gno.law

People v. Baker CA4/1

California Court of Appeal · D067102 · 2015-07-24 · Unpublished

Proceeding
appeal from an order
Trial court
Superior Court of San Diego County · No. ECR10790
Trial judge
David J. Danielsen
Outcome
affirmed — Affirmed.
Area
criminal
Panel
Richard D. Huffman, Sr. (author), Alex C. McDonald, Patricia D. Benke

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T06:12Z · confidence high

The trial court denied Baker's petition to recall his sentence under the Three Strikes Reform Act of 2012, finding he was personally armed with firearms during the underlying offenses. The Court of Appeal affirmed the denial, determining that the record of conviction, including the appellate transcript from the prior appeal and Baker's own concessions, sufficiently proved he was armed and thus ineligible for relief.

Ruling reviewedStandardThe courtThe model
Denial of petition to recall sentence under the Three Strikes Reform Act of 2012
“We find the record of conviction does show Baker was armed at the time of each count. For that and other reasons we will set forth, we will affirm the trial court's order denying Baker's petition.”
de novocorrectagree with court
The appellate court correctly applied the de novo standard of review to the legal question of eligibility under the Act. It properly relied on the record of conviction, including the prior appellate opinion and the defendant's own written concessions, to establish that the defendant was personally armed, which is a statutory bar to relief under Section 1170.126, subdivision (e)(2).

Authorities

  • relied: People v. White (2014) 223 Cal.App.4th 512 — Where the record of conviction shows the firearm was in the defendant's personal, physical possession, the defendant was armed under the Act and is not eligible for resentencing.
  • relied: People v. Brimmer (2014) 230 Cal.App.4th 782 — An opinion of an appellate court affirming a conviction is part of the record of conviction and may be used to determine eligibility under the Act.
  • relied: People v. Superior Court (Romero) (1996) 13 Cal.4th 497 — Established the discretionary strike doctrine, which was the basis for the prior remand for resentencing in this case.

The appellate opinion: sound — The opinion is sound because it correctly identifies the statutory bar to relief (being armed) and relies on the proper definition of the record of conviction to support the trial court's factual finding. It effectively resolves the evidentiary gap caused by the destruction of trial notes by utilizing the prior appellate record and the defendant's own admissions.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:31Z · confidence low

The trial court denied Claren Lee Baker's petition under Penal Code section 1170.126 to recall his 50-years-to-life Three Strikes sentence for two 1994 convictions for possession of a firearm, finding him ineligible because he was armed with a firearm during each offense, the guns having been removed from his person in pat-down searches. The Court of Appeal, after taking judicial notice of its own file from Baker's 1996 appeal (which contained the otherwise-destroyed trial transcript), held the record of conviction, together with Baker's own concession in his petition, established he was personally armed, affirmed the denial, and refused his request to remand for further review of the record.

Ruling reviewedStandardThe courtThe model
Finding that Baker was 'armed with a firearm' during both section 12021.1 offenses and therefore ineligible for resentencing under section 1170.126, subdivision (e)(2)
“The court found Baker was armed at the time of each offense, in that the firearms were each removed from his person during separate pat-down searches.”
substantial evidencecorrectagree with court
The court framed the question as whether the record of conviction supports the trial court's finding, a sufficiency-type inquiry, though it never expressly named the standard. Under White, a firearm in the defendant's personal, physical possession makes him 'armed' for purposes of the Act, and here the prior appellate opinion (count 2), the trial transcript judicially noticed from the court's own file, and Baker's own statement of the case in his petition all show both guns were taken from his pocket or person during pat-downs. Baker never disputed those facts below. The result follows directly from White and Brimmer; the only awkwardness is that part of the supporting record (the trial transcript) was located by the appellate court rather than considered by the trial court, but the concession alone adequately supports the finding.
Trial court's apparent reliance on the probation report to find Baker was personally armed (Baker argued this was error; People argued forfeiture)
“Candidly, it is unclear what material the trial court considered.”
unclearnot reachedunsure
The appellate court acknowledged it could not tell what the trial court actually considered and did not decide whether a probation report is part of the record of conviction or whether Baker forfeited the objection by not raising it below. Instead it found the result independently supported by the prior appellate opinion, the trial transcript, and Baker's concession. Sidestepping was defensible given those alternative sources, but the opinion leaves the probation-report question and the forfeiture argument unresolved and does not cite the Supreme Court's guidance on what counts as the record of conviction.

