighed the nature of the prior (relatively minor), the extreme nature of seven armed robberies, and the fact Diaz was on parole; those are the factors the Three Strikes cases require, and the opinion's citation to Romero's 'strict compliance with section 1385' language is apt, though it does not cite Williams or Carmony for the governing abuse-of-discretion framework. |
Admission of detective opinion/investigation testimony bearing on identity (tattoo match, rarity of BMW in robberies)“There is no merit to the claim the trial court erred when it allowed the detective to give opinion evidence concerning the perpetrator's identity.” | unclear | correct | agree with court The court's answer rests mainly on the jury instructions about not having to accept any witness's opinion and on the jury's independent view of the tattoo photos; it does not analyze whether the 'no other 7-series BMW robberies' testimony was admissible lay or expert opinion, but given the tattoo match, in-court identification, clothing, and vehicle evidence, any error was plainly harmless, so the result is defensible. |
Admission without objection of deputy's testimony describing the contents of a lost surveillance video“Any claim of ineffective assistance for not objecting to the deputy sheriff's testimony about the contents of the lost surveillance video at the Spring Valley ARCO gas station would not meet the required showing of prejudice.” | unclear | harmless error | agree with court Because no objection was made, the issue was forfeited and could only be raised as ineffective assistance; the court correctly resolved it on Strickland's prejudice prong since the victim of that robbery identified Diaz in court, making the deputy's description of the video cumulative. |
Giving the expert witness instruction (section 1127b) after defense counsel withdrew her objection“With respect to any claim for not objecting to an expert witness instruction, the record shows counsel withdrew her objection as a valid trial tactic.” | unclear | correct | agree with court Officers testified about robbery patterns, the instruction is cautionary and favorable to the defense, and counsel's agreement to it on the record forecloses both direct error and an IAC claim on this record. |
Doubling the base term and one-third of each subordinate term under the Three Strikes law“the punishment authorized under the Three Strikes law required the trial court to double the term otherwise provided as punishment for each current felony convictions because Diaz had a prior serious felony conviction.” | de novo | correct | agree with court People v. Nguyen holds that for a second-strike defendant the subordinate consecutive terms are one-third the midterm, doubled; the sentence here (one year on counts 2-7, each doubled) follows that rule exactly. |
Imposing both a five-year serious felony enhancement (section 667(a)) and a one-year prison prior (section 667.5(b)) based on the 2008 robbery“The trial court was also required to impose a five-year sentence enhancement for the prior serious felony and a one-year prison prior for Diaz's incarceration on a different offense.” | de novo | correct (law misapplied) | disagree with court The opinion states the 2008 robbery was alleged both as a strike and as a prison prior and that the court imposed five years for the 2008 robbery plus one year for each of two prison priors. People v. Jones (1993) 5 Cal.4th 1142 holds that when the same prior conviction qualifies for both a section 667(a) and a section 667.5(b) enhancement, only the greater may be imposed. The opinion does not cite Jones and its phrase 'a different offense' does not explain how the robbery-based prison prior survives; on the facts as the opinion describes them, one year appears unauthorized, though the record summary is thin enough that a different allegation structure cannot be ruled out. |
Treating the consecutive term for the in-prison assault as a separate prior prison term under section 667.5(b)“Finally, the issue whether the trial court erred when it imposed two separate one-year prison priors is without merit.” | de novo | correct | agree with court Walkkein holds that a consecutive sentence for an in-prison offense, served after completion of the original term, is a separate prison term available for a section 667.5 enhancement; the court applied that holding to the facts it recited. |
Claims of ineffective assistance of trial counsel (failure to object to 'profile' and investigation evidence, failure to request limiting instruction, failure to bring Pitchess motion)“Here, the record on appeal sheds no light on why trial counsel acted or failed to act in the manner challenged.” | de novo | not reached | agree with court Under Pope, where the record is silent on counsel's reasons and a satisfactory tactical explanation is possible, the claim is properly deferred to habeas corpus; declining to resolve it on direct appeal is the standard and correct course. |
Authorities
- relied: People v. Superior Court (Romero) (1996) 13 Cal.4th 497 — A trial court's power to strike a prior strike conviction under section 1385 in furtherance of justice is limited and must be exercised in strict compliance with the statute.
- relied: People v. Walkkein (1993) 14 Cal.App.4th 1401 — A consecutive sentence for an in-prison offense, served after completion of the original term, constitutes a separate prior prison term available for enhancement under section 667.5.
- relied: People v. Wende (1979) 25 Cal.3d 436 — When appointed counsel finds no arguable issues, the appellate court must independently review the entire record for error.