Authorities

  • relied: People v. White (2014) 223 Cal.App.4th 512 — A defendant whose record of conviction shows the firearm was in his personal, physical possession was 'armed with a firearm' during the possession offense and is ineligible for resentencing under section 1170.126, subdivision (e)(2).
  • relied: People v. Brimmer (2014) 230 Cal.App.4th 782 — A prior appellate opinion affirming the conviction is part of the record of conviction and its facts may be used by the trial court to determine eligibility under the Three Strikes Reform Act.
  • relied: People v. Johnson (2015) 61 Cal.4th 674 — The Act permits resentencing of inmates whose third strike conviction was not a serious or violent felony as defined as of the date of the Act's passage.
  • relied: People v. Superior Court (Romero) (1996) 13 Cal.4th 497 — Trial courts have discretion under section 1385 to strike prior strike convictions; cited only as procedural background for the 1996 remand.
  • missed: People v. Osuna (2014) 225 Cal.App.4th 1020 — A defendant is 'armed with a firearm' during a felon-in-possession offense for purposes of section 1170.126 when the firearm is available for offensive or defensive use, and no tethering to a separate offense is required; the leading published authority on the issue the court decided.
  • missed: People v. Trujillo (2006) 40 Cal.4th 165 — Statements in a probation report prepared after a plea are not part of the record of conviction; relevant to Baker's argument that the trial court erred in relying on the probation report, which the court sidestepped without citing this authority.

The appellate opinion: sound with gaps — The court reached a plainly defensible result because Baker himself conceded in his petition that both firearms were recovered from his person, and White squarely holds such personal possession means he was armed and ineligible. The opinion has gaps, however: it never states the standard of review, it does not resolve whether the probation report could be considered or whether the objection was forfeited, it cites no Supreme Court authority on the scope of the record of conviction, and it took the unusual step of supplementing the record on appeal with a trial transcript the trial court never saw, affirming in part on evidence not before the lower court.

How this analysis was made · dispute it

record incomplete unusual disposition

Opinion

Filed 7/24/15 P. v. Baker CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

THE PEOPLE, D067102

Plaintiff and Respondent, v. (Super. Ct. No. ECR10790)

CLAREN LEE BAKER,

Defendant and Appellant.

APPEAL from an order of the Superior Court of San Diego County, David J.

Danielsen, Judge. Affirmed.

Loleena Ansari, under appointment by the Court of Appeal, for Defendant and Appellant.

Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Charles C. Ragland and Warren J.

Williams, Deputy Attorneys General, for Plaintiff and Respondent.

This is an appeal from the trial court's denial of a petition to recall a sentence under the Three Strikes Reform Act of 2012 (Act). The petition was denied based on the trial court's finding that at the time of his two 1994 offenses for possession of firearms, the defendant was personally armed with firearms within the meaning of the Act and was thus not eligible for relief. The question presented here is whether the record of conviction supports the trial court's decision. As we will discuss, there is sufficient evidence in the record to show that each of the firearms was taken from the person of the defendant. In addition, Baker's petition conceded the facts showed the firearms in each count had been taken from his person during patdown searches by law enforcement.

Because this petition was considered 19 years after the trial, the court reporter's notes had been destroyed. However, this court located its records of the appeal in D024193, which was the appeal from the 1995 conviction. In that file we found a copy of the transcript of the trial. We notified the parties we intended to take judicial notice of our records in that case. We did not receive any objection.

We find the record of conviction does show Baker was armed at the time of each count. For that and other reasons we will set forth, we will affirm the trial court's order denying Baker's petition.

PROCEDURAL BACKGROUND

In 1995 Claren Lee Baker was convicted of two counts of possession of a firearm Penal Code1 section 12021.1, subdivision (a)). The court found true three prison priors (§ 667.5, subd. (b)) and two strike priors (§ 667, subds. (b)-(i)). The court sentenced Baker to an indeterminate term of 50 years to life in prison.

1 All further statutory references are to the Penal Code unless otherwise specified. 2 In October 1996 this court filed an opinion affirming the convictions and remanding the case for resentencing in light of People v. Superior Court (Romero) (1996)

13 Cal.4th 497. (People v. Baker (Oct. 11, 1996, D024193) [nonpub. opn.].)2 In December 2013, the trial court denied Baker's petition to recall his sentence under the Act. The court found Baker was armed at the time of each offense, in that the firearms were each removed from his person during separate pat-down searches.

Due to the passage of time between the 1995 trial and the 2013 review of the petition the reporter's notes of the trial testimony have been destroyed. We will discuss the record in the section which follows.

DISCUSSION

Baker contends the trial court did not have sufficient evidence in the record of conviction to show that Baker was armed during his 1994 offenses. He contends that to the extent the court relied on the probation report for the fact he was personally armed, the court did so in error.

The People have responded that Baker has waived any objection to the use of the probation report by not objecting at the trial court level. The People also contend our prior opinion affirming the conviction is part of the record of conviction and it demonstrates Baker was personally armed in each offense. Candidly, it is unclear what material the trial court considered. The court said:

2 On the court's own motion we take judicial notice of this court's records in People v. Baker (Oct. 11, 1996, D024193) [nonpub. opn.]. 3 "On both of these occasions this individual was contacted by law enforcement, and during pat-down found to be in possession of a semi-automatic handgun. The record of conviction supports the conclusion he was armed during the offense. That renders him ineligible for the relief requested."

There were no discussions at the hearing or in the written material objecting to anything the court may have considered nor was there any discussion of what the trial court considered. Thus we will discuss what we have discovered.

A. The Record At the outset we note the points and authorities submitted by Baker in support of his petition includes the following in the "STATEMENT OF THE CASE" section:

"In case ECR10790, Mr. Baker was convicted of two violations of Penal Code section 12021.1(a). Here, on two separate occasions police contacted Mr. Baker and conducted a pat-down search. A firearm was recovered on his person in both instances." (Italics added.)

In our opinion in 1996, we discussed the facts of count 2 only. In that appeal Baker did not challenge the sufficiency of the evidence to support either count. Thus, our opinion provides no insight as to count 1. Our opinion does state:

"At about 9 a.m. on March 15, 1994, an El Cajon police officer was on patrol in an area of the city in which the officer believed a high rate of stolen vehicles had been found. The officer observed several men looking at a red Camaro. The officer did a license plate check and learned that the plate on the Camaro belonged to a Toyota. Such circumstance was common for stolen vehicles. The officer parked nearby and waited to see if anyone approached the car.

"About 15 minutes later, Baker and another man approached the car. The men looked at the car and one man looked inside it. They then turned to walk to an apartment complex. The officer stopped the men, believing they might be involved with a stolen vehicle.

4 "The officer asked Baker if he had any weapons. Baker did not answer, but began to reach for his rear pocket. The officer put Baker's hand back on the hood of a vehicle where he was standing and conducted a patdown search for weapons. Baker said, 'It's just a .25.' He was handcuffed and the officer retrieved a .25-caliber handgun from Baker's rear pocket."

The probation report discusses both counts and indicates the offenses arose from pat- downs of Baker in which firearms were discovered on his person, B. Legal Principles The Act was codified in section 1170.126. The Act permits resentencing of inmates whose third strike conviction was not a serious or violent felony as defined in the Act as of the date of passage. (People v. Johnson (July 2, 2015, S219454)

___ Cal.4th ____ [2015 Cal. Lexis 4521].) It is not disputed that possession of a firearm within the meaning of section 12021.1, subdivision (a) is not a serious or violent felony.

However, it is also not disputed by the parties that a person who was armed at the time of the offense is not eligible for resentencing under the Act. (§ 1170.126, subd. (e)(2).)

Although a person may possess a firearm and not be "armed" at the time, where the record of conviction shows the firearm was in the defendant's personal, physical possession, the defendant was armed under the Act and is not eligible for resentencing.

(People v. White (2014) 223 Cal.App.4th 512, 519.)

Case law also establishes that an opinion of an appellate court affirming a conviction is part of the record of conviction. Thus the facts contained in such opinion may be used by a trial court to determine the defendant's eligibility under the Act.

(People v. Brimmer (2014) 230 Cal.App.4th 782, 800-801.)

5 C. Analysis In this case we took the unusual step of locating the appellate file from the 1995 conviction and appeal. We did so in large part because of the importance of making a correct determination of the nature of the record of conviction. We were also motivated by the record we received from the trial court. As we have pointed out, Baker not only failed to deny he had personal, physical possession of the firearms, he affirmatively told the court the weapons were seized from his person in separate pat-down searches. The defense made no objection to the materials considered by the trial court and never contended that the guns were not seized from Baker's person. We also considered the passage of time since the trial, which resulted in the loss of the reporter's notes.

We obtained our record of the appeal from the 1995 conviction and discovered the reporter's transcript from 1995. We made the record available for the parties to inspect, and counsel for appellant did inspect the record.

Although appellate counsel did not object to our proposal to take judicial notice, she still contends we should remand the case to the trial court so counsel could review the record of the appeal. We reject that suggestion. Counsel has reviewed the transcript which indisputably shows both weapons were removed from Baker's person during police searches. The trial court based its ruling on the facts surrounding the seizures of the firearms. Our appellate record of the 1995 conviction plainly demonstrates Baker was personally armed during the commitment offenses. (People v. White, supra, 223 Cal.App.4th at p. 519.) No purpose would be served by remanding the case to the trial court to reconsider a record that proves the trial court was factually correct when it ruled.

6 Accordingly, we decline to remand the case and affirm the trial court's denial of Baker's petition to recall his sentence.

DISPOSITION

The denial of Baker's petition to recall his sentence is affirmed. The request to remand the case to the trial court is denied.

HUFFMAN, J.

WE CONCUR:

BENKE, Acting P. J.

McDONALD, J.

Cites, in this corpus