- relied: Anders v. California (1967) 386 U.S. 738 — Appointed counsel who finds no meritorious issues may file a brief identifying anything in the record that might arguably support the appeal.
- relied: Strickland v. Washington (1984) 466 U.S. 668 — Ineffective assistance requires deficient performance and resulting prejudice.
- relied: People v. Pope (1979) 23 Cal.3d 412 — Where the appellate record does not reveal the reasons for counsel's acts or omissions, an ineffective assistance claim is more appropriately raised by habeas corpus.
- relied: People v. Nguyen (1999) 21 Cal.4th 197 — Under the Three Strikes law a second-strike defendant's subordinate consecutive terms are one-third the midterm, doubled.
- relied: Pitchess v. Superior Court (1974) 11 Cal.3d 531 — A criminal defendant may obtain discovery of relevant peace officer personnel records on a proper showing.
- missed: People v. Jones (1993) 5 Cal.4th 1142 — When the same prior conviction qualifies for enhancement under both section 667(a) and section 667.5(b), only the greater enhancement may be imposed; the one-year prison prior for that conviction cannot also be added.
The appellate opinion: sound with gaps — The Wende review correctly disposes of the evidentiary, instructional, Romero, Nguyen, and Walkkein issues with the right authorities and properly defers the ineffective assistance claims to habeas. It does not, however, address People v. Jones even though the opinion itself states the 2008 robbery was alleged as both the serious felony prior and a prison prior and that enhancements were imposed on both bases, and it does not expressly discuss counsel's issues A (waiver of counsel at the preliminary hearing) and F (alternate juror seeing shackles).
How this analysis was made · dispute it
record incompleteOpinion
Filed 8/28/15 P. v. Diaz CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D066621
Plaintiff and Respondent, v. (Super. Ct. No. SCD251546)
STEVEN MICHAEL DIAZ,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Charles G.
Rogers, Judge. Affirmed.
Patricia J. Ulibarri, under appointment by the Court of Appeal, for Defendant and Appellant.
No appearance by Plaintiff and Respondent.
Steven Michael Diaz was charged with seven counts of robbery of employees of various gas stations during a three-week period in September and October 2013. (Pen.
Code, § 211.)1 The information also alleged two prison priors and a serious felony strike 1 Further statutory references are to the Penal Code. for a 2008 robbery. (§§ 667.5, subd. (b), 667, subs. (a)(1), (b)-(i).) A jury found Diaz guilty on all counts. After the verdict, in a bifurcated hearing, Diaz admitted the prison and serious felony strike priors. The trial court imposed a total determinate prison term of 29 years.
FACTUAL AND PROCEDURAL BACKGROUND
From September 13 to October 7, 2013, there was a series of seven robberies at gas stations throughout San Diego County in which the perpetrator arrived and left the scene in an older model black BMW. He wore a hooded sweater with a bandana over the lower part of his face. On two occasions, he wore a sweatshirt with an emblem on the back. Each time, the perpetrator brandished a gun at the cashier or clerk and demanded all the money from the register. On September 25, the perpetrator was not wearing gloves. A surveillance camera located above the cash register recorded the perpetrator's tattooed hands as he removed the cash.
San Diego Police Department Detective John Smith sent a photo of the perpetrator's tattoos to law enforcement agencies and received Diaz's name from his parole officer. Smith obtained a copy of Diaz's tattoos and determined they were identical to the tattoos recorded on September 25. On October 9, 2013, police officers arrested Diaz outside his mother's home as he was leaving with his girlfriend in her black 2000 BMW 740-IL. Diaz's girlfriend said she allowed Diaz to use her BMW while she was working.
Officers searched Diaz's mother's home and found several articles of clothing matching the clothing worn by the perpetrator during the robberies. When detective 2 Smith showed photos of the perpetrator's tattoos to Diaz's mother, Maryanne Bennetch, she sighed and said they looked like Diaz's tattoos.
At a pretrial hearing, defense counsel asked the court to limit the detective's testimony about the parole agent's identification of Diaz. The prosecutor planned to introduce photos of Diaz's tattooed hands and the perpetrator's tattooed hands in evidence but also wanted the officers to testify about their investigations. The trial court said that although the investigation was interesting, it was not part of the People's case.
Neverthess, the court did not want to invite speculation by the jurors if there was a gap in chronology. The court ruled the detective could not testify that a parole officer identified Diaz. Instead, the detective could say he circulated a photo of the tattoos and another law enforcement officer informed him that Diaz may have similar tattoos. The prosecutor and defense counsel agreed to the proposed limitation on the detective's testimony.
At trial, victims and bystanders from each gas station testified. One witness saw Diaz's face before Diaz pulled a bandana over his mouth and nose, and identified him in court. Several witnesses noticed the perpetrator's older model black BMW. One witness identified it as a 740 series BMW.
The prosecution introduced surveillance videos from all but one of the gas station robberies. Deputy Sheriff Nikolas Katrantzis testified he secured the surveillance video at an ARCO gas station in Spring Valley but the video had been lost due to human error.
The prosecutor asked Katrantzis, "What did you see in the video?" Without objection, Katrantzis said the video showed a person exiting a black BMW, entering the store, pointing a gun at the clerk, taking money out of the cash register, and leaving the store.
3 Detective Smith testified about his investigation into the gas station robberies, his identification and arrest of Diaz, and Bennetch's identification of Diaz's tattoos and clothing. Bennetch denied making those statements to Smith.
Detectives Smith and Stan Schwarz testified it was unusual to have a BMW involved in a robbery. Over objection, Detective Smith said to his knowledge, there had not been any other robberies in San Diego County involving a 7 series BMW in the year following Diaz's arrest.
After the close of evidence, the trial court said several of the officers had testified about robbery patterns and asked whether the defense wanted an expert opinion instruction. Defense counsel said the police did not testify as experts. She did not want too much weight given to their testimony. The trial court said the expert witness instruction was a defense-friendly instruction required by statute to address that issue.
(§ 1127, subd. (b).) Counsel withdrew her objection to the instruction.
After the verdict, in a bifurcated proceeding, Diaz admitted he was convicted for robbery in 2008. This count was alleged both as a strike and a prison prior. The information also alleged a second prison prior for aggravated assault with a deadly weapon on an inmate. Diaz was convicted and sentenced to a consecutive second term.
Diaz admitted the prison assault.
At sentencing, Diaz filed a motion to dismiss the strike under section 1385 and People v. Superior Court (Romero) (1996) 13 Cal.4th 497, 530 (Romero). The court denied the motion, stating that although the previous robbery was relatively minor, the nature and circumstances of the current offenses were extreme. In addition, Diaz 4 committed the current offenses while he was on parole. The trial court also determined the consecutive sentence for the prison assault was a second prison prior under People v. Walkkein (1993) 14 Cal.App.4th 1401, 1409-1411.
The trial court sentenced Diaz to 29 years in prison, imposing the upper term of five years on count 1, doubled to 10 years for the prior strike; the midterm of one year on counts 2 through 7, each doubled for the strike, for a total of 12 years; five years on the 2008 robbery; and one year for each prison prior, for a total of two years. The trial court imposed fines, fees and restitution, and credited Diaz with custody credits.
DISCUSSION
Appointed appellate counsel has filed a brief summarizing the facts and proceedings in the trial court. Counsel has presented no argument for reversal, and invited this court to review the record for error in accordance with People v. Wende (1979) 25 Cal.3d 436 (Wende). Pursuant to Anders v. California (1967) 386 U.S. 738 (Anders), counsel identified the following as possible, but not arguable, issues:
A. Whether appellant's waiver of his right to counsel at the preliminary hearing was made knowingly, intelligently and voluntarily;
B. Whether the trial court erred by allowing a deputy sheriff to opine about the contents of lost video surveillance from a gas station;
C. Whether the trial court erred by allowing a detective to give opinion testimony on key critical factual issues where the sole issue was identity;
5 D. Whether trial counsel was ineffective for not bringing a Pitchess2 motion where a witness denied having made potentially incriminating statements to a detective;
E. Whether the trial court erred by instructing the jury on expert witness testimony where no witness was designated as an expert;
F. Whether the trial court abused its discretion by not inquiring after being notified that an alternate juror saw that appellant was shackled while being escorted by deputies;
G. Whether the trial court abused its discretion by denying appellant's Romero3 motion to strike his prior unaggravated robbery conviction;
H. Whether the trial court erred by doubling the base term and one-third of each subordinate term under the Three Strikes law;
I. Whether the trial court erred by imposing both a five year serious felony prior and a one year prison prior where appellant was also serving time for unrelated offenses; and J. Whether the trial court erred by imposing a prison prior where the second prison prior occurred while appellant was incarcerated on the first prison prior.
We granted Diaz permission to file a brief on his own behalf, which he did. Diaz raises a claim of ineffective assistance of trial counsel. In addition, with the exception of 2 Pitchess v. Superior Court (1974) 11 Cal.3d 531.
3 Romero, supra, 13 Cal.4th at page 530. 6 issues A and F, ante, Diaz incorporates appellate counsel's issues in his brief and asks this court to order further briefing on those issues.
Diaz's claim of ineffective assistance of trial counsel centers on counsel's failure to object to what he terms "profile evidence" concerning the use of BMW's in robberies and to testimony about the investigation that led to the identification of Diaz as the suspect.
Diaz also contends counsel was ineffective by not requesting a limiting instruction about law enforcement's investigatory steps, profile evidence, and opinions.
Defendants have a constitutional right to the effective assistance of counsel in criminal cases. (Gideon v. Wainwright (1963) 372 U.S. 335.) The burden is on the defendant to prove he received ineffective assistance of counsel. To do so, the defendant must show counsel failed to act in a manner to be expected of a reasonably competent attorney and that counsel's acts or omissions prejudiced the defendant. (Strickland v. Washington (1984) 466 U.S. 668, 687-688, 691-692; People v. Pope (1979) 23 Cal.3d 412, 425 (Pope).)
Here, the record on appeal sheds no light on why trial counsel acted or failed to act in the manner challenged. (People v. Pope, supra, 23 Cal.3d at p. 426.) "Where the record does not illuminate the basis for the challenged acts or omissions, a claim of ineffective assistance [of counsel] is more appropriately made in a petition for habeas corpus." (Ibid.) This procedure allows trial counsel to "fully describe his or her reasons for acting or failing to act in the manner complained of." (Ibid.) Courts then "are in a position to intelligently evaluate whether counsel's acts or omissions were within the range of reasonable competence." (Ibid.) This principle applies as well to any claim of 7 ineffective assistance of counsel for failing to bring a Pitchess motion against Detective Smith.
Any claim of ineffective assistance for not objecting to the deputy sheriff's testimony about the contents of the lost surveillance video at the Spring Valley ARCO gas station would not meet the required showing of prejudice. The victim in that robbery identified Diaz at trial as the man who came into the gas station with a gun and demanded money. With respect to any claim for not objecting to an expert witness instruction, the record shows counsel withdrew her objection as a valid trial tactic.
There is no merit to the claim the trial court erred when it allowed the detective to give opinion evidence concerning the perpetrator's identity. The jurors were instructed they were not required to accept the opinion of any witness as true or correct. The jury viewed photos of the perpetrator's hands and Diaz's hands. Presumably, the jurors followed the court's instructions and independently decided whether the information on which the witness relied was true and accurate.
The record does not show there is any merit to the issue the trial court erred when it denied Diaz's motion to strike his prior felony conviction. The trial court's discretion to strike a prior felony conviction in furtherance of justice is limited and "must proceed in strict compliance with section 1385[ subdivision ](a)." (Romero, supra, 13 Cal.4th at p. 530.) The record shows the court acted in compliance with the limitations on its discretion.
With respect to the claims of sentencing errors, the punishment authorized under the Three Strikes law required the trial court to double the term otherwise provided as 8 punishment for each current felony convictions because Diaz had a prior serious felony conviction. (§§ 667, subd. (e)(2)(A), 1170.1, subd. (a); People v. Nguyen (1999) 21 Cal.4th 197, 203-204.) The trial court was also required to impose a five-year sentence enhancement for the prior serious felony and a one-year prison prior for Diaz's incarceration on a different offense. (§§ 667, subd. (a)(1), 667.5, subd. (b).) Finally, the issue whether the trial court erred when it imposed two separate one-year prison priors is without merit. Diaz's sentence for the second offense―an in-prison battery―was a consecutive sentence to be served after the completion of the term for which he was originally imprisoned, and was therefore "available for enhancement under section 667.5 if the defendant is subsequently convicted of a felony." (People v. Walkkein, supra, 14 Cal.App.4th at p. 1410.)
A review of the record pursuant to Wende and Anders, including the issues suggested by counsel and appellant, has disclosed no reasonably arguable appellate issues. Diaz has been represented by competent counsel on this appeal.
DISPOSITION
The judgment is affirmed.
MCCONNELL, P. J. WE CONCUR:
MCINTYRE, J.
O'ROURKE, J.
Cites, in this corpus
- People v. Nguyen S064081 · 1999-09-22
- People v. Superior Court (Romero) S045097 · 1996-06-20
- People v. Walkkein B062314 · 1993-04-13
- People v. Wende Crim. 20851 · 1979-10-12
- People v. Pope Crim. 20359 · 1979-02-22
- Pitchess v. Superior Court L.A. 30224 · 1974-05-23